股本结构
单位:万股
| 公告日期 | 2025-08-01 | 2025-04-28 | 2025-05-02 | 2025-02-21 | 2025-02-21 | 2024-08-02 |
|---|---|---|---|---|---|---|
| 证券总股本 | 9031.40 | 9029.82 | 9052.94 | 9056.74 | 9057.50 | 9059.21 |
| 普通股本 | 9031.40 | 9029.82 | 9052.94 | 9056.74 | 9057.50 | 9059.21 |
| 优先股 | 2233.99 | 未披露 | 2216.44 | 未披露 | 2216.44 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2025-06-30 | 2025-04-17 | 2025-03-31 | 2025-02-14 | 2024-12-31 | 2024-06-30 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2025-08-01 | 9031.40 | 2233.99 |
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From March 31, 2025 to June 30, 2025
Common stock repurchases
Preferred stock issuance, net
|
2025-06-30 |
| 2025-04-28 | 9029.82 | 未披露 | 定期报告 | 2025-04-17 |
| 2025-05-02 | 9052.94 | 2216.44 |
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From December 31, 2024 to March 31, 2025
Stock based compensation (benefit) expense, net
|
2025-03-31 |
| 2025-02-21 | 9056.74 | 未披露 | 定期报告 | 2025-02-14 |
| 2025-02-21 | 9057.50 | 2216.44 |
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From December 31, 2023 to December 31, 2024
Common stock issuance, net
Common stock repurchases
Balance after share activity
|
2024-12-31 |
| 2024-10-30 | 9057.94 | 2216.44 | 定期报告 | 2024-09-30 |
| 2024-07-26 | 9057.94 | 未披露 | 定期报告 | 2024-07-25 |
| 2024-08-02 | 9059.21 | 2216.44 |
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From March 31, 2024 to June 30, 2024
Common stock repurchases
|
2024-06-30 |
| 2024-05-03 | 9122.78 | 未披露 | 定期报告 | 2024-04-30 |
| 2024-05-03 | 9123.10 | 2216.44 |
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From December 31, 2023 to March 31, 2024
Stock based compensation expense (benefit), net
|
2024-03-31 |
| 2024-02-23 | 9123.46 | 未披露 | 定期报告 | 2024-02-15 |
| 2024-02-23 | 9067.54 | 2216.44 |
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From December 31, 2022 to December 31, 2023
Common stock repurchases
Stock based compensation expense, net
Preferred stock repurchases
|
2023-12-31 |
| 2023-11-03 | 9068.32 | 未披露 | 定期报告 | 2023-10-31 |
| 2023-11-03 | 9068.44 | 2216.44 |
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From June 30, 2023 to September 30, 2023
Common stock repurchases
|
2023-09-30 |
| 2023-08-04 | 9125.04 | 2222.80 |
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From March 31, 2023 to June 30, 2023
Stock based compensation expense, net
|
2023-06-30 |
| 2023-05-05 | 9118.01 | 2226.58 |
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From December 31, 2022 to March 31, 2023
Common stock repurchases
Stock based compensation expense, net
|
2023-03-31 |
| 2023-02-22 | 9141.06 | 未披露 |
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On February 22, 2023, the Company announced that its Board of Directors approved a one-for-four reverse stock split of its issued, outstanding and authorized shares of common stock (the “Reverse Stock Split”). The Reverse Stock Split is expected to take effect as of 12:01 a.m., New York City time, on March 9, 2023 (the “Effective Time”).
|
2023-03-09 |
| 2023-02-24 | 36564.24 | 未披露 | 定期报告 | 2023-02-15 |
| 2023-02-24 | 36477.48 | 2228.50 |
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From December 31, 2021 to December 31, 2022
Stock based compensation expense, net
Common stock repurchases
Preferred stock issuance, net
|
2022-12-31 |
| 2022-11-04 | 37106.33 | 未披露 | 定期报告 | 2022-11-04 |
| 2022-11-04 | 37315.01 | 2228.50 |
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From June 30, 2022 to September 30, 2022
Common stock repurchases
|
2022-09-30 |
| 2022-08-04 | 37772.35 | 未披露 | 定期报告 | 2022-08-04 |
| 2022-08-04 | 37864.74 | 2228.50 |
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From March 31, 2022 to June 30, 2022
Common stock repurchases
Stock based compensation expense, net
|
2022-06-30 |
| 2022-05-05 | 38124.90 | 2228.50 |
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From December 31, 2021 to March 31, 2022
Stock based compensation expense, net
|
2022-03-31 |
| 2022-02-25 | 38127.57 | 未披露 | 定期报告 | 2022-02-15 |
| 2022-02-25 | 37940.52 | 2228.50 |
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From December 31, 2020 to December 31, 2021
Preferred stock issuance, net
Preferred stock redemption
Stock based compensation expense, net
|
2021-12-31 |
| 2021-11-04 | 37928.65 | 2244.11 |
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From June 30, 2021 to September 30, 2021
Stock based compensation expense, net
Preferred stock issuance, net
Preferred stock redemption
|
2021-09-30 |
| 2021-08-06 | 37939.85 | 未披露 | 定期报告 | 2021-08-05 |
| 2021-08-06 | 37937.20 | 2087.29 |
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From March 31, 2021 to June 30, 2021
Stock based compensation expense, net
|
2021-06-30 |
| 2021-05-07 | 37927.25 | 2087.29 |
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From December 31, 2020 to March 31, 2021
Stock based compensation expense, net
|
2021-03-31 |
| 2021-02-26 | 37946.06 | 未披露 | 定期报告 | 2021-01-31 |
| 2020-11-05 | 37774.45 | 2087.29 | 定期报告 | 2020-09-30 |
| 2020-08-10 | 37774.45 | 未披露 | 定期报告 | 2020-08-07 |
| 2020-05-26 | 37746.54 | 2087.29 |
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from December 31, 2019 to March 31, 2020
Common stock issuance, net
|
2020-03-31 |
| 2020-02-28 | 37746.81 | 未披露 | 定期报告 | 2020-02-27 |
| 2020-02-13 | 37092.53 | 未披露 |
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1.Common Stock Offered 44,000,000 shares
|
2020-02-13 |
| 2020-02-10 | 32692.53 | 未披露 | 定期报告 | 2020-02-04 |
| 2020-01-10 | 32137.10 | 未披露 | 定期报告 | 2020-01-10 |
| 2020-02-28 | 29137.10 | 2087.29 |
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from December 31, 2018 to December 31, 2019
Common Stock issuance, net
Preferred stock issuance, net
|
2019-12-31 |
| 2019-11-22 | 29137.10 | 未披露 |
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On November 19, 2019, New York Mortgage Trust, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Morgan Stanley & Co. LLC (the “Underwriter”), pursuant to which the Underwriter agreed to purchase from the Company 25,000,000 shares of the Company’s common stock, par value $0.01 per share (“Common Stock”), at a price of $6.00 per share. In addition, the Company granted the Underwriter a 30-day option to purchase up to an additional 3,750,000 shares of Common Stock on the same terms and conditions, which the Underwriter exercised in full on November 21, 2019. Closing for the sale of the 28,750,000 shares of Common Stock (including the 3,750,000 shares being issued pursuant to the Underwriter’s option) is expected to occur on November 22, 2019, subject to customary closing conditions. The Company estimates that the net proceeds to the Company will be approximately $172.2 million after deduction of the estimated offering expenses.
|
2019-11-22 |
| 2019-11-07 | 26262.10 | 1325.07 |
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from June 30, 2019 to September 30, 2019
Common stock issuance, net
Preferred stock issuance, net
|
2019-09-30 |
| 2019-09-13 | 25887.26 | 未披露 | 定期报告 | 2019-09-13 |
| 2019-08-06 | 23387.26 | 未披露 | 定期报告 | 2019-08-06 |
| 2019-07-17 | 23087.26 | 未披露 | 定期报告 | 2019-07-17 |
| 2019-08-06 | 21087.26 | 1266.13 |
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from December 31, 2018 to June 30, 2019
Common Stock issuance, net
Preferred stock issuance, net
|
2019-06-30 |
| 2019-05-13 | 20809.17 | 未披露 | 定期报告 | 2019-05-13 |
| 2019-04-29 | 19009.17 | 未披露 | 定期报告 | 2019-04-24 |
| 2019-05-07 | 18783.15 | 1200.00 |
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from December 31, 2018 to March 31, 2019
Common Stock issuance, net
|
2019-03-31 |
| 2019-02-25 | 17024.13 | 未披露 | 定期报告 | 2019-02-01 |
| 2019-02-25 | 15558.95 | 1200.00 |
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from December 31, 2017 to December 31, 2018
Common Stock issuance, net
|
2018-12-31 |
| 2018-11-06 | 14121.45 | 1200.00 |
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from December 31, 2017 to September 30, 2018
Common stock issuance, net
|
2018-09-30 |
| 2018-08-14 | 13718.56 | 未披露 | 定期报告 | 2018-08-09 |
| 2018-08-06 | 12468.56 | 未披露 | 定期报告 | 2018-08-06 |
| 2018-08-06 | 12431.28 | 1200.00 |
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From December 31, 2017 to June 30, 2018
Common Stock issuance, net
|
2018-06-30 |
| 2018-04-20 | 11211.14 | 未披露 | 定期报告 | 2018-04-09 |
| 2018-05-08 | 11211.65 | 1200.00 |
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from December 31, 2017 to March 31, 2018
Common Stock issuance, net
|
2018-03-31 |
| 2018-02-27 | 11211.65 | 未披露 | 定期报告 | 2018-02-27 |
| 2018-02-27 | 11190.99 | 1200.00 |
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from December 31, 2016 to December 31, 2017
Common Stock issuance, net
Preferred Stock issuance, net
|
2017-12-31 |
| 2017-11-07 | 11185.40 | 660.00 |
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From December 31, 2016 to September 30, 2017
Common Stock issuance, net
|
2017-09-30 |
| 2017-08-07 | 11189.11 | 660.00 |
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From December 31, 2016 to June 30, 2017
Common Stock issuance, net
|
2017-06-30 |
| 2017-05-09 | 11184.32 | 660.00 |
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From December 31, 2016 to March 31, 2017
Common Stock issuance, net
|
2017-03-31 |
| 2017-02-28 | 11184.32 | 未披露 | 定期报告 | 2017-02-28 |
| 2017-02-28 | 11147.45 | 660.00 |
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From December 31, 2015 to December 31, 2016
Common stock issuance, net
Balance after share issuance activity
|
2016-12-31 |
| 2016-11-01 | 10956.93 | 未披露 | 定期报告 | 2016-09-30 |
| 2016-08-05 | 10956.93 | 660.00 |
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from December 31, 2015 to June 30, 2016
Common stock issuance, net
|
2016-06-30 |
| 2016-05-05 | 10940.92 | 660.00 |
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From December 31, 2015 to March 31, 2016
Common stock issuance, net
|
2016-03-31 |
| 2016-03-31 | 10940.92 | 未披露 | 定期报告 | 2016-03-17 |
| 2016-02-25 | 10936.02 | 未披露 | 定期报告 | 2016-02-24 |
| 2015-08-06 | 10940.17 | 660.00 |
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from December 31, 2014 to June 30, 2015
Stock issuance, net
|
2015-06-30 |
| 2015-05-07 | 10936.61 | 未披露 | 定期报告 | 2015-05-01 |
| 2015-05-07 | 10795.23 | 300.00 |
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from December 31, 2014 to March 31, 2015
Stock issuance, net
|
2015-03-31 |
| 2015-03-31 | 10630.43 | 未披露 | 定期报告 | 2015-03-19 |
| 2015-02-27 | 10529.21 | 未披露 | 定期报告 | 2015-02-20 |
| 2015-02-27 | 10509.46 | 300.00 |
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From September 30, 2014 to December 31, 2014
Common stock issuance, net
|
2014-12-31 |
| 2014-08-07 | 9068.45 | 300.00 |
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From December 31, 2013 to June 30, 2014
Stock issuance, net
|
2014-06-30 |
| 2014-05-08 | 9065.65 | 未披露 | 定期报告 | 2014-05-01 |
| 2014-05-08 | 7570.65 | 300.00 |
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From December 31, 2013 to March 31, 2014
Stock issuance, net
|
2014-03-31 |
| 2014-03-10 | 7570.65 | 未披露 | 定期报告 | 2014-03-05 |
| 2014-03-10 | 6410.20 | 300.00 |
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from December 31,2012 to December 31,2013
Common Stock issuance, net
Preferred Stock issuance, net
|
2013-12-31 |
| 2013-08-08 | 6375.47 | 300.00 |
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from December 31, 2012 to June 30, 2013
Preferred stock issuance, net
Common stock issuance, net
|
2013-06-30 |
| 2013-05-10 | 6373.07 | 未披露 | 定期报告 | 2013-05-03 |
| 2013-05-10 | 4996.62 | 未披露 |
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From December 31, 2012 to March 31, 2013
Stock issuance, net
|
2013-03-31 |
| 2013-03-26 | 4965.07 | 未披露 | 定期报告 | 2013-03-14 |
| 2013-03-18 | 4957.53 | 未披露 |
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from December 31, 2011 to December 31, 2012
Stock issuance, net
|
2012-12-31 |
| 2012-11-09 | 4956.94 | 未披露 | 定期报告 | 2012-11-02 |
| 2012-11-09 | 3404.44 | 未披露 |
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from December 31, 2011 to September 30, 2012
Stock issuance, net
|
2012-09-30 |
| 2012-08-09 | 2254.44 | 未披露 | 定期报告 | 2012-08-06 |
| 2012-08-09 | 1736.94 | 未披露 |
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from Dec 31,2011 to June 30,2012
Stock issuance, net
|
2012-06-30 |
| 2012-05-04 | 1417.55 | 未披露 | 定期报告 | 2012-03-31 |
| 2012-03-12 | 1393.83 | 未披露 |
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from December 31, 2010 to December 31, 2011
Stock issuance
|
2011-12-31 |
| 2011-08-04 | 1117.83 | 未披露 | 定期报告 | 2011-08-02 |
| 2011-08-03 | 945.06 | 未披露 | 定期报告 | 2011-06-30 |
| 2011-05-05 | 944.25 | 未披露 | 定期报告 | 2011-03-31 |
| 2010-11-05 | 942.54 | 未披露 | 定期报告 | 2010-09-30 |
| 2010-05-06 | 941.91 | 未披露 | 定期报告 | 2010-03-31 |
| 2010-03-08 | 941.51 | 未披露 |
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from DECEMBER 31, 2008 to DECEMBER 31, 2009
Restricted stock
|
2009-12-31 |
| 2009-03-31 | 932.01 | 未披露 |
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from DECEMBER 31, 2007 to DECEMBER 31, 2008
Common stock issuance
The Board of Directors declared a one for five reverse stock split of our common stock, as of October 9, 2007 and a one for two reverse stock split of our common stock, as of May 27, 2008, decreasing the number of common shares then outstanding to approximately 9.3 million.
|
2008-12-31 |
| 2008-03-31 | 364.02 | 未披露 | 定期报告 | 2008-02-29 |
| 2008-03-31 | 363.59 | 未披露 |
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from DECEMBER 31, 2006 to DECEMBER 31, 2007
Restricted stock
The Board of Directors declared a one for five reverse stock split of our common stock, as of October 9, 2007, decreasing the number of common shares outstanding to approximately 3.6 million. Prior year share amounts and earnings per share disclosures have been restated to reflect the reverse stock split.
|
2007-12-31 |
| 2007-04-02 | 1807.79 | 未披露 |
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from DECEMBER 31, 2005 to DECEMBER 31, 2006
Repurchase of common stock
Restricted stock
|
2006-12-31 |
| 2006-03-16 | 1825.82 | 未披露 | 定期报告 | 2006-03-01 |
| 2006-03-16 | 1795.37 | 未披露 |
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from DECEMBER 31, 2004 to DECEMBER 31, 2005
Vested restricted stock
|
2005-12-31 |
| 2005-03-31 | 1779.74 | 未披露 |
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from DECEMBER 31, 2003 to DECEMBER 31, 2004
Initial public offering — Common stock
|
2004-12-31 |
From March 31, 2025 to June 30, 2025
Common stock repurchases
Preferred stock issuance, net
From December 31, 2024 to March 31, 2025
Stock based compensation (benefit) expense, net
From December 31, 2023 to December 31, 2024
Common stock issuance, net
Common stock repurchases
Balance after share activity
From March 31, 2024 to June 30, 2024
Common stock repurchases
From December 31, 2023 to March 31, 2024
Stock based compensation expense (benefit), net
From December 31, 2022 to December 31, 2023
Common stock repurchases
Stock based compensation expense, net
Preferred stock repurchases
From June 30, 2023 to September 30, 2023
Common stock repurchases
From March 31, 2023 to June 30, 2023
Stock based compensation expense, net
From December 31, 2022 to March 31, 2023
Common stock repurchases
Stock based compensation expense, net
On February 22, 2023, the Company announced that its Board of Directors approved a one-for-four reverse stock split of its issued, outstanding and authorized shares of common stock (the “Reverse Stock Split”). The Reverse Stock Split is expected to take effect as of 12:01 a.m., New York City time, on March 9, 2023 (the “Effective Time”).
From December 31, 2021 to December 31, 2022
Stock based compensation expense, net
Common stock repurchases
Preferred stock issuance, net
From June 30, 2022 to September 30, 2022
Common stock repurchases
From March 31, 2022 to June 30, 2022
Common stock repurchases
Stock based compensation expense, net
From December 31, 2021 to March 31, 2022
Stock based compensation expense, net
From December 31, 2020 to December 31, 2021
Preferred stock issuance, net
Preferred stock redemption
Stock based compensation expense, net
From June 30, 2021 to September 30, 2021
Stock based compensation expense, net
Preferred stock issuance, net
Preferred stock redemption
From March 31, 2021 to June 30, 2021
Stock based compensation expense, net
From December 31, 2020 to March 31, 2021
Stock based compensation expense, net
from December 31, 2019 to March 31, 2020
Common stock issuance, net
1.Common Stock Offered 44,000,000 shares
from December 31, 2018 to December 31, 2019
Common Stock issuance, net
Preferred stock issuance, net
On November 19, 2019, New York Mortgage Trust, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Morgan Stanley & Co. LLC (the “Underwriter”), pursuant to which the Underwriter agreed to purchase from the Company 25,000,000 shares of the Company’s common stock, par value $0.01 per share (“Common Stock”), at a price of $6.00 per share. In addition, the Company granted the Underwriter a 30-day option to purchase up to an additional 3,750,000 shares of Common Stock on the same terms and conditions, which the Underwriter exercised in full on November 21, 2019. Closing for the sale of the 28,750,000 shares of Common Stock (including the 3,750,000 shares being issued pursuant to the Underwriter’s option) is expected to occur on November 22, 2019, subject to customary closing conditions. The Company estimates that the net proceeds to the Company will be approximately $172.2 million after deduction of the estimated offering expenses.
from June 30, 2019 to September 30, 2019
Common stock issuance, net
Preferred stock issuance, net
from December 31, 2018 to June 30, 2019
Common Stock issuance, net
Preferred stock issuance, net
from December 31, 2018 to March 31, 2019
Common Stock issuance, net
from December 31, 2017 to December 31, 2018
Common Stock issuance, net
from December 31, 2017 to September 30, 2018
Common stock issuance, net
From December 31, 2017 to June 30, 2018
Common Stock issuance, net
from December 31, 2017 to March 31, 2018
Common Stock issuance, net
from December 31, 2016 to December 31, 2017
Common Stock issuance, net
Preferred Stock issuance, net
From December 31, 2016 to September 30, 2017
Common Stock issuance, net
From December 31, 2016 to June 30, 2017
Common Stock issuance, net
From December 31, 2016 to March 31, 2017
Common Stock issuance, net
From December 31, 2015 to December 31, 2016
Common stock issuance, net
Balance after share issuance activity
from December 31, 2015 to June 30, 2016
Common stock issuance, net
From December 31, 2015 to March 31, 2016
Common stock issuance, net
from December 31, 2014 to June 30, 2015
Stock issuance, net
from December 31, 2014 to March 31, 2015
Stock issuance, net
From September 30, 2014 to December 31, 2014
Common stock issuance, net
From December 31, 2013 to June 30, 2014
Stock issuance, net
From December 31, 2013 to March 31, 2014
Stock issuance, net
from December 31,2012 to December 31,2013
Common Stock issuance, net
Preferred Stock issuance, net
from December 31, 2012 to June 30, 2013
Preferred stock issuance, net
Common stock issuance, net
From December 31, 2012 to March 31, 2013
Stock issuance, net
from December 31, 2011 to December 31, 2012
Stock issuance, net
from December 31, 2011 to September 30, 2012
Stock issuance, net
from Dec 31,2011 to June 30,2012
Stock issuance, net
from December 31, 2010 to December 31, 2011
Stock issuance
from DECEMBER 31, 2008 to DECEMBER 31, 2009
Restricted stock
from DECEMBER 31, 2007 to DECEMBER 31, 2008
Common stock issuance
The Board of Directors declared a one for five reverse stock split of our common stock, as of October 9, 2007 and a one for two reverse stock split of our common stock, as of May 27, 2008, decreasing the number of common shares then outstanding to approximately 9.3 million.
from DECEMBER 31, 2006 to DECEMBER 31, 2007
Restricted stock
The Board of Directors declared a one for five reverse stock split of our common stock, as of October 9, 2007, decreasing the number of common shares outstanding to approximately 3.6 million. Prior year share amounts and earnings per share disclosures have been restated to reflect the reverse stock split.
from DECEMBER 31, 2005 to DECEMBER 31, 2006
Repurchase of common stock
Restricted stock
from DECEMBER 31, 2004 to DECEMBER 31, 2005
Vested restricted stock
from DECEMBER 31, 2003 to DECEMBER 31, 2004
Initial public offering — Common stock