SI金融集团
SIFI

股本结构

单位：万股
公告日期 2019-05-09 2019-05-09 2019-03-19 2019-02-26 2018-11-08 2018-11-08
证券总股本 1203.42 1205.48 1205.48 1203.36 1203.36 1203.37
普通股本 1203.42 1205.48 1205.48 1203.36 1203.36 1203.37
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 26.46 未披露 未披露 未披露
变动日期 2019-05-06 2019-03-31 2018-12-31 2019-02-26 2018-11-02 2018-09-30
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2019-05-09 1203.42 未披露 定期报告 2019-05-06
2019-05-09 1205.48 未披露
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from December 31, 2018 to March 31, 2019 Allocation of 12,159 ESOP shares
2019-03-31
2019-02-26 1203.36 未披露 定期报告 2019-02-26
2019-03-19 1205.48 未披露
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from December 31, 2017 to December 31, 2018 Allocation of 48,638 ESOP shares Stock options exercised Common shares repurchased
2018-12-31
2018-11-08 1203.36 未披露 定期报告 2018-11-02
2018-11-08 1203.37 未披露
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from December 31, 2017 to September 30, 2018 Stock options exercised Common shares repurchased
2018-09-30
2018-08-08 1203.27 未披露
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from December 31, 2017 to June 30, 2018 Stock options exercised Common shares repurchased
2018-06-30
2018-05-08 1224.77 未披露 定期报告 2018-05-04
2018-03-15 1224.24 未披露
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from December 31, 2016 to December 31, 2017 Stock options exercised Common shares repurchased
2017-12-31
2017-11-08 1223.14 未披露 定期报告 2017-11-02
2017-11-08 1223.07 未披露
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From December 31, 2016 To September 30, 2017 Stock options exercised Common shares repurchased
2017-09-30
2017-08-08 1187.00 未披露 定期报告 2017-08-04
2017-08-08 1186.45 未披露
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From December 31, 2016 to June 30, 2017 Common shares repurchased Allocation of 24,318 ESOP shares Stock options exercised
2017-06-30
2017-05-09 1184.67 未披露 定期报告 2017-05-04
2017-05-09 1184.17 未披露
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From December 31, 2016 to March 31, 2017 Common shares repurchased Allocation of 12,159 ESOP shares
2017-03-31
2017-03-15 1184.17 未披露 定期报告 2017-03-10
2017-03-15 1185.10 未披露
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From December 31, 2015 to December 31, 2016 Stock options exercised Common shares repurchased Allocation of 48,638 ESOP shares
2016-12-31
2016-11-09 1179.96 未披露 定期报告 2016-11-04
2016-11-09 1180.55 未披露
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From December 31, 2015 to September 30, 2016 Stock options exercised Common shares repurchased Allocation of 36,477 ESOP shares
2016-09-30
2016-08-08 1181.02 未披露
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from December 31, 2015 to June 30, 2016 Stock options exercised Common shares repurchased Allocation of 24,318 ESOP shares
2016-06-30
2016-05-09 1181.02 未披露 定期报告 2016-05-02
2016-05-09 1181.11 未披露
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from December 31, 2015 to March 31, 2016 Stock options exercised Common shares repurchased Allocation of 12,159 ESOP shares
2016-03-31
2016-04-01 1181.02 未披露 定期报告 2016-03-14
2016-03-11 1180.66 未披露 定期报告 2016-03-07
2016-03-11 1180.83 未披露
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from December 31, 2014 to December 31, 2015 Stock options exercised Common shares repurchased Allocation of 48,638 ESOP shares
2015-12-31
2015-11-06 1175.91 未披露 定期报告 2015-11-02
2015-11-06 1176.50 未披露
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from December 31, 2014 to September 30, 2015 Stock options exercised Common shares repurchased Allocation of 36,477 ESOP shares
2015-09-30
2015-08-05 1176.87 未披露
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from December 31, 2014 to June 30, 2015 Stock options exercised Common shares repurchased Allocation of 24,318 ESOP shares Equity incentive plans compensation
2015-06-30
2015-05-07 1203.62 未披露 定期报告 2015-05-01
2015-05-07 1231.72 未披露
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from December 31, 2014 to March 31, 2015 Stock options exercised Common shares repurchased Allocation of 12,159 ESOP shares Equity incentive plans compensation
2015-03-31
2015-04-03 1231.67 未披露 定期报告 2015-03-13
2015-03-12 1232.09 未披露 定期报告 2015-03-03
2015-03-12 1231.73 未披露
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from December 31, 2013 to December 31, 2014 Stock options exercised Common shares repurchased Allocation of 48,638 ESOP shares
2014-12-31
2014-11-06 1212.48 未披露
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from December 31, 2013 to September 30, 2014 Stock options exercised Common shares repurchased Allocation of 36,477 ESOP shares
2014-09-30
2014-08-07 1214.80 未披露 定期报告 2014-08-01
2014-08-07 1214.62 未披露
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from December 31, 2013 to June 30, 2014 Stock options exercised Common shares repurchased Allocation of 24,318 ESOP shares Equity incentive plan compensation
2014-06-30
2014-05-08 1217.01 未披露 定期报告 2014-05-02
2014-05-08 1231.44 未披露
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from December 31, 2013 to March 31, 2014 Stock options exercised Common shares repurchased Equity incentive plan compensation Allocation of 12,159 ESOP shares
2014-03-31
2014-03-13 1214.34 未披露 定期报告 2014-03-03
2014-03-13 1229.07 未披露
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from December 31, 2012 to December 31, 2013 Stock options exercised Common shares repurchased Restricted shares activity Equity incentive plan compensation Allocation of 48,637 ESOP shares
2013-12-31
2013-11-08 1223.33 未披露 定期报告 2013-11-01
2013-11-08 1224.08 未披露
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from December 31, 2012 to September 30, 2013 Acquisition of Newport Federal Savings Bank Stock options exercised Common shares repurchased Allocation of 36,477 ESOP shares Equity incentive plan compensation
2013-09-30
2013-05-09 955.53 未披露
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from December 31,2012 to March 31,2013 Common shares repurchased Equity incentive plan compensation Allocation of 12,159 ESOP shares
2013-03-31
2013-03-15 955.59 未披露
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from December 31, 2011 to December 31, 2012 Stock options exercised Common shares repurchased Restricted shares activity Equity incentive plan compensation Allocation of 48,637 ESOP shares
2012-12-31
2012-11-08 953.60 未披露
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from December 31, 2011 to September 30, 2012 Common shares repurchased (436,988 shares) Stock options exercised (1,796 shares) Equity incentive plan compensation Allocation of 36,477 ESOP shares
2012-09-30
2012-08-08 955.49 未披露 定期报告 2012-08-03
2012-08-08 955.68 未披露
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from December 31, 2011 to June 30, 2012 Treasury stock purchased (414,426 shares) Equity incentive plan compensation Allocation of 24,318 ESOP shares
2012-06-30
2012-05-09 997.07 未披露
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from December 31, 2011 to March 31, 2012 Treasury stock purchased (526 shares) Equity incentive plan compensation Allocation of 12,159 ESOP shares
2012-03-31
2012-03-12 997.12 未披露
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from December 31, 2010 to December 31, 2011 Exchange of common stock pursuant to reorganization and concurrent stock offering Restricted shares activity Equity incentive plan compensation Shares purchased by ESOP pursuant to reorganization (392,670 shares) Allocation of 48,637 ESOP shares Treasury stock purchased (547 shares)
2011-12-31
2011-05-11 1028.56 未披露
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from December 31, 2010 to March 31, 2011 Exchange of common stock pursuant to reorganization and concurrent second-step stock offering Treasury stock purchased (547 shares) Equity incentive plan shares earned Allocation of 12,159 ESOP shares Shares purchased for ESOP pursuant to reorganization (392,670 shares)
2011-03-31
2011-03-28 1028.62 未披露 定期报告 2011-03-15
2011-03-28 1148.68 未披露
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from December 31, 2009 to December 31, 2010 Equity incentive plan shares earned Allocation of 32,295 ESOP shares Treasury stock purchased (11,706 shares)
2010-12-31
2010-08-12 1177.75 未披露 定期报告 2010-06-30
2010-05-12 1178.87 未披露 定期报告 2010-03-31
from December 31, 2018 to March 31, 2019 Allocation of 12,159 ESOP shares
from December 31, 2017 to December 31, 2018 Allocation of 48,638 ESOP shares Stock options exercised Common shares repurchased
from December 31, 2017 to September 30, 2018 Stock options exercised Common shares repurchased
from December 31, 2017 to June 30, 2018 Stock options exercised Common shares repurchased
from December 31, 2016 to December 31, 2017 Stock options exercised Common shares repurchased
From December 31, 2016 To September 30, 2017 Stock options exercised Common shares repurchased
From December 31, 2016 to June 30, 2017 Common shares repurchased Allocation of 24,318 ESOP shares Stock options exercised
From December 31, 2016 to March 31, 2017 Common shares repurchased Allocation of 12,159 ESOP shares
From December 31, 2015 to December 31, 2016 Stock options exercised Common shares repurchased Allocation of 48,638 ESOP shares
From December 31, 2015 to September 30, 2016 Stock options exercised Common shares repurchased Allocation of 36,477 ESOP shares
from December 31, 2015 to June 30, 2016 Stock options exercised Common shares repurchased Allocation of 24,318 ESOP shares
from December 31, 2015 to March 31, 2016 Stock options exercised Common shares repurchased Allocation of 12,159 ESOP shares
from December 31, 2014 to December 31, 2015 Stock options exercised Common shares repurchased Allocation of 48,638 ESOP shares
from December 31, 2014 to September 30, 2015 Stock options exercised Common shares repurchased Allocation of 36,477 ESOP shares
from December 31, 2014 to June 30, 2015 Stock options exercised Common shares repurchased Allocation of 24,318 ESOP shares Equity incentive plans compensation
from December 31, 2014 to March 31, 2015 Stock options exercised Common shares repurchased Allocation of 12,159 ESOP shares Equity incentive plans compensation
from December 31, 2013 to December 31, 2014 Stock options exercised Common shares repurchased Allocation of 48,638 ESOP shares
from December 31, 2013 to September 30, 2014 Stock options exercised Common shares repurchased Allocation of 36,477 ESOP shares
from December 31, 2013 to June 30, 2014 Stock options exercised Common shares repurchased Allocation of 24,318 ESOP shares Equity incentive plan compensation
from December 31, 2013 to March 31, 2014 Stock options exercised Common shares repurchased Equity incentive plan compensation Allocation of 12,159 ESOP shares
from December 31, 2012 to December 31, 2013 Stock options exercised Common shares repurchased Restricted shares activity Equity incentive plan compensation Allocation of 48,637 ESOP shares
from December 31, 2012 to September 30, 2013 Acquisition of Newport Federal Savings Bank Stock options exercised Common shares repurchased Allocation of 36,477 ESOP shares Equity incentive plan compensation
from December 31,2012 to March 31,2013 Common shares repurchased Equity incentive plan compensation Allocation of 12,159 ESOP shares
from December 31, 2011 to December 31, 2012 Stock options exercised Common shares repurchased Restricted shares activity Equity incentive plan compensation Allocation of 48,637 ESOP shares
from December 31, 2011 to September 30, 2012 Common shares repurchased (436,988 shares) Stock options exercised (1,796 shares) Equity incentive plan compensation Allocation of 36,477 ESOP shares
from December 31, 2011 to June 30, 2012 Treasury stock purchased (414,426 shares) Equity incentive plan compensation Allocation of 24,318 ESOP shares
from December 31, 2011 to March 31, 2012 Treasury stock purchased (526 shares) Equity incentive plan compensation Allocation of 12,159 ESOP shares
from December 31, 2010 to December 31, 2011 Exchange of common stock pursuant to reorganization and concurrent stock offering Restricted shares activity Equity incentive plan compensation Shares purchased by ESOP pursuant to reorganization (392,670 shares) Allocation of 48,637 ESOP shares Treasury stock purchased (547 shares)
from December 31, 2010 to March 31, 2011 Exchange of common stock pursuant to reorganization and concurrent second-step stock offering Treasury stock purchased (547 shares) Equity incentive plan shares earned Allocation of 12,159 ESOP shares Shares purchased for ESOP pursuant to reorganization (392,670 shares)
from December 31, 2009 to December 31, 2010 Equity incentive plan shares earned Allocation of 32,295 ESOP shares Treasury stock purchased (11,706 shares)
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