股本结构
单位：万股
| 公告日期 | 2024-11-08 | 2024-08-13 | 2024-05-14 | 2024-04-01 | 2024-04-01 | 2023-11-13 |
|---|---|---|---|---|---|---|
| 证券总股本 | 1605.20 | 1604.32 | 1592.09 | 1592.09 | 1586.15 | 1584.69 |
| 普通股本 | 1605.20 | 1604.32 | 1592.09 | 1592.09 | 1586.15 | 1584.69 |
| 优先股 | 10.00 | 10.00 | 10.00 | 未披露 | 10.00 | 10.00 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2024-09-30 | 2024-06-30 | 2024-03-31 | 2024-03-08 | 2023-12-31 | 2023-09-30 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2024-11-08 | 1605.20 | 10.00 |
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From June 30,2024 to September 30,2024
Exercise of stock options and release of RSUs
Payments of employee taxes related to vested restricted stock units
|
2024-09-30 |
| 2024-08-13 | 1604.32 | 10.00 |
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From March 31, 2024 to June 30, 2024
Exercise of stock options and release of RSUs
Payments of employee taxes related to vested restricted stock units
|
2024-06-30 |
| 2024-05-14 | 1592.09 | 10.00 |
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From December 31, 2023 to March 31, 2024
Exercise of stock options and release of Restricted Stock Units (RSUs)
|
2024-03-31 |
| 2024-04-01 | 1592.09 | 未披露 | 定期报告 | 2024-03-08 |
| 2024-04-01 | 1586.15 | 10.00 |
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From December 31, 2022 to December 31, 2023
Payments of employee taxes related to vested restricted stock units
Exercise of stock options and release of RSUs
|
2023-12-31 |
| 2023-11-13 | 1584.69 | 10.00 |
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From June 30, 2023 to September 30, 2023
Exercise of stock options and release of RSUs
|
2023-09-30 |
| 2023-09-18 | 1582.44 | 未披露 |
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Cepton, Inc. (CPTN) will effect a one-for-ten (1-10) reverse split of its Common Stock. The reverse stock split will become effective on Friday, September 22, 2023.
|
2023-09-22 |
| 2023-08-09 | 15824.42 | 未披露 | 定期报告 | 2023-08-01 |
| 2023-08-09 | 15822.42 | 10.00 |
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From March 31, 2023 to June 30, 2023
Exercise of stock options and release of RSUs
Payments of employee taxes related to vested restricted stock units
|
2023-06-30 |
| 2023-05-10 | 15684.41 | 未披露 |
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From December 31, 2022 to March 31, 2023
Exercise of stock options and release of RSUs
Issuance of convertible preferred stock, net of transaction costs
|
2023-03-31 |
| 2023-04-06 | 15682.61 | 未披露 | 定期报告 | 2023-03-20 |
| 2023-03-20 | 15676.12 | 未披露 | 定期报告 | 2023-03-01 |
| 2023-03-20 | 15674.77 | 未披露 |
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From December 31, 2021 to December 31, 2022
Exercise of SVB warrants
Conversion of Class F stock to common stock
Exercise of Trinity warrants
Conversion of convertible preferred stock to common stock
Exercise of stock option, release of RSUs, and vesting of early exercised options
Issuance of common stock to LPC
Reverse recapitalization, net of transaction costs
|
2022-12-31 |
| 2022-12-08 | 15655.43 | 未披露 | 定期报告 | 2022-11-30 |
| 2022-11-10 | 15641.36 | 未披露 | 定期报告 | 2022-11-01 |
| 2022-11-10 | 15623.57 | 未披露 |
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From June 30, 2022 to September 30, 2022
Exercise of stock options
Issuance of common stock to LPC
Vesting of early exercised options
|
2022-09-30 |
| 2022-08-11 | 15560.89 | 未披露 | 定期报告 | 2022-08-01 |
| 2022-08-11 | 15447.34 | 未披露 |
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From March 31, 2022 to June 30, 2022
Exercise of stock options
Issuance of common stock to LPC
Vesting of early exercised options
|
2022-06-30 |
| 2022-05-13 | 15404.81 | 未披露 | 定期报告 | 2022-05-06 |
| 2022-05-13 | 15404.80 | 未披露 |
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From December 31, 2021 to March 31, 2022
Retroactive application of exchange ratio
Conversion of convertible preferred stock to common stock
Conversion of Class F stock to common stock
Reverse recapitalization, net of transaction costs
Exercise of Trinity warrants
Exercise of SVB warrants
Exercise of stock options
|
2022-03-31 |
| 2022-01-24 | 17000.46 | 未披露 | 定期报告 | 2022-02-11 |
| 2022-02-23 | 15404.80 | 未披露 | 定期报告 | 2022-02-10 |
| 2021-07-19 | 2156.25 | 未披露 |
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From March 31, 2020 To March 31, 2021
Sale of 17,250,000 Units on February 2, 2021, net of warrant liability
Class A common stock subject to possible redemption
|
2021-03-31 |
| 2021-02-22 | 2156.25 | 未披露 | 定期报告 | 2021-03-25 |
From June 30,2024 to September 30,2024
Exercise of stock options and release of RSUs
Payments of employee taxes related to vested restricted stock units
From March 31, 2024 to June 30, 2024
Exercise of stock options and release of RSUs
Payments of employee taxes related to vested restricted stock units
From December 31, 2023 to March 31, 2024
Exercise of stock options and release of Restricted Stock Units (RSUs)
From December 31, 2022 to December 31, 2023
Payments of employee taxes related to vested restricted stock units
Exercise of stock options and release of RSUs
From June 30, 2023 to September 30, 2023
Exercise of stock options and release of RSUs
Cepton, Inc. (CPTN) will effect a one-for-ten (1-10) reverse split of its Common Stock. The reverse stock split will become effective on Friday, September 22, 2023.
From March 31, 2023 to June 30, 2023
Exercise of stock options and release of RSUs
Payments of employee taxes related to vested restricted stock units
From December 31, 2022 to March 31, 2023
Exercise of stock options and release of RSUs
Issuance of convertible preferred stock, net of transaction costs
From December 31, 2021 to December 31, 2022
Exercise of SVB warrants
Conversion of Class F stock to common stock
Exercise of Trinity warrants
Conversion of convertible preferred stock to common stock
Exercise of stock option, release of RSUs, and vesting of early exercised options
Issuance of common stock to LPC
Reverse recapitalization, net of transaction costs
From June 30, 2022 to September 30, 2022
Exercise of stock options
Issuance of common stock to LPC
Vesting of early exercised options
From March 31, 2022 to June 30, 2022
Exercise of stock options
Issuance of common stock to LPC
Vesting of early exercised options
From December 31, 2021 to March 31, 2022
Retroactive application of exchange ratio
Conversion of convertible preferred stock to common stock
Conversion of Class F stock to common stock
Reverse recapitalization, net of transaction costs
Exercise of Trinity warrants
Exercise of SVB warrants
Exercise of stock options
From March 31, 2020 To March 31, 2021
Sale of 17,250,000 Units on February 2, 2021, net of warrant liability
Class A common stock subject to possible redemption