主要股东
注:以下部分股东代表特定权益共同体,直接或间接持有上市公司股份
| 序号 | 股东名称 | 是否机构 | 持股数(股) | 持股比例 | 持股变动数(股) | 持股数变动比例 | 投票权比例 |
|---|---|---|---|---|---|---|---|
| 1 | Sandip I. Patel | 否 | 145.25万 | 29.70% |
|
|
-- |
| 2 | Jonas Grossman | 否 | 113.75万 | 23.20% | 新增 | 新增 | -- |
| 3 | MMCAP International Inc. SPC | 是 | 47.50万 | 9.71% | 新增 | 新增 | -- |
| 4 | PERISCOPE CAPITAL INC. | 是 | 43.76万 | 8.94% | 新增 | 新增 | -- |
| 序号 | 股东名称 | 是否机构 | 持股数(股) | 持股比例 | 持股变动数(股) | 持股数变动比例 | 投票权比例 |
|---|---|---|---|---|---|---|---|
| 1 | Sandip I. Patel | 否 | 166.63万 | 13.30% | 新增 | 新增 | -- |
机构持股汇总
| 主力进出\报告期 | 2023-11-20 | 2023-11-13 | 2023-11-10 | 2023-11-08 |
|---|---|---|---|---|
| 机构数量(家) | 18 | 17 | 19 | 18 |
| 累计持有数量(万股) | 167.63 | 131.77 | 132.92 | 135.21 |
| 累计市值(亿) | 0.19 | 0.15 | 0.15 | 0.15 |
| 持仓比例(%) | 41.91% | 32.94% | 33.23% | 33.80% |
| 净交易量(万股) |
注:若当期数据无主力机构持仓或公司定期报告未披露完毕,则不显示。
非主要股东机构持股变动
| 机构或基金名称 | 持有数量 | 持股市值(亿美元) | 持股变动(万股) | 变动比例(%) |
|---|---|---|---|---|
|
Aqr Arbitrage Llc
|
7.11万股 | - | - | 不足0.01 |
|
Clear Street Llc
|
1000.00股 | - | -0.09 | -47.37 |
|
Boothbay Fund Management, Llc
|
38.84万股 | - | 38.84 | 不足0.01 |
|
Fir Tree Capital Management Lp
|
19.53万股 | - | 13.06 | 201.67 |
|
Geode Capital Management, Llc
|
1.35万股 | - | - | 不足0.01 |
|
Meteora Capital, Llc
|
12.11万股 | - | -1.06 | -8.06 |
|
Mizuho Securities Usa Llc
|
12.51万股 | - | -2.30 | -15.51 |
|
Periscope Capital Inc.
|
25.00万股 | - | - | 不足0.01 |
|
Rivernorth Capital Management, Llc
|
9.84万股 | - | - | 不足0.01 |
|
Sea Otter Advisors Llc
|
600.00股 | - | 0.06 | 不足0.01 |
|
Polar Asset Management Partners Inc.
|
22.50万股 | - | - | 不足0.01 |
|
Ubs Group Ag
|
100.00股 | - | 0.01 | 不足0.01 |
|
Tower Research Capital Llc
|
1.00股 | - | -0.0064 | -98.46 |
|
Walleye Trading Llc
|
4.35万股 | - | - | 不足0.01 |
|
Walleye Capital Llc
|
7.72万股 | - | - | 不足0.01 |
| 机构或基金名称 | 持有数量 | 持股市值(亿美元) | 持股变动(万股) | 变动比例(%) |
|---|---|---|---|---|
|
Mizuho Securities Usa Llc
|
12.51万股 | - | -2.30 | -15.51 |
|
Periscope Capital Inc.
|
25.00万股 | - | - | 不足0.01 |
|
Ubs Group Ag
|
100.00股 | - | 0.01 | 不足0.01 |
| 机构或基金名称 | 持有数量 | 持股市值(亿美元) | 持股变动(万股) | 变动比例(%) |
|---|---|---|---|---|
|
Aqr Arbitrage Llc
|
7.11万股 | - | -0.0026 | -0.04 |
|
Clear Street Llc
|
1900.00股 | - | 0.19 | 不足0.01 |
|
Mizuho Securities Usa Llc
|
14.81万股 | - | 14.81 | 不足0.01 |
|
Fir Tree Capital Management Lp
|
6.48万股 | - | -4.85 | -42.82 |
|
Logan Stone Capital, Llc
|
1.10万股 | - | 1.10 | 不足0.01 |
|
Geode Capital Management, Llc
|
1.35万股 | - | - | 不足0.01 |
|
Meteora Capital, Llc
|
13.17万股 | - | 13.17 | 不足0.01 |
|
Polar Asset Management Partners Inc.
|
22.50万股 | - | - | 不足0.01 |
|
Rivernorth Capital Management, Llc
|
9.84万股 | - | - | 不足0.01 |
|
Periscope Capital Inc.
|
25.00万股 | - | -18.76 | -42.87 |
|
Owl Creek Asset Management, L.P.
|
15.00万股 | - | - | 不足0.01 |
|
Walleye Trading Llc
|
4.35万股 | - | 0.75 | 20.70 |
|
Tower Research Capital Llc
|
65.00股 | - | 0.0049 | 306.25 |
|
Skyview Investment Advisors, Llc
|
6.60万股 | - | - | 不足0.01 |
|
Walleye Capital Llc
|
7.72万股 | - | 1.32 | 20.70 |
| 机构或基金名称 | 持有数量 | 持股市值(亿美元) | 持股变动(万股) | 变动比例(%) |
|---|---|---|---|---|
|
Clear Street Llc
|
1900.00股 | - | 0.19 | 不足0.01 |
|
Aqr Arbitrage Llc
|
7.11万股 | - | -0.0026 | -0.04 |
|
Fir Tree Capital Management Lp
|
6.48万股 | - | -4.85 | -42.82 |
|
Geode Capital Management, Llc
|
1.35万股 | - | - | 不足0.01 |
|
Logan Stone Capital, Llc
|
1.10万股 | - | 1.10 | 不足0.01 |
|
Polar Asset Management Partners Inc.
|
22.50万股 | - | - | 不足0.01 |
|
Skyview Investment Advisors, Llc
|
6.60万股 | - | - | 不足0.01 |
|
Walleye Capital Llc
|
7.72万股 | - | 1.32 | 20.70 |
|
Walleye Trading Llc
|
4.35万股 | - | 0.75 | 20.70 |
|
Meteora Capital, Llc
|
13.17万股 | - | 13.17 | 不足0.01 |
|
Owl Creek Asset Management, L.P.
|
15.00万股 | - | - | 不足0.01 |
|
Periscope Capital Inc.
|
25.00万股 | - | -18.76 | -42.87 |
|
Rivernorth Capital Management, Llc
|
9.84万股 | - | - | 不足0.01 |
|
Mizuho Securities Usa Llc
|
14.81万股 | - | 14.81 | 不足0.01 |
|
Tower Research Capital Llc
|
65.00股 | - | 0.0049 | 306.25 |
| 机构或基金名称 | 持有数量 | 持股市值(亿美元) | 持股变动(万股) | 变动比例(%) |
|---|---|---|---|---|
|
Owl Creek Asset Management, L.P.
|
15.00万股 | - | - | 不足0.01 |
|
Walleye Trading Llc
|
4.35万股 | - | 0.75 | 20.70 |
|
Aqr Arbitrage Llc
|
7.11万股 | - | -0.0026 | -0.04 |
|
Fir Tree Capital Management Lp
|
6.48万股 | - | -4.85 | -42.82 |
|
Meteora Capital, Llc
|
13.17万股 | - | 13.17 | 不足0.01 |
|
Periscope Capital Inc.
|
25.00万股 | - | -18.76 | -42.87 |
|
Polar Asset Management Partners Inc.
|
22.50万股 | - | - | 不足0.01 |
|
Rivernorth Capital Management, Llc
|
9.84万股 | - | - | 不足0.01 |
|
Walleye Capital Llc
|
7.72万股 | - | 1.32 | 20.70 |
|
Geode Capital Management, Llc
|
1.35万股 | - | - | 不足0.01 |
|
Logan Stone Capital, Llc
|
1.10万股 | - | 1.10 | 不足0.01 |
|
Tower Research Capital Llc
|
65.00股 | - | 0.0049 | 306.25 |
|
Mizuho Securities Usa Llc
|
14.81万股 | - | 14.81 | 不足0.01 |
|
Skyview Investment Advisors, Llc
|
6.60万股 | - | - | 不足0.01 |
|
Clear Street Llc
|
1900.00股 | - | 0.19 | 不足0.01 |
内部人交易
| 日期 | 股东名称 | 变动股数(万股) | 交易后持股数量(万股) | 交易价格 | 是否直接持有 | 内部人类型 |
|---|---|---|---|---|---|---|
| 2023-03-09 | NORTHSTAR BIO VENTURES, LLC |
|
134.25 | 0.0060 | 是 | -- |
| 2023-03-09 | NORTHSTAR BIO VENTURES, LLC |
|
141.75 | -- | 是 | -- |
| 2023-03-09 | Satyal Sanjeev |
|
7.50 | -- | 是 | Former Chief Executive Officer |
| 2023-03-09 | Chardan Monterey Investments LLC |
|
62.44 | 0.0060 | 是 | -- |
| 2023-03-09 | Chardan Monterey Investments LLC |
|
110.25 | 0.0060 | 是 | -- |