股本结构
单位:万股
| 公告日期 | 2024-05-13 | 2024-05-13 | 2024-05-14 | 2024-03-29 | 2024-03-04 | 2024-03-29 |
|---|---|---|---|---|---|---|
| 证券总股本 | 275.01 | 247.51 | 202.52 | 202.52 | 173.59 | 156.10 |
| 普通股本 | 275.01 | 247.51 | 202.52 | 202.52 | 173.59 | 156.10 |
| 优先股 | 未披露 | 未披露 | 0.05 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2024-05-14 | 2024-05-10 | 2024-03-31 | 2024-03-27 | 2024-03-06 | 2023-12-31 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2024-05-13 | 275.01 | 未披露 |
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Common stock offered 275,000 shares by the company
|
2024-05-14 |
| 2024-05-13 | 247.51 | 未披露 | 定期报告 | 2024-05-10 |
| 2024-05-14 | 202.52 | 0.05 |
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From January 1, 2024 to March 31, 2024
Issuance of common stock, pre-funded warrants and warrants in registered direct offering, net of issuance costs
Issuance of common stock upon acquisition of IMGX
Issuance of common stock to financial advisors
Exercise of pre-funded warrants into common stock
Conversion of Series B preferred shares into common stock
Common stock issued to consultants
Issuance of common stock from RSU vest
|
2024-03-31 |
| 2024-03-29 | 202.52 | 未披露 | 定期报告 | 2024-03-27 |
| 2024-03-04 | 173.59 | 未披露 |
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Common stock offered 173,100 shares by the company
|
2024-03-06 |
| 2024-03-04 | 156.28 | 未披露 | 定期报告 | 2024-03-01 |
| 2024-03-29 | 156.10 | 0.05 |
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From January 1, 2023 to December 31, 2023
Common stock issued to consultants
Effect of cancelled shares from the 1-for-20 reverse stock split
Exercise of pre-funded warrants into common stock
Conversion of Series B preferred shares into common stock
Issuance of common stock from RSU vest
Issuance of common stock in connection with the exercise of warrants in the September 2023 Inducement Offering, net of offering costs
Issuance of common stock in connection with the exercise of warrants in the June 2023 Inducement Offering, net of offering costs
Issuance of common stock, pre-funded warrants and warrants in the March 2023 Offering, net of issuance costs
Issuance of common stock, pre-funded warrants and warrants in the July 2023 offering, net of issuance costs
Issuance of common stock in connection with the exercise of warrants in the December 2023 Inducement Offering, net of offering costs
Effect of cancelled shares from the 1-for-7 reverse stock split
|
2023-12-31 |
| 2024-01-08 | 156.10 | 未披露 | 定期报告 | 2023-12-28 |
| 2023-12-14 | 67.50 | 未披露 |
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First Wave BioPharma, Inc. announced that its Board of Directors approved a 1-for-20 reverse stock split of its outstanding shares of common stock, to be effective as of 12:01 a.m. Eastern Time on Monday, December 18, 2023.
|
2023-12-18 |
| 2023-11-13 | 1350.00 | 未披露 | 定期报告 | 2023-10-16 |
| 2023-11-13 | 1346.35 | 0.05 |
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From July 1, 2023 to September 30, 2023
Issuance of common stock, pre-funded warrants and warrants in July 2023 offering, net of issuance costs
Common stock issued to consultants
Issuance of common stock in connection with the exercise of warrants in the September 2023 Inducement Offering, net of offering costs
Conversion of Series B preferred shares into common stock
Issuance of common stock from RSU vest
Exercise of pre-funded warrants into common stock
|
2023-09-30 |
| 2023-09-22 | 1346.35 | 未披露 | 定期报告 | 2023-09-18 |
| 2023-08-14 | 715.22 | 未披露 | 定期报告 | 2023-08-10 |
| 2023-07-20 | 481.90 | 未披露 |
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Common Stock offered 610,000 shares by the company
|
2023-07-31 |
| 2023-06-20 | 420.90 | 0.05 | 定期报告 | 2023-06-16 |
| 2023-06-05 | 194.67 | 0.05 | 定期报告 | 2023-05-25 |
| 2023-05-15 | 181.37 | 未披露 | 定期报告 | 2023-05-05 |
| 2023-05-12 | 154.96 | 0.05 |
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From January 1, 2023 to March 31, 2023
Conversion of Series B preferred shares into common stock
Issuance of common stock, pre-funded warrants and warrants in private placement, net of issuance costs
Exercise of pre-funded warrants into common stock
Effect of cancelled shares from the 1-for-7 reverse stock split
|
2023-03-31 |
| 2023-03-20 | 154.96 | 未披露 | 定期报告 | 2023-03-16 |
| 2023-01-17 | 99.50 | 未披露 |
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On January 13, 2023, the Company filed the Amendment to its Charter with the Secretary of State of the State of Delaware to effect a reverse stock split of its Common Stock at a ratio of 1-to-7 (the “Reverse Stock Split”).
|
2023-01-18 |
| 2023-01-17 | 696.50 | 未披露 | 定期报告 | 2023-01-17 |
| 2022-12-16 | 580.47 | 0.58 | 定期报告 | 2022-12-08 |
| 2022-12-02 | 580.47 | 未披露 | 定期报告 | 2022-12-01 |
| 2022-11-14 | 579.54 | 未披露 | 定期报告 | 2022-11-10 |
| 2022-10-11 | 574.54 | 未披露 |
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the company is offering 255,000 shares Common Stock
|
2022-10-11 |
| 2022-11-14 | 230.70 | 0.06 |
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From July 1, 2022 to September 30, 2022
Issuance of common stock at-the-market for cash, net of offering costs
Issuance of common stock from the conversion of Series D preferred stock
Issuance of common stock from the conversion of Series E preferred stock
Effect of cancelled shares from the 30-for-1 reverse stock split
|
2022-09-30 |
| 2022-09-14 | 230.70 | 未披露 | 定期报告 | 2022-09-09 |
| 2022-08-25 | 140.00 | 未披露 |
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On August 25, 2022, First Wave BioPharma, Inc. announced that it intends to effect a reverse stock split (the “Reverse Stock Split”) of its issued and outstanding common stock (the “Common Stock”) at a ratio of 1 post-split share for every 30 pre-split shares. First Wave’s Common Stock will continue to be traded on The Nasdaq Capital Market under the symbol FWBI and will begin trading on a split-adjusted basis when the market opens on Friday, August 26, 2022, under a new CUSIP number, 33749P200.
|
2022-08-26 |
| 2022-07-28 | 4159.03 | 0.09 | 定期报告 | 2022-07-25 |
| 2022-07-25 | 4159.03 | 0.03 | 定期报告 | 2022-07-15 |
| 2022-08-15 | 2269.98 | 0.06 |
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From April 1, 2022 to June 30, 2022
Conversion of Series B preferred shares into common stock
Issuance of common stock at-the-market for cash, net of offering costs
|
2022-06-30 |
| 2022-05-24 | 2076.28 | 未披露 | 定期报告 | 2022-05-24 |
| 2022-05-23 | 2163.53 | 未披露 | 定期报告 | 2022-05-19 |
| 2022-05-23 | 2154.88 | 0.06 |
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From January 1, 2022 to March 31, 2022
Issuance of common stock, pre-funded warrants and warrants in registered direct offering, net of issuance costs
Exercise of pre-funded warrants into common stock
Conversion of Series B preferred shares into common stock
Common stock issued to consultants
|
2022-03-31 |
| 2022-03-31 | 1670.06 | 未披露 | 定期报告 | 2022-03-28 |
| 2022-03-02 | 2144.41 | 未披露 |
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1.Shares of Common Stock offered by 1,650,000 shares of common stock
2.The above discussion is based on 14,945,905 shares of common stock outstanding as of February 18, 2022
|
2022-03-02 |
| 2022-03-31 | 1485.58 | 0.07 |
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From January 1, 2021 to December 31, 2021
Issuance of Series C preferred stock and warrants for cash, net of offering costs
Issuance of Series C preferred stock for license acquired
Issuance of Series C preferred stock upon exchange of Series B preferred stock
Common stock and pre-funded warrants issued upon conversion of Series C preferred stock
Issuance of common stock upon exchange of Series B preferred stock
Common stock issued upon conversion of Series B preferred stock
Issuance of common stock, pre-funded warrants and warrants for cash, net of offering costs
Effect of 10-for-1 reverse stock split
Issuance of common stock at-the-market for cash, net of offering costs
Common stock issued for intellectual property acquired, net
Common stock cancelled in connection with acquisition of First Wave Bio, Inc.
Common stock issued upon exercise of warrants
Common stock and warrants issued to consultants
Settlement with former placement agent
|
2021-12-31 |
| 2021-11-19 | 1246.08 | 未披露 | 定期报告 | 2021-11-05 |
| 2021-11-15 | 1111.52 | 0.07 |
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From July 1, 2021 to September 30, 2021
Issuance of common stock, pre-funded warrants and warrants for cash, net of offering costs
Issuance of common stock at-the-market for cash, net of offering costs
Effect of cancelled shares from the 10-for-1 reverse stock split
Common stock issued for intellectual property acquired, net
Common stock cancelled in connection with acquisition of First Wave Bio, Inc.
Common stock and warrants issued to consultants
|
2021-09-30 |
| 2021-09-13 | 996.52 | 未披露 |
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On September 13, 2021, AzurRx BioPharma, Inc., a Delaware corporation (the “Company”), Alpha Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of the Company (“Merger Sub”), First Wave Bio, Inc., a Delaware corporation (“First Wave”), and Fortis Advisors LLC, a Delaware limited liability company, solely in its capacity as the representative of the stockholders and option holders of First Wave (the “Stockholders”), entered into an Agreement and Plan of Merger (the “Merger Agreement”). Following the Merger, and after giving effect to the 10-for-1 reverse stock split, there will be an aggregate of approximately 9,965,174 shares of Common Stock outstanding.
|
2021-09-13 |
| 2021-08-16 | 9326.19 | 未披露 | 定期报告 | 2021-08-13 |
| 2021-07-27 | 9189.83 | 未披露 |
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1.Shares of common stock offered 9,090,910 shares.
2.The above discussion is based on 82,807,351 shares of common stock outstanding as of July 19, 2021.
|
2021-07-27 |
| 2021-07-22 | 8280.74 | 未披露 | 定期报告 | 2021-07-19 |
| 2021-08-16 | 8258.51 | 0.07 |
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From April 1, 2021 to June 30, 2021
Issuance of Series C preferred stock upon exchange of Series B preferred stock
Common stock and pre-funded warrants issued upon conversion of Series C preferred stock
Issuance of common stock at-the-market for cash, net of offering costs
Common stock issued upon exercise of warrants
Common stock and warrants issued to consultants
|
2021-06-30 |
| 2021-05-26 | 7857.51 | 0.09 | 定期报告 | 2021-05-21 |
| 2021-05-24 | 7857.51 | 未披露 | 定期报告 | 2021-05-18 |
| 2021-05-24 | 7492.69 | 0.12 |
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From January 1, 2021 To March 31, 2021
Issuance of Series C preferred stock and warrants for cash, net of offering costs
Issuance of Series C preferred stock to settle liability arising from acquisition
Issuance of Series C preferred stock upon exchange of Series B preferred stock Common stock issued upon conversion of Series B preferred stock
Common stock and pre-funded warrants issued upon conversion of Series C preferred stock
Issuance of common stock, pre-funded warrants and warrants for cash, net of offering costs
Common stock issued upon exercise of warrants
Common stock and warrants issued to consultants
Issuance of common stock in connection with settlement with former investment bank
|
2021-03-31 |
| 2021-03-31 | 7443.94 | 未披露 | 定期报告 | 2021-03-29 |
| 2021-03-10 | 7100.69 | 未披露 |
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1.Shares of Common Stock offered by the company 5,800,000.
2.The above discussion is based on 65,206,854 shares of common stock outstanding as of March 5, 2021.
|
2021-03-10 |
| 2021-03-09 | 6520.69 | 未披露 | 定期报告 | 2021-03-05 |
| 2021-02-11 | 5341.87 | 0.96 | 定期报告 | 2021-02-10 |
| 2021-02-01 | 4943.71 | 0.99 | 定期报告 | 2021-01-29 |
| 2021-01-13 | 3884.99 | 1.12 | 定期报告 | 2021-01-11 |
| 2021-01-20 | 3125.04 | 未披露 | 定期报告 | 2021-01-04 |
| 2021-01-13 | 3884.99 | 未披露 | 定期报告 | 2021-01-01 |
| 2021-01-05 | 3095.03 | 未披露 | 定期报告 | 2020-12-30 |
| 2020-11-16 | 3041.21 | 未披露 | 定期报告 | 2020-11-13 |
| 2020-11-16 | 2888.20 | 0.29 |
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From January 1, 2020 to September 30, 2020
Issuance of Series B preferred stock and warrants for cash, conversion of promissory notes, net of offering costs
Conversion of Series B preferred shares into common stock
Issuance of common stock for accrued dividends upon conversion of Series B preferred stock
Common stock issued to settle accounts payable
Common stock issued to Lincoln Park for Equity Purchase agreement
Common stock issued to consultants
|
2020-09-30 |
| 2020-07-27 | 2850.29 | 0.29 | 定期报告 | 2020-07-23 |
| 2020-08-14 | 2850.29 | 未披露 |
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From January 1, 2020 to June 30, 2020
Common stock issued to settle accounts payable
Common stock issued to consultants
Common stock issued to Lincoln Park for Equity Purchase agreement
|
2020-06-30 |
| 2020-05-15 | 2820.29 | 未披露 | 定期报告 | 2020-05-14 |
| 2020-04-29 | 2745.77 | 未披露 | 定期报告 | 2020-04-27 |
| 2020-05-15 | 2715.77 | 未披露 |
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From January 1, 2020 to March 31, 2020
Common stock issued to settle related payable accounts payable
Common stock issued to consultants
Common stock issued to Lincoln Park for Equity Purchase agreement
|
2020-03-31 |
| 2020-03-30 | 2713.15 | 未披露 | 定期报告 | 2020-03-30 |
| 2020-03-30 | 2680.05 | 未披露 |
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From December 31, 2018 to December 31, 2019
Common stock issued from public offerings
Common stock issued to consultants
Common stock issued to Mayoly for patents
Common stock issued to Lincoln Park for Equity Purchase agreement
Restricted common stock granted to employees and directors
|
2019-12-31 |
| 2019-12-31 | 2664.23 | 未披露 | 定期报告 | 2019-12-27 |
| 2019-11-14 | 2615.51 | 未披露 |
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From June 30, 2019 to September 30, 2019
Common stock issued from public offerings
Common stock issued to consultants
Common stock issued to Mayoly for patents
Restricted stock granted to employees/directors
|
2019-09-30 |
| 2019-08-13 | 2610.34 | 未披露 | 定期报告 | 2019-08-12 |
| 2019-07-22 | 2610.38 | 未披露 | 定期报告 | 2019-07-22 |
| 2019-07-17 | 2110.38 | 未披露 | 定期报告 | 2019-07-16 |
| 2019-08-13 | 2110.34 | 未披露 |
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From March 31, 2019 to June 30, 2019
Common stock issued from public offerings
Common stock issued to consultants
Common stock issued to Mayoly for patents
Restricted stock granted to employees/directors
|
2019-06-30 |
| 2019-05-14 | 2106.01 | 未披露 | 定期报告 | 2019-05-13 |
| 2019-04-26 | 1983.29 | 未披露 | 定期报告 | 2019-04-25 |
| 2019-05-15 | 1853.80 | 未披露 |
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from December 31, 2018 to March 31, 2019
Common stock issued to consultants
Common stock issued to Mayoly for patents
Restricted stock granted to employees/directors
|
2019-03-31 |
| 2019-04-01 | 1770.49 | 未披露 |
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from December 31, 2017 to December 31, 2018
Common stock issued from public offering
Common stock issued to consultants
Common stock issued for warrant exercises
Common stock issued for purchase of Protea assets from bankruptcy
Restricted stock granted to employees/directors
Convertible debt converted into common stock
|
2018-12-31 |
| 2018-11-09 | 1694.05 | 未披露 |
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From January 1, 2018 to September 30, 2018
Common stock issued from public offering
Common stock issued to consultants
Common stock issued for warrant exercises
Restricted stock granted to employees/directors
Convertible debt converted into common stock
|
2018-09-30 |
| 2018-08-13 | 1691.05 | 未披露 | 定期报告 | 2018-08-10 |
| 2018-08-13 | 1679.24 | 未披露 |
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From January 1, 2018 to June 30, 2018
Common stock issued from public offering
Common stock issued to consultants
Common stock issued for warrant exercises
Restricted stock granted to employees/directors
Convertible debt converted into common stock
|
2018-06-30 |
| 2018-05-14 | 1676.24 | 未披露 | 定期报告 | 2018-05-14 |
| 2018-05-14 | 1260.24 | 未披露 |
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From January 1, 2018 to March 31, 2018
Common stock issued to consultants
Common stock issued for warrant exercises
Restricted stock granted to employees/directors
Convertible debt converted into common stock
|
2018-03-31 |
| 2018-03-16 | 1257.24 | 未披露 | 定期报告 | 2018-03-15 |
| 2018-03-16 | 1204.26 | 未披露 |
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from December 31, 2016 to December 31, 2017
Common stock issued in private placement
Restricted stock granted to employees/directors
Restricted stock granted to consultants
Convertible debt converted into common stock
Common stock issued for convertible debt extension
Common stock subscribed
|
2017-12-31 |
| 2017-11-01 | 1155.41 | 未披露 | 定期报告 | 2017-10-31 |
| 2017-10-11 | 1147.09 | 未披露 | 定期报告 | 2017-10-10 |
| 2017-11-13 | 1142.17 | 未披露 |
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From January 1, 2017 to September 30, 2017
Common stock and warrants issued from private placement
Common stock issued from conversion of convertible debt
Restricted stock granted to consultants
|
2017-09-30 |
| 2017-10-20 | 1142.17 | 未披露 | 定期报告 | 2017-09-29 |
| 2017-07-21 | 1123.24 | 未披露 | 定期报告 | 2017-07-19 |
| 2017-08-14 | 1111.82 | 未披露 |
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From January 1, 2017 to June 30, 2017
Common stock and warrants issued from private placement
Restricted stock granted to consultants
|
2017-06-30 |
| 2017-03-31 | 963.11 | 未披露 |
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From December 31, 2015 to December 31, 2016
Common stock issued
Preferred stock converted into common stock
Convertible debt converted into common stock
|
2016-12-31 |
| 2016-10-13 | 963.11 | 未披露 | 定期报告 | 2016-10-11 |
| 2016-09-06 | 602.89 | 未披露 |
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From December 31, 2015 to June 30, 2016
Preferred stock converted into common stock
|
2016-06-30 |
Common stock offered 275,000 shares by the company
From January 1, 2024 to March 31, 2024
Issuance of common stock, pre-funded warrants and warrants in registered direct offering, net of issuance costs
Issuance of common stock upon acquisition of IMGX
Issuance of common stock to financial advisors
Exercise of pre-funded warrants into common stock
Conversion of Series B preferred shares into common stock
Common stock issued to consultants
Issuance of common stock from RSU vest
Common stock offered 173,100 shares by the company
From January 1, 2023 to December 31, 2023
Common stock issued to consultants
Effect of cancelled shares from the 1-for-20 reverse stock split
Exercise of pre-funded warrants into common stock
Conversion of Series B preferred shares into common stock
Issuance of common stock from RSU vest
Issuance of common stock in connection with the exercise of warrants in the September 2023 Inducement Offering, net of offering costs
Issuance of common stock in connection with the exercise of warrants in the June 2023 Inducement Offering, net of offering costs
Issuance of common stock, pre-funded warrants and warrants in the March 2023 Offering, net of issuance costs
Issuance of common stock, pre-funded warrants and warrants in the July 2023 offering, net of issuance costs
Issuance of common stock in connection with the exercise of warrants in the December 2023 Inducement Offering, net of offering costs
Effect of cancelled shares from the 1-for-7 reverse stock split
First Wave BioPharma, Inc. announced that its Board of Directors approved a 1-for-20 reverse stock split of its outstanding shares of common stock, to be effective as of 12:01 a.m. Eastern Time on Monday, December 18, 2023.
From July 1, 2023 to September 30, 2023
Issuance of common stock, pre-funded warrants and warrants in July 2023 offering, net of issuance costs
Common stock issued to consultants
Issuance of common stock in connection with the exercise of warrants in the September 2023 Inducement Offering, net of offering costs
Conversion of Series B preferred shares into common stock
Issuance of common stock from RSU vest
Exercise of pre-funded warrants into common stock
Common Stock offered 610,000 shares by the company
From January 1, 2023 to March 31, 2023
Conversion of Series B preferred shares into common stock
Issuance of common stock, pre-funded warrants and warrants in private placement, net of issuance costs
Exercise of pre-funded warrants into common stock
Effect of cancelled shares from the 1-for-7 reverse stock split
On January 13, 2023, the Company filed the Amendment to its Charter with the Secretary of State of the State of Delaware to effect a reverse stock split of its Common Stock at a ratio of 1-to-7 (the “Reverse Stock Split”).
the company is offering 255,000 shares Common Stock
From July 1, 2022 to September 30, 2022
Issuance of common stock at-the-market for cash, net of offering costs
Issuance of common stock from the conversion of Series D preferred stock
Issuance of common stock from the conversion of Series E preferred stock
Effect of cancelled shares from the 30-for-1 reverse stock split
On August 25, 2022, First Wave BioPharma, Inc. announced that it intends to effect a reverse stock split (the “Reverse Stock Split”) of its issued and outstanding common stock (the “Common Stock”) at a ratio of 1 post-split share for every 30 pre-split shares. First Wave’s Common Stock will continue to be traded on The Nasdaq Capital Market under the symbol FWBI and will begin trading on a split-adjusted basis when the market opens on Friday, August 26, 2022, under a new CUSIP number, 33749P200.
From April 1, 2022 to June 30, 2022
Conversion of Series B preferred shares into common stock
Issuance of common stock at-the-market for cash, net of offering costs
From January 1, 2022 to March 31, 2022
Issuance of common stock, pre-funded warrants and warrants in registered direct offering, net of issuance costs
Exercise of pre-funded warrants into common stock
Conversion of Series B preferred shares into common stock
Common stock issued to consultants
1.Shares of Common Stock offered by 1,650,000 shares of common stock
2.The above discussion is based on 14,945,905 shares of common stock outstanding as of February 18, 2022
From January 1, 2021 to December 31, 2021
Issuance of Series C preferred stock and warrants for cash, net of offering costs
Issuance of Series C preferred stock for license acquired
Issuance of Series C preferred stock upon exchange of Series B preferred stock
Common stock and pre-funded warrants issued upon conversion of Series C preferred stock
Issuance of common stock upon exchange of Series B preferred stock
Common stock issued upon conversion of Series B preferred stock
Issuance of common stock, pre-funded warrants and warrants for cash, net of offering costs
Effect of 10-for-1 reverse stock split
Issuance of common stock at-the-market for cash, net of offering costs
Common stock issued for intellectual property acquired, net
Common stock cancelled in connection with acquisition of First Wave Bio, Inc.
Common stock issued upon exercise of warrants
Common stock and warrants issued to consultants
Settlement with former placement agent
From July 1, 2021 to September 30, 2021
Issuance of common stock, pre-funded warrants and warrants for cash, net of offering costs
Issuance of common stock at-the-market for cash, net of offering costs
Effect of cancelled shares from the 10-for-1 reverse stock split
Common stock issued for intellectual property acquired, net
Common stock cancelled in connection with acquisition of First Wave Bio, Inc.
Common stock and warrants issued to consultants
On September 13, 2021, AzurRx BioPharma, Inc., a Delaware corporation (the “Company”), Alpha Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of the Company (“Merger Sub”), First Wave Bio, Inc., a Delaware corporation (“First Wave”), and Fortis Advisors LLC, a Delaware limited liability company, solely in its capacity as the representative of the stockholders and option holders of First Wave (the “Stockholders”), entered into an Agreement and Plan of Merger (the “Merger Agreement”). Following the Merger, and after giving effect to the 10-for-1 reverse stock split, there will be an aggregate of approximately 9,965,174 shares of Common Stock outstanding.
1.Shares of common stock offered 9,090,910 shares.
2.The above discussion is based on 82,807,351 shares of common stock outstanding as of July 19, 2021.
From April 1, 2021 to June 30, 2021
Issuance of Series C preferred stock upon exchange of Series B preferred stock
Common stock and pre-funded warrants issued upon conversion of Series C preferred stock
Issuance of common stock at-the-market for cash, net of offering costs
Common stock issued upon exercise of warrants
Common stock and warrants issued to consultants
From January 1, 2021 To March 31, 2021
Issuance of Series C preferred stock and warrants for cash, net of offering costs
Issuance of Series C preferred stock to settle liability arising from acquisition
Issuance of Series C preferred stock upon exchange of Series B preferred stock Common stock issued upon conversion of Series B preferred stock
Common stock and pre-funded warrants issued upon conversion of Series C preferred stock
Issuance of common stock, pre-funded warrants and warrants for cash, net of offering costs
Common stock issued upon exercise of warrants
Common stock and warrants issued to consultants
Issuance of common stock in connection with settlement with former investment bank
1.Shares of Common Stock offered by the company 5,800,000.
2.The above discussion is based on 65,206,854 shares of common stock outstanding as of March 5, 2021.
From January 1, 2020 to September 30, 2020
Issuance of Series B preferred stock and warrants for cash, conversion of promissory notes, net of offering costs
Conversion of Series B preferred shares into common stock
Issuance of common stock for accrued dividends upon conversion of Series B preferred stock
Common stock issued to settle accounts payable
Common stock issued to Lincoln Park for Equity Purchase agreement
Common stock issued to consultants
From January 1, 2020 to June 30, 2020
Common stock issued to settle accounts payable
Common stock issued to consultants
Common stock issued to Lincoln Park for Equity Purchase agreement
From January 1, 2020 to March 31, 2020
Common stock issued to settle related payable accounts payable
Common stock issued to consultants
Common stock issued to Lincoln Park for Equity Purchase agreement
From December 31, 2018 to December 31, 2019
Common stock issued from public offerings
Common stock issued to consultants
Common stock issued to Mayoly for patents
Common stock issued to Lincoln Park for Equity Purchase agreement
Restricted common stock granted to employees and directors
From June 30, 2019 to September 30, 2019
Common stock issued from public offerings
Common stock issued to consultants
Common stock issued to Mayoly for patents
Restricted stock granted to employees/directors
From March 31, 2019 to June 30, 2019
Common stock issued from public offerings
Common stock issued to consultants
Common stock issued to Mayoly for patents
Restricted stock granted to employees/directors
from December 31, 2018 to March 31, 2019
Common stock issued to consultants
Common stock issued to Mayoly for patents
Restricted stock granted to employees/directors
from December 31, 2017 to December 31, 2018
Common stock issued from public offering
Common stock issued to consultants
Common stock issued for warrant exercises
Common stock issued for purchase of Protea assets from bankruptcy
Restricted stock granted to employees/directors
Convertible debt converted into common stock
From January 1, 2018 to September 30, 2018
Common stock issued from public offering
Common stock issued to consultants
Common stock issued for warrant exercises
Restricted stock granted to employees/directors
Convertible debt converted into common stock
From January 1, 2018 to June 30, 2018
Common stock issued from public offering
Common stock issued to consultants
Common stock issued for warrant exercises
Restricted stock granted to employees/directors
Convertible debt converted into common stock
From January 1, 2018 to March 31, 2018
Common stock issued to consultants
Common stock issued for warrant exercises
Restricted stock granted to employees/directors
Convertible debt converted into common stock
from December 31, 2016 to December 31, 2017
Common stock issued in private placement
Restricted stock granted to employees/directors
Restricted stock granted to consultants
Convertible debt converted into common stock
Common stock issued for convertible debt extension
Common stock subscribed
From January 1, 2017 to September 30, 2017
Common stock and warrants issued from private placement
Common stock issued from conversion of convertible debt
Restricted stock granted to consultants
From January 1, 2017 to June 30, 2017
Common stock and warrants issued from private placement
Restricted stock granted to consultants
From December 31, 2015 to December 31, 2016
Common stock issued
Preferred stock converted into common stock
Convertible debt converted into common stock
From December 31, 2015 to June 30, 2016
Preferred stock converted into common stock