股本结构

单位:万股
公告日期 2025-08-01 2025-04-28 2025-05-02 2025-02-21 2025-02-21 2024-08-02
证券总股本 9031.40 9029.82 9052.94 9056.74 9057.50 9059.21
普通股本 9031.40 9029.82 9052.94 9056.74 9057.50 9059.21
优先股 2233.99 未披露 2216.44 未披露 2216.44 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2025-06-30 2025-04-17 2025-03-31 2025-02-14 2024-12-31 2024-06-30
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2025-08-01 9031.40 2233.99
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From March 31, 2025 to June 30, 2025 Common stock repurchases Preferred stock issuance, net
2025-06-30
2025-04-28 9029.82 未披露 定期报告 2025-04-17
2025-05-02 9052.94 2216.44
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From December 31, 2024 to March 31, 2025 Stock based compensation (benefit) expense, net
2025-03-31
2025-02-21 9056.74 未披露 定期报告 2025-02-14
2025-02-21 9057.50 2216.44
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From December 31, 2023 to December 31, 2024 Common stock issuance, net Common stock repurchases Balance after share activity
2024-12-31
2024-10-30 9057.94 2216.44 定期报告 2024-09-30
2024-07-26 9057.94 未披露 定期报告 2024-07-25
2024-08-02 9059.21 2216.44
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From March 31, 2024 to June 30, 2024 Common stock repurchases
2024-06-30
2024-05-03 9122.78 未披露 定期报告 2024-04-30
2024-05-03 9123.10 2216.44
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From December 31, 2023 to March 31, 2024 Stock based compensation expense (benefit), net
2024-03-31
2024-02-23 9123.46 未披露 定期报告 2024-02-15
2024-02-23 9067.54 2216.44
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From December 31, 2022 to December 31, 2023 Common stock repurchases Stock based compensation expense, net Preferred stock repurchases
2023-12-31
2023-11-03 9068.32 未披露 定期报告 2023-10-31
2023-11-03 9068.44 2216.44
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From June 30, 2023 to September 30, 2023 Common stock repurchases
2023-09-30
2023-08-04 9125.04 2222.80
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From March 31, 2023 to June 30, 2023 Stock based compensation expense, net
2023-06-30
2023-05-05 9118.01 2226.58
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From December 31, 2022 to March 31, 2023 Common stock repurchases Stock based compensation expense, net
2023-03-31
2023-02-22 9141.06 未披露
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On February 22, 2023, the Company announced that its Board of Directors approved a one-for-four reverse stock split of its issued, outstanding and authorized shares of common stock (the “Reverse Stock Split”). The Reverse Stock Split is expected to take effect as of 12:01 a.m., New York City time, on March 9, 2023 (the “Effective Time”).
2023-03-09
2023-02-24 36564.24 未披露 定期报告 2023-02-15
2023-02-24 36477.48 2228.50
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From December 31, 2021 to December 31, 2022 Stock based compensation expense, net Common stock repurchases Preferred stock issuance, net
2022-12-31
2022-11-04 37106.33 未披露 定期报告 2022-11-04
2022-11-04 37315.01 2228.50
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From June 30, 2022 to September 30, 2022 Common stock repurchases
2022-09-30
2022-08-04 37772.35 未披露 定期报告 2022-08-04
2022-08-04 37864.74 2228.50
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From March 31, 2022 to June 30, 2022 Common stock repurchases Stock based compensation expense, net
2022-06-30
2022-05-05 38124.90 2228.50
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From December 31, 2021 to March 31, 2022 Stock based compensation expense, net
2022-03-31
2022-02-25 38127.57 未披露 定期报告 2022-02-15
2022-02-25 37940.52 2228.50
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From December 31, 2020 to December 31, 2021 Preferred stock issuance, net Preferred stock redemption Stock based compensation expense, net
2021-12-31
2021-11-04 37928.65 2244.11
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From June 30, 2021 to September 30, 2021 Stock based compensation expense, net Preferred stock issuance, net Preferred stock redemption
2021-09-30
2021-08-06 37939.85 未披露 定期报告 2021-08-05
2021-08-06 37937.20 2087.29
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From March 31, 2021 to June 30, 2021 Stock based compensation expense, net
2021-06-30
2021-05-07 37927.25 2087.29
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From December 31, 2020 to March 31, 2021 Stock based compensation expense, net
2021-03-31
2021-02-26 37946.06 未披露 定期报告 2021-01-31
2020-11-05 37774.45 2087.29 定期报告 2020-09-30
2020-08-10 37774.45 未披露 定期报告 2020-08-07
2020-05-26 37746.54 2087.29
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from December 31, 2019 to March 31, 2020 Common stock issuance, net
2020-03-31
2020-02-28 37746.81 未披露 定期报告 2020-02-27
2020-02-13 37092.53 未披露
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1.Common Stock Offered 44,000,000 shares
2020-02-13
2020-02-10 32692.53 未披露 定期报告 2020-02-04
2020-01-10 32137.10 未披露 定期报告 2020-01-10
2020-02-28 29137.10 2087.29
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from December 31, 2018 to December 31, 2019 Common Stock issuance, net Preferred stock issuance, net
2019-12-31
2019-11-22 29137.10 未披露
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On November 19, 2019, New York Mortgage Trust, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Morgan Stanley & Co. LLC (the “Underwriter”), pursuant to which the Underwriter agreed to purchase from the Company 25,000,000 shares of the Company’s common stock, par value $0.01 per share (“Common Stock”), at a price of $6.00 per share. In addition, the Company granted the Underwriter a 30-day option to purchase up to an additional 3,750,000 shares of Common Stock on the same terms and conditions, which the Underwriter exercised in full on November 21, 2019. Closing for the sale of the 28,750,000 shares of Common Stock (including the 3,750,000 shares being issued pursuant to the Underwriter’s option) is expected to occur on November 22, 2019, subject to customary closing conditions. The Company estimates that the net proceeds to the Company will be approximately $172.2 million after deduction of the estimated offering expenses.
2019-11-22
2019-11-07 26262.10 1325.07
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from June 30, 2019 to September 30, 2019 Common stock issuance, net Preferred stock issuance, net
2019-09-30
2019-09-13 25887.26 未披露 定期报告 2019-09-13
2019-08-06 23387.26 未披露 定期报告 2019-08-06
2019-07-17 23087.26 未披露 定期报告 2019-07-17
2019-08-06 21087.26 1266.13
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from December 31, 2018 to June 30, 2019 Common Stock issuance, net Preferred stock issuance, net
2019-06-30
2019-05-13 20809.17 未披露 定期报告 2019-05-13
2019-04-29 19009.17 未披露 定期报告 2019-04-24
2019-05-07 18783.15 1200.00
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from December 31, 2018 to March 31, 2019 Common Stock issuance, net
2019-03-31
2019-02-25 17024.13 未披露 定期报告 2019-02-01
2019-02-25 15558.95 1200.00
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from December 31, 2017 to December 31, 2018 Common Stock issuance, net
2018-12-31
2018-11-06 14121.45 1200.00
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from December 31, 2017 to September 30, 2018 Common stock issuance, net
2018-09-30
2018-08-14 13718.56 未披露 定期报告 2018-08-09
2018-08-06 12468.56 未披露 定期报告 2018-08-06
2018-08-06 12431.28 1200.00
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From December 31, 2017 to June 30, 2018 Common Stock issuance, net
2018-06-30
2018-04-20 11211.14 未披露 定期报告 2018-04-09
2018-05-08 11211.65 1200.00
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from December 31, 2017 to March 31, 2018 Common Stock issuance, net
2018-03-31
2018-02-27 11211.65 未披露 定期报告 2018-02-27
2018-02-27 11190.99 1200.00
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from December 31, 2016 to December 31, 2017 Common Stock issuance, net Preferred Stock issuance, net
2017-12-31
2017-11-07 11185.40 660.00
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From December 31, 2016 to September 30, 2017 Common Stock issuance, net
2017-09-30
2017-08-07 11189.11 660.00
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From December 31, 2016 to June 30, 2017 Common Stock issuance, net
2017-06-30
2017-05-09 11184.32 660.00
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From December 31, 2016 to March 31, 2017 Common Stock issuance, net
2017-03-31
2017-02-28 11184.32 未披露 定期报告 2017-02-28
2017-02-28 11147.45 660.00
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From December 31, 2015 to December 31, 2016 Common stock issuance, net Balance after share issuance activity
2016-12-31
2016-11-01 10956.93 未披露 定期报告 2016-09-30
2016-08-05 10956.93 660.00
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from December 31, 2015 to June 30, 2016 Common stock issuance, net
2016-06-30
2016-05-05 10940.92 660.00
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From December 31, 2015 to March 31, 2016 Common stock issuance, net
2016-03-31
2016-03-31 10940.92 未披露 定期报告 2016-03-17
2016-02-25 10936.02 未披露 定期报告 2016-02-24
2015-08-06 10940.17 660.00
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from December 31, 2014 to June 30, 2015 Stock issuance, net
2015-06-30
2015-05-07 10936.61 未披露 定期报告 2015-05-01
2015-05-07 10795.23 300.00
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from December 31, 2014 to March 31, 2015 Stock issuance, net
2015-03-31
2015-03-31 10630.43 未披露 定期报告 2015-03-19
2015-02-27 10529.21 未披露 定期报告 2015-02-20
2015-02-27 10509.46 300.00
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From September 30, 2014 to December 31, 2014 Common stock issuance, net
2014-12-31
2014-08-07 9068.45 300.00
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From December 31, 2013 to June 30, 2014 Stock issuance, net
2014-06-30
2014-05-08 9065.65 未披露 定期报告 2014-05-01
2014-05-08 7570.65 300.00
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From December 31, 2013 to March 31, 2014 Stock issuance, net
2014-03-31
2014-03-10 7570.65 未披露 定期报告 2014-03-05
2014-03-10 6410.20 300.00
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from December 31,2012 to December 31,2013 Common Stock issuance, net Preferred Stock issuance, net
2013-12-31
2013-08-08 6375.47 300.00
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from December 31, 2012 to June 30, 2013 Preferred stock issuance, net Common stock issuance, net
2013-06-30
2013-05-10 6373.07 未披露 定期报告 2013-05-03
2013-05-10 4996.62 未披露
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From December 31, 2012 to March 31, 2013 Stock issuance, net
2013-03-31
2013-03-26 4965.07 未披露 定期报告 2013-03-14
2013-03-18 4957.53 未披露
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from December 31, 2011 to December 31, 2012 Stock issuance, net
2012-12-31
2012-11-09 4956.94 未披露 定期报告 2012-11-02
2012-11-09 3404.44 未披露
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from December 31, 2011 to September 30, 2012 Stock issuance, net
2012-09-30
2012-08-09 2254.44 未披露 定期报告 2012-08-06
2012-08-09 1736.94 未披露
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from Dec 31,2011 to June 30,2012 Stock issuance, net
2012-06-30
2012-05-04 1417.55 未披露 定期报告 2012-03-31
2012-03-12 1393.83 未披露
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from December 31, 2010 to December 31, 2011 Stock issuance
2011-12-31
2011-08-04 1117.83 未披露 定期报告 2011-08-02
2011-08-03 945.06 未披露 定期报告 2011-06-30
2011-05-05 944.25 未披露 定期报告 2011-03-31
2010-11-05 942.54 未披露 定期报告 2010-09-30
2010-05-06 941.91 未披露 定期报告 2010-03-31
2010-03-08 941.51 未披露
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from DECEMBER 31, 2008 to DECEMBER 31, 2009 Restricted stock
2009-12-31
2009-03-31 932.01 未披露
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from DECEMBER 31, 2007 to DECEMBER 31, 2008 Common stock issuance The Board of Directors declared a one for five reverse stock split of our common stock, as of October 9, 2007 and a one for two reverse stock split of our common stock, as of May 27, 2008, decreasing the number of common shares then outstanding to approximately 9.3 million.
2008-12-31
2008-03-31 364.02 未披露 定期报告 2008-02-29
2008-03-31 363.59 未披露
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from DECEMBER 31, 2006 to DECEMBER 31, 2007 Restricted stock The Board of Directors declared a one for five reverse stock split of our common stock, as of October 9, 2007, decreasing the number of common shares outstanding to approximately 3.6 million. Prior year share amounts and earnings per share disclosures have been restated to reflect the reverse stock split.
2007-12-31
2007-04-02 1807.79 未披露
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from DECEMBER 31, 2005 to DECEMBER 31, 2006 Repurchase of common stock Restricted stock
2006-12-31
2006-03-16 1825.82 未披露 定期报告 2006-03-01
2006-03-16 1795.37 未披露
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from DECEMBER 31, 2004 to DECEMBER 31, 2005 Vested restricted stock
2005-12-31
2005-03-31 1779.74 未披露
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from DECEMBER 31, 2003 to DECEMBER 31, 2004 Initial public offering — Common stock
2004-12-31
From March 31, 2025 to June 30, 2025 Common stock repurchases Preferred stock issuance, net
From December 31, 2024 to March 31, 2025 Stock based compensation (benefit) expense, net
From December 31, 2023 to December 31, 2024 Common stock issuance, net Common stock repurchases Balance after share activity
From March 31, 2024 to June 30, 2024 Common stock repurchases
From December 31, 2023 to March 31, 2024 Stock based compensation expense (benefit), net
From December 31, 2022 to December 31, 2023 Common stock repurchases Stock based compensation expense, net Preferred stock repurchases
From June 30, 2023 to September 30, 2023 Common stock repurchases
From March 31, 2023 to June 30, 2023 Stock based compensation expense, net
From December 31, 2022 to March 31, 2023 Common stock repurchases Stock based compensation expense, net
On February 22, 2023, the Company announced that its Board of Directors approved a one-for-four reverse stock split of its issued, outstanding and authorized shares of common stock (the “Reverse Stock Split”). The Reverse Stock Split is expected to take effect as of 12:01 a.m., New York City time, on March 9, 2023 (the “Effective Time”).
From December 31, 2021 to December 31, 2022 Stock based compensation expense, net Common stock repurchases Preferred stock issuance, net
From June 30, 2022 to September 30, 2022 Common stock repurchases
From March 31, 2022 to June 30, 2022 Common stock repurchases Stock based compensation expense, net
From December 31, 2021 to March 31, 2022 Stock based compensation expense, net
From December 31, 2020 to December 31, 2021 Preferred stock issuance, net Preferred stock redemption Stock based compensation expense, net
From June 30, 2021 to September 30, 2021 Stock based compensation expense, net Preferred stock issuance, net Preferred stock redemption
From March 31, 2021 to June 30, 2021 Stock based compensation expense, net
From December 31, 2020 to March 31, 2021 Stock based compensation expense, net
from December 31, 2019 to March 31, 2020 Common stock issuance, net
1.Common Stock Offered 44,000,000 shares
from December 31, 2018 to December 31, 2019 Common Stock issuance, net Preferred stock issuance, net
On November 19, 2019, New York Mortgage Trust, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Morgan Stanley & Co. LLC (the “Underwriter”), pursuant to which the Underwriter agreed to purchase from the Company 25,000,000 shares of the Company’s common stock, par value $0.01 per share (“Common Stock”), at a price of $6.00 per share. In addition, the Company granted the Underwriter a 30-day option to purchase up to an additional 3,750,000 shares of Common Stock on the same terms and conditions, which the Underwriter exercised in full on November 21, 2019. Closing for the sale of the 28,750,000 shares of Common Stock (including the 3,750,000 shares being issued pursuant to the Underwriter’s option) is expected to occur on November 22, 2019, subject to customary closing conditions. The Company estimates that the net proceeds to the Company will be approximately $172.2 million after deduction of the estimated offering expenses.
from June 30, 2019 to September 30, 2019 Common stock issuance, net Preferred stock issuance, net
from December 31, 2018 to June 30, 2019 Common Stock issuance, net Preferred stock issuance, net
from December 31, 2018 to March 31, 2019 Common Stock issuance, net
from December 31, 2017 to December 31, 2018 Common Stock issuance, net
from December 31, 2017 to September 30, 2018 Common stock issuance, net
From December 31, 2017 to June 30, 2018 Common Stock issuance, net
from December 31, 2017 to March 31, 2018 Common Stock issuance, net
from December 31, 2016 to December 31, 2017 Common Stock issuance, net Preferred Stock issuance, net
From December 31, 2016 to September 30, 2017 Common Stock issuance, net
From December 31, 2016 to June 30, 2017 Common Stock issuance, net
From December 31, 2016 to March 31, 2017 Common Stock issuance, net
From December 31, 2015 to December 31, 2016 Common stock issuance, net Balance after share issuance activity
from December 31, 2015 to June 30, 2016 Common stock issuance, net
From December 31, 2015 to March 31, 2016 Common stock issuance, net
from December 31, 2014 to June 30, 2015 Stock issuance, net
from December 31, 2014 to March 31, 2015 Stock issuance, net
From September 30, 2014 to December 31, 2014 Common stock issuance, net
From December 31, 2013 to June 30, 2014 Stock issuance, net
From December 31, 2013 to March 31, 2014 Stock issuance, net
from December 31,2012 to December 31,2013 Common Stock issuance, net Preferred Stock issuance, net
from December 31, 2012 to June 30, 2013 Preferred stock issuance, net Common stock issuance, net
From December 31, 2012 to March 31, 2013 Stock issuance, net
from December 31, 2011 to December 31, 2012 Stock issuance, net
from December 31, 2011 to September 30, 2012 Stock issuance, net
from Dec 31,2011 to June 30,2012 Stock issuance, net
from December 31, 2010 to December 31, 2011 Stock issuance
from DECEMBER 31, 2008 to DECEMBER 31, 2009 Restricted stock
from DECEMBER 31, 2007 to DECEMBER 31, 2008 Common stock issuance The Board of Directors declared a one for five reverse stock split of our common stock, as of October 9, 2007 and a one for two reverse stock split of our common stock, as of May 27, 2008, decreasing the number of common shares then outstanding to approximately 9.3 million.
from DECEMBER 31, 2006 to DECEMBER 31, 2007 Restricted stock The Board of Directors declared a one for five reverse stock split of our common stock, as of October 9, 2007, decreasing the number of common shares outstanding to approximately 3.6 million. Prior year share amounts and earnings per share disclosures have been restated to reflect the reverse stock split.
from DECEMBER 31, 2005 to DECEMBER 31, 2006 Repurchase of common stock Restricted stock
from DECEMBER 31, 2004 to DECEMBER 31, 2005 Vested restricted stock
from DECEMBER 31, 2003 to DECEMBER 31, 2004 Initial public offering — Common stock