股本结构
单位：万股
| 公告日期 | 2025-11-06 | 2025-08-12 | 2025-08-12 | 2025-05-13 | 2025-05-13 | 2025-03-10 |
|---|---|---|---|---|---|---|
| 证券总股本 | 23032.75 | 22835.63 | 22835.60 | 22835.63 | 22835.60 | 22835.63 |
| 普通股本 | 23032.75 | 22835.63 | 22835.60 | 22835.63 | 22835.60 | 22835.63 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2025-09-30 | 2025-08-06 | 2025-06-30 | 2025-05-07 | 2025-03-31 | 2025-03-04 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2025-11-06 | 23032.75 | 未披露 |
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From June 30, 2025 to September 30, 2025
Shares issued through ATM financing
Shares issued upon exercise of stock options
Shares issued upon exercise of warrants
|
2025-09-30 |
| 2025-08-12 | 22835.63 | 未披露 | 定期报告 | 2025-08-06 |
| 2025-08-12 | 22835.60 | 未披露 | 定期报告 | 2025-06-30 |
| 2025-05-13 | 22835.63 | 未披露 | 定期报告 | 2025-05-07 |
| 2025-05-13 | 22835.60 | 未披露 |
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From December 31, 2024 to March 31, 2025
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued through registered direct financing
|
2025-03-31 |
| 2025-03-10 | 22835.63 | 未披露 | 定期报告 | 2025-03-04 |
| 2025-03-10 | 22041.63 | 未披露 |
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From December 31, 2023 to December 31, 2024
Shares issued through registered direct financings
Shares issued through ATM financing
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued upon exercise of stock options
|
2024-12-31 |
| 2024-11-21 | 22041.63 | 未披露 | 定期报告 | 2024-11-21 |
| 2024-11-14 | 18883.74 | 未披露 |
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From June 30, 2024 to September 30, 2024
Shares issued upon exercise of stock options
|
2024-09-30 |
| 2024-08-08 | 18883.74 | 未披露 | 定期报告 | 2024-08-02 |
| 2024-08-08 | 18882.40 | 未披露 |
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From March 31, 2024 to June 30, 2024
Shares issued through ATM
Shares issued upon exercise of stock options
|
2024-06-30 |
| 2024-05-14 | 18882.40 | 未披露 | 定期报告 | 2024-05-10 |
| 2024-04-29 | 18879.81 | 未披露 | 定期报告 | 2024-04-19 |
| 2024-05-09 | 18875.35 | 未披露 |
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From December 31, 2023 to March 31, 2024
Shares issued through ATM
Shares issued through registered direct financing
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued upon exercise of stock options
|
2024-03-31 |
| 2024-03-07 | 18853.35 | 未披露 | 定期报告 | 2024-03-01 |
| 2024-02-06 | 18847.82 | 未披露 |
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Common stock offered 13,461,540 shares by the company
|
2024-02-08 |
| 2024-02-06 | 17501.67 | 未披露 | 定期报告 | 2024-01-26 |
| 2023-11-09 | 17498.67 | 未披露 |
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From June 30, 2023 to September 30, 2023
Shares issued through ATM
Shares issued upon exercise of stock options
|
2023-09-30 |
| 2023-08-10 | 17498.67 | 未披露 | 定期报告 | 2023-08-04 |
| 2023-07-27 | 17475.23 | 未披露 | 定期报告 | 2023-07-20 |
| 2023-08-10 | 17443.94 | 未披露 |
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From March 31, 2023 to June 30, 2023
Shares issued through ATM
Shares issued upon exercise of stock options
|
2023-06-30 |
| 2023-05-11 | 17017.38 | 未披露 |
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From December 31, 2022 to March 31, 2023
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees' taxes
Shares issued upon exercise of stock options
|
2023-03-31 |
| 2023-03-09 | 17014.57 | 未披露 | 定期报告 | 2023-03-03 |
| 2023-03-09 | 17009.31 | 未披露 |
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From December 31, 2021 to December 31, 2022
Shares issued upon exercise of stock options
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
|
2022-12-31 |
| 2022-11-10 | 16997.63 | 未披露 | 定期报告 | 2022-11-04 |
| 2022-11-10 | 16988.63 | 未披露 |
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From June 30, 2022 to September 30, 2022
Shares issued upon exercise of stock options
|
2022-09-30 |
| 2022-08-11 | 16975.55 | 未披露 | 定期报告 | 2022-08-05 |
| 2022-08-11 | 16974.80 | 未披露 |
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From March 31, 2022 to June 30, 2022
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued upon exercise of stock options
|
2022-06-30 |
| 2022-04-29 | 16972.74 | 未披露 | 定期报告 | 2022-04-20 |
| 2022-05-12 | 16972.70 | 未披露 | 定期报告 | 2022-03-31 |
| 2022-03-10 | 16970.93 | 未披露 | 定期报告 | 2022-03-04 |
| 2022-03-10 | 16947.70 | 未披露 |
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From DECEMBER 31, 2020 to DECEMBER 31, 2021
Shares issued through ATM
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued for services
Stock-based compensation
Shares issued upon exercise of stock options
Financing related fees
Shares issued upon exercise of stock options
|
2021-12-31 |
| 2021-11-10 | 16855.80 | 未披露 | 定期报告 | 2021-11-05 |
| 2021-11-10 | 16846.50 | 未披露 |
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From June 30, 2021 to September 30, 2021
Shares issued through ATM
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued upon exercise of stock options
|
2021-09-30 |
| 2021-08-12 | 16746.00 | 未披露 | 定期报告 | 2021-08-06 |
| 2021-08-03 | 16716.77 | 未披露 | 定期报告 | 2021-07-19 |
| 2021-08-12 | 16703.70 | 未披露 |
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From March 31, 2021 to June 30, 2021
Shares issued through ATM
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued upon exercise of stock options
Shares issues for retirement of stock warrants
|
2021-06-30 |
| 2021-05-13 | 16214.12 | 未披露 | 定期报告 | 2021-05-07 |
| 2021-05-13 | 16206.70 | 未披露 |
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From December 31, 2020 To March 31, 2021
Shares issued through ATM
Shares issued for services
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued upon exercise of stock options
Financing related fees
Stock-based compensation
|
2021-03-31 |
| 2021-03-11 | 16163.79 | 未披露 | 定期报告 | 2021-03-05 |
| 2021-03-11 | 15309.60 | 未披露 |
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from December 31, 2019 to DECEMBER 31, 2020
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued through ATM
Shares issued for services
|
2020-12-31 |
| 2021-03-05 | 14999.15 | 未披露 |
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from June 30, 2020 to September 30, 2020
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued for services
|
2020-09-30 |
| 2020-08-10 | 14998.13 | 未披露 | 定期报告 | 2020-07-28 |
| 2020-08-06 | 14983.10 | 未披露 |
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from March 31, 2020 to June 30,2020
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Stock-based compensation
Financing related fees
|
2020-06-30 |
| 2020-04-28 | 14982.12 | 未披露 | 定期报告 | 2020-04-27 |
| 2020-05-07 | 14981.80 | 未披露 |
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from December 31, 2019 to March 31, 2020
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
|
2020-03-31 |
| 2020-03-12 | 14980.77 | 未披露 | 定期报告 | 2020-03-05 |
| 2020-03-12 | 14980.43 | 未披露 |
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from December 31, 2018 to December 31, 2019
Shares issued in connection with the Asterias Merger
Shares retired in connection with the Asterias Merger
Shares issued for settlement of Lineage Warrants
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Stock-based compensation for shares issued upon vesting of Asterias restricted stock units attributable to post combination services
Shares issued through ATM
|
2019-12-31 |
| 2019-11-12 | 14979.42 | 未披露 | 定期报告 | 2019-11-08 |
| 2019-11-12 | 14979.04 | 未披露 |
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from June 30, 2019 to September 30, 2019
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued through ATM
|
2019-09-30 |
| 2019-08-08 | 14964.29 | 未披露 | 定期报告 | 2019-08-06 |
| 2019-08-08 | 14964.30 | 未披露 |
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From March 31, 2019 to June 30, 2019
Shares issued for settlement of BioTime Warrants
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
|
2019-06-30 |
| 2019-04-30 | 14964.29 | 未披露 | 定期报告 | 2019-04-22 |
| 2019-05-09 | 14938.80 | 未披露 |
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from December 31, 2018 to March 31, 2019
Shares issued in connection with the Asterias Merger
Shares retired in connection with the Asterias Merger
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Stock-based compensation for shares issued upon vesting of Asterias restricted stock units attributable to post combination services
|
2019-03-31 |
| 2019-03-14 | 14936.09 | 未披露 | 定期报告 | 2019-03-11 |
| 2019-03-14 | 12713.60 | 未披露 |
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from December 31, 2017 to December 31, 2018
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
|
2018-12-31 |
| 2018-11-08 | 12696.40 | 未披露 | 定期报告 | 2018-11-07 |
| 2018-11-08 | 12688.40 | 未披露 | 定期报告 | 2018-09-30 |
| 2018-08-02 | 12687.73 | 未披露 | 定期报告 | 2018-07-23 |
| 2018-08-02 | 12687.30 | 未披露 | 定期报告 | 2018-06-30 |
| 2018-05-10 | 12687.32 | 未披露 | 定期报告 | 2018-05-04 |
| 2018-05-10 | 12686.90 | 未披露 | 定期报告 | 2018-03-31 |
| 2018-03-15 | 12686.92 | 未披露 | 定期报告 | 2018-03-13 |
| 2018-03-29 | 12686.52 | 未披露 | 定期报告 | 2018-03-09 |
| 2018-03-15 | 12686.60 | 未披露 |
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from December 31, 2016 to December 31, 2017
Sale of common shares, net of financing fees
Sale of common shares at the market, net of fees
Purchase of shares from a related party and retired
Shares issued upon vesting of restricted stock units, net of shares retired to pay employee’s taxes
Common shares issued for consulting services in lieu of cash
Stock-based compensation
Exercise of options
Deconsolidation of OncoCyte
Sale of subsidiary shares in AgeX
Subsidiary financing transactions with noncontrolling interests – AgeX
Subsidiary financing and other transactions with noncontrolling interests –LifeMap Sciences, LifeMap Solutions, OrthoCyte, and ReCyte, net
Common shares issued to purchase Cell Cure ordinary shares and Cell Cure Notes from noncontrolling interests in Cell Cure
Purchase of noncontrolling interests in Cell Cure
Purchase of beneficial conversion option at intrinsic value in Cell Cure Notes
|
2017-12-31 |
| 2017-11-09 | 12686.56 | 未披露 | 定期报告 | 2017-11-01 |
| 2017-11-09 | 11580.40 | 未披露 | 定期报告 | 2017-09-30 |
| 2017-08-09 | 11580.41 | 未披露 | 定期报告 | 2017-08-09 |
| 2017-08-02 | 11087.60 | 未披露 | 定期报告 | 2017-06-30 |
| 2017-06-16 | 11580.02 | 未披露 | 定期报告 | 2017-06-15 |
| 2017-05-01 | 11087.56 | 未披露 | 定期报告 | 2017-04-28 |
| 2017-05-10 | 11086.00 | 未披露 | 定期报告 | 2017-03-31 |
| 2017-03-16 | 11085.38 | 未披露 | 定期报告 | 2017-03-09 |
| 2017-03-16 | 10277.65 | 未披露 |
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From December 31, 2015 to December 31, 2016
Sale of common shares, net of financing fees
Common shares issued for executive bonus in lieu of cash
Common shares issued for consulting services in lieu of cash
Stock-based compensation in subsidiaries
Deconsolidation of Asterias
Subsidiary financing transactions with noncontrolling interests - Asterias
Subsidiary financing transactions with noncontrolling interests - OncoCyte
|
2016-12-31 |
| 2016-11-04 | 10339.22 | 未披露 | 定期报告 | 2016-10-13 |
| 2016-11-03 | 10277.20 | 未披露 | 定期报告 | 2016-09-30 |
| 2016-08-09 | 10339.22 | 未披露 | 定期报告 | 2016-08-05 |
| 2016-08-09 | 10166.80 | 未披露 | 定期报告 | 2016-06-30 |
| 2016-05-10 | 9496.17 | 未披露 | 定期报告 | 2016-05-02 |
| 2016-05-10 | 9489.40 | 未披露 | 定期报告 | 2016-03-31 |
| 2016-03-15 | 9489.41 | 未披露 | 定期报告 | 2016-03-04 |
| 2016-01-15 | 9042.16 | 未披露 | 定期报告 | 2016-01-13 |
| 2016-03-15 | 9042.10 | 未披露 |
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From December 31, 2014 to December 31, 2015
Sale of common shares, net of fees paid and amortized
Exercise of options
Warrants exercised
Sale of treasury stock
Conversion of preferred stock to common stock
|
2015-12-31 |
| 2015-11-09 | 9489.42 | 未披露 | 定期报告 | 2015-11-06 |
| 2015-11-09 | 8204.50 | 未披露 | 定期报告 | 2015-09-30 |
| 2015-10-02 | 7926.22 | 未披露 | 定期报告 | 2015-09-02 |
| 2015-08-10 | 8328.11 | 未披露 | 定期报告 | 2015-08-03 |
| 2015-08-10 | 7838.70 | 7.00 | 定期报告 | 2015-06-30 |
| 2015-06-11 | 8328.11 | 7.00 | 定期报告 | 2015-06-01 |
| 2015-05-08 | 8326.62 | 未披露 | 定期报告 | 2015-05-01 |
| 2015-04-29 | 8326.61 | 未披露 | 定期报告 | 2015-04-28 |
| 2015-05-08 | 7831.68 | 7.00 | 定期报告 | 2015-03-31 |
| 2015-03-11 | 8315.48 | 未披露 | 定期报告 | 2015-03-09 |
| 2015-02-02 | 8314.87 | 未披露 | 定期报告 | 2015-01-29 |
| 2015-03-11 | 7822.78 | 7.00 |
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From December 31,2013 to December 31,2014
Sale of preferred stock
Sale of common shares, net of fees paid and amortized
Exercise of options
Shares retired as part of exercise of options
Shares retired to pay for employee’s taxes
Warrants exercised
Sale of treasury stock
|
2014-12-31 |
| 2014-11-07 | 8312.17 | 未披露 | 定期报告 | 2014-11-05 |
| 2014-11-07 | 6829.18 | 7.00 | 定期报告 | 2014-09-30 |
| 2014-10-14 | 7369.03 | 7.00 | 定期报告 | 2014-09-19 |
| 2014-08-11 | 7369.03 | 未披露 | 定期报告 | 2014-08-06 |
| 2014-08-11 | 6687.00 | 7.00 | 定期报告 | 2014-06-30 |
| 2014-05-12 | 7214.93 | 未披露 | 定期报告 | 2014-05-09 |
| 2014-04-29 | 6961.73 | 未披露 | 定期报告 | 2014-04-23 |
| 2014-05-12 | 5907.12 | 未披露 | 定期报告 | 2014-03-31 |
| 2014-03-17 | 6959.87 | 未披露 | 定期报告 | 2014-03-05 |
| 2014-03-17 | 5671.44 | 未披露 |
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From December 31,2012 to December 31,2013
Common shares issued as part of investment in subsidiary
Sale of common shares, net of fees paid and amortized and syndication costs
Common shares issued for rent
Common shares issued for consulting services
Exercise of options
Sale of treasury stock
|
2013-12-31 |
| 2013-11-12 | 6720.27 | 未披露 | 定期报告 | 2013-11-08 |
| 2013-11-12 | 5562.29 | 未披露 | 定期报告 | 2013-09-30 |
| 2013-10-07 | 5793.82 | 未披露 | 定期报告 | 2013-09-17 |
| 2013-08-09 | 5793.82 | 未披露 | 定期报告 | 2013-08-07 |
| 2013-08-09 | 5561.69 | 未披露 | 定期报告 | 2013-06-30 |
| 2013-07-05 | 5793.22 | 未披露 | 定期报告 | 2013-06-27 |
| 2013-05-10 | 5572.88 | 未披露 | 定期报告 | 2013-05-09 |
| 2013-04-22 | 5572.28 | 未披露 | 定期报告 | 2013-04-16 |
| 2013-05-10 | 5255.18 | 未披露 | 定期报告 | 2013-03-31 |
| 2013-04-03 | 5491.28 | 未披露 | 定期报告 | 2013-03-28 |
| 2013-03-18 | 5490.68 | 未披露 | 定期报告 | 2013-03-14 |
| 2013-03-18 | 4938.32 | 未披露 |
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from DECEMBER 31, 2011 to DECEMBER 31, 2012
Common shares issued as part of merger with XenneX
Sales of common shares, net of fees paid and amortized
Exercise of options
Outside investment in subsidiary with BioTime common shares
Sales of treasury shares
|
2012-12-31 |
| 2012-11-09 | 5089.47 | 未披露 | 定期报告 | 2012-11-05 |
| 2012-11-09 | 4916.28 | 未披露 | 定期报告 | 2012-09-30 |
| 2012-08-09 | 5086.89 | 未披露 | 定期报告 | 2012-08-07 |
| 2012-08-09 | 4950.42 | 未披露 | 定期报告 | 2012-06-30 |
| 2012-05-10 | 5034.20 | 未披露 | 定期报告 | 2012-05-09 |
| 2012-05-10 | 4903.58 | 未披露 | 定期报告 | 2012-03-31 |
| 2012-03-14 | 5032.20 | 未披露 | 定期报告 | 2012-03-05 |
| 2012-03-14 | 4903.58 | 未披露 |
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from DECEMBER 31, 2010 to DECEMBER 31, 2011
Common shares issued as part of acquisition of CTI assets
Common shares issued as part of merger with Glycosan
Treasury shares issued as part of investment in subsidiary
Common shares retired as payment for exercise of options
Exercise of options
Warrants exercised
|
2011-12-31 |
| 2011-11-08 | 5024.77 | 未披露 | 定期报告 | 2011-10-31 |
| 2011-11-08 | 4895.22 | 未披露 | 定期报告 | 2011-09-30 |
| 2011-08-09 | 4886.93 | 未披露 | 定期报告 | 2011-06-30 |
| 2011-05-05 | 4879.93 | 未披露 | 定期报告 | 2011-04-25 |
| 2011-05-05 | 4879.76 | 未披露 | 定期报告 | 2011-03-31 |
| 2011-03-15 | 4735.74 | 未披露 | 定期报告 | 2011-03-01 |
| 2011-03-15 | 4477.77 | 未披露 |
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from dec 31 2009 to dec 31 2010
Common shares issued as part of acquisition of ESI
Common shares retired as payment for exercise of options
Exercise of options
Warrants exercised
|
2010-12-31 |
| 2010-11-15 | 4759.61 | 未披露 | 定期报告 | 2010-11-05 |
| 2010-11-15 | 4532.62 | 未披露 | 定期报告 | 2010-09-30 |
| 2010-08-16 | 4091.91 | 未披露 | 定期报告 | 2010-08-05 |
| 2010-08-16 | 3998.07 | 未披露 | 定期报告 | 2010-06-30 |
| 2010-05-05 | 3399.60 | 未披露 | 定期报告 | 2010-04-26 |
| 2010-05-05 | 3391.16 | 未披露 | 定期报告 | 2010-03-31 |
From June 30, 2025 to September 30, 2025
Shares issued through ATM financing
Shares issued upon exercise of stock options
Shares issued upon exercise of warrants
From December 31, 2024 to March 31, 2025
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued through registered direct financing
From December 31, 2023 to December 31, 2024
Shares issued through registered direct financings
Shares issued through ATM financing
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued upon exercise of stock options
From June 30, 2024 to September 30, 2024
Shares issued upon exercise of stock options
From March 31, 2024 to June 30, 2024
Shares issued through ATM
Shares issued upon exercise of stock options
From December 31, 2023 to March 31, 2024
Shares issued through ATM
Shares issued through registered direct financing
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued upon exercise of stock options
Common stock offered 13,461,540 shares by the company
From June 30, 2023 to September 30, 2023
Shares issued through ATM
Shares issued upon exercise of stock options
From March 31, 2023 to June 30, 2023
Shares issued through ATM
Shares issued upon exercise of stock options
From December 31, 2022 to March 31, 2023
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees' taxes
Shares issued upon exercise of stock options
From December 31, 2021 to December 31, 2022
Shares issued upon exercise of stock options
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
From June 30, 2022 to September 30, 2022
Shares issued upon exercise of stock options
From March 31, 2022 to June 30, 2022
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued upon exercise of stock options
From DECEMBER 31, 2020 to DECEMBER 31, 2021
Shares issued through ATM
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued for services
Stock-based compensation
Shares issued upon exercise of stock options
Financing related fees
Shares issued upon exercise of stock options
From June 30, 2021 to September 30, 2021
Shares issued through ATM
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued upon exercise of stock options
From March 31, 2021 to June 30, 2021
Shares issued through ATM
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued upon exercise of stock options
Shares issues for retirement of stock warrants
From December 31, 2020 To March 31, 2021
Shares issued through ATM
Shares issued for services
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued upon exercise of stock options
Financing related fees
Stock-based compensation
from December 31, 2019 to DECEMBER 31, 2020
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued through ATM
Shares issued for services
from June 30, 2020 to September 30, 2020
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued for services
from March 31, 2020 to June 30,2020
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Stock-based compensation
Financing related fees
from December 31, 2019 to March 31, 2020
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
from December 31, 2018 to December 31, 2019
Shares issued in connection with the Asterias Merger
Shares retired in connection with the Asterias Merger
Shares issued for settlement of Lineage Warrants
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Stock-based compensation for shares issued upon vesting of Asterias restricted stock units attributable to post combination services
Shares issued through ATM
from June 30, 2019 to September 30, 2019
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Shares issued through ATM
From March 31, 2019 to June 30, 2019
Shares issued for settlement of BioTime Warrants
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
from December 31, 2018 to March 31, 2019
Shares issued in connection with the Asterias Merger
Shares retired in connection with the Asterias Merger
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
Stock-based compensation for shares issued upon vesting of Asterias restricted stock units attributable to post combination services
from December 31, 2017 to December 31, 2018
Shares issued upon vesting of restricted stock units, net of shares retired to pay employees’ taxes
from December 31, 2016 to December 31, 2017
Sale of common shares, net of financing fees
Sale of common shares at the market, net of fees
Purchase of shares from a related party and retired
Shares issued upon vesting of restricted stock units, net of shares retired to pay employee’s taxes
Common shares issued for consulting services in lieu of cash
Stock-based compensation
Exercise of options
Deconsolidation of OncoCyte
Sale of subsidiary shares in AgeX
Subsidiary financing transactions with noncontrolling interests – AgeX
Subsidiary financing and other transactions with noncontrolling interests –LifeMap Sciences, LifeMap Solutions, OrthoCyte, and ReCyte, net
Common shares issued to purchase Cell Cure ordinary shares and Cell Cure Notes from noncontrolling interests in Cell Cure
Purchase of noncontrolling interests in Cell Cure
Purchase of beneficial conversion option at intrinsic value in Cell Cure Notes
From December 31, 2015 to December 31, 2016
Sale of common shares, net of financing fees
Common shares issued for executive bonus in lieu of cash
Common shares issued for consulting services in lieu of cash
Stock-based compensation in subsidiaries
Deconsolidation of Asterias
Subsidiary financing transactions with noncontrolling interests - Asterias
Subsidiary financing transactions with noncontrolling interests - OncoCyte
From December 31, 2014 to December 31, 2015
Sale of common shares, net of fees paid and amortized
Exercise of options
Warrants exercised
Sale of treasury stock
Conversion of preferred stock to common stock
From December 31,2013 to December 31,2014
Sale of preferred stock
Sale of common shares, net of fees paid and amortized
Exercise of options
Shares retired as part of exercise of options
Shares retired to pay for employee’s taxes
Warrants exercised
Sale of treasury stock
From December 31,2012 to December 31,2013
Common shares issued as part of investment in subsidiary
Sale of common shares, net of fees paid and amortized and syndication costs
Common shares issued for rent
Common shares issued for consulting services
Exercise of options
Sale of treasury stock
from DECEMBER 31, 2011 to DECEMBER 31, 2012
Common shares issued as part of merger with XenneX
Sales of common shares, net of fees paid and amortized
Exercise of options
Outside investment in subsidiary with BioTime common shares
Sales of treasury shares
from DECEMBER 31, 2010 to DECEMBER 31, 2011
Common shares issued as part of acquisition of CTI assets
Common shares issued as part of merger with Glycosan
Treasury shares issued as part of investment in subsidiary
Common shares retired as payment for exercise of options
Exercise of options
Warrants exercised
from dec 31 2009 to dec 31 2010
Common shares issued as part of acquisition of ESI
Common shares retired as payment for exercise of options
Exercise of options
Warrants exercised