股本结构
单位:万股
| 公告日期 | 2021-06-14 | 2021-04-21 | 2021-04-21 | 2021-04-14 | 2021-03-16 | 2021-03-16 |
|---|---|---|---|---|---|---|
| 证券总股本 | 14563.85 | 13796.10 | 12038.27 | 13704.40 | 11946.66 | 11613.07 |
| 普通股本 | 14563.85 | 13796.10 | 12038.27 | 13704.40 | 11946.66 | 11613.07 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2021-04-30 | 2021-04-15 | 2021-03-29 | 2021-04-14 | 2021-03-08 | 2021-01-31 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2021-06-14 | 14563.85 | 未披露 |
更多>>
From January 31, 2021 To April 30, 2021
Stock-based compensation
Advaxis public offerings, net of offering costs
Warrant exercises
Issuance of shares to employees under ESPP Plan
|
2021-04-30 |
| 2021-04-21 | 13796.10 | 未披露 | 定期报告 | 2021-04-15 |
| 2021-04-14 | 13704.40 | 未披露 |
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1.Shares offered by the company 17,577,400 Shares.
2.The number of shares of common stock to be outstanding immediately after the offering is based on 119,466,620 shares of common stock outstanding as of March 8, 2021.
|
2021-04-14 |
| 2021-04-21 | 12038.27 | 未披露 | 定期报告 | 2021-03-29 |
| 2021-03-16 | 11946.66 | 未披露 | 定期报告 | 2021-03-08 |
| 2021-03-16 | 11613.07 | 未披露 |
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From October 31, 2020 to January 31, 2021
Advaxis public offerings, net of offering costs
Warrant exercises
|
2021-01-31 |
| 2021-01-22 | 11197.17 | 未披露 | 定期报告 | 2021-01-15 |
| 2020-11-27 | 8938.16 | 未披露 |
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1.Common stock offered by the company 26,666,666 shares.
2.The number of shares of common stock to be outstanding immediately after this offering is based on 62,714,946 shares of common stock outstanding as of July 31, 2020.
|
2020-11-27 |
| 2021-01-22 | 7807.40 | 未披露 |
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From October 31, 2019 to October 31, 2020
Stock-based compensation
Issuance of shares to employees under ESPP Plan
Warrant exercises
Shares issued in settlement of warrants
Advaxis public offerings
At-the-market shares issued
Commitment fee shares issued for equity line
Shares issued under equity line
|
2020-10-31 |
| 2020-09-10 | 6622.75 | 未披露 | 定期报告 | 2020-09-02 |
| 2020-09-10 | 6271.49 | 未披露 |
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From April 30, 2020 to July 31, 2020
Issuance of shares to employees under ESPP Plan
At-the-market shares issued, net of offering costs
Commitment fee shares issued for equity line
|
2020-07-31 |
| 2020-08-03 | 6163.16 | 未披露 | 定期报告 | 2020-07-29 |
| 2020-06-11 | 6160.76 | 未披露 | 定期报告 | 2020-06-11 |
| 2020-06-11 | 6025.24 | 未披露 |
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From January 31, 2020 to April 30, 2020
Stock based compensation
Warrant exercises
Issuance of shares to employees under ESPP Plan
|
2020-04-30 |
| 2020-03-20 | 6024.58 | 未披露 | 定期报告 | 2020-03-06 |
| 2020-03-13 | 6024.48 | 未披露 | 定期报告 | 2020-02-29 |
| 2020-03-13 | 6023.66 | 未披露 |
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from November 1, 2019 to January 31, 2020
Stock based compensation
Advaxis public offerings
Warrant exercises
Issuance of shares to employees under ESPP Plan
|
2020-01-31 |
| 2020-01-23 | 6022.13 | 未披露 |
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1.Common stock offered by us 10,000,000 shares
2.The number of shares of common stock to be outstanding immediately after the offering is based on 50,221,263 shares of common stock outstanding as of January 7, 2020
|
2020-01-23 |
| 2020-01-21 | 5022.13 | 未披露 | 定期报告 | 2020-01-07 |
| 2019-12-20 | 5021.14 | 未披露 | 定期报告 | 2019-12-16 |
| 2019-12-20 | 5020.17 | 未披露 |
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from October 31, 2018 to October 31, 2019
Issuance of shares to employees under ESPP Plan
Pre-funded warrant exercises
Warrant exercises
Warrant exchange
Advaxis public offerings
|
2019-10-31 |
| 2019-09-09 | 2471.01 | 未披露 | 定期报告 | 2019-09-06 |
| 2019-09-09 | 1924.89 | 未披露 |
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from April 30, 2019 to July 31, 2019
Stock based compensation
Issuance of shares to employees under ESPP Plan
Shares issued in settlement of warrants
Advaxis public offerings
|
2019-07-31 |
| 2019-07-25 | 1722.04 | 未披露 | 定期报告 | 2019-07-25 |
| 2019-07-24 | 802.08 | 未披露 | 定期报告 | 2019-06-01 |
| 2019-06-10 | 802.04 | 未披露 |
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From January 31, 2019 To April 30, 2019
Stock based compensation
Issuance of shares to employees under ESPP Plan
Warrant exercises
Shares issued in settlement of warrants
Advaxis public offerings
|
2019-04-30 |
| 2019-03-29 | 550.00 | 未披露 |
更多>>
Pursuant to such authority granted by the Company’s stockholders, the Company’s Board of Directors approved a one-for-fifteen reverse stock split (the “Reverse Stock Split”) of its common stock. The Reverse Stock Split became effective upon filing of the Amendment with the Secretary of State of the State of Delaware on March 29, 2019. The Reverse Stock Split reduced the number of shares of common stock issued and outstanding from approximately 82.6 million to approximately 5.5 million.
|
2019-03-29 |
| 2019-03-12 | 6974.35 | 未披露 | 定期报告 | 2019-02-28 |
| 2019-03-12 | 6973.43 | 未披露 | 定期报告 | 2019-01-31 |
| 2019-01-11 | 6970.32 | 未披露 | 定期报告 | 2018-12-31 |
| 2019-01-11 | 6961.99 | 未披露 | 定期报告 | 2018-12-26 |
| 2019-01-11 | 6955.65 | 未披露 |
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From October 31, 2017 To October 31, 2018
Stock based compensation
Issuance of shares to employees under ESPP Plan
Advaxis at-the-market sales
Advaxis public offerings
|
2018-10-31 |
| 2018-09-10 | 5282.85 | 未披露 | 定期报告 | 2018-08-31 |
| 2018-08-23 | 5282.35 | 未披露 | 定期报告 | 2018-08-22 |
| 2018-09-10 | 5280.24 | 未披露 | 定期报告 | 2018-07-31 |
| 2018-06-07 | 5262.15 | 未披露 | 定期报告 | 2018-06-04 |
| 2018-06-07 | 5256.20 | 未披露 | 定期报告 | 2018-04-30 |
| 2018-03-12 | 5231.38 | 未披露 | 定期报告 | 2018-03-08 |
| 2018-03-12 | 4228.32 | 未披露 | 定期报告 | 2018-01-31 |
| 2018-02-06 | 4154.27 | 未披露 | 定期报告 | 2018-01-19 |
| 2017-12-21 | 4130.40 | 未披露 | 定期报告 | 2017-12-15 |
| 2017-12-21 | 4120.65 | 未披露 |
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From October 31, 2016 To October 31, 2017
Common stock issued upon exercise of warrants
Issuance of shares to employees under ESPP Plan
Advaxis at-the-market sales
Stock based compensation
|
2017-10-31 |
| 2017-09-11 | 4106.58 | 未披露 | 定期报告 | 2017-08-31 |
| 2017-09-11 | 4099.63 | 未披露 | 定期报告 | 2017-07-31 |
| 2017-06-06 | 4046.27 | 未披露 | 定期报告 | 2017-06-02 |
| 2017-06-06 | 4039.65 | 未披露 | 定期报告 | 2017-04-30 |
| 2017-03-10 | 4029.54 | 未披露 | 定期报告 | 2017-03-07 |
| 2017-02-10 | 4012.20 | 未披露 | 定期报告 | 2017-02-06 |
| 2017-03-10 | 4018.67 | 未披露 | 定期报告 | 2017-01-31 |
| 2017-01-09 | 4014.71 | 未披露 | 定期报告 | 2017-01-05 |
| 2017-01-09 | 4004.10 | 未披露 |
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from October 31, 2015 to October 31, 2016
Treasury stock purchased to pay employee withholdings on equity awards
Treasury shares sold to pay for employee tax withholdings on equity awards
Common stock issued upon exercise of warrants
Common stock issued to consultants
Conversion of notes payable into common stock
Issuance of shares to employees under ESPP Plan
Advaxis registered direct offerings
Sale of common shares to Amgen
|
2016-10-31 |
| 2016-09-08 | 3984.41 | 未披露 | 定期报告 | 2016-08-31 |
| 2016-09-08 | 3449.29 | 未披露 | 定期报告 | 2016-07-31 |
| 2016-06-08 | 3434.67 | 未披露 | 定期报告 | 2016-06-01 |
| 2016-06-08 | 3427.44 | 未披露 | 定期报告 | 2016-04-30 |
| 2016-02-26 | 3410.14 | 未披露 | 定期报告 | 2016-02-24 |
| 2016-02-26 | 3393.19 | 未披露 | 定期报告 | 2016-01-31 |
| 2016-02-11 | 3378.91 | 未披露 | 定期报告 | 2016-01-15 |
| 2016-01-08 | 3376.91 | 未披露 | 定期报告 | 2016-01-07 |
| 2016-01-08 | 3357.50 | 未披露 |
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from October 31, 2014 to October 31, 2015
Stock compensation to employees, directors and consultants
Common Stock issued upon exercise of options
Common Stock issued upon exercise of warrants
Common Stock issued to consultants
Conversion of notes payable into common stock
Issuance of shares to employees under ESPP Plan
Advaxis registered direct offerings
Advaxis Public Offering
Treasury stock purchased to pay employee withholdings on equity awards
Treasury shares sold to pay for employee tax withhholdings on equity awards
|
2015-10-31 |
| 2015-09-11 | 3336.58 | 未披露 | 定期报告 | 2015-09-09 |
| 2015-09-11 | 3149.64 | 未披露 | 定期报告 | 2015-07-31 |
| 2015-06-15 | 3139.65 | 未披露 | 定期报告 | 2015-06-10 |
| 2015-06-15 | 2750.80 | 未披露 | 定期报告 | 2015-04-30 |
| 2015-04-17 | 2732.22 | 未披露 | 定期报告 | 2015-04-15 |
| 2015-04-07 | 2731.86 | 未披露 | 定期报告 | 2015-04-02 |
| 2015-03-13 | 2720.88 | 未披露 | 定期报告 | 2015-03-09 |
| 2015-03-13 | 2402.20 | 未披露 | 定期报告 | 2015-01-31 |
| 2015-01-06 | 2364.48 | 未披露 | 定期报告 | 2014-12-26 |
| 2015-01-06 | 1963.01 | 未披露 |
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from October 31, 2013 to October 31, 2014
Stock compensation to employees, directors and consultants
Common Stock issued upon exercise of warrants
Common Stock issued to consultants
Issuance of shares to employees under ESPP Plan
Issuance of shares to investors under stock purchase agreements
Advaxis Public Offering
|
2014-10-31 |
| 2014-09-09 | 1951.84 | 未披露 | 定期报告 | 2014-09-02 |
| 2014-09-09 | 1951.47 | 未披露 | 定期报告 | 2014-07-31 |
| 2014-06-10 | 1927.41 | 未披露 | 定期报告 | 2014-06-03 |
| 2014-06-10 | 1910.26 | 未披露 | 定期报告 | 2014-04-30 |
| 2014-03-17 | 1401.63 | 未披露 | 定期报告 | 2014-03-13 |
| 2014-02-28 | 1401.26 | 未披露 | 定期报告 | 2014-02-26 |
| 2014-02-18 | 1390.39 | 未披露 | 定期报告 | 2014-02-13 |
| 2014-03-17 | 1400.95 | 未披露 | 定期报告 | 2014-01-31 |
| 2014-01-29 | 1387.22 | 未披露 | 定期报告 | 2014-01-17 |
| 2014-01-29 | 1371.99 | 未披露 |
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from October 31, 2012 to October 31, 2013
Issuance of shares upon conversion of convertible promissory notes
Common stock issued upon exercise of warrants
Common stock issued to consultants
Issuance of shares to employees under ESPP Plan
Issuance of shares to investors under stock purchase agreements
Fractional shares cashed out
Issuance of shares under Hanover Equity Line
Issuance of shares under Ironridge Settlement
Notice of Redemption and Settlement Agreement with Optimus
Issuance of shares to Socius
Brio Settlement
Issuance of earned but not issued shares to former employees
Partial conversion of Moore Notes
Issuance of shares under exchange agreement with Redwood
Issuance of shares under conversion agreement with JMJ
Advaxis Public Offering
|
2013-10-31 |
| 2013-10-17 | 1178.60 | 未披露 |
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reflects a 1-for-125 reverse stock split of our issued and outstanding shares of common stock, options and warrants effected on July 12, 2013 and the corresponding adjustment of all common stock prices per share and stock option and warrant exercise prices per share.
|
2013-10-10 |
| 2013-09-16 | 502.41 | 未披露 | 定期报告 | 2013-09-06 |
| 2013-09-16 | 489.82 | 0.07 |
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on July 11, 2013, to effect a 1-for-125 reverse stock split of its outstanding common stock, par value $0.001 per share, to take effect on July 12, 2013 at 4:30 p.m. EDT
|
2013-07-31 |
| 2013-05-15 | 57346.89 | 0.07 | 定期报告 | 2013-04-30 |
| 2013-05-15 | 49341.56 | 0.07 | 定期报告 | 2013-01-31 |
From January 31, 2021 To April 30, 2021
Stock-based compensation
Advaxis public offerings, net of offering costs
Warrant exercises
Issuance of shares to employees under ESPP Plan
1.Shares offered by the company 17,577,400 Shares.
2.The number of shares of common stock to be outstanding immediately after the offering is based on 119,466,620 shares of common stock outstanding as of March 8, 2021.
From October 31, 2020 to January 31, 2021
Advaxis public offerings, net of offering costs
Warrant exercises
1.Common stock offered by the company 26,666,666 shares.
2.The number of shares of common stock to be outstanding immediately after this offering is based on 62,714,946 shares of common stock outstanding as of July 31, 2020.
From October 31, 2019 to October 31, 2020
Stock-based compensation
Issuance of shares to employees under ESPP Plan
Warrant exercises
Shares issued in settlement of warrants
Advaxis public offerings
At-the-market shares issued
Commitment fee shares issued for equity line
Shares issued under equity line
From April 30, 2020 to July 31, 2020
Issuance of shares to employees under ESPP Plan
At-the-market shares issued, net of offering costs
Commitment fee shares issued for equity line
From January 31, 2020 to April 30, 2020
Stock based compensation
Warrant exercises
Issuance of shares to employees under ESPP Plan
from November 1, 2019 to January 31, 2020
Stock based compensation
Advaxis public offerings
Warrant exercises
Issuance of shares to employees under ESPP Plan
1.Common stock offered by us 10,000,000 shares
2.The number of shares of common stock to be outstanding immediately after the offering is based on 50,221,263 shares of common stock outstanding as of January 7, 2020
from October 31, 2018 to October 31, 2019
Issuance of shares to employees under ESPP Plan
Pre-funded warrant exercises
Warrant exercises
Warrant exchange
Advaxis public offerings
from April 30, 2019 to July 31, 2019
Stock based compensation
Issuance of shares to employees under ESPP Plan
Shares issued in settlement of warrants
Advaxis public offerings
From January 31, 2019 To April 30, 2019
Stock based compensation
Issuance of shares to employees under ESPP Plan
Warrant exercises
Shares issued in settlement of warrants
Advaxis public offerings
Pursuant to such authority granted by the Company’s stockholders, the Company’s Board of Directors approved a one-for-fifteen reverse stock split (the “Reverse Stock Split”) of its common stock. The Reverse Stock Split became effective upon filing of the Amendment with the Secretary of State of the State of Delaware on March 29, 2019. The Reverse Stock Split reduced the number of shares of common stock issued and outstanding from approximately 82.6 million to approximately 5.5 million.
From October 31, 2017 To October 31, 2018
Stock based compensation
Issuance of shares to employees under ESPP Plan
Advaxis at-the-market sales
Advaxis public offerings
From October 31, 2016 To October 31, 2017
Common stock issued upon exercise of warrants
Issuance of shares to employees under ESPP Plan
Advaxis at-the-market sales
Stock based compensation
from October 31, 2015 to October 31, 2016
Treasury stock purchased to pay employee withholdings on equity awards
Treasury shares sold to pay for employee tax withholdings on equity awards
Common stock issued upon exercise of warrants
Common stock issued to consultants
Conversion of notes payable into common stock
Issuance of shares to employees under ESPP Plan
Advaxis registered direct offerings
Sale of common shares to Amgen
from October 31, 2014 to October 31, 2015
Stock compensation to employees, directors and consultants
Common Stock issued upon exercise of options
Common Stock issued upon exercise of warrants
Common Stock issued to consultants
Conversion of notes payable into common stock
Issuance of shares to employees under ESPP Plan
Advaxis registered direct offerings
Advaxis Public Offering
Treasury stock purchased to pay employee withholdings on equity awards
Treasury shares sold to pay for employee tax withhholdings on equity awards
from October 31, 2013 to October 31, 2014
Stock compensation to employees, directors and consultants
Common Stock issued upon exercise of warrants
Common Stock issued to consultants
Issuance of shares to employees under ESPP Plan
Issuance of shares to investors under stock purchase agreements
Advaxis Public Offering
from October 31, 2012 to October 31, 2013
Issuance of shares upon conversion of convertible promissory notes
Common stock issued upon exercise of warrants
Common stock issued to consultants
Issuance of shares to employees under ESPP Plan
Issuance of shares to investors under stock purchase agreements
Fractional shares cashed out
Issuance of shares under Hanover Equity Line
Issuance of shares under Ironridge Settlement
Notice of Redemption and Settlement Agreement with Optimus
Issuance of shares to Socius
Brio Settlement
Issuance of earned but not issued shares to former employees
Partial conversion of Moore Notes
Issuance of shares under exchange agreement with Redwood
Issuance of shares under conversion agreement with JMJ
Advaxis Public Offering
reflects a 1-for-125 reverse stock split of our issued and outstanding shares of common stock, options and warrants effected on July 12, 2013 and the corresponding adjustment of all common stock prices per share and stock option and warrant exercise prices per share.
on July 11, 2013, to effect a 1-for-125 reverse stock split of its outstanding common stock, par value $0.001 per share, to take effect on July 12, 2013 at 4:30 p.m. EDT