美国证券交易委员会未必审查本文件中的信息，并未确定其是否准确和完整。 | |||
| 美国证券交易委员会 华盛顿特区20549 FORM D 豁免发行证券通知 | OMB APPROVALOMB编号：3235-0076每次回应估计平均负担小时数：4.00 | ||
1。发行人的身份
| CIK (Filer ID Number) | 以前的名字 | XNone | 实体类型 |
|---|---|---|---|
| 0001714420 | XCorporationLimited PartnershipLimited Liability CompanyGeneral PartnershipBusiness TrustOther（Specify） | ||
| 发行人名称 | |||
| Hightimes Holding Corp。 | |||
| 公司/组织的管辖权 | |||
| DELAWARE | |||
| 公司成立/组织 | |||
| Over Five年前五年（指定年份）2016年即将成立 | |||
2。主要营业地点和联系信息
| 发行人姓名 | |||
|---|---|---|---|
| Hightimes Holding Corp. | |||
| Street Address 1 | 街道地址2 | ||
| 10990 WILSHIRE BLVD。 | PENTHOUSE | ||
| 城市 | 州/省/国家 | ZIP / PostalCode | 发行人的电话号码 |
| LOS ANGELES | 加利福尼亚州 | 90024 | (844) 933-3287 |
3。相关人员
| Last Name | 名字 | 中间名 |
|---|---|---|
| Levin | 亚当 | |
| 街道地址1 | 街道地址2 | |
| 10990威尔希尔大道。 | ||
| City | 州/省/国家 | ZIP / PostalCode |
| Los Angeles | 加利福尼亚 | 90024 |
| 关系： | 执行官 | X | 主任 | 发起人 |
|---|
回应澄清（如有必要）：
执行主席
| Last Name | 名字 | 中间名 |
|---|---|---|
| Fox | Kraig | A. |
| 街道地址1 | 街道地址2 | |
| 10990 Wilshire Blvd. | Penthouse | |
| 城市 | 州/省/国家 | ZIP / PostalCode |
| Los Angeles | 加利福尼亚 | 90024 |
| 关系： | X | 执行官 | X | 主任 | 推进者 |
|---|
回应的澄清（如有必要）：
| Last Name | 名字 | 中间名 |
|---|---|---|
| 纽伯格 | David | |
| 街道地址1 | 街道地址2 | |
| 10990威尔希尔大道。 | Penthouse | |
| 城市 | 州/省/国家 | ZIP / PostalCode |
| Los Angeles | CALIFORNIA | 90024 |
| 关系： | X | 执行官 | 主任 | 推广人 |
|---|
回应澄清（如有必要）：
| Last Name | 名字 | 中间名 |
|---|---|---|
| 渡边 | Neil | |
| 街道地址1 | 街道地址2 | |
| 10990威尔希尔大道。 | Penthouse | |
| 城市 | 州/省/国家 | ZIP / PostalCode |
| Los Angeles | 加利福尼亚州 | 90024 |
| 关系： | X | 执行官 | 主任 | 发起人 |
|---|
回复澄清（如有必要）：
| Last Name | 名字 | 中间名 |
|---|---|---|
| Manley | Coleen | |
| 街道地址1 | Street Address 2 | |
| 10990 Wilshire Blvd。 | Penthouse | |
| 城市 | 州/省/国家 | ZIP / PostalCode |
| Los Angeles | 加利福尼亚 | 90024 |
| 关系： | 执行官 | X | Director | 促销员 |
|---|
回应的澄清（如有必要）：
| Last Name | 名字 | 中间名 |
|---|---|---|
| 肯尼迪 | 埃莉亚诺拉 | |
| 街道地址1 | Street Address 2 | |
| 10990威尔希尔大道。 | Penthouse | |
| 城市 | 州/省/国家 | ZIP / PostalCode |
| Los Angeles | 加利福尼亚 | 90024 |
| 关系： | 执行官 | X | 主任 | 推广人 |
|---|
回应澄清（如有必要）：
| Last Name | 名字 | 中间名 |
|---|---|---|
| Ehrlich | Justin | |
| 街道地址1 | 街道地址2 | |
| 10990 Wilshire Blvd。 | Penthouse | |
| 城市 | 州/省/国家 | ZIP / PostalCode |
| Los Angeles | 加利福尼亚 | 90024 |
| 关系： | 执行官员 | X | 主任 | 发起人 |
|---|
回应澄清（如有必要）：
| Last Name | 名字 | 中间名 |
|---|---|---|
| Simon | 暴风雨 | |
| 街道地址1 | Street Address 2 | |
| 10990威尔希尔大道。 | Penthouse | |
| 城市 | 州/省/国家 | ZIP / PostalCode |
| Los Angeles | CALIFORNIA | 90024 |
| 关系： | 执行官 | X | 导演 | 推进者 |
|---|
回应的澄清（如有必要）：
| Last Name | 名字 | 中间名 |
|---|---|---|
| Quesada | Vincente | |
| 街道地址1 | Street Address 2 | |
| 10990威尔希尔大道。 | Penthouse | |
| 城市 | 州/省/国家 | ZIP / PostalCode |
| Los Angeles | 加利福尼亚 | 90024 |
| 关系： | 执行官 | X | 主任 | 推进者 |
|---|
回应的澄清（如有必要）：
4。工业集团
| 农业银行与金融服务商业银行保险投资投资银行业投资基金是根据1940年投资公司法注册为投资公司的发行人吗？是否其他银行与金融服务商业服务能源煤炭电力公用事业节能环保服务石油与天然气其他能源 | Health Care Biotechnology Health Insurance Hospitals & Physicians Pharmaceuticals Other Health Care ManufacturingReal Estate Commercial Construction REITS & Finance Residential Other Real Estate | Retailing RestaurantsTechnology Computers Telecommunications Other TechnologyTravel Airlines & Airports Lodging & Conventions Tourism & Travel Services Other TravelXOther |
5. Issuer Size
| Revenue Range | OR | Aggregate Net Asset Value Range | ||
|---|---|---|---|---|
| No Revenues | No Aggregate Net Asset Value | |||
| $1 - $1,000,000 | $1 - $5,000,000 | |||
| $1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
| $5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
| $25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
| Over $100,000,000 | Over $100,000,000 | |||
| X | Decline to Disclose | Decline to Disclose | ||
| Not Applicable | Not Applicable | |||
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
| Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 504 (b)(1)(i) Rule 504 (b)(1)(ii) Rule 504 (b)(1)(iii)XRule 506(b) Rule 506(c) Securities Act Section 4(a)(5) | Investment Company Act Section 3(c) Section 3(c)(1) Section 3(c)(9) Section 3(c)(2) Section 3(c)(10) Section 3(c)(3) Section 3(c)(11) Section 3(c)(4) Section 3(c)(12) Section 3(c)(5) Section 3(c)(13) Section 3(c)(6) Section 3(c)(14) Section 3(c)(7) |
7. Type of Filing
| New Notice | Date of First Sale | 2018-01-15 | First Sale Yet to Occur | ||||||
| X | Amendment | ||||||||
8. Duration of Offering
| Does the Issuer intend this offering to last more than one year? | YesXNo |
9. Type(s) of Securities Offered (select all that apply)
| X | Equity | Pooled Investment Fund Interests | |
| Debt | Tenant-in-Common Securities | ||
| Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
| Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | X | Other (describe) | |
| Class A Common Stock | |||
10. Business Combination Transaction
| Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? | XYes No |
Clarification of Response (if Necessary):
Hightimes Holding Corp. ("Hightimes") acquired 100% of the capital stock of Trans-High Corporation and its subsidiaries ("THC") in an acquisition that was consummated on February 14, 2017.
11. Minimum Investment
| Minimum investment accepted from any outside investor | $0 | USD |
12. Sales Compensation
| Recipient | Recipient CRD NumberXNone | |
| (Associated) Broker or DealerXNone | (Associated) Broker or Dealer CRD NumberXNone | |
| Street Address 1 | Street Address 2 | |
|---|---|---|
| City | State/Province/Country | ZIP/Postal Code |
| State(s) of Solicitation (select all that apply)Check “All States” or check individual States All States | Foreign/non-US |
13. Offering and Sales Amounts
| Total Offering Amount | $1,553 | USD | or Indefinite |
| Total Amount Sold | $1,553 | USD | |
| Total Remaining to be Sold | $0 | USD | or Indefinite |
Clarification of Response (if Necessary):
A total of 15,531,128 shares (post-split) of restricted Class A Common Stock, par value $0.0001 per share, of Hightimes were issued to the company's founders and insiders in February 2017 in conjunction with the company's business combination with THC.
14. Investors
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | ||
| Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | 43 |
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
| Sales Commissions | $0 | USD | Estimate |
| Finders' Fees | $0 | USD | Estimate |
Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
| $0 | USD | 估计 |
澄清响应（如有必要）：
签名和提交
请在签名前单击下面的提交，验证您输入的信息并查看下面的提交条款。
Terms of Submission
| 提交时本通知，上述每个发行人是： |
|
上述每位发卡人均已阅读本通知，知悉内容为真，并已正式签署正式授权人代表其签署此通知。
签名时，请输入签名人的姓名或其他名称。作为签名者签名采用或授权的字母或字符。
| Issuer | 签名 | 签名者姓名 | Title | 日期 |
|---|---|---|---|---|
| Hightimes Holding Corp。 | / s / Adam Levin | Adam Levin | 执行主席 | 2019-07-09 |
回复收集的信息的人除非表格显示当前有效的OMB号码，否则无需回复此表格。
*此承诺不影响任何限制1996年国家证券市场改善法案（“NSMIA”）第102（a）条[Pub。 L. No. 104-290,110 Stat。 3416（1996年10月11日）]强加了各国获取信息的能力。因此，如果作为本表格D的主题的证券是NSMIA目的的“承保证券”，无论是在所有情况下还是由于本表格D所涉及的发售的性质，各国都不能例行地要求提供材料根据这项承诺或其他方式，并且可以要求仅向NSMIA提供材料，NSMIA允许他们在NSMIA保留其反欺诈权限的情况下这样做。