Pfenex(PFNX) 股东研究_F10_同花顺金融服务网

主要股东

注：以下部分股东代表特定权益共同体，直接或间接持有上市公司股份

序号	股东名称	是否机构	持股数(股)	持股比例	持股变动数(股)	持股数变动比例	投票权比例
1	富兰克林资源公司	是	278.31万	11.80%	新增	新增	--
2	PRIMECAP Management Company	是	235.64万	10.00%	新增	新增	--
3	Entities affiliated with Signet Healthcare Partners, LP	是	226.36万	9.60%	新增	新增	--
4	陶氏化学公司	是	177.14万	7.50%	新增	新增	--
5	Sanders Morris Harris LLC	是	163.48万	6.90%	新增	新增	--
6	Deerfield Mgmt, L.P.	是	125.27万	5.30%	新增	新增	--

主力进出\报告期	2020-09-30	2020-09-29	2020-09-14	2020-08-20
机构数量(家)	107	108	108	108
累计持有数量(万股)	2669.91	2683.91	2679.48	2675.18
累计市值(亿)	3.41	3.44	3.40	3.38
持仓比例(%)	77.85%	78.26%	78.13%	78.00%
净交易量(万股)	-125.77	-123.77	-128.21	-136.81

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Telemark Asset Management, Llc	100.00万股	0.13	30.00	42.86
Primecap Management Co	324.41万股	0.41	-1.97	-0.60
First Light Asset Management, Llc	234.88万股	0.30	0.91	0.39
Jacobs Levy Equity Management, Inc	28.49万股	0.04	28.49	不足0.01
Aqr Capital Management Llc	24.81万股	0.03	-7.07	-22.16
Royce & Associates Lp	20.31万股	0.03	-1.74	-7.89
Blair William & Co	303.70万股	0.39	32.68	12.06
Rk Capital Management, Llc	112.19万股	0.14	47.28	72.84
Charles Schwab Investment Management Inc	27.72万股	0.04	1.14	4.29
Geode Capital Management, Llc	51.34万股	0.07	5.34	11.60
Northern Trust Corp	40.94万股	0.05	3.65	9.78
Two Sigma Advisers, Lp	18.87万股	0.02	4.77	33.83
Tarsadia Capital, Llc	65.98万股	0.08	39.62	150.31
Franklin Resources Inc	269.89万股	0.34	-63.21	-18.98
Blackrock Inc.	229.11万股	0.29	22.80	11.05
Park West Asset Management Llc	55.37万股	0.07	2.50	4.73
Vanguard Group Inc	182.77万股	0.23	27.88	18.00
Renaissance Technologies Llc	134.97万股	0.17	-20.02	-12.92
Dimensional Fund Advisors Lp	75.85万股	0.10	-2.27	-2.90
State Street Corp	60.50万股	0.08	2.63	4.55

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Tarsadia Capital, Llc	65.98万股	0.08	39.62	150.31
Charles Schwab Investment Management Inc	27.72万股	0.04	1.14	4.29
Royce & Associates Lp	20.31万股	0.03	-1.74	-7.89
First Light Asset Management, Llc	234.88万股	0.30	0.91	0.39
Park West Asset Management Llc	55.37万股	0.07	2.50	4.73
Primecap Management Co	324.41万股	0.41	-1.97	-0.60
Vanguard Group Inc	182.77万股	0.23	27.88	18.00
Rk Capital Management, Llc	112.19万股	0.14	47.28	72.84
Telemark Asset Management, Llc	100.00万股	0.13	30.00	42.86
Franklin Resources Inc	269.89万股	0.34	-63.21	-18.98
Renaissance Technologies Llc	134.97万股	0.17	-20.02	-12.92
Geode Capital Management, Llc	51.34万股	0.07	5.34	11.60
Dimensional Fund Advisors Lp	75.85万股	0.10	-2.27	-2.90
Northern Trust Corp	40.94万股	0.05	3.65	9.78
State Street Corp	60.50万股	0.08	2.63	4.55
Aqr Capital Management Llc	24.81万股	0.03	-7.07	-22.16
Blackrock Inc.	229.11万股	0.29	22.80	11.05
Jacobs Levy Equity Management, Inc	28.49万股	0.04	28.49	不足0.01
Two Sigma Advisers, Lp	18.87万股	0.02	4.77	33.83
Blair William & Co	303.70万股	0.39	32.68	12.06

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Two Sigma Advisers, Lp	18.87万股	0.02	4.77	33.83
Dimensional Fund Advisors Lp	75.85万股	0.10	-2.27	-2.90
Rk Capital Management, Llc	112.19万股	0.14	47.28	72.84
Charles Schwab Investment Management Inc	27.72万股	0.04	1.14	4.29
Blair William & Co	303.70万股	0.39	32.68	12.06
Aqr Capital Management Llc	24.81万股	0.03	-7.07	-22.16
Northern Trust Corp	40.94万股	0.05	3.65	9.78
State Street Corp	60.50万股	0.08	2.63	4.55
Park West Asset Management Llc	55.37万股	0.07	2.50	4.73
Primecap Management Co	324.41万股	0.42	-1.97	-0.60
Vanguard Group Inc	182.77万股	0.24	27.88	18.00
Franklin Resources Inc	269.89万股	0.35	-63.21	-18.98
First Light Asset Management, Llc	234.88万股	0.30	0.91	0.39
Telemark Asset Management, Llc	100.00万股	0.13	30.00	42.86
Tarsadia Capital, Llc	65.98万股	0.08	39.62	150.31
Geode Capital Management, Llc	51.34万股	0.07	5.34	11.60
Royce & Associates Lp	20.31万股	0.03	-1.74	-7.89
Blackrock Inc.	229.11万股	0.30	22.80	11.05
Renaissance Technologies Llc	134.97万股	0.17	-20.02	-12.92
Jacobs Levy Equity Management, Inc	28.49万股	0.04	28.49	不足0.01

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Jacobs Levy Equity Management, Inc	28.49万股	0.04	28.49	不足0.01
Primecap Management Co	324.41万股	0.41	-1.97	-0.60
Park West Asset Management Llc	55.37万股	0.07	2.50	4.73
Charles Schwab Investment Management Inc	27.72万股	0.03	1.14	4.29
Royce & Associates Lp	20.31万股	0.03	-1.74	-7.89
Telemark Asset Management, Llc	100.00万股	0.13	30.00	42.86
Dimensional Fund Advisors Lp	75.85万股	0.10	-2.27	-2.90
First Light Asset Management, Llc	234.88万股	0.29	0.91	0.39
Renaissance Technologies Llc	134.97万股	0.17	-20.02	-12.92
Rk Capital Management, Llc	112.19万股	0.14	47.28	72.84
Blackrock Inc.	229.11万股	0.29	22.80	11.05
Vanguard Group Inc	182.77万股	0.23	27.88	18.00
Aqr Capital Management Llc	24.81万股	0.03	-7.07	-22.16
Franklin Resources Inc	269.89万股	0.34	-63.21	-18.98
Tarsadia Capital, Llc	65.98万股	0.08	39.62	150.31
Geode Capital Management, Llc	51.34万股	0.06	5.34	11.60
Two Sigma Advisers, Lp	18.87万股	0.02	4.77	33.83
Blair William & Co	303.70万股	0.38	32.68	12.06
State Street Corp	60.50万股	0.08	2.63	4.55
Northern Trust Corp	40.94万股	0.05	3.65	9.78

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Vanguard Group Inc	182.77万股	0.23	27.88	18.00
Renaissance Technologies Llc	134.97万股	0.17	-20.02	-12.92
State Street Corp	60.50万股	0.08	2.63	4.55
Primecap Management Co	324.41万股	0.41	-1.97	-0.60
Blackrock Inc.	229.11万股	0.29	22.80	11.05
Geode Capital Management, Llc	51.34万股	0.06	5.34	11.60
Aqr Capital Management Llc	24.81万股	0.03	-7.07	-22.16
Blair William & Co	303.70万股	0.38	32.68	12.06
First Light Asset Management, Llc	234.88万股	0.30	0.91	0.39
Royce & Associates Lp	20.31万股	0.03	-1.74	-7.89
Franklin Resources Inc	269.89万股	0.34	-63.21	-18.98
Jacobs Levy Equity Management, Inc	28.49万股	0.04	28.49	不足0.01
Two Sigma Advisers, Lp	18.87万股	0.02	4.77	33.83
Tarsadia Capital, Llc	65.98万股	0.08	39.62	150.31
Dimensional Fund Advisors Lp	75.85万股	0.10	-2.27	-2.90
Park West Asset Management Llc	55.37万股	0.07	2.50	4.73
Telemark Asset Management, Llc	100.00万股	0.13	30.00	42.86
Northern Trust Corp	40.94万股	0.05	3.65	9.78
Rk Capital Management, Llc	112.19万股	0.14	47.28	72.84
Charles Schwab Investment Management Inc	27.72万股	0.03	1.14	4.29