董事介绍

注:董事持股数取自最新公司公告

姓名 性别 职位 年龄 薪酬 持股数(万股) 截止日期
Robert L. Butler Chairman of the Board and Trustee 82 7.20万美元 未持股 2023-05-23
Adam D. Crescenzi Vice-Chairman of the Board and Trustee 81 6.00万美元 未持股 2023-05-23
Karen DiGravio Trustee 54 6.60万美元 未持股 2023-05-23
Jerry G. Rutledge Trustee 79 6.00万美元 未持股 2023-05-23
Vincent W. Versaci Trustee 52 6.00万美元 未持股 2023-05-23
Clifford J. Weber Trustee 60 6.00万美元 未持股 2023-05-23
Kevin McNally Trustee 54 未披露 未持股 2023-05-23
Edmund J. Burke Trustee 62 6.00万美元 未持股 2023-05-23
Clifford J. Weber Trustee 60 未披露 未持股 2023-05-23

高管介绍

注:高管持股数取自最新公司公告

姓名 性别 职位 年龄 薪酬 持股数(万股) 截止日期
Bradley Swenson Chief Compliance Officer 51 未披露 未持股 2023-05-23
Jill Kerschen Treasurer 48 未披露 未持股 2023-05-23
Christopher Moore Secretary 39 未披露 未持股 2023-05-23
Jeremy May -- President 53 未披露 未持股 2023-05-23

董事简历

中英对照 |  中文 |  英文
Robert L. Butler

Robert L. Butler目前是Clough Global Equity Fund的独立顾问。1989年至1998年,他担任Pioneer Funds Distributor, Inc.的总裁。1985年至1988年,他担任Pioneer Group, Inc.的高级副总裁,1988年至1999年担任执行副总裁兼董事。在Pioneer Group, Inc.任职期间,直到1999年退休,他是一些子公司和附属公司的董事或监事会成员,包括:Pioneer First Polish Investment Fund、JSC、Pioneer Czech Investment Company和Pioneer Global Equity Fund PLC.从1975年到1984年,他曾担任National Association of Securities Dealers(目前是Financial Industry Regulatory Authority)的副总裁。Butler先生自每个基金成立以来担任受托人,自2006年以来担任每个基金的董事会主席。在担任每个基金的受托人期间,他还担任审计委员会和治理和提名委员会的成员。此外,由于被任命为董事会,巴特勒先生进一步增强他的经验和技能,会同其他受托人,通过董事会的监督基金的官员在处理范围广泛的议题,包括但不限于,项目组合管理,法律和监管问题,合规监管,编制财务报表和监督基金的多种服务提供者。


Robert L. Butler,Since 2001, Mr. Butler has been an independent consultant for businesses. Mr. Butler has over 45 years' experience in the investment business, including 17 years as a senior executive with a global investment management/natural resources company and 20 years with a securities industry regulation organization.
Robert L. Butler目前是Clough Global Equity Fund的独立顾问。1989年至1998年,他担任Pioneer Funds Distributor, Inc.的总裁。1985年至1988年,他担任Pioneer Group, Inc.的高级副总裁,1988年至1999年担任执行副总裁兼董事。在Pioneer Group, Inc.任职期间,直到1999年退休,他是一些子公司和附属公司的董事或监事会成员,包括:Pioneer First Polish Investment Fund、JSC、Pioneer Czech Investment Company和Pioneer Global Equity Fund PLC.从1975年到1984年,他曾担任National Association of Securities Dealers(目前是Financial Industry Regulatory Authority)的副总裁。Butler先生自每个基金成立以来担任受托人,自2006年以来担任每个基金的董事会主席。在担任每个基金的受托人期间,他还担任审计委员会和治理和提名委员会的成员。此外,由于被任命为董事会,巴特勒先生进一步增强他的经验和技能,会同其他受托人,通过董事会的监督基金的官员在处理范围广泛的议题,包括但不限于,项目组合管理,法律和监管问题,合规监管,编制财务报表和监督基金的多种服务提供者。
Robert L. Butler,Since 2001, Mr. Butler has been an independent consultant for businesses. Mr. Butler has over 45 years' experience in the investment business, including 17 years as a senior executive with a global investment management/natural resources company and 20 years with a securities industry regulation organization.
Adam D. Crescenzi

Adam D. Crescenzi目前是Simply Tuscan Imports LLC的创始合伙人,他在战略、营销和治理问题上为企业和非营利组织提供建议。他是the Founders Fund Inc.的董事会主席,也是the Naples Botanical Garden的受托人和理事。2003年至2015年,他曾担任Dean College的受托人。他是几家初创技术和服务公司的创始合伙人和投资者,如战略商业咨询公司Telos Partners、创意艺术技术公司Creative Realties, Inc.和ICEX, Inc.(其主要业务是基于网络的企业交流论坛)。在参与多个企业初创公司之前,Crescenzi先生从CSC Index退休,担任管理咨询服务执行副总裁。在他的职业生涯中,Crescenzi先生也曾任职于各种慈善组织,如波士顿学院麦克马伦艺术博物馆。Crescenzi先生自每个基金成立以来一直担任受托人。在担任每个基金的受托人期间,他还担任审计委员会和治理和提名委员会的成员。Crescenzi先生自2006年起担任每个基金的治理和提名委员会主席。


Adam D. Crescenzi,has served as the Founding Partner of Simply Tuscan Imports LLC since 2007. He has been a founder and investor of several start-up technology and service firms and has served as a director of both public and private corporations. Currently, he advises businesses and non-profit organizations on issues of strategy, marketing, and governance. He serves as Chairman of the Board of Governors for The Founders Fund Inc. and is a Trustee and Governor of the Naples Botanical Garden.
Adam D. Crescenzi目前是Simply Tuscan Imports LLC的创始合伙人,他在战略、营销和治理问题上为企业和非营利组织提供建议。他是the Founders Fund Inc.的董事会主席,也是the Naples Botanical Garden的受托人和理事。2003年至2015年,他曾担任Dean College的受托人。他是几家初创技术和服务公司的创始合伙人和投资者,如战略商业咨询公司Telos Partners、创意艺术技术公司Creative Realties, Inc.和ICEX, Inc.(其主要业务是基于网络的企业交流论坛)。在参与多个企业初创公司之前,Crescenzi先生从CSC Index退休,担任管理咨询服务执行副总裁。在他的职业生涯中,Crescenzi先生也曾任职于各种慈善组织,如波士顿学院麦克马伦艺术博物馆。Crescenzi先生自每个基金成立以来一直担任受托人。在担任每个基金的受托人期间,他还担任审计委员会和治理和提名委员会的成员。Crescenzi先生自2006年起担任每个基金的治理和提名委员会主席。
Adam D. Crescenzi,has served as the Founding Partner of Simply Tuscan Imports LLC since 2007. He has been a founder and investor of several start-up technology and service firms and has served as a director of both public and private corporations. Currently, he advises businesses and non-profit organizations on issues of strategy, marketing, and governance. He serves as Chairman of the Board of Governors for The Founders Fund Inc. and is a Trustee and Governor of the Naples Botanical Garden.
Karen DiGravio

Karen DiGravio拥有超过21年的行业经验,专注于资产管理行业的金融、会计、合规和风险管理。最近,她是Westfield Capital Management的合伙人、首席财务官和首席合规官,Westfield Capital Management是一家总部位于波士顿的资产管理公司,管理着超过120亿美元的资产。她也是Westfield Advisory Board的成员。在Westfield任职期间,她领导财务、会计和合规职能,并担任公司的运营和风险管理委员会主席。她于1991年毕业于康涅狄格学院(Connecticut College),是康涅狄格学院(Connecticut College) 1911协会的联合主席,也是该学院校长领导委员会(President's Leadership Council)的成员。她于1997年获得波士顿大学管理学院综合管理工商管理硕士学位。自2017年8月起,她担任每个基金的审计委员会、治理和提名委员会的成员,以及受托人。此外,在担任基金受托人期间,她曾担任审计委员会财务专家和各基金审计委员会主席。


Karen DiGravio,is retired. In addition, she is co-chair of Connecticut College's 1911 Society and is also a member of the college's President's Leadership Council.
Karen DiGravio拥有超过21年的行业经验,专注于资产管理行业的金融、会计、合规和风险管理。最近,她是Westfield Capital Management的合伙人、首席财务官和首席合规官,Westfield Capital Management是一家总部位于波士顿的资产管理公司,管理着超过120亿美元的资产。她也是Westfield Advisory Board的成员。在Westfield任职期间,她领导财务、会计和合规职能,并担任公司的运营和风险管理委员会主席。她于1991年毕业于康涅狄格学院(Connecticut College),是康涅狄格学院(Connecticut College) 1911协会的联合主席,也是该学院校长领导委员会(President's Leadership Council)的成员。她于1997年获得波士顿大学管理学院综合管理工商管理硕士学位。自2017年8月起,她担任每个基金的审计委员会、治理和提名委员会的成员,以及受托人。此外,在担任基金受托人期间,她曾担任审计委员会财务专家和各基金审计委员会主席。
Karen DiGravio,is retired. In addition, she is co-chair of Connecticut College's 1911 Society and is also a member of the college's President's Leadership Council.
Jerry G. Rutledge

Jerry G. Rutledge是总裁,也是Rutledge's Inc.的所有者,这是一家经营了40多年的服装零售企业。作为科罗拉多州公认的社区领袖,他于1994年被选为科罗拉多大学的摄政王,并于2007年退休。此外,他目前担任the University of Colorado Hospital的董事,也是Financial Investors Trust(开放式投资公司)和Principal Real Estate Income Fund(封闭式投资公司)的受托人。他还担任American National Bank的董事,直到2009年。自每个基金成立以来,他一直担任受托人。他还曾担任审计委员会和治理和提名委员会的成员,并担任每个基金的受托人。Rutledge先生与其他受托人一起,通过董事会监督基金官员处理各种各样的主题,包括但不限于组合管理、法律和法规事项、合规监督、编制财务报表和监督基金的多种服务提供者。


Jerry G. Rutledge,is the President and owner of Rutledge's Inc., a retail clothing business.Mr. Rutledge is currently a Trustee of the Financial Investors Trust and the Principal Real Estate Income Fund.
Jerry G. Rutledge是总裁,也是Rutledge's Inc.的所有者,这是一家经营了40多年的服装零售企业。作为科罗拉多州公认的社区领袖,他于1994年被选为科罗拉多大学的摄政王,并于2007年退休。此外,他目前担任the University of Colorado Hospital的董事,也是Financial Investors Trust(开放式投资公司)和Principal Real Estate Income Fund(封闭式投资公司)的受托人。他还担任American National Bank的董事,直到2009年。自每个基金成立以来,他一直担任受托人。他还曾担任审计委员会和治理和提名委员会的成员,并担任每个基金的受托人。Rutledge先生与其他受托人一起,通过董事会监督基金官员处理各种各样的主题,包括但不限于组合管理、法律和法规事项、合规监督、编制财务报表和监督基金的多种服务提供者。
Jerry G. Rutledge,is the President and owner of Rutledge's Inc., a retail clothing business.Mr. Rutledge is currently a Trustee of the Financial Investors Trust and the Principal Real Estate Income Fund.
Vincent W. Versaci

Vincent W. Versaci自2003年1月起担任纽约州的法官和最高法院法官。目前,Versaci法官被任命为代理最高法院法官,并主持纽约州斯克内克塔迪县的代孕法庭。此前,Versaci法官曾担任Schenectady County Community College的兼职教授,以及主要在纽约州法院从事民事和刑事诉讼的执业律师。Versaci法官自2013年3月起担任每个基金的审计委员会、治理和提名委员会的成员,以及受托人。此外,由于被任命为董事会,法官Versaci进一步增强他的经验和技能,会同其他受托人,通过董事会的监督基金的官员在处理范围广泛的议题,包括但不限于,项目组合管理,法律和监管问题,合规监督、编制财务报表和监督基金的多个服务提供者。


Vincent W. Versaci,has served as a Judge in the New York State Courts since January 2003. Currently, Judge Versaci is assigned as an Acting Supreme Court Justice and also presides over the Surrogate's Court for Schenectady County, New York. Previously, Judge Versaci has served as an Adjunct Professor at Schenectady County Community College and a practicing attorney with an emphasis on civil and criminal litigation primarily in New York State Courts.
Vincent W. Versaci自2003年1月起担任纽约州的法官和最高法院法官。目前,Versaci法官被任命为代理最高法院法官,并主持纽约州斯克内克塔迪县的代孕法庭。此前,Versaci法官曾担任Schenectady County Community College的兼职教授,以及主要在纽约州法院从事民事和刑事诉讼的执业律师。Versaci法官自2013年3月起担任每个基金的审计委员会、治理和提名委员会的成员,以及受托人。此外,由于被任命为董事会,法官Versaci进一步增强他的经验和技能,会同其他受托人,通过董事会的监督基金的官员在处理范围广泛的议题,包括但不限于,项目组合管理,法律和监管问题,合规监督、编制财务报表和监督基金的多个服务提供者。
Vincent W. Versaci,has served as a Judge in the New York State Courts since January 2003. Currently, Judge Versaci is assigned as an Acting Supreme Court Justice and also presides over the Surrogate's Court for Schenectady County, New York. Previously, Judge Versaci has served as an Adjunct Professor at Schenectady County Community College and a practicing attorney with an emphasis on civil and criminal litigation primarily in New York State Courts.
Clifford J. Weber

CliffordJ.Weber在金融市场拥有超过25年的经验,在那里他成功地领导了交易所交易基金ETF和上市衍生品的业务并创造了产品。他的专业领域包括交易市场和衍生品监管。他目前为金融业提供咨询服务,并担任某些共同基金、ETF和可变年金信托的独立受托人。从2013年到2015年,他担任纽约证券交易所全球指数和交易所交易产品执行Vice President,从2008年到2013年担任纽约证券交易所LIFFE战略和产品开发主管执行Vice President。在此之前,Weber先生在美国证券交易所(American Stock Exchange US)工作了18年,在那里他帮助开发了AMEX&8217;的主导ETF业务,从2000年到2008年运营该业务以及AMEX&8217;的封闭式基金业务。他在达特茅斯学院(Dartmouth College)获得生物化学学士学位,在宾夕法尼亚大学(University of Pennsylvania)获得系统硕士学位,专注于运筹学。他曾出现在众多媒体出版物和金融节目中,也曾发表在多种金融出版物中,也是Equity Flex Options:the Financial Engineer&8217;的最通用工具的合著者。他是18项已发布专利和3项正在申请的专利的指定发明人,所有这些专利都在金融创新领域。韦伯先生自2017年8月起担任每个基金的审计委员会以及治理和提名委员会的成员,并担任受托人。


Clifford J. Weber has more than 25 years of experience in the financial markets where he has successfully led businesses and created products in exchange-traded funds ETFs and listed derivatives. His areas of expertise include trading markets and derivatives regulation. He currently provides consulting services to the financial industry and serves as an independent trustee of certain mutual funds, ETFs and variable annuity trusts. From 2013 to 2015 he was Executive Vice President of Global Index and Exchange Traded Products at the NYSE, and Executive Vice President, Head of Strategy and Product Development at NYSE Liffe from 2008 to 2013. Prior to that, Mr. Weber spent 18 years at the American Stock Exchange U.S. where he was instrumental in the development of the Amex's dominant ETF business, running that business from 2000-2008 and the Amex's Closed-End Fund business.He received a B.A. degree in Biochemistry from Dartmouth College, and an M.S.E. degree in Systems, with a concentration in Operations Research, from the University of Pennsylvania. He has been featured in numerous media publications and financial shows, has been published in various financial publications, and is co-author of "Equity Flex Options: The Financial Engineer's Most Versatile Tool." He is a named inventor on twenty-one issued patents, all in the field of financial innovation. Mr. Weber has served as a member of each Fund's Audit Committee and Governance and Nominating Committee and as a Trustee since August 2017.
CliffordJ.Weber在金融市场拥有超过25年的经验,在那里他成功地领导了交易所交易基金ETF和上市衍生品的业务并创造了产品。他的专业领域包括交易市场和衍生品监管。他目前为金融业提供咨询服务,并担任某些共同基金、ETF和可变年金信托的独立受托人。从2013年到2015年,他担任纽约证券交易所全球指数和交易所交易产品执行Vice President,从2008年到2013年担任纽约证券交易所LIFFE战略和产品开发主管执行Vice President。在此之前,Weber先生在美国证券交易所(American Stock Exchange US)工作了18年,在那里他帮助开发了AMEX&8217;的主导ETF业务,从2000年到2008年运营该业务以及AMEX&8217;的封闭式基金业务。他在达特茅斯学院(Dartmouth College)获得生物化学学士学位,在宾夕法尼亚大学(University of Pennsylvania)获得系统硕士学位,专注于运筹学。他曾出现在众多媒体出版物和金融节目中,也曾发表在多种金融出版物中,也是Equity Flex Options:the Financial Engineer&8217;的最通用工具的合著者。他是18项已发布专利和3项正在申请的专利的指定发明人,所有这些专利都在金融创新领域。韦伯先生自2017年8月起担任每个基金的审计委员会以及治理和提名委员会的成员,并担任受托人。
Clifford J. Weber has more than 25 years of experience in the financial markets where he has successfully led businesses and created products in exchange-traded funds ETFs and listed derivatives. His areas of expertise include trading markets and derivatives regulation. He currently provides consulting services to the financial industry and serves as an independent trustee of certain mutual funds, ETFs and variable annuity trusts. From 2013 to 2015 he was Executive Vice President of Global Index and Exchange Traded Products at the NYSE, and Executive Vice President, Head of Strategy and Product Development at NYSE Liffe from 2008 to 2013. Prior to that, Mr. Weber spent 18 years at the American Stock Exchange U.S. where he was instrumental in the development of the Amex's dominant ETF business, running that business from 2000-2008 and the Amex's Closed-End Fund business.He received a B.A. degree in Biochemistry from Dartmouth College, and an M.S.E. degree in Systems, with a concentration in Operations Research, from the University of Pennsylvania. He has been featured in numerous media publications and financial shows, has been published in various financial publications, and is co-author of "Equity Flex Options: The Financial Engineer's Most Versatile Tool." He is a named inventor on twenty-one issued patents, all in the field of financial innovation. Mr. Weber has served as a member of each Fund's Audit Committee and Governance and Nominating Committee and as a Trustee since August 2017.
Kevin McNally

Kevin McNally于2017年4月30日被董事会选为受托人,取代James E. Canty。他目前是Clough Capital Partners L.P.的董事总经理,并担任Clough建议的投资基金的投资组合经理,主要投资于封闭式基金。他拥有超过26年的行业经验,几乎完全专注于封闭式基金。在2014年加入Clough之前,他曾担任ALPS Fund Services, Inc.的封闭式基金董事(2003年至2014年),在那里他帮助启动了大约130亿美元的总资产,包括三个Clough基金。在此之前,从1998年到2003年,他曾担任Smith Barney (Citigroup Global Markets, Inc.的一个部门)的封闭式基金和ETF研究主管,从1997年到1998年,他曾担任Morgan Stanley Dean Witter Discover & Co.的封闭式基金和ETF营销主管。此前,他曾担任Merrill Lynch, Pierce, Fenner, & Smith, Inc.共同基金研究部的封闭式基金分析师(1994年至1997年),也曾担任Prudential Securities的封闭式基金市场部经理(1992年至1994年)。《华尔街日报》(The Wall Street Journal)、《巴伦周刊》(Barrons)和其他几家出版物都引用了他的话,他还以封闭式基金和ETF专家的身份出现在电视上。他于1991年获得马萨诸塞大学阿姆赫斯特分校(the University of Massachusetts at Amherst)的文学学士学位,并于1998年获得纽约大学斯特恩商学院(New York University 's Stern School of Business)的金融MBA学位。McNally先生自2017年起担任每个基金的受托人,作为受托人,他不担任审计和治理和提名委员会的成员。


Kevin McNally,is currently a Managing Director at Clough and serves as the portfolio manager for an investment fund and separately managed accounts advised by Clough that invest primarily in closed-end funds.
Kevin McNally于2017年4月30日被董事会选为受托人,取代James E. Canty。他目前是Clough Capital Partners L.P.的董事总经理,并担任Clough建议的投资基金的投资组合经理,主要投资于封闭式基金。他拥有超过26年的行业经验,几乎完全专注于封闭式基金。在2014年加入Clough之前,他曾担任ALPS Fund Services, Inc.的封闭式基金董事(2003年至2014年),在那里他帮助启动了大约130亿美元的总资产,包括三个Clough基金。在此之前,从1998年到2003年,他曾担任Smith Barney (Citigroup Global Markets, Inc.的一个部门)的封闭式基金和ETF研究主管,从1997年到1998年,他曾担任Morgan Stanley Dean Witter Discover & Co.的封闭式基金和ETF营销主管。此前,他曾担任Merrill Lynch, Pierce, Fenner, & Smith, Inc.共同基金研究部的封闭式基金分析师(1994年至1997年),也曾担任Prudential Securities的封闭式基金市场部经理(1992年至1994年)。《华尔街日报》(The Wall Street Journal)、《巴伦周刊》(Barrons)和其他几家出版物都引用了他的话,他还以封闭式基金和ETF专家的身份出现在电视上。他于1991年获得马萨诸塞大学阿姆赫斯特分校(the University of Massachusetts at Amherst)的文学学士学位,并于1998年获得纽约大学斯特恩商学院(New York University 's Stern School of Business)的金融MBA学位。McNally先生自2017年起担任每个基金的受托人,作为受托人,他不担任审计和治理和提名委员会的成员。
Kevin McNally,is currently a Managing Director at Clough and serves as the portfolio manager for an investment fund and separately managed accounts advised by Clough that invest primarily in closed-end funds.
Edmund J. Burke

Edmund J. Burke,他是ALPS公司的执行副总裁兼总裁。ALPS公司包括公司的投资管理和资产维修业务。ALPS Holdings公司于2011年成为公司的全资子公司。他于1991年加入ALPS公司,并担任总裁(2000年以来)。作为他在ALPS公司的职责的一部分,他担任Clough Global Allocation Fund、Clough Global Equity Fund、 Clough Global Opportunities Fund的总裁兼受托人,Liberty All-Star Equity Fund的受托人、Liberty All-Star Growth Fund公司的董事、Financial Investors Trust的董事会主席兼总裁。根据1940年的投资公司法案,这些基金是一个注册投资公司。


Edmund J. Burke,joined ALPS in 1991 and served as the President and Director of ALPS Holdings, Inc., and ALPS Advisors, Inc., and Director of ALPS Distributors, Inc., ALPS Fund Services, Inc., and ALPS Portfolio Solutions Distributor, Inc. (collectively, the "ALPS Companies"). Mr. Burke retired from the ALPS Companies in June 2019. Mr. Burke is currently a partner at ETF Action, a web-based system that provides data and analytics to registered investment advisers, (since 2020) and a Director of Alliance Bioenergy Plus, Inc., technology company focused on emerging technologies in the renewable energy, biofuels, and bioplastics technology sectors (since 2020).
Edmund J. Burke,他是ALPS公司的执行副总裁兼总裁。ALPS公司包括公司的投资管理和资产维修业务。ALPS Holdings公司于2011年成为公司的全资子公司。他于1991年加入ALPS公司,并担任总裁(2000年以来)。作为他在ALPS公司的职责的一部分,他担任Clough Global Allocation Fund、Clough Global Equity Fund、 Clough Global Opportunities Fund的总裁兼受托人,Liberty All-Star Equity Fund的受托人、Liberty All-Star Growth Fund公司的董事、Financial Investors Trust的董事会主席兼总裁。根据1940年的投资公司法案,这些基金是一个注册投资公司。
Edmund J. Burke,joined ALPS in 1991 and served as the President and Director of ALPS Holdings, Inc., and ALPS Advisors, Inc., and Director of ALPS Distributors, Inc., ALPS Fund Services, Inc., and ALPS Portfolio Solutions Distributor, Inc. (collectively, the "ALPS Companies"). Mr. Burke retired from the ALPS Companies in June 2019. Mr. Burke is currently a partner at ETF Action, a web-based system that provides data and analytics to registered investment advisers, (since 2020) and a Director of Alliance Bioenergy Plus, Inc., technology company focused on emerging technologies in the renewable energy, biofuels, and bioplastics technology sectors (since 2020).
Clifford J. Weber

CliffordJ.Weber是咨询公司Financial Products Consulting Group,LLC的创始人。在创立Financial Products Consulting Group之前,他曾于2013年至2015年担任洲际交易所(Intercontinental Exchange)旗下纽约证券交易所(NYSE)全球指数和交易所交易产品执行Vice President。


Clifford J. Weber,is the founder of Financial Products Consulting Group, LLC (a consulting firm).Mr. Weber is currently a Trustee of Janus Detroit Street Trust, Clayton Street Trust and Global-X Funds.
CliffordJ.Weber是咨询公司Financial Products Consulting Group,LLC的创始人。在创立Financial Products Consulting Group之前,他曾于2013年至2015年担任洲际交易所(Intercontinental Exchange)旗下纽约证券交易所(NYSE)全球指数和交易所交易产品执行Vice President。
Clifford J. Weber,is the founder of Financial Products Consulting Group, LLC (a consulting firm).Mr. Weber is currently a Trustee of Janus Detroit Street Trust, Clayton Street Trust and Global-X Funds.

高管简历

中英对照 |  中文 |  英文
Bradley Swenson

Bradley Swenson于2004年加入阿尔卑斯山,自2015年起担任阿尔卑斯基金服务公司(Alps Fund Services,Inc.)首席运营官。从2004年到2015年,Swenson先生担任Alps,其关联实体以及某些投资公司的首席合规官,包括但不限于SPDR S&P500ETF Trust,SPDR S&P MidCap400ETF Trust,SPDR道琼斯工业平均指数ETF Trust,PowerShares QQQ Trust,Reaves Utility Income Trust、Financial Investors Trust和Liberty All-Star Fund。Swenson先生毕业于明尼苏达大学(University of Minnesota),获得会计学学士学位,并在FINRA注册,持有Series626和27。


Bradley Swenson,is President and Chief Compliance Officer, Paralel Distributors LLC, since May 2022; Director of Compliance Services, Paralel Technologies, since May 2022; President, TruePeak Consulting, LLC, 2021-2022; President, ALPS Fund Services, Inc. ("ALPS") June 2019 to June 2021; Chief Operating Officer, ALPS 2015 to 2019.
Bradley Swenson于2004年加入阿尔卑斯山,自2015年起担任阿尔卑斯基金服务公司(Alps Fund Services,Inc.)首席运营官。从2004年到2015年,Swenson先生担任Alps,其关联实体以及某些投资公司的首席合规官,包括但不限于SPDR S&P500ETF Trust,SPDR S&P MidCap400ETF Trust,SPDR道琼斯工业平均指数ETF Trust,PowerShares QQQ Trust,Reaves Utility Income Trust、Financial Investors Trust和Liberty All-Star Fund。Swenson先生毕业于明尼苏达大学(University of Minnesota),获得会计学学士学位,并在FINRA注册,持有Series626和27。
Bradley Swenson,is President and Chief Compliance Officer, Paralel Distributors LLC, since May 2022; Director of Compliance Services, Paralel Technologies, since May 2022; President, TruePeak Consulting, LLC, 2021-2022; President, ALPS Fund Services, Inc. ("ALPS") June 2019 to June 2021; Chief Operating Officer, ALPS 2015 to 2019.
Jill Kerschen

Jill Kerschen于2013年7月加入ALPS,现任副总裁兼基金总监。她目前担任Reaves Utility Income Fund、RiverNorth Opportunities Fund, Inc.和Clough Funds Trust的财务主管。


Jill Kerschen joined Paralel in 2021 and is currently Director of Fund Administration. She was Vice President at ALPS Advisors, Inc. from 2019 2021 and from 2013 2019 she served as Vice President and Fund Controller at ALPS Fund Services, Inc.
Jill Kerschen于2013年7月加入ALPS,现任副总裁兼基金总监。她目前担任Reaves Utility Income Fund、RiverNorth Opportunities Fund, Inc.和Clough Funds Trust的财务主管。
Jill Kerschen joined Paralel in 2021 and is currently Director of Fund Administration. She was Vice President at ALPS Advisors, Inc. from 2019 2021 and from 2013 2019 she served as Vice President and Fund Controller at ALPS Fund Services, Inc.
Christopher Moore

Christopher Moore自2021年起担任Paralel Technologies LLC和Paralel Advisors LLC(“Paralel”)的总法律顾问兼首席合规官。Moore先生2020-2021年担任RiverNorth资本管理有限责任公司副总法律顾问兼法律业务经理;2016-2020年担任ALPS基金服务公司副总裁兼高级法律顾问;Thompson Hine律师事务所助理(2013-2016年)。Moore先生曾担任安永会计师事务所的注册会计师(2007-2009年)。Moore先生是Elevation Series Trust(自2022年起)和Reaves Utility Income Fund(自2022年起)的秘书,并于2018-2020年担任Boulder Growth & Income Fund,Inc.(现为SRH Total Return基金)的副总裁兼秘书。


Christopher Moore as General Counsel of Paralel Technologies LLC and General Counsel and Chief Compliance Officer of Paralel Advisors LLC since 2021. Mr. Moore served as Deputy General Counsel and Legal Operations Manager of RiverNorth Capital Management, LLC from 2020 2021; VP and Senior Counsel of ALPS Fund Services, Inc. from 2016 2020.
Christopher Moore自2021年起担任Paralel Technologies LLC和Paralel Advisors LLC(“Paralel”)的总法律顾问兼首席合规官。Moore先生2020-2021年担任RiverNorth资本管理有限责任公司副总法律顾问兼法律业务经理;2016-2020年担任ALPS基金服务公司副总裁兼高级法律顾问;Thompson Hine律师事务所助理(2013-2016年)。Moore先生曾担任安永会计师事务所的注册会计师(2007-2009年)。Moore先生是Elevation Series Trust(自2022年起)和Reaves Utility Income Fund(自2022年起)的秘书,并于2018-2020年担任Boulder Growth & Income Fund,Inc.(现为SRH Total Return基金)的副总裁兼秘书。
Christopher Moore as General Counsel of Paralel Technologies LLC and General Counsel and Chief Compliance Officer of Paralel Advisors LLC since 2021. Mr. Moore served as Deputy General Counsel and Legal Operations Manager of RiverNorth Capital Management, LLC from 2020 2021; VP and Senior Counsel of ALPS Fund Services, Inc. from 2016 2020.
Jeremy May

Jeremy May,Paralel Technologies,LLC(一家金融科技公司)及其全资子公司、Paralel Advisors(一家注册投资顾问)和Paralel Distributors(一家注册经纪商/交易商)的创始人兼首席执行官(自2019年10月起);曾任ALPS Fund Services,Inc.、ALPS Distributors,Inc.和ALPS Portfolio Solutions Distributor,Inc.总裁兼董事,ALPS Holdings,Inc.和ALPS Advisors,Inc.执行副总裁兼董事(1995年至2019年)。


Jeremy May,Founder and CEO of Paralel Technologies, LLC (a fintech firm) and its wholly owned subsidiaries, Paralel Advisors (a registered investment adviser) and Paralel Distributors (a registered broker/dealer) (Since October 2019); Previously, President and Director of ALPS Fund Services, Inc., ALPS Distributors, Inc., and ALPS Portfolio Solutions Distributor, Inc., Executive Vice President and Director of ALPS Holdings, Inc. and ALPS Advisors, Inc. (1995 to 2019).
Jeremy May,Paralel Technologies,LLC(一家金融科技公司)及其全资子公司、Paralel Advisors(一家注册投资顾问)和Paralel Distributors(一家注册经纪商/交易商)的创始人兼首席执行官(自2019年10月起);曾任ALPS Fund Services,Inc.、ALPS Distributors,Inc.和ALPS Portfolio Solutions Distributor,Inc.总裁兼董事,ALPS Holdings,Inc.和ALPS Advisors,Inc.执行副总裁兼董事(1995年至2019年)。
Jeremy May,Founder and CEO of Paralel Technologies, LLC (a fintech firm) and its wholly owned subsidiaries, Paralel Advisors (a registered investment adviser) and Paralel Distributors (a registered broker/dealer) (Since October 2019); Previously, President and Director of ALPS Fund Services, Inc., ALPS Distributors, Inc., and ALPS Portfolio Solutions Distributor, Inc., Executive Vice President and Director of ALPS Holdings, Inc. and ALPS Advisors, Inc. (1995 to 2019).