股本结构

单位:万股
公告日期 2020-11-20 2020-11-16 2020-11-16 2020-10-28 2020-09-25 2020-08-13
证券总股本 7232.14 6849.50 6348.37 6849.59 6349.80 5698.61
普通股本 7232.14 6849.50 6348.37 6349.80 6349.80 5698.61
优先股 92.69 未披露 92.69 92.69 92.69 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2020-11-19 2020-11-13 2020-09-30 2020-10-28 2020-09-23 2020-08-12
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2020-11-20 7232.14 92.69 定期报告 2020-11-19
2020-11-16 6849.50 未披露 定期报告 2020-11-13
2020-10-28 6849.59 未披露
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1.Common stock offered by the company 5,075,000 shares. 2.The number of shares of common stock shown above to be outstanding after this offering is based on the 63,482,832 shares outstanding as of September 30, 2020.
2020-10-28
2020-11-16 6348.37 92.69
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From June 30, 2020 to September 30, 2020 Stock-based compensation expense-restricted stock issued to employees and directors, net of cancellations and tax Issuance of common stock Warrant exercise
2020-09-30
2020-09-25 6349.80 92.69 定期报告 2020-09-23
2020-08-13 5698.61 未披露 定期报告 2020-08-12
2020-07-20 5548.23 92.69 定期报告 2020-07-15
2020-08-13 5548.30 92.70
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From March 31, 2020 to June 30, 2020 Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
2020-06-30
2020-06-25 5548.62 92.69 定期报告 2020-06-22
2020-06-04 5548.89 92.69 定期报告 2020-06-01
2020-05-14 5549.41 未披露 定期报告 2020-05-13
2020-04-29 5549.68 未披露 定期报告 2020-04-28
2020-05-14 5589.10 92.70
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From January 1, 2020 to March 31, 2020 Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax Issuances of common stock
2020-03-31
2020-03-30 5589.39 未披露 定期报告 2020-03-27
2020-02-03 5592.95 未披露 定期报告 2020-01-30
2020-03-30 5550.90 92.70
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From December 31, 2018 to December 31, 2019 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax Senior Notes Amendment: Stock Issuance Common stock issuances ATM
2019-12-31
2019-11-12 4977.74 未披露 定期报告 2019-11-11
2019-11-12 4978.40 92.70
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from June 30, 2019 to September 30, 2019 Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
2019-09-30
2019-09-13 4976.16 92.69 定期报告 2019-09-10
2019-08-07 4977.23 未披露 定期报告 2019-08-06
2019-08-07 4983.90 92.70
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From March 31, 2019 to June 30, 2019 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
2019-06-30
2019-05-03 4986.84 未披露 定期报告 2019-05-02
2019-04-29 4987.15 未披露 定期报告 2019-04-26
2019-05-03 4888.50 92.70
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from January 1, 2019 to March 31, 2019 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax Issuances of common stock
2019-03-31
2019-03-18 4889.13 未披露 定期报告 2019-03-14
2019-03-18 4577.23 92.69
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from December 31, 2017 to December 31, 2018 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax Common stock issuances
2018-12-31
2018-11-02 4571.71 未披露 定期报告 2018-11-01
2018-11-02 4494.70 92.70 定期报告 2018-09-30
2018-08-09 4495.53 未披露 定期报告 2018-08-08
2018-08-09 4496.10 92.70 定期报告 2018-06-30
2018-04-25 4381.09 92.69 定期报告 2018-04-20
2018-05-10 4395.50 92.70 定期报告 2018-03-31
2018-03-15 4396.01 未披露 定期报告 2018-03-14
2018-03-15 4398.59 92.69
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from December 31, 2016 to December 31, 2017 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax Warrant and option exercises
2017-12-31
2017-11-09 4397.17 未披露 定期报告 2017-11-08
2017-11-09 4397.20 92.70 定期报告 2017-09-30
2017-08-09 4397.21 未披露 定期报告 2017-08-08
2017-08-02 4391.00 92.70 定期报告 2017-06-30
2017-06-02 4370.24 92.69 定期报告 2017-06-01
2017-05-10 4370.88 未披露 定期报告 2017-05-09
2017-04-25 4370.92 92.69 定期报告 2017-04-20
2017-04-13 4382.73 92.69 定期报告 2017-04-12
2017-05-10 4382.70 92.70 定期报告 2017-03-31
2017-03-15 4335.14 未披露 定期报告 2017-03-15
2017-03-15 4331.24 92.69
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From December 31, 2015 to December 31, 2016 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax Warrant exercises
2016-12-31
2016-11-02 4317.40 92.70 定期报告 2016-09-30
2016-08-05 4315.75 92.69 定期报告 2016-06-30
2016-05-09 4281.34 未披露 定期报告 2016-05-09
2016-04-22 4281.58 92.69 定期报告 2016-04-20
2016-05-09 4289.19 92.69 定期报告 2016-03-31
2016-03-15 4252.31 未披露 定期报告 2016-03-14
2016-03-15 4251.51 92.69
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from December 31, 2014 to December 31, 2015 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax Warrant exercises Shares issued in Aventine acquisition
2015-12-31
2015-11-06 4251.88 未披露 定期报告 2015-11-06
2015-11-06 4252.58 92.69 定期报告 2015-09-30
2015-08-10 4252.08 未披露
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On July 1, 2015, the Company issued an aggregate of 17,759,193 shares of common stock and non-voting common stock for 100% of the outstanding shares of common stock of Aventine.
2015-08-10
2015-08-10 2469.42 92.69 定期报告 2015-06-30
2015-05-11 2465.84 未披露 定期报告 2015-05-11
2015-04-21 2471.50 92.69 定期报告 2015-04-16
2015-04-13 2465.84 未披露 定期报告 2015-04-13
2015-04-02 2471.50 92.69 定期报告 2015-03-31
2015-03-16 2551.12 未披露 定期报告 2015-03-13
2015-03-16 2449.95 92.69
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from December 31, 2013 to December 31, 2014 Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax Issuance of common stock Warrant exercises Shares issued as payment of prior unpaid Series B preferred dividends
2014-12-31
2014-11-12 2448.46 未披露 定期报告 2014-11-11
2014-11-12 2432.89 92.69 定期报告 2014-09-30
2014-08-14 2390.81 未披露 定期报告 2014-08-13
2014-08-14 2123.48 92.69 定期报告 2014-06-30
2014-05-09 2014.51 未披露 定期报告 2014-05-08
2014-04-18 2007.84 92.69 定期报告 2014-04-15
2014-04-02 1796.03 未披露 定期报告 2014-04-01
2014-05-09 1801.40 92.69 定期报告 2014-03-31
2014-03-31 1801.40 未披露 定期报告 2014-03-28
2014-03-31 1612.63 92.69
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from December 31, 2012 to December 31, 2013 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations Shares issued on convertible notes Shares issued on senior notes Warrant exercises Shares issued as payment of prior unpaid Series B preferred dividends
2013-12-31
2013-11-12 1554.01 未披露 定期报告 2013-11-08
2013-11-12 1473.71 92.69 定期报告 2013-09-30
2013-08-07 1191.85 92.69 定期报告 2013-06-30
2013-06-28 1185.28 92.69 定期报告 2013-06-26
2013-05-15 1086.15 未披露 定期报告 2013-05-14
2013-04-22 15970.83 未披露 定期报告 2013-04-19
2013-05-15 1049.58 92.69 定期报告 2013-03-31
2013-04-01 15743.74 未披露 定期报告 2013-03-29
2013-03-21 15321.35 92.69 定期报告 2013-03-19
2013-02-08 14920.36 92.69 定期报告 2013-02-06
2013-04-01 14684.11 92.69
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from December 31, 2011 to December 31, 2012 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations Shares issued on equity offerings Warrant exercises Shares issued as payment of prior unpaid Series B preferred dividends
2012-12-31
2012-10-18 14467.24 92.69 定期报告 2012-10-15
2012-11-14 14471.09 92.69 定期报告 2012-09-30
2012-08-14 11480.12 未披露 定期报告 2012-08-13
2012-08-14 8680.20 92.69 定期报告 2012-06-30
2012-05-10 8680.40 92.70 定期报告 2012-03-31
2012-03-08 8680.39 未披露 定期报告 2012-03-07
2012-03-08 8663.17 92.69
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from December 31, 2010 to December 31, 2011 Conversion of preferred stock to common stock Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations Shares issued on Convertible Notes Shares issued in private placement Warrant exercises On June 8, 2011, the Company effected a one-for-seven reverse stock split.
2011-12-31
2011-11-04 7710.01 未披露 定期报告 2011-11-03
2011-11-04 4862.40 92.69 定期报告 2011-09-30
2011-08-11 2574.34 未披露 定期报告 2011-08-09
2011-08-11 1951.10 92.69
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On June 8, 2011, the Company effected a one-for-seven reverse stock split.
2011-06-30
2011-05-13 12062.57 未披露 定期报告 2011-05-11
2011-05-13 10843.08 92.69 定期报告 2011-03-31
2011-03-31 9042.70 145.59
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from December 31, 2009 to December 31, 2010 Stock-based compensation expense – restricted stock to employees and directors, net of cancellations Conversion of preferred stock to common stock Shares issued in debt extinguishments
2010-12-31
2010-11-15 8922.90 未披露 定期报告 2010-11-12
2010-11-15 8297.14 220.36 定期报告 2010-09-30
2010-08-16 8290.07 未披露 定期报告 2010-08-13
2010-08-16 8234.07 234.62 定期报告 2010-06-30
2010-03-31 6150.35 未披露 定期报告 2010-03-23
2010-03-31 5746.96 234.62
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from December 31, 2008 to December 31, 2009 Share-based compensation expense – restricted stock to employees and directors, net of cancellations
2009-12-31
2009-03-31 5775.03 234.62
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from January 1, 2008 to December 31, 2008 Issuance of preferred stock, net of offering costs of $156 Conversion of preferred stock to common stock Issuance of common, net of offering costs of $62 Share-based compensation expense – restricted stock to employees and directors, net of cancellations
2008-12-31
2008-03-27 4067.45 未披露 定期报告 2008-03-24
2008-03-27 4060.62 531.56
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from January 1, 2007 to December 31, 2007 Share-based compensation expense – restricted stock to employees and directors, net of cancellations Stock issued for exercise of warrants for cash Stock issued for exercise of stock options for cash Beneficial conversion feature on issuance of preferred stock and preferred dividends declared
2007-12-31
2007-03-12 4028.52 未披露 定期报告 2007-03-07
2007-03-12 4026.90 525.00
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from January 1, 2006 to December 31, 2006 Issuance of preferred stock, net of offering costs of $1,434 Issuance of common stock for private investment in public equity, net of offering costs of $7,381 Exercise of warrants and Accessity options Share-based compensation expense - restricted stock to employees and directors Common stock issued for purchase of 42% interest in Front Range Stock issued for exercise of warrants for cash Stock issued in cashless exercise of warrants Stock issued for exercise of stock options for cash
2006-12-31
2006-04-14 3054.99 未披露 定期报告 2006-03-31
2006-04-14 2887.44 未披露
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from January 1, 2005 to December 31, 2005 Issuance of shares in private placement, net of offering costs of $2,124,815 Share Exchange Stock issued for exercise of warrants for cash Stock issued in cashless exercise of warrants Stock issued for exercise of stock options for cash Stock issued for cashless exercise of stock options Issuance of stock to employees Conversion of LDI debt
2005-12-31
2005-03-17 233.94 未披露
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from December 31, 2003 to December 31, 2004 Exercise of stock option Reclassification adjustment upon preferred shares becoming mandatorily redeemable Conversion of preferred shares into common stock
2004-12-31
2004-03-30 223.74 未披露
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from December 31, 2002 to March 26, 2004 Exercise of stock options Shares tendered upon exercise of stock options On January 7, 2004, upon approval by our common stock shareholders at the December 15, 2003 Annual Shareholders Meeting, we effected a one-for-five share reverse common stock split.
2004-03-26
2003-03-31 1086.91 0.10
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from December 31, 2001 to DECEMBER 31, 2002 Shares tendered upon exercise of stock options Issuance of preferred stock Treasury shares purchased
2002-12-31
2002-04-01 1079.70 未披露
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from December 31, 2000 to December 31, 2001 Shares issued in exchange for restriction agreement Shares issued for services
2001-12-31
2001-04-02 1069.70 未披露 定期报告 2001-03-30
2001-04-02 1052.20 未披露
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from December 31, 1999 to December 31, 2000 Exercise of options in exchange for tendered common shares Exercise of underwriter warrants On October 2, 2000, the shareholders of the Company approved an increase in the number of authorized shares of common stock from 20,000,000 to 30,000,000.
2000-12-31
2000-04-14 880.70 未披露 定期报告 2000-04-13
2000-04-14 830.18 未披露
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from December 31, 1998 to December 31, 1999 Purchase of treasury stock
1999-12-31
1999-04-15 833.18 未披露
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from January 1, 1998 to December 31, 1998 Exercise of options Exercise of warrants
1998-12-31
1998-03-19 823.18 未披露 定期报告 1998-03-11
1998-03-19 773.18 未披露
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from January 1, 1997 to December 31, 1997 Issuance of common stock in private placements Exercise of warrants
1997-12-31
1996-04-01 588.39 未披露
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from December 31, 1994 to December 31, 1995 Issuance of common stock
1995-12-31
1996-04-01 488.39 未披露 定期报告 1994-12-31
1.Common stock offered by the company 5,075,000 shares. 2.The number of shares of common stock shown above to be outstanding after this offering is based on the 63,482,832 shares outstanding as of September 30, 2020.
From June 30, 2020 to September 30, 2020 Stock-based compensation expense-restricted stock issued to employees and directors, net of cancellations and tax Issuance of common stock Warrant exercise
From March 31, 2020 to June 30, 2020 Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
From January 1, 2020 to March 31, 2020 Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax Issuances of common stock
From December 31, 2018 to December 31, 2019 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax Senior Notes Amendment: Stock Issuance Common stock issuances ATM
from June 30, 2019 to September 30, 2019 Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
From March 31, 2019 to June 30, 2019 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
from January 1, 2019 to March 31, 2019 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax Issuances of common stock
from December 31, 2017 to December 31, 2018 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax Common stock issuances
from December 31, 2016 to December 31, 2017 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax Warrant and option exercises
From December 31, 2015 to December 31, 2016 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax Warrant exercises
from December 31, 2014 to December 31, 2015 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax Warrant exercises Shares issued in Aventine acquisition
On July 1, 2015, the Company issued an aggregate of 17,759,193 shares of common stock and non-voting common stock for 100% of the outstanding shares of common stock of Aventine.
from December 31, 2013 to December 31, 2014 Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax Issuance of common stock Warrant exercises Shares issued as payment of prior unpaid Series B preferred dividends
from December 31, 2012 to December 31, 2013 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations Shares issued on convertible notes Shares issued on senior notes Warrant exercises Shares issued as payment of prior unpaid Series B preferred dividends
from December 31, 2011 to December 31, 2012 Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations Shares issued on equity offerings Warrant exercises Shares issued as payment of prior unpaid Series B preferred dividends
from December 31, 2010 to December 31, 2011 Conversion of preferred stock to common stock Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations Shares issued on Convertible Notes Shares issued in private placement Warrant exercises On June 8, 2011, the Company effected a one-for-seven reverse stock split.
On June 8, 2011, the Company effected a one-for-seven reverse stock split.
from December 31, 2009 to December 31, 2010 Stock-based compensation expense – restricted stock to employees and directors, net of cancellations Conversion of preferred stock to common stock Shares issued in debt extinguishments
from December 31, 2008 to December 31, 2009 Share-based compensation expense – restricted stock to employees and directors, net of cancellations
from January 1, 2008 to December 31, 2008 Issuance of preferred stock, net of offering costs of $156 Conversion of preferred stock to common stock Issuance of common, net of offering costs of $62 Share-based compensation expense – restricted stock to employees and directors, net of cancellations
from January 1, 2007 to December 31, 2007 Share-based compensation expense – restricted stock to employees and directors, net of cancellations Stock issued for exercise of warrants for cash Stock issued for exercise of stock options for cash Beneficial conversion feature on issuance of preferred stock and preferred dividends declared
from January 1, 2006 to December 31, 2006 Issuance of preferred stock, net of offering costs of $1,434 Issuance of common stock for private investment in public equity, net of offering costs of $7,381 Exercise of warrants and Accessity options Share-based compensation expense - restricted stock to employees and directors Common stock issued for purchase of 42% interest in Front Range Stock issued for exercise of warrants for cash Stock issued in cashless exercise of warrants Stock issued for exercise of stock options for cash
from January 1, 2005 to December 31, 2005 Issuance of shares in private placement, net of offering costs of $2,124,815 Share Exchange Stock issued for exercise of warrants for cash Stock issued in cashless exercise of warrants Stock issued for exercise of stock options for cash Stock issued for cashless exercise of stock options Issuance of stock to employees Conversion of LDI debt
from December 31, 2003 to December 31, 2004 Exercise of stock option Reclassification adjustment upon preferred shares becoming mandatorily redeemable Conversion of preferred shares into common stock
from December 31, 2002 to March 26, 2004 Exercise of stock options Shares tendered upon exercise of stock options On January 7, 2004, upon approval by our common stock shareholders at the December 15, 2003 Annual Shareholders Meeting, we effected a one-for-five share reverse common stock split.
from December 31, 2001 to DECEMBER 31, 2002 Shares tendered upon exercise of stock options Issuance of preferred stock Treasury shares purchased
from December 31, 2000 to December 31, 2001 Shares issued in exchange for restriction agreement Shares issued for services
from December 31, 1999 to December 31, 2000 Exercise of options in exchange for tendered common shares Exercise of underwriter warrants On October 2, 2000, the shareholders of the Company approved an increase in the number of authorized shares of common stock from 20,000,000 to 30,000,000.
from December 31, 1998 to December 31, 1999 Purchase of treasury stock
from January 1, 1998 to December 31, 1998 Exercise of options Exercise of warrants
from January 1, 1997 to December 31, 1997 Issuance of common stock in private placements Exercise of warrants
from December 31, 1994 to December 31, 1995 Issuance of common stock