股本结构
单位:万股
| 公告日期 | 2023-02-28 | 2023-02-28 | 2022-11-07 | 2021-11-08 | 2021-08-09 | 2021-08-09 |
|---|---|---|---|---|---|---|
| 证券总股本 | 20349.22 | 20275.90 | 20275.70 | 19946.36 | 19600.26 | 18846.10 |
| 普通股本 | 20349.22 | 20275.90 | 20275.70 | 19946.36 | 19600.26 | 18846.10 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2023-02-21 | 2022-12-31 | 2022-09-30 | 2021-09-30 | 2021-08-02 | 2021-06-30 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2023-02-28 | 20349.22 | 未披露 | 定期报告 | 2023-02-21 |
| 2023-02-28 | 20275.90 | 未披露 |
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From December 31, 2021 to December 31, 2022
Exercises of stock options
Issuance of common stock for RSU vesting
|
2022-12-31 |
| 2022-11-07 | 20275.70 | 未披露 |
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From June 30, 2022 to September 30, 2022
Share-based compensation
|
2022-09-30 |
| 2021-11-08 | 19946.36 | 未披露 |
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From June 30, 2021 to September 30, 2021
Exercises of stock options
Exercises of common stock warrants
Issuance of common stock under ATM Offering, net of issuance costs of $1.2 million
|
2021-09-30 |
| 2021-08-09 | 19600.26 | 未披露 | 定期报告 | 2021-08-02 |
| 2021-08-09 | 18846.10 | 未披露 |
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From March 31, 2021 to June 30, 2021
Issuance of common stock under ATM Offering, net of issuance costs of $2.0 million
|
2021-06-30 |
| 2021-05-10 | 17328.73 | 未披露 | 定期报告 | 2021-05-03 |
| 2021-05-10 | 17197.88 | 未披露 |
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From December 31, 2020 to March 31, 2021
Exercises of stock options
Exercises of common stock warrants
Issuance of common stock under ATM Offering, net of issuance costs of $2.2 million
|
2021-03-31 |
| 2021-03-25 | 16938.62 | 未披露 | 定期报告 | 2021-03-18 |
| 2021-03-15 | 16757.86 | 未披露 | 定期报告 | 2021-03-08 |
| 2021-02-17 | 15818.45 | 未披露 | 定期报告 | 2021-02-16 |
| 2021-03-15 | 14044.96 | 未披露 |
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From December 31, 2019 to December 31, 2020
Exercises of stock options
Sales of common stock under 2014 ESPP
Exercises of common stock warrants
Issuance of common stock under ATM Offering, net of issuance costs of $1,174
|
2020-12-31 |
| 2020-11-09 | 12933.96 | 未披露 | 定期报告 | 2020-11-02 |
| 2020-10-30 | 12897.41 | 未披露 | 定期报告 | 2020-10-29 |
| 2020-11-09 | 12364.50 | 未披露 |
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From June 30, 2020 to September 30, 2020
Sales of common stock under 2014 ESPP
Issuance of common stock under ATM Offering, net of issuance costs of $0.3 million
|
2020-09-30 |
| 2020-08-10 | 11717.16 | 未披露 | 定期报告 | 2020-08-03 |
| 2020-08-10 | 11662.77 | 未披露 |
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From March 31, 2020 to June 30, 2020
Issuance of common stock under ATM Offering, net of issuance costs of $0.1 million
|
2020-06-30 |
| 2020-05-11 | 11041.63 | 未披露 | 定期报告 | 2020-05-04 |
| 2020-05-11 | 10999.16 | 未披露 |
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From December 31, 2019 to March 31, 2020
Sales of common stock under 2014 ESPP
Issuance of common stock under ATM Offering, net of issuance costs of $98k
|
2020-03-31 |
| 2020-03-16 | 10998.88 | 未披露 | 定期报告 | 2020-02-29 |
| 2020-03-16 | 10680.14 | 未披露 |
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From December 31, 2018 to December 31, 2019
Exercises of stock options
Sales of common stock under 2014 ESPP
Issuance of common stock and common stock warrants, net of issuance costs of $2,171
Exercises of common stock warrants
Issuance of common stock under ATM Offering, net of issuance costs of $212
|
2019-12-31 |
| 2019-11-12 | 10467.94 | 未披露 | 定期报告 | 2019-11-07 |
| 2019-11-12 | 10126.76 | 未披露 |
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from June 30, 2019 to September 30, 2019
Sales of common stock under 2014 ESPP
|
2019-09-30 |
| 2019-08-08 | 10126.59 | 未披露 |
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from March 31, 2019 to June 30,2019
Exercise of stock options
Exercise of common stock warrants
Issuance of common stock and common stock warrants, net of issuance costs
|
2019-06-30 |
| 2019-06-21 | 10120.63 | 未披露 | 定期报告 | 2019-06-21 |
| 2019-05-10 | 7746.48 | 未披露 | 定期报告 | 2019-05-08 |
| 2019-04-30 | 7776.48 | 未披露 | 定期报告 | 2019-04-26 |
| 2019-05-10 | 7746.48 | 未披露 |
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from December 31, 2018 to March 31, 2019
Issuance of common stock pursuant to the 2014 ESPP
|
2019-03-31 |
| 2019-03-01 | 7745.62 | 未披露 |
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from December 31, 2017 to December 31, 2018
Exercise of stock options and vesting of restricted stock awards
Issuance of common stock pursuant to the ESPP
Exercise of common stock warrants
Issuance of common stock and common stock warrants, net of issuance costs of $5.1 million
|
2018-12-31 |
| 2018-11-09 | 7745.62 | 未披露 | 定期报告 | 2018-11-07 |
| 2018-11-09 | 7708.86 | 未披露 | 定期报告 | 2018-09-30 |
| 2018-08-14 | 7701.10 | 未披露 | 定期报告 | 2018-06-30 |
| 2018-06-04 | 7649.79 | 未披露 |
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On May 30, 2018, Sesen Bio, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Jefferies LLC and Canaccord Genuity LLC, as representatives of the several underwriters identified in Schedule A thereto (the “Underwriters”), relating to the offering, issuance and sale (the “Offering”) of 22,222,223 shares (the “Firm Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), at a public offering price of $1.80 per share less the underwriting discounts and commissions. Under the terms of the Underwriting Agreement, the Company granted the Underwriters an option, exercisable for 30 days, to purchase up to an additional 3,333,333 shares of Common Stock at the same price (the “Option Shares,” and together with the Firm Shares, the “Shares”). On May 31, 2018, the Underwriters fully exercised the option for an additional 3,333,333 Option Shares. The closing of the sale of the Shares in the Offering is expected to occur on or about June 4, 2018, subject to customary closing conditions.
|
2018-06-04 |
| 2018-05-16 | 4839.01 | 未披露 | 定期报告 | 2018-05-10 |
| 2018-05-04 | 4778.93 | 未披露 | 定期报告 | 2018-04-30 |
| 2018-04-30 | 4766.43 | 未披露 | 定期报告 | 2018-04-23 |
| 2018-05-15 | 4310.55 | 未披露 | 定期报告 | 2018-03-31 |
| 2018-04-02 | 4310.55 | 未披露 | 定期报告 | 2018-03-30 |
| 2018-03-19 | 3512.78 | 未披露 | 定期报告 | 2018-03-13 |
| 2018-04-02 | 3470.26 | 未披露 |
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from December 31, 2016 to December 31, 2017
Exercise of stock options and vesting of restricted stock awards
Issuance of common stock pursuant to the ESPP
Issuance of common stock and common stock warrants, net of issuance costs of $1 million
Exercise of pre-funded common stock warrants
|
2017-12-31 |
| 2017-11-17 | 3183.20 | 未披露 | 定期报告 | 2017-11-15 |
| 2017-11-17 | 2469.81 | 未披露 | 定期报告 | 2017-09-30 |
| 2017-08-14 | 2470.07 | 未披露 | 定期报告 | 2017-08-11 |
| 2017-08-14 | 2468.75 | 未披露 | 定期报告 | 2017-06-30 |
| 2017-05-04 | 2470.07 | 未披露 | 定期报告 | 2017-04-30 |
| 2017-05-04 | 2468.30 | 未披露 | 定期报告 | 2017-03-31 |
| 2017-03-24 | 2470.07 | 未披露 | 定期报告 | 2017-03-23 |
| 2017-03-24 | 2453.20 | 未披露 |
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from December 31, 2015 to December 31, 2016
Exercise of stock options and vesting of restricted stock awards
Issuance of common stock pursuant to the ESPP
Issuance of common stock in connection with the acquisition of Viventia
|
2016-12-31 |
| 2016-11-14 | 2423.84 | 未披露 | 定期报告 | 2016-10-31 |
| 2016-11-14 | 2415.52 | 未披露 | 定期报告 | 2016-09-30 |
| 2016-08-12 | 2005.83 | 未披露 | 定期报告 | 2016-07-31 |
| 2016-08-12 | 2000.58 | 未披露 | 定期报告 | 2016-06-30 |
| 2016-07-14 | 1996.16 | 未披露 | 定期报告 | 2016-06-27 |
| 2016-05-05 | 1988.17 | 未披露 | 定期报告 | 2016-04-30 |
| 2016-04-29 | 1980.30 | 未披露 | 定期报告 | 2016-04-15 |
| 2016-05-05 | 1976.75 | 未披露 | 定期报告 | 2016-03-31 |
| 2016-03-25 | 1968.49 | 未披露 | 定期报告 | 2016-03-15 |
| 2016-03-25 | 1961.91 | 未披露 |
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from December 31, 2014 to December 31, 2015
Issuance of common stock, net of issuance costs of $819,000
Exercise of stock options and vesting of restricted stock awards
|
2015-12-31 |
| 2015-11-04 | 1958.73 | 未披露 | 定期报告 | 2015-10-31 |
| 2015-11-04 | 1953.85 | 未披露 | 定期报告 | 2015-09-30 |
| 2015-08-13 | 1937.93 | 未披露 | 定期报告 | 2015-07-31 |
| 2015-08-13 | 1930.80 | 未披露 | 定期报告 | 2015-06-30 |
| 2015-04-30 | 1937.14 | 未披露 | 定期报告 | 2015-04-17 |
| 2015-04-30 | 1801.54 | 未披露 | 定期报告 | 2015-03-31 |
| 2015-03-06 | 1810.84 | 未披露 | 定期报告 | 2015-03-01 |
| 2015-03-06 | 1793.33 | 未披露 |
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From December 31,2013 to December 31,2014
Initial public offering, net of issuance costs of $7.3 million
Issuance of common stock, net of issuance costs of $1.5 million
Exercise of stock options and vesting of restricted stock awards
Exercise of warrants
The Company effected a one-for-6.35 reverse stock split of its issued and outstanding Common Stock on January 21, 2014.
The automatic conversion of all outstanding shares of our preferred stock into an aggregate of 8,260,444 shares of our common stock upon the closing of this offering
|
2014-12-31 |
| 2014-12-19 | 1803.44 | 未披露 | 定期报告 | 2014-12-05 |
| 2014-11-13 | 1628.94 | 未披露 | 定期报告 | 2014-11-06 |
| 2014-11-13 | 1613.45 | 未披露 | 定期报告 | 2014-09-30 |
| 2014-08-13 | 1627.27 | 未披露 | 定期报告 | 2014-08-08 |
| 2014-08-13 | 1609.25 | 未披露 | 定期报告 | 2014-06-30 |
| 2014-05-15 | 1626.18 | 未披露 | 定期报告 | 2014-05-12 |
| 2014-05-15 | 1603.72 | 未披露 | 定期报告 | 2014-03-31 |
| 2014-03-31 | 1624.10 | 未披露 | 定期报告 | 2014-03-21 |
| 2014-02-06 | 1539.37 | 未披露 |
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the automatic conversion of all outstanding shares of our preferred stock into an aggregate of 8,260,444 shares of our common stock upon the closing of this offering
|
2014-02-06 |
| 2014-01-23 | 143.49 | 4525.00 |
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The Company effected a one-for-6.35 reverse stock split of its issued and outstanding Common Stock on January 21, 2014.
|
2014-01-22 |
| 2014-03-31 | 163.61 | 5245.38 |
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From December 31,2012 to December 31,2013
Exercise of stock awards and vesting of restricted stock awards
Issuance of series B convertible preferred stock, net of issuance costs of $163
Issuance of series B convertible preferred stock upon the conversion of notes payable
Exercise of warrants
|
2013-12-31 |
| 2013-12-30 | 911.15 | 4525.00 |
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from December 31, 2012 to September 30, 2013
Exercise of stock awards and vesting of restricted stock awards
|
2013-09-30 |
From December 31, 2021 to December 31, 2022
Exercises of stock options
Issuance of common stock for RSU vesting
From June 30, 2022 to September 30, 2022
Share-based compensation
From June 30, 2021 to September 30, 2021
Exercises of stock options
Exercises of common stock warrants
Issuance of common stock under ATM Offering, net of issuance costs of $1.2 million
From March 31, 2021 to June 30, 2021
Issuance of common stock under ATM Offering, net of issuance costs of $2.0 million
From December 31, 2020 to March 31, 2021
Exercises of stock options
Exercises of common stock warrants
Issuance of common stock under ATM Offering, net of issuance costs of $2.2 million
From December 31, 2019 to December 31, 2020
Exercises of stock options
Sales of common stock under 2014 ESPP
Exercises of common stock warrants
Issuance of common stock under ATM Offering, net of issuance costs of $1,174
From June 30, 2020 to September 30, 2020
Sales of common stock under 2014 ESPP
Issuance of common stock under ATM Offering, net of issuance costs of $0.3 million
From March 31, 2020 to June 30, 2020
Issuance of common stock under ATM Offering, net of issuance costs of $0.1 million
From December 31, 2019 to March 31, 2020
Sales of common stock under 2014 ESPP
Issuance of common stock under ATM Offering, net of issuance costs of $98k
From December 31, 2018 to December 31, 2019
Exercises of stock options
Sales of common stock under 2014 ESPP
Issuance of common stock and common stock warrants, net of issuance costs of $2,171
Exercises of common stock warrants
Issuance of common stock under ATM Offering, net of issuance costs of $212
from June 30, 2019 to September 30, 2019
Sales of common stock under 2014 ESPP
from March 31, 2019 to June 30,2019
Exercise of stock options
Exercise of common stock warrants
Issuance of common stock and common stock warrants, net of issuance costs
from December 31, 2018 to March 31, 2019
Issuance of common stock pursuant to the 2014 ESPP
from December 31, 2017 to December 31, 2018
Exercise of stock options and vesting of restricted stock awards
Issuance of common stock pursuant to the ESPP
Exercise of common stock warrants
Issuance of common stock and common stock warrants, net of issuance costs of $5.1 million
On May 30, 2018, Sesen Bio, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Jefferies LLC and Canaccord Genuity LLC, as representatives of the several underwriters identified in Schedule A thereto (the “Underwriters”), relating to the offering, issuance and sale (the “Offering”) of 22,222,223 shares (the “Firm Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), at a public offering price of $1.80 per share less the underwriting discounts and commissions. Under the terms of the Underwriting Agreement, the Company granted the Underwriters an option, exercisable for 30 days, to purchase up to an additional 3,333,333 shares of Common Stock at the same price (the “Option Shares,” and together with the Firm Shares, the “Shares”). On May 31, 2018, the Underwriters fully exercised the option for an additional 3,333,333 Option Shares. The closing of the sale of the Shares in the Offering is expected to occur on or about June 4, 2018, subject to customary closing conditions.
from December 31, 2016 to December 31, 2017
Exercise of stock options and vesting of restricted stock awards
Issuance of common stock pursuant to the ESPP
Issuance of common stock and common stock warrants, net of issuance costs of $1 million
Exercise of pre-funded common stock warrants
from December 31, 2015 to December 31, 2016
Exercise of stock options and vesting of restricted stock awards
Issuance of common stock pursuant to the ESPP
Issuance of common stock in connection with the acquisition of Viventia
from December 31, 2014 to December 31, 2015
Issuance of common stock, net of issuance costs of $819,000
Exercise of stock options and vesting of restricted stock awards
From December 31,2013 to December 31,2014
Initial public offering, net of issuance costs of $7.3 million
Issuance of common stock, net of issuance costs of $1.5 million
Exercise of stock options and vesting of restricted stock awards
Exercise of warrants
The Company effected a one-for-6.35 reverse stock split of its issued and outstanding Common Stock on January 21, 2014.
The automatic conversion of all outstanding shares of our preferred stock into an aggregate of 8,260,444 shares of our common stock upon the closing of this offering
the automatic conversion of all outstanding shares of our preferred stock into an aggregate of 8,260,444 shares of our common stock upon the closing of this offering
The Company effected a one-for-6.35 reverse stock split of its issued and outstanding Common Stock on January 21, 2014.
From December 31,2012 to December 31,2013
Exercise of stock awards and vesting of restricted stock awards
Issuance of series B convertible preferred stock, net of issuance costs of $163
Issuance of series B convertible preferred stock upon the conversion of notes payable
Exercise of warrants
from December 31, 2012 to September 30, 2013
Exercise of stock awards and vesting of restricted stock awards