董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Amy J. Lee | 女 | Trustee | 59 | 未披露 | 未持股 | 2020-02-25 |
| Randall C. Barnes | 男 | Trustee | 69 | 33.83万美元 | 未持股 | 2020-02-25 |
| Donald A. Chubb, Jr. | 男 | Trustee | 74 | 25.60万美元 | 未持股 | 2020-02-25 |
| Roman Friedrich III | 男 | Trustee | 74 | 26.60万美元 | 未持股 | 2020-02-25 |
| Ronald A. Nyberg | 男 | Trustee | 67 | 34.18万美元 | 未持股 | 2020-02-25 |
| Ronald E. Toupin, Jr. | 男 | Trustee | 62 | 33.10万美元 | 未持股 | 2020-02-25 |
| Thomas F. Lydon Jr. | -- | Trustee | 60 | 23.40万美元 | 未持股 | 2020-02-25 |
| Sandra G. Sponem | 女 | Trustee | 62 | 27.90万美元 | 未持股 | 2020-02-25 |
| Angela Brock Kyle | 女 | Trustee | 61 | 22.50万美元 | 未持股 | 2020-02-25 |
| Jerry B. Farley | 男 | Trustee | 74 | 27.60万美元 | 未持股 | 2020-02-25 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| James M. Howley | -- | Assistant Treasurer | 48 | 未披露 | 未持股 | 2020-02-25 |
| Kimberly J. Scott | -- | Assistant Treasurer | 46 | 未披露 | 未持股 | 2020-02-25 |
| Brian E. Binder | -- | President and Chief Executive Officer | 48 | 未披露 | 未持股 | 2020-02-25 |
| Joanna M. Catalucci | -- | Chief Compliance Officer | 54 | 未披露 | 未持股 | 2020-02-25 |
| Mark E. Mathiasen | -- | Secretary | 42 | 未披露 | 未持股 | 2020-02-25 |
| Bryan Stone | -- | Vice President | 41 | 未披露 | 未持股 | 2020-02-25 |
| Randall C. Barnes | 男 | Trustee | 69 | 33.83万美元 | 未持股 | 2020-02-25 |
| Donald A. Chubb, Jr. | 男 | Trustee | 74 | 25.60万美元 | 未持股 | 2020-02-25 |
| Roman Friedrich III | 男 | Trustee | 74 | 26.60万美元 | 未持股 | 2020-02-25 |
| Ronald A. Nyberg | 男 | Trustee | 67 | 34.18万美元 | 未持股 | 2020-02-25 |
| Ronald E. Toupin, Jr. | 男 | Trustee | 62 | 33.10万美元 | 未持股 | 2020-02-25 |
| Thomas F. Lydon Jr. | -- | Trustee | 60 | 23.40万美元 | 未持股 | 2020-02-25 |
| Sandra G. Sponem | 女 | Trustee | 62 | 27.90万美元 | 未持股 | 2020-02-25 |
| William Rehder | -- | Assistant Vice President | 53 | 未披露 | 未持股 | 2020-02-25 |
| Michael P. Megaris | -- | Assistant Secretary | 36 | 未披露 | 未持股 | 2020-02-25 |
| Glenn McWhinnie | -- | Assistant Treasurer | 51 | 未披露 | 未持股 | 2020-02-25 |
| Jon Szafran | -- | Assistant Treasurer | 31 | 未披露 | 未持股 | 2020-02-25 |
| John L. Sullivan | 男 | Chief Financial Officer, Accounting Officer and Treasurer | 65 | 未披露 | 未持股 | 2020-02-25 |
| Jerry B. Farley | 男 | Trustee | 74 | 27.60万美元 | 未持股 | 2020-02-25 |
董事简历
中英对照 | 中文 | 英文- Amy J. Lee
-
AmyJ.Lee自2018年以来一直担任该基金综合体中某些基金的受托人。通过担任这些基金的受托人，担任基金大楼的首席法律官，担任Guggenheim Investments的高级董事总经理，以及之前担任Security Benefit Corporation的协理总法律顾问、Vice President和助理秘书的经历，Lee女士在金融，法律，监管和治理事务方面经验丰富。
Amy J. Lee has served as a trustee of certain funds in the Fund Complex since 2018. Through her service as a Trustee of the Funds, her service as Chief Legal Officer of the Fund Complex, her service as Senior Managing Director of Guggenheim Investments, as well as her prior experience as Associate General Counsel, Vice President and Assistant Secretary of Security Benefit Corporation, Ms. Lee is experienced in financial, legal, regulatory and governance matters. - AmyJ.Lee自2018年以来一直担任该基金综合体中某些基金的受托人。通过担任这些基金的受托人，担任基金大楼的首席法律官，担任Guggenheim Investments的高级董事总经理，以及之前担任Security Benefit Corporation的协理总法律顾问、Vice President和助理秘书的经历，Lee女士在金融，法律，监管和治理事务方面经验丰富。
- Amy J. Lee has served as a trustee of certain funds in the Fund Complex since 2018. Through her service as a Trustee of the Funds, her service as Chief Legal Officer of the Fund Complex, her service as Senior Managing Director of Guggenheim Investments, as well as her prior experience as Associate General Counsel, Vice President and Assistant Secretary of Security Benefit Corporation, Ms. Lee is experienced in financial, legal, regulatory and governance matters.
- Randall C. Barnes
-
RandallC.Barnes自2004年以来一直担任该基金建筑群中某些基金的受托人。通过担任基金受托人和基金建筑群中其他基金的受托人以及估值监督委员会主席，他在其他注册投资公司董事会的服务，曾任必胜客国际公司总裁和百事公司财务主管，并有个人投资经验。
Randall C. Barnes,Senior Vice President and Treasurer, PepsiCo, Inc. (1993-1997);President, Pizza Hut International(1991-1993); Senior Vice President,Strategic Planning and New BusinessDevelopment, PepsiCo, Inc. (1987-1990). - RandallC.Barnes自2004年以来一直担任该基金建筑群中某些基金的受托人。通过担任基金受托人和基金建筑群中其他基金的受托人以及估值监督委员会主席，他在其他注册投资公司董事会的服务，曾任必胜客国际公司总裁和百事公司财务主管，并有个人投资经验。
- Randall C. Barnes,Senior Vice President and Treasurer, PepsiCo, Inc. (1993-1997);President, Pizza Hut International(1991-1993); Senior Vice President,Strategic Planning and New BusinessDevelopment, PepsiCo, Inc. (1987-1990).
- Donald A. Chubb, Jr.
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DonaldA.Chubb，Jr.自1994年以来一直担任该基金建筑群中某些基金的受托人。通过他担任基金受托人和基金综合体其他基金受托人的服务，他先前在商业经纪和商业房地产市场的经验，以及担任Fidelity State Bank和Trust Company Topeka，KS董事的服务。
Donald A. Chubb, Jr. has served as a trustee of certain funds in the Fund Complex since 1994. Through his service as a Trustee of the Funds and a trustee of other funds in the Fund Complex, his prior experience in the commercial brokerage and commercial real estate market, and service as a director of Fidelity State Bank and Trust Company Topeka, KS. - DonaldA.Chubb，Jr.自1994年以来一直担任该基金建筑群中某些基金的受托人。通过他担任基金受托人和基金综合体其他基金受托人的服务，他先前在商业经纪和商业房地产市场的经验，以及担任Fidelity State Bank和Trust Company Topeka，KS董事的服务。
- Donald A. Chubb, Jr. has served as a trustee of certain funds in the Fund Complex since 1994. Through his service as a Trustee of the Funds and a trustee of other funds in the Fund Complex, his prior experience in the commercial brokerage and commercial real estate market, and service as a director of Fidelity State Bank and Trust Company Topeka, KS.
- Roman Friedrich III
-
Roman Friedrich III自2003年以来一直担任该基金建筑群中某些基金的受托人。通过他担任基金受托人和基金综合体其他基金受托人的服务，他先前在其他上市公司董事会的服务，他担任金融咨询公司Roman Friedrich&Company创始人和管理合伙人的经验，以及他之前在多家金融证券公司担任高管的经验，Friedrich先生在金融、投资和监管事务方面经验丰富。
Roman Friedrich III has served as a trustee of certain funds in the Fund Complex since 2003. Through his service as a Trustee of the Funds and a trustee of other funds in the Fund Complex, his prior service on other public company boards, his experience as Founder and Managing Partner of Roman Friedrich & Company, a financial advisory firm, and his prior experience as a senior executive of various financial securities firms, Mr. Friedrich is experienced in financial, investment and regulatory matters. - Roman Friedrich III自2003年以来一直担任该基金建筑群中某些基金的受托人。通过他担任基金受托人和基金综合体其他基金受托人的服务，他先前在其他上市公司董事会的服务，他担任金融咨询公司Roman Friedrich&Company创始人和管理合伙人的经验，以及他之前在多家金融证券公司担任高管的经验，Friedrich先生在金融、投资和监管事务方面经验丰富。
- Roman Friedrich III has served as a trustee of certain funds in the Fund Complex since 2003. Through his service as a Trustee of the Funds and a trustee of other funds in the Fund Complex, his prior service on other public company boards, his experience as Founder and Managing Partner of Roman Friedrich & Company, a financial advisory firm, and his prior experience as a senior executive of various financial securities firms, Mr. Friedrich is experienced in financial, investment and regulatory matters.
- Ronald A. Nyberg
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RonaldA.Nyberg自2003年以来一直担任该基金建筑群中某些基金的受托人。通过担任基金受托人和基金综合体中其他基金的受托人以及提名与治理委员会主席，他在其他注册投资公司董事会的服务，他作为律师的专业培训和经验，以及他以前作为律师事务所Momkus LLC和Nyberg&Cassioppi，LLC合伙人的经验，以及Van Kampen Investments（一家资产管理公司）的执行Vice President and General Counsel的经验。
Ronald A. Nyberg,Partner, Nyberg & Cassioppi,LLC (2000-2016); Executive Vice President, General Counsel, and Corporate Secretary, Van Kampen Investments (1982-1999). - RonaldA.Nyberg自2003年以来一直担任该基金建筑群中某些基金的受托人。通过担任基金受托人和基金综合体中其他基金的受托人以及提名与治理委员会主席，他在其他注册投资公司董事会的服务，他作为律师的专业培训和经验，以及他以前作为律师事务所Momkus LLC和Nyberg&Cassioppi，LLC合伙人的经验，以及Van Kampen Investments（一家资产管理公司）的执行Vice President and General Counsel的经验。
- Ronald A. Nyberg,Partner, Nyberg & Cassioppi,LLC (2000-2016); Executive Vice President, General Counsel, and Corporate Secretary, Van Kampen Investments (1982-1999).
- Ronald E. Toupin, Jr.
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RonaldE.Toupin，Jr.自2003年以来一直担任该基金建筑群中某些基金的受托人。Toupin先生目前任职于投资公司Institute ICI的独立董事委员会IDC的理事会和ICI的理事会。通过他担任基金综合体中其他基金的受托人和受托人，以及董事会的独立主席，他在其他注册投资公司董事会的先前服务以及他的专业培训和先前的就业经验，包括资产管理公司Nuveen Asset Management的Vice President和投资组合经理。
Ronald E. Toupin, Jr. has served as a trustee of certain funds in the Fund Complex since 2003. Mr. Toupin currently serves on the Governing Council of the Independent Directors Council IDC of the Investment Company Institute ICI and on the Board of Governors of the ICI. Through his service as a Trustee and a trustee of other funds in the Fund Complex, as well as the Independent Chair of the Board, his prior service on other registered investment company boards, and his professional training and prior employment experience, including Vice President and Portfolio Manager for Nuveen Asset Management, an asset management firm. - RonaldE.Toupin，Jr.自2003年以来一直担任该基金建筑群中某些基金的受托人。Toupin先生目前任职于投资公司Institute ICI的独立董事委员会IDC的理事会和ICI的理事会。通过他担任基金综合体中其他基金的受托人和受托人，以及董事会的独立主席，他在其他注册投资公司董事会的先前服务以及他的专业培训和先前的就业经验，包括资产管理公司Nuveen Asset Management的Vice President和投资组合经理。
- Ronald E. Toupin, Jr. has served as a trustee of certain funds in the Fund Complex since 2003. Mr. Toupin currently serves on the Governing Council of the Independent Directors Council IDC of the Investment Company Institute ICI and on the Board of Governors of the ICI. Through his service as a Trustee and a trustee of other funds in the Fund Complex, as well as the Independent Chair of the Board, his prior service on other registered investment company boards, and his professional training and prior employment experience, including Vice President and Portfolio Manager for Nuveen Asset Management, an asset management firm.
- Thomas F. Lydon Jr.
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ThomasF.LydonJr.自2005年以来一直担任该基金建筑群中某些基金的受托人。
Thomas F. Lydon Jr. has served as a trustee of certain funds in the Fund Complex since 2005. - ThomasF.LydonJr.自2005年以来一直担任该基金建筑群中某些基金的受托人。
- Thomas F. Lydon Jr. has served as a trustee of certain funds in the Fund Complex since 2005.
- Sandra G. Sponem
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SandraG.Sponem自2016年以来一直担任该基金综合体中某些基金的受托人。通过担任该基金综合体其他基金的受托人，担任审计委员会主席，在其他注册投资公司董事会任职，之前的工作经历，包括担任Piper Jaffray Companies的首席财务官，该公司现为Piper Sandler Companies及其前身美国合众银行公司Piper Jaffray，Inc.，并担任建筑和房地产开发公司M.A.Mortenson Company的高级副总裁和首席财务官，她的注册会计师称号，此前曾持有证券执照，以及会计和金融和金融服务行业的丰富知识。
Sandra G. Sponem has served as a trustee of certain funds in the Fund Complex since 2016. Through her service as a trustee of other funds in the Fund Complex, her service as Chair of the Audit Committee, her service on other registered investment company boards, her prior employment experience, including as Chief Financial Officer of Piper Jaffray Companies, Inc. now Piper Sandler Companies and its predecessor, U.S. Bancorp Piper Jaffray, Inc., and as Senior Vice President and Chief Financial Officer of M.A. Mortenson Company, a construction and real estate development company, her Certified Public Accountant designation and previously held securities licenses and extensive knowledge of accounting and finance and the financial services industry. - SandraG.Sponem自2016年以来一直担任该基金综合体中某些基金的受托人。通过担任该基金综合体其他基金的受托人，担任审计委员会主席，在其他注册投资公司董事会任职，之前的工作经历，包括担任Piper Jaffray Companies的首席财务官，该公司现为Piper Sandler Companies及其前身美国合众银行公司Piper Jaffray，Inc.，并担任建筑和房地产开发公司M.A.Mortenson Company的高级副总裁和首席财务官，她的注册会计师称号，此前曾持有证券执照，以及会计和金融和金融服务行业的丰富知识。
- Sandra G. Sponem has served as a trustee of certain funds in the Fund Complex since 2016. Through her service as a trustee of other funds in the Fund Complex, her service as Chair of the Audit Committee, her service on other registered investment company boards, her prior employment experience, including as Chief Financial Officer of Piper Jaffray Companies, Inc. now Piper Sandler Companies and its predecessor, U.S. Bancorp Piper Jaffray, Inc., and as Senior Vice President and Chief Financial Officer of M.A. Mortenson Company, a construction and real estate development company, her Certified Public Accountant designation and previously held securities licenses and extensive knowledge of accounting and finance and the financial services industry.
- Angela Brock Kyle
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Angela Brock Kyle自2016年起担任the Fund Complex某些基金的受托人。通过担任the Fund Complex其他基金的受托人的服务，之前的工作经验，包括在TIAA担任领导职务25年，以及在公共、私人和非盈利组织的董事会服务的经验，包括担任审计委员会主席和治理和提名委员会成员。此前曾担任 Teachers Insurance and Annuity Association-College Retirement Equities Fund TIAA-CREF的董事总经理兼高级领导团队成员（2005年至2012年），负责资产管理、退休和个人金融服务和企业风险管理，此前也曾担任TIAA-CREF公司的董事总经理，负责项目融资和董事总经理、固定收益的私募配售（1998年至2004年），并担任多种投资管理职务（1987年以来）。
Angela Brock Kyle has served as a trustee of certain funds in the Fund Complex since 2016. Through her service as a trustee of other funds in the Fund Complex, prior employment experience, including at TIAA where she spent 25 years in leadership roles, and her experience serving on the boards of public, private and non-profit organizations, including service as audit committee chair and as a member of governance and nominating committees. - Angela Brock Kyle自2016年起担任the Fund Complex某些基金的受托人。通过担任the Fund Complex其他基金的受托人的服务，之前的工作经验，包括在TIAA担任领导职务25年，以及在公共、私人和非盈利组织的董事会服务的经验，包括担任审计委员会主席和治理和提名委员会成员。此前曾担任 Teachers Insurance and Annuity Association-College Retirement Equities Fund TIAA-CREF的董事总经理兼高级领导团队成员（2005年至2012年），负责资产管理、退休和个人金融服务和企业风险管理，此前也曾担任TIAA-CREF公司的董事总经理，负责项目融资和董事总经理、固定收益的私募配售（1998年至2004年），并担任多种投资管理职务（1987年以来）。
- Angela Brock Kyle has served as a trustee of certain funds in the Fund Complex since 2016. Through her service as a trustee of other funds in the Fund Complex, prior employment experience, including at TIAA where she spent 25 years in leadership roles, and her experience serving on the boards of public, private and non-profit organizations, including service as audit committee chair and as a member of governance and nominating committees.
- Jerry B. Farley
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Jerry B. Farley自2005年以来一直担任基金综合体某些基金的受托人。法利博士目前担任沃什本大学（Washburn University）校长，并曾在俄克拉荷马大学（University of Oklahoma）和俄克拉荷马州立大学（Okla荷马州立大学）担任过多个行政职位。自1972年以来，他一直是注册会计师，尽管他没有从事公共会计，但他在教育机构的业务职责包括财务管理和报告的所有方面。
Jerry B. Farley has served as a trustee of certain funds in the Fund Complex since 2005. Dr. Farley currently serves as President of Washburn University and previously served in various executive positions for the University of Oklahoma and Oklahoma State University. He has also been a Certified Public Accountant since 1972 and, although he has not practiced public accounting, his business responsibilities at educational institutions have included all aspects of financial management and reporting. - Jerry B. Farley自2005年以来一直担任基金综合体某些基金的受托人。法利博士目前担任沃什本大学（Washburn University）校长，并曾在俄克拉荷马大学（University of Oklahoma）和俄克拉荷马州立大学（Okla荷马州立大学）担任过多个行政职位。自1972年以来，他一直是注册会计师，尽管他没有从事公共会计，但他在教育机构的业务职责包括财务管理和报告的所有方面。
- Jerry B. Farley has served as a trustee of certain funds in the Fund Complex since 2005. Dr. Farley currently serves as President of Washburn University and previously served in various executive positions for the University of Oklahoma and Oklahoma State University. He has also been a Certified Public Accountant since 1972 and, although he has not practiced public accounting, his business responsibilities at educational institutions have included all aspects of financial management and reporting.
高管简历
中英对照 | 中文 | 英文- James M. Howley
James Howley，2004年至今，Guggenheim Investments的常务董事；2006年至今，基金组合中某些其他基金的助理财务主管。
James M. Howley Managing Director, Guggenheim Investments 2004-present; Assistant Treasurer, certain other funds in the Fund Complex 2006- present.- James Howley，2004年至今，Guggenheim Investments的常务董事；2006年至今，基金组合中某些其他基金的助理财务主管。
- James M. Howley Managing Director, Guggenheim Investments 2004-present; Assistant Treasurer, certain other funds in the Fund Complex 2006- present.
- Kimberly J. Scott
Kimberly Scott，2012年至今，Guggenheim Investments的董事；2012年至今，基金组合中某些其他基金的助理财务主管。
Kimberly J. Scott Director, Guggenheim Investments 2012-present; Assistant Treasurer, certain other funds in the Fund Complex 2012-present.- Kimberly Scott，2012年至今，Guggenheim Investments的董事；2012年至今，基金组合中某些其他基金的助理财务主管。
- Kimberly J. Scott Director, Guggenheim Investments 2012-present; Assistant Treasurer, certain other funds in the Fund Complex 2012-present.
- Brian E. Binder
BrianE.Binder，现任:2018年至今，基金综合体中某些其他基金的总裁兼首席执行官；2018年至今，Guggenheim Funds Investment Advisors，LLC的总裁，首席执行官兼董事会主席；证券投资者总裁兼首席执行官，LLC（2018年至今）；Guggenheim Partners Fund Management（Europe）Limited的董事会成员（2018年至今）；Guggenheim Investments的高级董事总经理兼首席行政官（2018年至今）。曾任:德意志基金（Deutsche Funds）董事总经理兼总裁，德意志资产管理公司（Deutsche Asset Management）美国产品、交易和基金管理主管（2013年至2018年）；景顺投资管理公司董事总经理兼业务管理和咨询主管（2010年至2012年）。
Brian E. Binder,Current: President and Chief Executive Officer, certain other funds in the Fund Complex 2018-present; President, Chief Executive Officer and Chairman of the Board of Managers, Guggenheim Funds Investment Advisors, LLC 2018-present; President and Chief Executive Officer, Security Investors, LLC (2018-present); Board Member of Guggenheim Partners Fund Management (Europe) Limited (2018-present); Senior Managing Director and Chief Administrative Officer, Guggenheim Investments (2018-present).Former: Managing Director and President, Deutsche Funds, and Head of US Product, Trading and Fund Administration, Deutsche Asset Management (2013-2018); Managing Director, Head of Business Management and Consulting, Invesco Ltd. (2010-2012).- BrianE.Binder，现任:2018年至今，基金综合体中某些其他基金的总裁兼首席执行官；2018年至今，Guggenheim Funds Investment Advisors，LLC的总裁，首席执行官兼董事会主席；证券投资者总裁兼首席执行官，LLC（2018年至今）；Guggenheim Partners Fund Management（Europe）Limited的董事会成员（2018年至今）；Guggenheim Investments的高级董事总经理兼首席行政官（2018年至今）。曾任:德意志基金（Deutsche Funds）董事总经理兼总裁，德意志资产管理公司（Deutsche Asset Management）美国产品、交易和基金管理主管（2013年至2018年）；景顺投资管理公司董事总经理兼业务管理和咨询主管（2010年至2012年）。
- Brian E. Binder,Current: President and Chief Executive Officer, certain other funds in the Fund Complex 2018-present; President, Chief Executive Officer and Chairman of the Board of Managers, Guggenheim Funds Investment Advisors, LLC 2018-present; President and Chief Executive Officer, Security Investors, LLC (2018-present); Board Member of Guggenheim Partners Fund Management (Europe) Limited (2018-present); Senior Managing Director and Chief Administrative Officer, Guggenheim Investments (2018-present).Former: Managing Director and President, Deutsche Funds, and Head of US Product, Trading and Fund Administration, Deutsche Asset Management (2013-2018); Managing Director, Head of Business Management and Consulting, Invesco Ltd. (2010-2012).
- Joanna M. Catalucci
JoannaM.Catalucci，现任:2012年至今，基金建筑群某些基金首席合规官；2014年至今，Guggenheim Investments高级常务董事；前:基金建筑群某些基金反洗钱合规官（2016-2020年）；首席合规官兼秘书基金建筑群中的某些其他基金（2008-2012年）；Security Investors，LLC和某些附属公司的高级副总裁兼首席合规官（2010-2012年）；首席合规官兼高级副总裁，Rydex Advisors，LLC和某些附属公司（2010-2011年）。
Joanna M. Catalucci,Current: Chief Compliance Officer, certain funds in the Fund Complex 2012-present; Senior Managing Director, Guggenheim Investments 2014-present.Former: Anti-Money Laundering Compliance Officer, certain funds in the Fund Complex (2016-2020); Chief Compliance Officer & Secretary, certain other funds in the Fund Complex (2008-2012); Senior Vice President & Chief Compliance Officer, Security Investors, LLC and certain affiliates (2010-2012); Chief Compliance Officer and Senior Vice President, Rydex Advisors, LLC and certain affiliates (2010-2011).- JoannaM.Catalucci，现任:2012年至今，基金建筑群某些基金首席合规官；2014年至今，Guggenheim Investments高级常务董事；前:基金建筑群某些基金反洗钱合规官（2016-2020年）；首席合规官兼秘书基金建筑群中的某些其他基金（2008-2012年）；Security Investors，LLC和某些附属公司的高级副总裁兼首席合规官（2010-2012年）；首席合规官兼高级副总裁，Rydex Advisors，LLC和某些附属公司（2010-2011年）。
- Joanna M. Catalucci,Current: Chief Compliance Officer, certain funds in the Fund Complex 2012-present; Senior Managing Director, Guggenheim Investments 2014-present.Former: Anti-Money Laundering Compliance Officer, certain funds in the Fund Complex (2016-2020); Chief Compliance Officer & Secretary, certain other funds in the Fund Complex (2008-2012); Senior Vice President & Chief Compliance Officer, Security Investors, LLC and certain affiliates (2010-2012); Chief Compliance Officer and Senior Vice President, Rydex Advisors, LLC and certain affiliates (2010-2011).
- Mark E. Mathiasen
MarkE.Mathiasen，现任:2007年至今，基金建筑群某些其他基金秘书；2007年至今，Guggenheim Investments总经理。
Mark E. Mathiasen,Current: Secretary, certain other funds in the Fund Complex 2007-present; Managing Director, Guggenheim Investments 2007-present.- MarkE.Mathiasen，现任:2007年至今，基金建筑群某些其他基金秘书；2007年至今，Guggenheim Investments总经理。
- Mark E. Mathiasen,Current: Secretary, certain other funds in the Fund Complex 2007-present; Managing Director, Guggenheim Investments 2007-present.
- Bryan Stone
现任Bryan Stone:Vice President，2014年至今；Guggenheim Investments总经理，2013年至今；前任:高级副总裁，Neuberger Berman Group LLC（2009-2013年）；摩根士丹利Vice President（2002-2009年）。
Bryan Stone,Current: Vice President, certain other funds in the Fund Complex 2014-present; Managing Director, Guggenheim Investments 2013-present.Former: Senior Vice President, Neuberger Berman Group LLC (2009-2013); Vice President, Morgan Stanley (2002-2009).- 现任Bryan Stone:Vice President，2014年至今；Guggenheim Investments总经理，2013年至今；前任:高级副总裁，Neuberger Berman Group LLC（2009-2013年）；摩根士丹利Vice President（2002-2009年）。
- Bryan Stone,Current: Vice President, certain other funds in the Fund Complex 2014-present; Managing Director, Guggenheim Investments 2013-present.Former: Senior Vice President, Neuberger Berman Group LLC (2009-2013); Vice President, Morgan Stanley (2002-2009).
- Randall C. Barnes
- 暂无中文简介
Randall C. Barnes has served as a trustee of certain funds in the Fund Complex since 2004. - 暂无中文简介
- Randall C. Barnes has served as a trustee of certain funds in the Fund Complex since 2004.
- Donald A. Chubb, Jr.
- 暂无中文简介
Donald A. Chubb, Jr. has served as a trustee of certain funds in the Fund Complex since 1994. - 暂无中文简介
- Donald A. Chubb, Jr. has served as a trustee of certain funds in the Fund Complex since 1994.
- Roman Friedrich III
- 暂无中文简介
Roman Friedrich III has served as a trustee of certain funds in the Fund Complex since 2003. - 暂无中文简介
- Roman Friedrich III has served as a trustee of certain funds in the Fund Complex since 2003.
- Ronald A. Nyberg
- 暂无中文简介
Ronald A. Nyberg has served as a trustee of certain funds in the Fund Complex since 2003. Through his service as a Trustee of the Funds and a trustee of other funds in the Fund Complex, as well as Chair of the Nominating & Governance Committee, his service on other registered investment company boards, his professional training and experience as an attorney and partner of a law firm, Momkus LLC, and his prior employment experience, including as an attorney and partner of a law firm, Nyberg & Cassioppi, LLC, and Executive Vice President and General Counsel of Van Kampen Investments, an asset management firm, Mr. Nyberg is experienced in financial, regulatory and governance matters. - 暂无中文简介
- Ronald A. Nyberg has served as a trustee of certain funds in the Fund Complex since 2003. Through his service as a Trustee of the Funds and a trustee of other funds in the Fund Complex, as well as Chair of the Nominating & Governance Committee, his service on other registered investment company boards, his professional training and experience as an attorney and partner of a law firm, Momkus LLC, and his prior employment experience, including as an attorney and partner of a law firm, Nyberg & Cassioppi, LLC, and Executive Vice President and General Counsel of Van Kampen Investments, an asset management firm, Mr. Nyberg is experienced in financial, regulatory and governance matters.
- Ronald E. Toupin, Jr.
- 暂无中文简介
Ronald E. Toupin, Jr. has served as a trustee of certain funds in the Fund Complex since 2003. Mr. Toupin currently serves on the Governing Council of the Independent Directors Council IDC of the Investment Company Institute ICI and on the Board of Governors of the ICI. - 暂无中文简介
- Ronald E. Toupin, Jr. has served as a trustee of certain funds in the Fund Complex since 2003. Mr. Toupin currently serves on the Governing Council of the Independent Directors Council IDC of the Investment Company Institute ICI and on the Board of Governors of the ICI.
- Thomas F. Lydon Jr.
- 暂无中文简介
Thomas F. Lydon Jr. has served as a trustee of certain funds in the Fund Complex since 2005. - 暂无中文简介
- Thomas F. Lydon Jr. has served as a trustee of certain funds in the Fund Complex since 2005.
- Sandra G. Sponem
- 暂无中文简介
Sandra G. Sponem has served as a trustee of certain funds in the Fund Complex since 2016. Through her service as a trustee of other funds in the Fund Complex, her service on other registered investment company boards, her prior employment experience, including as Chief Financial Officer of Piper Jaffray Companies, Inc. and its predecessor, U.S. Bancorp Piper Jaffray, Inc., and as Senior Vice President and Chief Financial Officer of M.A. Mortenson Company, a construction and real estate development company, her Certified Public Accountant designation and previously held securities licenses and extensive knowledge of accounting and finance and the financial services industry, Ms. Sponem is experienced in accounting, financial, governance and investment matters. - 暂无中文简介
- Sandra G. Sponem has served as a trustee of certain funds in the Fund Complex since 2016. Through her service as a trustee of other funds in the Fund Complex, her service on other registered investment company boards, her prior employment experience, including as Chief Financial Officer of Piper Jaffray Companies, Inc. and its predecessor, U.S. Bancorp Piper Jaffray, Inc., and as Senior Vice President and Chief Financial Officer of M.A. Mortenson Company, a construction and real estate development company, her Certified Public Accountant designation and previously held securities licenses and extensive knowledge of accounting and finance and the financial services industry, Ms. Sponem is experienced in accounting, financial, governance and investment matters.
- William Rehder
2002年至今，Guggenheim Investments的William Rehder总经理。
William Rehder Managing Director, Guggenheim Investments 2002-present.- 2002年至今，Guggenheim Investments的William Rehder总经理。
- William Rehder Managing Director, Guggenheim Investments 2002-present.
- Michael P. Megaris
MichaelP.Megaris，现任:2014年至今，基金建筑群中某些其他基金的助理秘书；2012年至今，Guggenheim Investments的董事。
Michael P. Megaris,Current: Assistant Secretary, certain other funds in the Fund Complex 2014-present; Director, Guggenheim Investments 2012-present.- MichaelP.Megaris，现任:2014年至今，基金建筑群中某些其他基金的助理秘书；2012年至今，Guggenheim Investments的董事。
- Michael P. Megaris,Current: Assistant Secretary, certain other funds in the Fund Complex 2014-present; Director, Guggenheim Investments 2012-present.
- Glenn McWhinnie
现任Glenn McWhinnie:2009年至今，Guggenheim Investments Vice President；2016年至今，该基金建筑群某些其他基金助理财务主管；曾任安永会计师事务所税务合规经理（1996年至2009年）。
Glenn McWhinnie,Current: Vice President, Guggenheim Investments 2009-present; Assistant Treasurer, certain other funds in the Fund Complex 2016-present.Former: Tax Compliance Manager, Ernst & Young LLP (1996-2009).- 现任Glenn McWhinnie:2009年至今，Guggenheim Investments Vice President；2016年至今，该基金建筑群某些其他基金助理财务主管；曾任安永会计师事务所税务合规经理（1996年至2009年）。
- Glenn McWhinnie,Current: Vice President, Guggenheim Investments 2009-present; Assistant Treasurer, certain other funds in the Fund Complex 2016-present.Former: Tax Compliance Manager, Ernst & Young LLP (1996-2009).
- Jon Szafran
Jon Szafran，现任:Guggenheim Investments Vice President，2017年至今；基金综合体中某些其他基金的助理司库，2017年至今。曾任:亨德森全球基金的助理司库兼亨德森全球投资者（北美）有限公司美国基金管理经理（“；HGINA”；）-2017年美国基金管理高级分析师，Hgina（2014-2017）；Cortland Capital Market Services，LLC基金管理高级助理（2013-2014）；普华永道会计师事务所（PricewaterhouseCoopers LLP）经验丰富的助理（2012-2013）。
Jon Szafran,Current: Vice President, Guggenheim Investments 2017-present; Assistant Treasurer, certain other funds in the Fund Complex 2017-present.Former: Assistant Treasurer of Henderson Global Funds and Manager of US Fund Administration, Henderson Global Investors (North America) Inc. (“HGINA”) -2017 Senior Analyst of US Fund Administration, HGINA (2014-2017); Senior Associate of Fund Administration, Cortland Capital Market Services, LLC (2013-2014); Experienced Associate, PricewaterhouseCoopers LLP (2012-2013).- Jon Szafran，现任:Guggenheim Investments Vice President，2017年至今；基金综合体中某些其他基金的助理司库，2017年至今。曾任:亨德森全球基金的助理司库兼亨德森全球投资者（北美）有限公司美国基金管理经理（“；HGINA”；）-2017年美国基金管理高级分析师，Hgina（2014-2017）；Cortland Capital Market Services，LLC基金管理高级助理（2013-2014）；普华永道会计师事务所（PricewaterhouseCoopers LLP）经验丰富的助理（2012-2013）。
- Jon Szafran,Current: Vice President, Guggenheim Investments 2017-present; Assistant Treasurer, certain other funds in the Fund Complex 2017-present.Former: Assistant Treasurer of Henderson Global Funds and Manager of US Fund Administration, Henderson Global Investors (North America) Inc. (“HGINA”) -2017 Senior Analyst of US Fund Administration, HGINA (2014-2017); Senior Associate of Fund Administration, Cortland Capital Market Services, LLC (2013-2014); Experienced Associate, PricewaterhouseCoopers LLP (2012-2013).
- John L. Sullivan
John L. Sullivan， 1998年8月加入怡敏信（Imation）起，他担任高级副总裁、总法律顾问和公司秘书。加入怡敏信（Imation）之前，他在Silicon Graphics担任副总裁和总法律顾问。加入Silicon Graphics之前，1989至1997年，他在Cray Research担任多职。包括1995至1997年担任总法律顾问和公司秘书。Cray Research于1996年成为Silicon Graphics一部分。2011年1月，我公司宣布他将于2011年5月31日离开公司。
John L. Sullivan, is Senior Vice President, General Counsel and Corporate Secretary, a position he has held since joining Imation in August 1998. He joined Imation from Silicon Graphics, where he was Vice President, General Counsel. Prior to joining Silicon Graphics, he held several positions with Cray Research from 1989 to 1997 including the positions of General Counsel and Corporate Secretary from 1995 to 1997. Cray Research became part of Silicon Graphics in 1996. In January 2011 we announced that Mr. Sullivan will be leaving the Company on May 31 2011.- John L. Sullivan， 1998年8月加入怡敏信（Imation）起，他担任高级副总裁、总法律顾问和公司秘书。加入怡敏信（Imation）之前，他在Silicon Graphics担任副总裁和总法律顾问。加入Silicon Graphics之前，1989至1997年，他在Cray Research担任多职。包括1995至1997年担任总法律顾问和公司秘书。Cray Research于1996年成为Silicon Graphics一部分。2011年1月，我公司宣布他将于2011年5月31日离开公司。
- John L. Sullivan, is Senior Vice President, General Counsel and Corporate Secretary, a position he has held since joining Imation in August 1998. He joined Imation from Silicon Graphics, where he was Vice President, General Counsel. Prior to joining Silicon Graphics, he held several positions with Cray Research from 1989 to 1997 including the positions of General Counsel and Corporate Secretary from 1995 to 1997. Cray Research became part of Silicon Graphics in 1996. In January 2011 we announced that Mr. Sullivan will be leaving the Company on May 31 2011.
- Jerry B. Farley
Jerry B. Farley ，他一直担任我们的董事（2004年10月以来）。他拥有42年的大学学术管理、业务和财政运营经验。1997年以来，他一直担任Washburn University（位于堪萨斯托皮卡）的总裁。此前，他曾担任the University of Oklahoma和俄克拉荷马州立大学(Oklahoma State University)的执行职务。他也一直担任注册会计师（1972年以来）（虽然他没有从事会计执业）,他的业务职责包括三大公立大学的财务管理和报告的所有方面。他是CoreFirst Bank and Trust（位于堪萨斯托皮卡）的董事兼审计和信托委员会的成员，以及Guggenheim Investors公司（原名为The Security Group of Mutual Funds，位于堪萨斯托皮卡）的董事兼审计和治理委员会成员。他也担任多个非营利组织和慈善组织的董事。
Jerry B. Farley has served as a trustee of certain funds in the Fund Complex since 2005. Dr. Farley currently serves as President of Washburn University and previously served in various executive positions for the University of Oklahoma and Oklahoma State University. He has also been a Certified Public Accountant since 1972 and, although he has not practiced public accounting, his business responsibilities at educational institutions have included all aspects of financial management and reporting.- Jerry B. Farley ，他一直担任我们的董事（2004年10月以来）。他拥有42年的大学学术管理、业务和财政运营经验。1997年以来，他一直担任Washburn University（位于堪萨斯托皮卡）的总裁。此前，他曾担任the University of Oklahoma和俄克拉荷马州立大学(Oklahoma State University)的执行职务。他也一直担任注册会计师（1972年以来）（虽然他没有从事会计执业）,他的业务职责包括三大公立大学的财务管理和报告的所有方面。他是CoreFirst Bank and Trust（位于堪萨斯托皮卡）的董事兼审计和信托委员会的成员，以及Guggenheim Investors公司（原名为The Security Group of Mutual Funds，位于堪萨斯托皮卡）的董事兼审计和治理委员会成员。他也担任多个非营利组织和慈善组织的董事。
- Jerry B. Farley has served as a trustee of certain funds in the Fund Complex since 2005. Dr. Farley currently serves as President of Washburn University and previously served in various executive positions for the University of Oklahoma and Oklahoma State University. He has also been a Certified Public Accountant since 1972 and, although he has not practiced public accounting, his business responsibilities at educational institutions have included all aspects of financial management and reporting.