董事介绍
注:董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| J. Wayne Hutchens | 男 | Independent Director | 81 | 17.20万美元 | 未持股 | 2025-09-22 |
| John K. Carter | 男 | Independent Director | 64 | 18.94万美元 | 未持股 | 2025-09-22 |
| David M. Swanson | 男 | Independent Director | 68 | 18.81万美元 | 未持股 | 2025-09-22 |
| Patrick W. Galley | 男 | Director, Chairman, Chief Executive Officer,Chief Investment Officer and President | 50 | 未披露 | 未持股 | 2025-09-22 |
| Jerry Raio | 男 | Director | 60 | 14.41万美元 | 未持股 | 2025-09-22 |
| Lisa B. Mougin | 女 | Independent Director | 53 | 未披露 | 未持股 | 2025-09-22 |
高管介绍
注:高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Patrick W. Galley | 男 | Director, Chairman, Chief Executive Officer,Chief Investment Officer and President | 50 | 未披露 | 未持股 | 2025-09-22 |
| Jonathan M. Mohrhardt | -- | Chief Financial Officer and Treasurer | 51 | 未披露 | 未持股 | 2025-09-22 |
| Marcus L. Collins | -- | Chief Compliance Officer and Secretary | 57 | 未披露 | 未持股 | 2025-09-22 |
董事简历
中英对照 |  中文 |  英文- J. Wayne Hutchens
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J. Wayne Hutchens, 2006年4月至2012年12月担任Colorado大学(CU)基金会总裁兼首席执行官,2009年4月至2012年12月担任CU房地产基金会执行董事。在担任这些职位之前,他在银行业工作了30多年,退休时担任Chase Bank Colorado的董事长。
J. Wayne Hutchens,was President and CEO of the University of Colorado (CU) Foundation from April 2006 to December 2012 and Executive Director for the CU Real Estate Foundation from April 2009 to December 2012. Prior to these positions, Mr. Hutchens spent over 30 years in the banking industry, retiring as Chairman of Chase Bank Colorado. - J. Wayne Hutchens, 2006年4月至2012年12月担任Colorado大学(CU)基金会总裁兼首席执行官,2009年4月至2012年12月担任CU房地产基金会执行董事。在担任这些职位之前,他在银行业工作了30多年,退休时担任Chase Bank Colorado的董事长。
- J. Wayne Hutchens,was President and CEO of the University of Colorado (CU) Foundation from April 2006 to December 2012 and Executive Director for the CU Real Estate Foundation from April 2009 to December 2012. Prior to these positions, Mr. Hutchens spent over 30 years in the banking industry, retiring as Chairman of Chase Bank Colorado.
- John K. Carter
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JohnK.Carter,JohnK.Carter律师事务所合伙人,P.A.Carter Reymann Law,P.A.,一家普通律师事务所和公司律师事务所(2015年至今);圣彼得堡(一家金融服务咨询和招聘公司)全球招聘公司管理合伙人(2012年至2015年)。Carillon共同基金(14只基金)(2016年至今);Rivernorth Specialty Finance Corporation(1只基金)(2016年至今);RiverNorth/DoubleLineStrategic OpportunityFund,Inc.(1只基金)(2016年至今);Rivernorth基金(3只基金)(2013年至今);Rivernorth Opportunities Fund,Inc.(1只基金)(2013年至今);Rivernorth投机性市政收入基金,Inc.(1只基金)(2018年至今);RiverNorth Managed Duration Municipal IncomeFund,Inc.(2019年至今)(1只基金);RiverNorth Flexible Municipal IncomeFund,Inc.(2020年至今)(1只基金)。
John K. Carter,possesses extensive mutual fund industry experience. Mr. Carter served as a Business Unit Head at Transamerica Asset Management, a subsidiary of Aegon, N.V. Mr. Carter oversaw the mutual fund servicing, operations and advisory services for Transamerica's approximately 120 mutual funds. He also served as a compliance officer. Mr. Carter is currently an attorney in private practice and was previously an investment management attorney with experience as in-house counsel, serving with the SEC and in private practice with a large law firm. - JohnK.Carter,JohnK.Carter律师事务所合伙人,P.A.Carter Reymann Law,P.A.,一家普通律师事务所和公司律师事务所(2015年至今);圣彼得堡(一家金融服务咨询和招聘公司)全球招聘公司管理合伙人(2012年至2015年)。Carillon共同基金(14只基金)(2016年至今);Rivernorth Specialty Finance Corporation(1只基金)(2016年至今);RiverNorth/DoubleLineStrategic OpportunityFund,Inc.(1只基金)(2016年至今);Rivernorth基金(3只基金)(2013年至今);Rivernorth Opportunities Fund,Inc.(1只基金)(2013年至今);Rivernorth投机性市政收入基金,Inc.(1只基金)(2018年至今);RiverNorth Managed Duration Municipal IncomeFund,Inc.(2019年至今)(1只基金);RiverNorth Flexible Municipal IncomeFund,Inc.(2020年至今)(1只基金)。
- John K. Carter,possesses extensive mutual fund industry experience. Mr. Carter served as a Business Unit Head at Transamerica Asset Management, a subsidiary of Aegon, N.V. Mr. Carter oversaw the mutual fund servicing, operations and advisory services for Transamerica's approximately 120 mutual funds. He also served as a compliance officer. Mr. Carter is currently an attorney in private practice and was previously an investment management attorney with experience as in-house counsel, serving with the SEC and in private practice with a large law firm.
- David M. Swanson
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DavidM.Swanson,Swandog Strategic Marketing的创始人兼管理合伙人(2006年以来)。管理投资组合系列28只基金(2011年至今);阿尔卑斯山可变投资信托基金受托人(9只基金)(2006年至今);Rivernorth Opportunities Fund,Inc.(1只基金)(2013年至今);RiverNorth Opportunistic Municipal IncomeFund,Inc.(1只基金)(2018年至今);Rivernorth管理期限市政收入基金,Inc.(2019年至今)(1只基金);RiverNorth Flexible Municipal IncomeFund,Inc.(2020年至今)(1只基金)。
David M. Swanson,founded SwanDog Marketing, a marketing consulting firm to asset managers, in 2006. He currently serves as SwanDog's Managing Partner. He has over 40 years of senior management and marketing experience, with approximately over 35 years in financial services. Before joining SwanDog, Mr. Swanson most recently served as Executive Vice President and Head of Distribution for Calamos Investments, an investment management firm. He previously held positions as Chief Operating Officer of Van Kampen Investments, President and CEO of Scudder, Stevens & Clark, Canada, Ltd. and Managing Director and Head of Global Investment Products at Morgan Stanley. Mr. Swanson holds a Master of Management from the Kellogg Graduate School of Management at Northwestern University and a Bachelors in Journalism from Southern Illinois University. - DavidM.Swanson,Swandog Strategic Marketing的创始人兼管理合伙人(2006年以来)。管理投资组合系列28只基金(2011年至今);阿尔卑斯山可变投资信托基金受托人(9只基金)(2006年至今);Rivernorth Opportunities Fund,Inc.(1只基金)(2013年至今);RiverNorth Opportunistic Municipal IncomeFund,Inc.(1只基金)(2018年至今);Rivernorth管理期限市政收入基金,Inc.(2019年至今)(1只基金);RiverNorth Flexible Municipal IncomeFund,Inc.(2020年至今)(1只基金)。
- David M. Swanson,founded SwanDog Marketing, a marketing consulting firm to asset managers, in 2006. He currently serves as SwanDog's Managing Partner. He has over 40 years of senior management and marketing experience, with approximately over 35 years in financial services. Before joining SwanDog, Mr. Swanson most recently served as Executive Vice President and Head of Distribution for Calamos Investments, an investment management firm. He previously held positions as Chief Operating Officer of Van Kampen Investments, President and CEO of Scudder, Stevens & Clark, Canada, Ltd. and Managing Director and Head of Global Investment Products at Morgan Stanley. Mr. Swanson holds a Master of Management from the Kellogg Graduate School of Management at Northwestern University and a Bachelors in Journalism from Southern Illinois University.
- Patrick W. Galley
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Patrick W. Galley,自2004年至今担任RiverNorth Capital Management, LLC首席投资官兼首席执行官。RiverNorth Capital Management, LLC和RiverNorth Securities, LLC董事会(自2010年起)和 RiverNorth Holdings, Co.董事会(自2010年起)的董事会。RiverNorth专业金融公司(2016年至今);RiverNorth/DoubleLine战略机会基金公司(2016年至今);RiverNorth基金(2006年至今);RiverNorth Opportunities Fund, Inc.(2013年至今);RiverNorth Opportunistic Municipal Income Fund, Inc.(2018年至今);RiverNorth Managed Duration Municipal Income Fund, Inc.(2019年至今);RiverNorth Flexible Municipal Income Fund, Inc.(2020 年至今)。
Patrick W. Galley,is the Chief Executive Officer and Chief Investment Officer for each Fund's investment adviser. He is also the President and a portfolio manager of each Fund. - Patrick W. Galley,自2004年至今担任RiverNorth Capital Management, LLC首席投资官兼首席执行官。RiverNorth Capital Management, LLC和RiverNorth Securities, LLC董事会(自2010年起)和 RiverNorth Holdings, Co.董事会(自2010年起)的董事会。RiverNorth专业金融公司(2016年至今);RiverNorth/DoubleLine战略机会基金公司(2016年至今);RiverNorth基金(2006年至今);RiverNorth Opportunities Fund, Inc.(2013年至今);RiverNorth Opportunistic Municipal Income Fund, Inc.(2018年至今);RiverNorth Managed Duration Municipal Income Fund, Inc.(2019年至今);RiverNorth Flexible Municipal Income Fund, Inc.(2020 年至今)。
- Patrick W. Galley,is the Chief Executive Officer and Chief Investment Officer for each Fund's investment adviser. He is also the President and a portfolio manager of each Fund.
- Jerry Raio
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富国银行(Wells Fargo)董事总经理兼零售起源主管Jerry Raio,2005年至2018年。RiverNorth Opportunistic Municipal IncomeFund,Inc.(1只基金)(2018年至今);RiverNorth/DoubleLineStrategic OpportunityFund,Inc.(1只基金)(2018年至今);Rivernorth Specialty Finance Corporation(2018年至今)(1只基金);RiverNorth Managed Duration Municipal IncomeFund,Inc.(2019年至今)(1只基金);RiverNorth Flexible Municipal IncomeFund,Inc.(2020年至今)(1只基金)。
Jerry Raio has many years of experience in the securities indtry, including management roles in the banking and investment management indtries. He has more than 15 years of experience in equity capital markets, having worked on the retail syndicate desks at both Citigroup and Morgan Stanley. Since 2018, he has served as President and CEO of Arbor Lane Advisors, Inc. He served as the Managing Director and Head of Retail Origination for lls Fargo Securities, LLC from 2005 to 2018. Prior to working at lls Fargo, he served as Director and Head of Closed End Funds for Citigroup Asset Management. He also serves on the Board of each of FLX Distribution; Qudos Technologies; and Quantify Crypto. He was selected to serve as a Director of each Fund based on his biness, financial services and investment management experience. - 富国银行(Wells Fargo)董事总经理兼零售起源主管Jerry Raio,2005年至2018年。RiverNorth Opportunistic Municipal IncomeFund,Inc.(1只基金)(2018年至今);RiverNorth/DoubleLineStrategic OpportunityFund,Inc.(1只基金)(2018年至今);Rivernorth Specialty Finance Corporation(2018年至今)(1只基金);RiverNorth Managed Duration Municipal IncomeFund,Inc.(2019年至今)(1只基金);RiverNorth Flexible Municipal IncomeFund,Inc.(2020年至今)(1只基金)。
- Jerry Raio has many years of experience in the securities indtry, including management roles in the banking and investment management indtries. He has more than 15 years of experience in equity capital markets, having worked on the retail syndicate desks at both Citigroup and Morgan Stanley. Since 2018, he has served as President and CEO of Arbor Lane Advisors, Inc. He served as the Managing Director and Head of Retail Origination for lls Fargo Securities, LLC from 2005 to 2018. Prior to working at lls Fargo, he served as Director and Head of Closed End Funds for Citigroup Asset Management. He also serves on the Board of each of FLX Distribution; Qudos Technologies; and Quantify Crypto. He was selected to serve as a Director of each Fund based on his biness, financial services and investment management experience.
- Lisa B. Mougin
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Lisa B. Mougin,Capital Sisters International(非盈利)首席投资官(2023年至今);TIFIN(金融科技软件公司)总裁兼首席运营官(2020年至2022年);ALPS Fund Services,LLC高级副总裁(1998年至2017年)。
Lisa B. Mougin,is an experienced senior executive with many years investment management industry experience in sales, client relationship and operations. Ms. Mougin is the Chief Investment Officer of Capital Sisters International, a non-profit that helps women entrepreneurs by providing investments and small business loans. Before joining Capital Sisters International, Ms. Mougin was the President and Chief Operating Officer of the TIFIN-affiliated Positivly and Louise platforms. Prior to that, Ms. Mougin was a member of the executive team that built ALPS Fund Services Inc. into a leader in the mutual fund and hedge fund industries. - Lisa B. Mougin,Capital Sisters International(非盈利)首席投资官(2023年至今);TIFIN(金融科技软件公司)总裁兼首席运营官(2020年至2022年);ALPS Fund Services,LLC高级副总裁(1998年至2017年)。
- Lisa B. Mougin,is an experienced senior executive with many years investment management industry experience in sales, client relationship and operations. Ms. Mougin is the Chief Investment Officer of Capital Sisters International, a non-profit that helps women entrepreneurs by providing investments and small business loans. Before joining Capital Sisters International, Ms. Mougin was the President and Chief Operating Officer of the TIFIN-affiliated Positivly and Louise platforms. Prior to that, Ms. Mougin was a member of the executive team that built ALPS Fund Services Inc. into a leader in the mutual fund and hedge fund industries.
高管简历
中英对照 |  中文 |  英文- Patrick W. Galley
Patrick W. Galley,自2004年至今担任RiverNorth Capital Management, LLC首席投资官兼首席执行官。RiverNorth Capital Management, LLC和RiverNorth Securities, LLC董事会(自2010年起)和 RiverNorth Holdings, Co.董事会(自2010年起)的董事会。RiverNorth专业金融公司(2016年至今);RiverNorth/DoubleLine战略机会基金公司(2016年至今);RiverNorth基金(2006年至今);RiverNorth Opportunities Fund, Inc.(2013年至今);RiverNorth Opportunistic Municipal Income Fund, Inc.(2018年至今);RiverNorth Managed Duration Municipal Income Fund, Inc.(2019年至今);RiverNorth Flexible Municipal Income Fund, Inc.(2020 年至今)。
Patrick W. Galley,is the Chief Executive Officer and Chief Investment Officer for each Fund's investment adviser. He is also the President and a portfolio manager of each Fund.- Patrick W. Galley,自2004年至今担任RiverNorth Capital Management, LLC首席投资官兼首席执行官。RiverNorth Capital Management, LLC和RiverNorth Securities, LLC董事会(自2010年起)和 RiverNorth Holdings, Co.董事会(自2010年起)的董事会。RiverNorth专业金融公司(2016年至今);RiverNorth/DoubleLine战略机会基金公司(2016年至今);RiverNorth基金(2006年至今);RiverNorth Opportunities Fund, Inc.(2013年至今);RiverNorth Opportunistic Municipal Income Fund, Inc.(2018年至今);RiverNorth Managed Duration Municipal Income Fund, Inc.(2019年至今);RiverNorth Flexible Municipal Income Fund, Inc.(2020 年至今)。
- Patrick W. Galley,is the Chief Executive Officer and Chief Investment Officer for each Fund's investment adviser. He is also the President and a portfolio manager of each Fund.
- Jonathan M. Mohrhardt
JonathanM.Mohrhardt,Rivernorth Capital Management LLC2019年至今;Rivernorth Capital Management LLC首席运营官(2011年至今)。
Jonathan M. Mohrhardt, President, RiverNorth Capital Management LLC 2019 to Present; Chief Operating Officer, RiverNorth Capital Management LLC (2011 to present).- JonathanM.Mohrhardt,Rivernorth Capital Management LLC2019年至今;Rivernorth Capital Management LLC首席运营官(2011年至今)。
- Jonathan M. Mohrhardt, President, RiverNorth Capital Management LLC 2019 to Present; Chief Operating Officer, RiverNorth Capital Management LLC (2011 to present).
- Marcus L. Collins
MarcusL.Collins,Rivernorth Capital Management,LLC总法律顾问,2012年至今;Rivernorth Capital Management,LLC首席合规官(2012年至今)。
Marcus L. Collins, General Counsel, RiverNorth Capital Management, LLC 2012 to present; Chief Compliance Officer, RiverNorth Capital Management, LLC (2012 to present).- MarcusL.Collins,Rivernorth Capital Management,LLC总法律顾问,2012年至今;Rivernorth Capital Management,LLC首席合规官(2012年至今)。
- Marcus L. Collins, General Counsel, RiverNorth Capital Management, LLC 2012 to present; Chief Compliance Officer, RiverNorth Capital Management, LLC (2012 to present).