Centric Brands(CTRC) 股本结构_F10_同花顺金融服务网

股本结构

单位：万股

公告日期	2019-11-14	2019-11-07	2019-11-14	2019-08-14	2019-08-14	2019-05-20
证券总股本	5905.67	5873.85	5873.80	5873.47	5873.40	5857.00
普通股本	5905.67	5873.85	5873.80	5873.47	5873.40	5857.00
优先股	未披露	未披露	未披露	未披露	未披露	未披露
其他	未披露	未披露	未披露	未披露	未披露	未披露
变动日期	2019-11-14	2019-10-29	2019-09-30	2019-08-14	2019-06-30	2019-03-31

注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期	变动后普通股本（万股）	变动后优先股（万股）	变动原因	变动日期
2019-11-14	5905.67	未披露	定期报告	2019-11-14
2019-11-07	5873.85	未披露	定期报告	2019-10-29
2019-11-14	5873.80	未披露	更多>> From June 30, 2019 to September 30, 2019 Issuance of common stock, net of taxes withheld	2019-09-30
2019-08-14	5873.47	未披露	定期报告	2019-08-14
2019-08-14	5873.40	未披露	更多>> From March 31, 2019 to June 30, 2019 Issuance of common stock, net of taxes withheld	2019-06-30
2019-05-16	5854.26	未披露	定期报告	2019-05-15
2019-05-20	5857.00	未披露	更多>> From January 1, 2019 to March 31, 2019 Issuance of common stock, net of taxes withheld	2019-03-31
2019-05-16	5836.37	未披露	更多>> From December 31, 2017 to December 31, 2018 Issuance of common stock Issuance of restricted common stock, net of taxes withheld Conversion of Series A preferred stock to common stock Conversion of Series A-1 preferred stock to common stock Issuance of Series A-1 convertible preferred stock	2018-12-31
2018-11-14	5833.56	未披露	定期报告	2018-11-14
2018-12-11	5803.01	未披露	定期报告	2018-11-07
2018-11-14	1348.84	5.00	更多>> From January 1, 2018 to September 30, 2018 Issuance of restricted common stock, net of taxes withheld Issuance of Series A-1 convertible preferred stock	2018-09-30
2018-08-14	1407.95	463.80	更多>> From January 1, 2018 to June 30, 2018 Issuance of restricted common stock, net of taxes withheld Issuance of Series A-1 convertible preferred stock	2018-06-30
2018-05-15	1397.45	未披露	定期报告	2018-05-15
2018-04-02	1359.93	未披露	定期报告	2018-04-02
2018-05-15	1359.93	5.00	更多>> From January 1, 2018 to March 31, 2018 Issuance of restricted common stock, net of taxes withheld Issuance of Series A-1 convertible preferred stock	2018-03-31
2018-04-02	1348.84	5.00	更多>> from December 31, 2016 to December 31, 2017 Issuance of restricted common stock, net of taxes withheld	2017-12-31
2017-11-14	1333.08	5.00	更多>> from January 1, 2017 to September 30, 2017 Issuance of restricted common stock, net of taxes withheld	2017-09-30
2017-08-14	1331.73	5.00	更多>> from January 1, 2017 to June 30, 2017 Issuance of restricted common stock, net of taxes withheld	2017-06-30
2017-05-15	1333.10	未披露	定期报告	2017-05-15
2017-05-15	1329.77	5.00	更多>> from January 1, 2017 to March 31, 2017 Issuance of restricted common stock, net of taxes withheld	2017-03-31
2017-03-30	1329.77	未披露	定期报告	2017-03-29
2017-03-30	1323.91	5.00	更多>> From December 31, 2015 to December 31, 2016 Contribution of Robert Graham in exchange for common shares Reverse acquisition with Robert Graham Issuance of Series A convertible preferred stock, net of offering costs of $931 Issuance of common stock for SWIMS acquisition Issuance of restricted common stock, net of taxes withheld Following a 1-for-30 reverse stock split approved in connection with the transaction on january 29, 2016.	2016-12-31
2016-10-17	1308.39	未披露	定期报告	2016-10-05
2016-11-14	1308.20	5.00	更多>> From January 1, 2016 to September 30, 2016 Contribution of Robert Graham in exchange for shares Reverse acquisition with Robert Graham Issuance of restricted common stock Issuance of common stock for SWIMS acquisition Issuance of Series A convertible preferred stock, net of offering costs of $931,000 Following a 1-for-30 reverse stock split approved in connection with the transaction on January 29, 2016.	2016-09-30
2016-08-16	1308.27	未披露	定期报告	2016-08-11
2016-08-16	1237.90	5.00	更多>> From January 1, 2016 to June 30, 2016 Contribution of Robert Graham in exchange for shares Reverse acquisition with Robert Graham Issuance of restricted common stock Issuance of Series A convertible preferred stock, net of offering costs of $931,000 Following a 1-for-30 reverse stock split approved in connection with the transaction on January 29, 2016.	2016-06-30
2016-05-16	1237.97	未披露	定期报告	2016-05-16
2016-05-16	1237.90	未披露	更多>> from December 31, 2015 to March 31, 2016 Contribution of Robert Graham in exchange for shares Reverse acquisition with Robert Graham Issuance of restricted common stock Following a 1-for-30 reverse stock split approved in connection with the transaction on January 29, 2016.	2016-03-31
2016-02-29	1240.32	未披露	更多>> In connection with the Merger and the Merger Transactions, the company effected the Reverse Stock Split and issued or reserved for issuance 15,688,675 shares of common stock consisting of (1) 8,870,968 shares of common stock issuable pursuant to the Merger Agreement, (2) up to 4,480,287 shares of common stock issuable upon conversion of the Series A Convertible Preferred Stock, (3) 1,154,194 shares of common stock issuable pursuant to the Rollover Agreement and (4) 1,183,226 shares of common stock issuable upon conversion of the Modified Convertible Notes. Following a 1-for-30 reverse stock split approved in connection with the transaction on January 29, 2016.	2016-02-25
2016-01-29	233.58	未披露	更多>> Following a 1-for-30 reverse stock split approved in connection with the transaction on january 29, 2016.	2016-01-29
2015-12-07	7007.54	未披露	定期报告	2015-12-07
2016-02-29	7008.30	未披露	更多>> From December 31, 2014 to November 30, 2015 Issuance of restricted common stock Stock repurchase	2015-11-30
2015-12-07	7006.23	未披露	定期报告	2015-11-16
2015-10-13	6996.82	未披露	定期报告	2015-10-13
2015-11-03	7007.50	未披露	定期报告	2015-09-30
2015-10-13	6996.80	未披露	更多>> from November 30, 2014 to August 31, 2015 Issuance of restricted stock (unaudited) Stock repurchase (unaudited)	2015-08-31
2015-07-10	6996.82	未披露	定期报告	2015-07-10
2015-07-10	6983.40	未披露	更多>> from November 30, 2014 to May 31, 2015 Issuance of restricted stock(unaudited) Stock repurchase(unaudited)	2015-05-31
2015-03-30	6983.39	未披露	定期报告	2015-03-30
2015-04-09	6983.40	未披露	更多>> from November 30, 2014 to February 28, 2015 Issuance of restricted common stock Stock repurchase	2015-02-28
2015-02-13	6943.61	未披露	定期报告	2015-02-13
2015-02-13	6929.80	未披露	更多>> from November 30, 2013 to November 30, 2014 Issuance of restricted common stock Stock repurchase	2014-11-30
2014-10-09	6924.24	未披露	定期报告	2014-10-09
2014-10-09	6924.30	未披露	更多>> from November 30, 2013 to August 31, 2014 Issuance of restricted stock (unaudited) Stock repurchase (unaudited)	2014-08-31
2014-07-10	6918.66	未披露	定期报告	2014-07-10
2014-07-10	6899.50	未披露	更多>> From November 30, 2013 to May 31, 2014 Issuance of restricted stock (unaudited)	2014-05-31
2014-03-10	6893.55	未披露	定期报告	2014-03-10
2014-04-09	6893.60	未披露	更多>> from November 30, 2013 to February 28, 2014 Stock repurchase Issuance of restricted stock	2014-02-28
2014-02-13	6873.10	未披露	定期报告	2014-02-13
2014-02-13	6854.90	未披露	更多>> from November 30, 2012 to November 30, 2013 Exercise of stock options Issuance of restricted common stock	2013-11-30
2013-10-15	6848.32	未披露	定期报告	2013-10-15
2013-10-15	6848.30	未披露	更多>> from November 30, 2012 to August 31, 2013 Exercise of stock options Issuance of restricted stock	2013-08-31
2013-07-15	6841.77	未披露	定期报告	2013-07-15
2013-07-15	6807.60	未披露	更多>> from November 30, 2012 to May 31, 2013 Exercise of stock options (unaudited) Issuance of restricted stock (unaudited)	2013-05-31
2013-04-15	6798.83	未披露	定期报告	2013-04-15
2013-04-15	6796.60	未披露	更多>> from November 30, 2012 to February 28, 2013 Issuance of restricted stock (unaudited)	2013-02-28
2013-02-21	6796.50	未披露	定期报告	2013-02-21
2013-02-21	6696.50	未披露	更多>> from November 30, 2011 to November 30, 2012 Exercise of stock options Issuance of restricted common stock	2012-11-30
2012-10-09	6696.54	未披露	定期报告	2012-10-09
2012-10-09	6705.76	未披露	定期报告	2012-10-01
2012-10-15	6685.40	未披露	更多>> from November 30, 2011 to August 31, 2012 Exercise of stock options (unaudited) Issuance of restricted stock (unaudited)	2012-08-31
2012-07-16	6681.21	未披露	定期报告	2012-07-16
2012-07-16	6629.70	未披露	更多>> from November 30, 2011 to May 31, 2012 Exercise of Stock Options Issuance of restricted stock	2012-05-31
2012-04-12	6628.49	未披露	定期报告	2012-04-12
2012-04-12	6652.70	未披露	更多>> from November 30, 2011 to February 29, 2012 Issuance of restricted stock	2012-02-29
2012-02-28	6620.58	未披露	定期报告	2012-02-28
2012-02-28	6514.80	未披露	更多>> from November 30, 2010 to November 30, 2011 Issuance of restricted common stock Stock repurchase	2011-11-30
2011-10-11	6488.76	未披露	定期报告	2011-10-11
2011-10-11	6488.70	未披露	更多>> from Nov 30,2010 to Aug 31,2011 Issuance of restricted stock (unaudited)	2011-08-31
2011-07-11	6484.68	未披露	定期报告	2011-07-11
2011-07-11	6447.30	未披露	更多>> from November 30 2010 to May 31 2011 Issuance of restricted stock (unaudited)	2011-05-31
2011-04-11	6444.05	未披露	定期报告	2011-04-11
2011-04-11	6444.00	未披露	更多>> Issuance of restricted stock	2011-02-28
2011-02-10	6444.05	未披露	定期报告	2011-02-10
2011-02-10	6385.90	未披露	更多>> Exercise of warrants Exercise of stock options Net settled options exercised Issuance of restricted common stock	2010-11-30
2010-10-14	6376.23	未披露	定期报告	2010-10-14
2010-10-14	6364.60	未披露	更多>> Exercise of warrants Net settled warrants exercised Exercise of stock options Net settled options exercised Issuance of restricted stock	2010-08-31
2010-07-15	6362.41	未披露	定期报告	2010-07-15
2010-07-15	6319.10	未披露	更多>> Exercise of warrants Net settled warrants exercised Exercise of stock options Net settled options exercised Issuance of restricted stock	2010-05-31
2010-04-08	6298.64	未披露	定期报告	2010-04-08
2010-04-08	6286.20	未披露	更多>> Exercise of warrants Net settled warrants exercised Exercise of stock options Net settled options exercised Issuance of restricted stock	2010-02-28
2010-02-03	6161.28	未披露	定期报告	2010-02-03
2010-02-03	6135.40	未披露	更多>> from November 30, 2008 to November 30, 2009 Issuance of restricted common stock	2009-11-30
2009-04-30	6002.01	未披露	定期报告	2009-04-29
2009-04-30	5980.60	未披露	更多>> from November 30, 2007 to November 30, 2008 Issuance of restricted common stock Exercise of stock options Stock repurchase	2008-11-30
2008-02-28	5975.02	未披露	定期报告	2008-02-27
2008-02-28	5975.00	未披露	更多>> from November 25, 2006 to November 30, 2007 Restricted common stock issued to Board of Directors Exercise of stock options Exercise of warrants Common stock issued in private placements, net Common stock issued in connection with merger	2007-11-30
2007-02-08	4117.78	未披露	定期报告	2007-02-08
2007-02-08	3434.30	未披露	更多>> from November 26, 2005 to November 25, 2006 Common stock issued to related party	2006-11-25
2006-02-09	3330.18	未披露	定期报告	2006-02-08
2006-02-09	3330.20	未披露	更多>> from November 27, 2004 to November 26, 2005 Conversion of Convertible notes payable to common stock Exercise of stock options Exercise of warrants	2005-11-26
2005-02-25	2999.88	未披露	定期报告	2005-02-23
2005-02-25	2918.90	未披露	更多>> from November 29, 2003 to November 27, 2004 Conversion of related party debt to common stock Exercise of stock options Exercise of warrants	2004-11-27
2004-02-27	2579.39	未披露	定期报告	2004-02-25
2004-02-27	2571.40	未披露	更多>> from November 30, 2002 to November 29, 2003 Proceeds from sale of stock, net Exercise of stock options Exercise of warrants Treasury stock purchased	2003-11-29
2003-03-17	1484.29	未披露	更多>> from December 1, 2001 to November 30, 2002 Cancelled shares	2002-11-30
1998-03-19	4447.64	未披露	更多>> from November 30, 1996 to November 30, 1997 Issuances of common stock Smith group purchase Cash Conversion of debentures Exercise of stock purchase right Conversion of convertible notes Exercise of warrants Debt settlement Retire shares subject to stock purchase right	1997-11-30
1997-02-28	2641.09	未披露	更多>> from November 30, 1995 to November 30, 1996 Issuances of common stock Cash Subscription agreements Spirco reorganization Manufacturing agreement Thimble Square acquisition Extinguishment of debt Conversion of debentures Exercise of warrants and options Loan fees Debt settlement	1996-11-30
1997-02-28	299.70	未披露	更多>> from October 31, 1994 to October 31, 1995 Issuance of common stock Extinguishment of debt Spirco reorganization Loan extension Expiration of put options Cancellation of treasury shares On June 8, 1995 the Company declared a one-for-ten reverse stock split,effective June 19, 1995.	1995-10-31

From June 30, 2019 to September 30, 2019 Issuance of common stock, net of taxes withheld

From March 31, 2019 to June 30, 2019 Issuance of common stock, net of taxes withheld

From January 1, 2019 to March 31, 2019 Issuance of common stock, net of taxes withheld

From December 31, 2017 to December 31, 2018 Issuance of common stock Issuance of restricted common stock, net of taxes withheld Conversion of Series A preferred stock to common stock Conversion of Series A-1 preferred stock to common stock Issuance of Series A-1 convertible preferred stock

From January 1, 2018 to September 30, 2018 Issuance of restricted common stock, net of taxes withheld Issuance of Series A-1 convertible preferred stock

From January 1, 2018 to June 30, 2018 Issuance of restricted common stock, net of taxes withheld Issuance of Series A-1 convertible preferred stock

From January 1, 2018 to March 31, 2018 Issuance of restricted common stock, net of taxes withheld Issuance of Series A-1 convertible preferred stock

from December 31, 2016 to December 31, 2017 Issuance of restricted common stock, net of taxes withheld

from January 1, 2017 to September 30, 2017 Issuance of restricted common stock, net of taxes withheld

from January 1, 2017 to June 30, 2017 Issuance of restricted common stock, net of taxes withheld

from January 1, 2017 to March 31, 2017 Issuance of restricted common stock, net of taxes withheld

From December 31, 2015 to December 31, 2016 Contribution of Robert Graham in exchange for common shares Reverse acquisition with Robert Graham Issuance of Series A convertible preferred stock, net of offering costs of $931 Issuance of common stock for SWIMS acquisition Issuance of restricted common stock, net of taxes withheld Following a 1-for-30 reverse stock split approved in connection with the transaction on january 29, 2016.

From January 1, 2016 to September 30, 2016 Contribution of Robert Graham in exchange for shares Reverse acquisition with Robert Graham Issuance of restricted common stock Issuance of common stock for SWIMS acquisition Issuance of Series A convertible preferred stock, net of offering costs of $931,000 Following a 1-for-30 reverse stock split approved in connection with the transaction on January 29, 2016.

From January 1, 2016 to June 30, 2016 Contribution of Robert Graham in exchange for shares Reverse acquisition with Robert Graham Issuance of restricted common stock Issuance of Series A convertible preferred stock, net of offering costs of $931,000 Following a 1-for-30 reverse stock split approved in connection with the transaction on January 29, 2016.

from December 31, 2015 to March 31, 2016 Contribution of Robert Graham in exchange for shares Reverse acquisition with Robert Graham Issuance of restricted common stock Following a 1-for-30 reverse stock split approved in connection with the transaction on January 29, 2016.

In connection with the Merger and the Merger Transactions, the company effected the Reverse Stock Split and issued or reserved for issuance 15,688,675 shares of common stock consisting of (1) 8,870,968 shares of common stock issuable pursuant to the Merger Agreement, (2) up to 4,480,287 shares of common stock issuable upon conversion of the Series A Convertible Preferred Stock, (3) 1,154,194 shares of common stock issuable pursuant to the Rollover Agreement and (4) 1,183,226 shares of common stock issuable upon conversion of the Modified Convertible Notes. Following a 1-for-30 reverse stock split approved in connection with the transaction on January 29, 2016.

Following a 1-for-30 reverse stock split approved in connection with the transaction on january 29, 2016.

From December 31, 2014 to November 30, 2015 Issuance of restricted common stock Stock repurchase

from November 30, 2014 to August 31, 2015 Issuance of restricted stock (unaudited) Stock repurchase (unaudited)

from November 30, 2014 to May 31, 2015 Issuance of restricted stock(unaudited) Stock repurchase(unaudited)

from November 30, 2014 to February 28, 2015 Issuance of restricted common stock Stock repurchase

from November 30, 2013 to November 30, 2014 Issuance of restricted common stock Stock repurchase

from November 30, 2013 to August 31, 2014 Issuance of restricted stock (unaudited) Stock repurchase (unaudited)

From November 30, 2013 to May 31, 2014 Issuance of restricted stock (unaudited)

from November 30, 2013 to February 28, 2014 Stock repurchase Issuance of restricted stock

from November 30, 2012 to November 30, 2013 Exercise of stock options Issuance of restricted common stock

from November 30, 2012 to August 31, 2013 Exercise of stock options Issuance of restricted stock

from November 30, 2012 to May 31, 2013 Exercise of stock options (unaudited) Issuance of restricted stock (unaudited)

from November 30, 2012 to February 28, 2013 Issuance of restricted stock (unaudited)

from November 30, 2011 to November 30, 2012 Exercise of stock options Issuance of restricted common stock

from November 30, 2011 to August 31, 2012 Exercise of stock options (unaudited) Issuance of restricted stock (unaudited)

from November 30, 2011 to May 31, 2012 Exercise of Stock Options Issuance of restricted stock

from November 30, 2011 to February 29, 2012 Issuance of restricted stock

from November 30, 2010 to November 30, 2011 Issuance of restricted common stock Stock repurchase

from Nov 30,2010 to Aug 31,2011 Issuance of restricted stock (unaudited)

from November 30 2010 to May 31 2011 Issuance of restricted stock (unaudited)

Issuance of restricted stock

Exercise of warrants Exercise of stock options Net settled options exercised Issuance of restricted common stock

Exercise of warrants Net settled warrants exercised Exercise of stock options Net settled options exercised Issuance of restricted stock

from November 30, 2008 to November 30, 2009 Issuance of restricted common stock

from November 30, 2007 to November 30, 2008 Issuance of restricted common stock Exercise of stock options Stock repurchase

from November 25, 2006 to November 30, 2007 Restricted common stock issued to Board of Directors Exercise of stock options Exercise of warrants Common stock issued in private placements, net Common stock issued in connection with merger

from November 26, 2005 to November 25, 2006 Common stock issued to related party

from November 27, 2004 to November 26, 2005 Conversion of Convertible notes payable to common stock Exercise of stock options Exercise of warrants

from November 29, 2003 to November 27, 2004 Conversion of related party debt to common stock Exercise of stock options Exercise of warrants

from November 30, 2002 to November 29, 2003 Proceeds from sale of stock, net Exercise of stock options Exercise of warrants Treasury stock purchased

from December 1, 2001 to November 30, 2002 Cancelled shares

from November 30, 1996 to November 30, 1997 Issuances of common stock Smith group purchase Cash Conversion of debentures Exercise of stock purchase right Conversion of convertible notes Exercise of warrants Debt settlement Retire shares subject to stock purchase right

from November 30, 1995 to November 30, 1996 Issuances of common stock Cash Subscription agreements Spirco reorganization Manufacturing agreement Thimble Square acquisition Extinguishment of debt Conversion of debentures Exercise of warrants and options Loan fees Debt settlement

from October 31, 1994 to October 31, 1995 Issuance of common stock Extinguishment of debt Spirco reorganization Loan extension Expiration of put options Cancellation of treasury shares On June 8, 1995 the Company declared a one-for-ten reverse stock split,effective June 19, 1995.

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股本结构

历史变动

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