NantKwest(NK) 股东研究_F10_同花顺金融服务网

主要股东

注：以下部分股东代表特定权益共同体，直接或间接持有上市公司股份

2018-04-17

序号	股东名称	是否机构	持股数(股)	持股比例	持股变动数(股)	持股数变动比例	投票权比例
1	Patrick Soon Shiong	否	6637.89万	67.27%	新增	新增	--
2	Barry J. Simon	否	468.51万	5.82%	新增	新增	--

主力进出\报告期	2021-03-09	2021-03-05	2021-03-01	2021-02-16	2021-02-12	2021-02-11
机构数量(家)	125	125	123	123	123	120
累计持有数量(万股)	1164.08	1164.08	1162.36	1320.47	1272.62	1189.31
累计市值(亿)	3.29	3.00	3.78	4.08	3.93	3.13
持仓比例(%)	10.65%	10.65%	10.66%	12.11%	11.68%	10.91%
净交易量(万股)	145.43	145.43	143.71	389.49	213.48	142.69

非主要股东机构持股变动

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Morgan Stanley	31.99万股	0.09	6.35	24.75
Vanguard Group Inc	202.79万股	0.54	16.16	8.66
Charles Schwab Investment Management Inc	25.34万股	0.07	-0.18	-0.70
Jpmorgan Chase & Co	32.25万股	0.09	30.88	2245.57
Geode Capital Management, Llc	58.98万股	0.16	5.80	10.91
Credit Suisse Ag	16.16万股	0.04	12.62	356.57
Mutual Of America Capital Management Llc	17.25万股	0.05	4.93	40.00
Bank Of New York Mellon Corp	22.02万股	0.06	4.27	24.05
Meridian Investment Counsel Inc.	9.64万股	0.03	-	不足0.01
First Trust Advisors Lp	12.08万股	0.03	12.08	不足0.01
Dimensional Fund Advisors Lp	12.19万股	0.03	-10.15	-45.44
Blackrock Inc.	330.34万股	0.89	119.68	56.81
Russell Investments Group, Ltd.	18.07万股	0.05	7.38	69.06
Susquehanna International Group, Llp	31.81万股	0.09	15.65	96.83
State Street Corp	66.72万股	0.18	13.38	25.10
Group One Trading, L.P.	10.29万股	0.03	2.50	32.12
Northern Trust Corp	40.23万股	0.11	1.15	2.94
Nuveen Asset Management, Llc	11.25万股	0.03	-0.07	-0.65
Advisory Services Network, Llc	8.06万股	0.02	3.01	59.50
Invesco Ltd.	34.37万股	0.09	34.37	不足0.01

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Charles Schwab Investment Management Inc	25.34万股	0.09	-0.18	-0.70
Northern Trust Corp	40.23万股	0.14	1.15	2.94
Russell Investments Group, Ltd.	18.07万股	0.06	7.38	69.06
Susquehanna International Group, Llp	31.81万股	0.11	15.65	96.83
Geode Capital Management, Llc	58.98万股	0.20	5.80	10.91
Jpmorgan Chase & Co	32.25万股	0.11	30.88	2245.57
Bank Of New York Mellon Corp	22.02万股	0.08	4.27	24.05
First Trust Advisors Lp	12.08万股	0.04	12.08	不足0.01
Invesco Ltd.	34.37万股	0.12	34.37	不足0.01
Advisory Services Network, Llc	8.06万股	0.03	3.01	59.50
Nuveen Asset Management, Llc	11.25万股	0.04	-0.07	-0.65
Vanguard Group Inc	202.79万股	0.69	16.16	8.66
Blackrock Inc.	330.34万股	1.13	119.68	56.81
Morgan Stanley	31.99万股	0.11	6.35	24.75
Meridian Investment Counsel Inc.	9.64万股	0.03	-	不足0.01
Group One Trading, L.P.	10.29万股	0.04	2.50	32.12
Dimensional Fund Advisors Lp	12.19万股	0.04	-10.15	-45.44
State Street Corp	66.72万股	0.23	13.38	25.10
Credit Suisse Ag	16.16万股	0.06	12.62	356.57
Mutual Of America Capital Management Llc	17.25万股	0.06	4.93	40.00

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Russell Investments Group, Ltd.	18.07万股	0.05	7.38	69.06
Meridian Investment Counsel Inc.	9.64万股	0.03	-	不足0.01
Simplex Trading, Llc	6.80万股	0.02	4.69	222.98
Swiss National Bank	7.32万股	0.02	7.32	不足0.01
Blackrock Inc.	330.34万股	0.89	119.68	56.81
First Trust Advisors Lp	12.08万股	0.03	12.08	不足0.01
California Public Employees Retirement System	7.04万股	0.02	-0.05	-0.69

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Susquehanna International Group, Llp	16.16万股	0.02	-21.18	-56.72
Bank Of New York Mellon Corp	17.75万股	0.03	-0.34	-1.86
Group One Trading, L.P.	7.79万股	0.01	7.79	不足0.01
Meridian Investment Counsel Inc.	9.64万股	0.01	-	不足0.01
Charles Schwab Investment Management Inc	25.52万股	0.04	4.92	23.89
Russell Investments Group, Ltd.	10.69万股	0.02	10.69	不足0.01
Nuveen Asset Management, Llc	11.33万股	0.02	0.05	0.42
Susquehanna Fundamental Investments, Llc	7.31万股	0.01	7.31	不足0.01
Dimensional Fund Advisors Lp	22.34万股	0.03	0.66	3.05
Two Sigma Advisers, Lp	42.92万股	0.06	42.92	不足0.01
Two Sigma Investments, Lp	61.76万股	0.09	61.76	不足0.01
Vanguard Group Inc	186.63万股	0.26	13.32	7.69
Mutual Of America Capital Management Llc	12.32万股	0.02	12.32	不足0.01
Schonfeld Strategic Advisors Llc	12.58万股	0.02	3.02	31.54
Citadel Advisors Llc	30.61万股	0.04	-20.47	-40.08
Northern Trust Corp	39.08万股	0.06	0.66	1.72
Geode Capital Management, Llc	53.17万股	0.08	4.05	8.25
Morgan Stanley	25.64万股	0.04	-2.61	-9.22
State Street Corp	53.33万股	0.08	2.40	4.71
Blackrock Inc.	210.66万股	0.30	5.36	2.61

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Susquehanna International Group, Llp	16.16万股	0.02	-21.18	-56.72
Dimensional Fund Advisors Lp	22.34万股	0.03	0.66	3.05
Meridian Investment Counsel Inc.	9.64万股	0.01	-	不足0.01
Northern Trust Corp	39.08万股	0.05	0.66	1.72
Vanguard Group Inc	186.63万股	0.25	13.32	7.69
Blackrock Inc.	210.66万股	0.28	5.36	2.61
Citadel Advisors Llc	30.61万股	0.04	-20.47	-40.08
Bank Of New York Mellon Corp	17.75万股	0.02	-0.34	-1.86
Geode Capital Management, Llc	53.17万股	0.07	4.05	8.25
State Street Corp	53.33万股	0.07	2.40	4.71
Group One Trading, L.P.	7.79万股	0.01	7.79	不足0.01
Mutual Of America Capital Management Llc	12.32万股	0.02	12.32	不足0.01
Charles Schwab Investment Management Inc	25.52万股	0.03	4.92	23.89
Morgan Stanley	25.64万股	0.03	-2.61	-9.22
Two Sigma Investments, Lp	61.76万股	0.08	61.76	不足0.01
Susquehanna Fundamental Investments, Llc	7.31万股	0.0097	7.31	不足0.01
Russell Investments Group, Ltd.	10.69万股	0.01	10.69	不足0.01
Nuveen Asset Management, Llc	11.33万股	0.02	0.05	0.42
Schonfeld Strategic Advisors Llc	12.58万股	0.02	3.02	31.54
Two Sigma Advisers, Lp	42.92万股	0.06	42.92	不足0.01

内部人交易

日期	股东名称	变动股数(万股)	交易后持股数量(万股)	交易价格	是否直接持有	内部人类型
2021-02-05	Adcock Richard	-6.82	8.18	23.72	是	Chief Executive Officer
2021-02-05	Adcock Richard	15.00	15.00	0.00	是	Chief Executive Officer
2021-02-05	Simon Barry J.	-2.21	317.05	23.09	是	President and Chief Administrative Officer
2021-02-05	Simon Barry J.	2.21	319.26	2.00	是	President and Chief Administrative Officer
2021-02-02	Simon Barry J.	-8.21	317.05	20.65	是	President and Chief Administrative Officer
2021-02-02	Simon Barry J.	8.21	325.26	2.00	是	President and Chief Administrative Officer
2021-01-27	Simon Barry J.	-1.13	317.05	20.53	是	President and Chief Administrative Officer
2021-01-27	Simon Barry J.	1.13	318.18	2.00	是	President and Chief Administrative Officer
2021-01-27	Simon Barry J.	-3.66	317.05	20.61	是	President and Chief Administrative Officer
2021-01-27	Simon Barry J.	3.66	320.72	2.00	是	President and Chief Administrative Officer
2021-01-12	Nelson Sonja	-1.64	1.54	15.00	是	Chief Financial Officer
2021-01-12	Nelson Sonja	1.14	3.18	3.07	是	Chief Financial Officer
2021-01-04	Nelson Sonja	-3.93	2.04	13.62	是	Chief Financial Officer
2021-01-04	Nelson Sonja	2.27	5.97	3.07	是	Chief Financial Officer
2020-12-22	Simon Barry J.	-13.00	317.05	18.05	是	President and Chief Administrative Officer
2020-12-22	Simon Barry J.	13.00	330.05	2.00	是	President and Chief Administrative Officer
2020-12-10	Thomas John C	-4.26	20.75	10.83	是	--
2020-08-19	Thomas John C	-2.00	25.01	9.19	是	--
2020-08-11	Thomas John C	-2.00	27.01	9.34	是	--
2020-08-11	Thomas John C	-2.00	29.01	9.49	是	--
2020-08-11	Thomas John C	-0.02	31.01	10.55	是	--
2020-08-11	Thomas John C	-1.98	31.03	10.35	是	--
2020-08-11	Cohen Cheryl	-3.00	27.09	9.96	是	--
2020-08-11	DRISCOLL FREDERICK W	-1.00	11.45	9.98	是	--
2020-08-11	DRISCOLL FREDERICK W	-0.53	10.92	10.77	是	--
2020-08-11	DRISCOLL FREDERICK W	-5.00	12.45	10.22	是	--
2020-08-02	Nelson Sonja	-0.35	3.70	11.18	是	Chief Financial Officer
2020-08-02	Nelson Sonja	1.00	4.04	0.00	是	Chief Financial Officer
2020-07-20	Simon Barry J.	-0.16	317.05	15.50	是	President and Chief Administrative Officer
2020-07-20	Simon Barry J.	0.16	317.21	2.00	是	President and Chief Administrative Officer
2020-07-20	Simon Barry J.	-12.84	317.05	15.53	是	President and Chief Administrative Officer
2020-07-20	Simon Barry J.	8.77	329.90	2.00	是	President and Chief Administrative Officer
2020-07-20	Simon Barry J.	4.07	321.13	1.76	是	President and Chief Administrative Officer
2020-07-08	Simon Barry J.	-4.00	317.05	13.14	是	President and Chief Administrative Officer
2020-07-08	Simon Barry J.	4.00	321.05	1.76	是	President and Chief Administrative Officer
2020-06-19	Simon Barry J.	-2.96	317.05	13.01	是	President and Chief Administrative Officer
2020-06-19	Simon Barry J.	2.96	320.01	1.76	是	President and Chief Administrative Officer
2020-06-19	Simon Barry J.	-1.04	317.05	13.01	是	President and Chief Administrative Officer
2020-06-19	Simon Barry J.	-8.00	318.10	10.55	是	President and Chief Administrative Officer
2020-06-19	Simon Barry J.	-6.63	326.10	9.43	是	President and Chief Administrative Officer
2020-06-19	Simon Barry J.	13.67	332.72	1.76	是	President and Chief Administrative Officer
2020-06-19	Simon Barry J.	-1.37	319.05	9.00	是	President and Chief Administrative Officer
2020-06-19	Simon Barry J.	0.93	320.42	1.76	是	President and Chief Administrative Officer
2020-05-27	Simon Barry J.	-7.50	319.49	7.56	是	President and Chief Administrative Officer
2020-05-21	Simon Barry J.	-3.69	326.99	5.52	是	President and Chief Administrative Officer
2020-05-11	Simon Barry J.	-2.81	330.68	5.50	是	President and Chief Administrative Officer
2020-03-23	Nelson Sonja	1.50	3.65	0.00	是	Chief Financial Officer
2020-03-23	Nelson Sonja	-0.61	3.04	2.82	是	Chief Financial Officer
2019-12-13	Thomas John C	-1.00	33.01	3.14	是	--
2019-12-13	Thomas John C	-1.00	34.01	2.98	是	--
2019-12-13	Thomas John C	-1.00	35.01	2.48	是	--
2019-12-12	Thomas John C	-1.00	36.01	1.99	是	--
2019-09-05	Thomas John C	-1.40	37.01	1.24	是	--
2019-09-05	Thomas John C	-0.71	38.40	1.24	是	--
2019-09-05	Thomas John C	-0.30	39.11	1.25	是	--
2019-08-02	Nelson Sonja	-0.35	2.15	1.27	是	Chief Financial Officer
2019-08-02	Nelson Sonja	1.00	2.50	0.00	是	Chief Financial Officer
2019-06-06	Thomas John C	9.26	39.41	0.00	是	--
2019-06-06	DRISCOLL FREDERICK W	9.26	17.45	0.00	是	--
2019-06-06	GORLIN STEVE	9.26	9.26	0.00	是	--
2019-06-06	Cohen Cheryl	30.09	30.09	0.00	是	--
2019-06-06	BLASZYK MICHAEL D	9.26	19.37	0.00	是	--
2019-03-21	SOON-SHIONG PATRICK	185.15	2004.08	2.20	是	Chairman and CEO
2019-03-21	SOON-SHIONG PATRICK	1758.93	1818.93	2.00	是	Chairman and CEO

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主要股东

机构持股汇总

非主要股东机构持股变动

内部人交易

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主要股东

机构持股汇总

非主要股东机构持股变动

内部人交易

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