董事介绍
注:董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Steven L. Brown | 男 | Chairman and Chief Executive Officer | 60 | 未披露 | 未持股 | 2021-01-29 |
| Kyle Brown | 男 | Director, President and Chief Investment Officer | 37 | 未披露 | 未持股 | 2021-01-29 |
| Edmund G. Zito | 男 | Independent Director | 73 | 未披露 | 未持股 | 2021-01-29 |
| Richard R. Ward | 男 | Independent Director | 82 | 未披露 | 未持股 | 2021-01-29 |
| Ronald E. Estes | 男 | Independent Director | 64 | 未披露 | 未持股 | 2021-01-29 |
| Michael E. Zacharia | 男 | Independent Director | 69 | 未披露 | 未持股 | 2021-01-29 |
高管介绍
注:高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Steven L. Brown | 男 | Chairman and Chief Executive Officer | 60 | 未披露 | 未持股 | 2021-01-29 |
| Kyle Brown | 男 | Director, President and Chief Investment Officer | 37 | 未披露 | 未持股 | 2021-01-29 |
| Gerald Harder | 男 | Senior Vice President - Chief Credit Officer | 60 | 未披露 | 未持股 | 2021-01-29 |
| Ron Kundich | 男 | Senior Vice President - Loan Originations | 51 | 未披露 | 未持股 | 2021-01-29 |
| David Lund | 男 | Chief Financial Officer, Executive Vice President - Finance and Strategic Planning, and Treasurer | 67 | 未披露 | 未持股 | 2021-01-29 |
| Sarah Stanton | 女 | General Counsel and Secretary | 37 | 未披露 | 未持股 | 2021-01-29 |
| Scott Harvey | 男 | Chief Legal Officer and Chief Compliance Officer | 67 | 未披露 | 未持股 | 2021-01-29 |
董事简历
中英对照 |  中文 |  英文- Steven L. Brown
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Steven L.Brown,我们的创始人,自2019年8月起担任董事会主席兼首席执行官。Brown先生也是投资委员会的成员。创立公司之前,Brown于2008年1月创立Trinity,自2008年1月起担任Trinity(成长期公司风险贷款和设备融资领先供应商)管理合伙人。Brown先生在风险股权和风险债务以及与成长期公司合作方面有着25年的经验。在创立Trinity之前,Brown先生从2003年到2008年担任风险租赁基金Point Financial Capital Partners的普通合伙人,从1998年到2002年担任早期私募股权基金和咨询公司Investlinc Financial Services的总裁兼首席财务官。他也曾担任Cornerstone Equity Partners公司(私人股本基金)的创始集团的一部分,并担任合伙人(从1996年到1998年)。Brown先生是小企业投资联盟的成员。
Steven L. Brown, our founder, has served as Chairman of the Board and as our Chief Executive Officer since August 2019. Mr. Brown is also a member of the Investment Committee. Prior to founding the Company, Mr. Brown founded Trinity in January 2008 and was a Managing Partner at Trinity, a leading provider of venture loans and equipment financing to growth stage companies, since January 2008. Mr. Brown has 25 years of experience in venture equity and venture debt and working with growth stage companies. Prior to founding Trinity, Mr. Brown served as general partner at Point Financial Capital Partners, a venture leasing fund, from 2003 to 2008 and was the President and Chief Financial Officer of InvestLinc Financial Services, an early-stage private equity fund and consulting firm, from 1998 to 2002. He was also part of the founding group of Cornerstone Equity Partners, a private equity fund, and served as a partner from 1996 to 1998. Mr. Brown is a member of the Small Business Investment Alliance. - Steven L.Brown,我们的创始人,自2019年8月起担任董事会主席兼首席执行官。Brown先生也是投资委员会的成员。创立公司之前,Brown于2008年1月创立Trinity,自2008年1月起担任Trinity(成长期公司风险贷款和设备融资领先供应商)管理合伙人。Brown先生在风险股权和风险债务以及与成长期公司合作方面有着25年的经验。在创立Trinity之前,Brown先生从2003年到2008年担任风险租赁基金Point Financial Capital Partners的普通合伙人,从1998年到2002年担任早期私募股权基金和咨询公司Investlinc Financial Services的总裁兼首席财务官。他也曾担任Cornerstone Equity Partners公司(私人股本基金)的创始集团的一部分,并担任合伙人(从1996年到1998年)。Brown先生是小企业投资联盟的成员。
- Steven L. Brown, our founder, has served as Chairman of the Board and as our Chief Executive Officer since August 2019. Mr. Brown is also a member of the Investment Committee. Prior to founding the Company, Mr. Brown founded Trinity in January 2008 and was a Managing Partner at Trinity, a leading provider of venture loans and equipment financing to growth stage companies, since January 2008. Mr. Brown has 25 years of experience in venture equity and venture debt and working with growth stage companies. Prior to founding Trinity, Mr. Brown served as general partner at Point Financial Capital Partners, a venture leasing fund, from 2003 to 2008 and was the President and Chief Financial Officer of InvestLinc Financial Services, an early-stage private equity fund and consulting firm, from 1998 to 2002. He was also part of the founding group of Cornerstone Equity Partners, a private equity fund, and served as a partner from 1996 to 1998. Mr. Brown is a member of the Small Business Investment Alliance.
- Kyle Brown
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Kyle Brown自2019年8月起担任我们的总裁兼首席投资官,自2019年9月起担任董事会成员。Brown先生也是投资委员会的成员。在加入公司之前,Brown先生自2015年起担任Trinity的管理合伙人,并担任其投资委员会成员。在此职位上,Brown先生负责管理Trinity的投资活动,以实现公司的部署目标,并管理与潜在客户以及战略合作伙伴的关系,包括风险投资公司和技术银行贷款人。在加入Trinity之前,Brown先生于2006年至2015年担任房地产金融投资公司Brown Equity,LLC的创始人兼首席执行官。从2007年到2012年,他还共同创立和管理Sharp Equity Homes,LLC(亚利桑那州和加利福尼亚州受托人销售拍卖的全方位服务,基于网络的多重上市服务)。在此之前,Brown先生在他的职业生涯中创立或共同创立了另外三家初创公司。
Kyle Brown has served as our President and Chief Investment Officer since August 2019 and as a member of the Board since September 2019. Mr. Brown is also a member of the Investment Committee. Prior to joining the Company, Mr. Brown was a Managing Partner at Trinity and a member of its investment committees since 2015. In such capacity, Mr. Brown was responsible for managing the investment activities at Trinity in order to achieve the firm’s deployment goals and managed relationships with potential customers as well as with strategic partners, including venture capital firms and technology bank lenders. Prior to joining Trinity, Mr. Brown was the Founder and Chief Executive Officer of Brown Equity, LLC, a real estate financial investment firm, from 2006 to 2015. He also co-founded and managed Sharp Equity Homes, LLC, a full-service, web-based multiple listing service for trustee sale auctions in Arizona and California, from 2007 to 2012. Prior to that, Mr. Brown founded or co-founded three additional startups over the course of his career. - Kyle Brown自2019年8月起担任我们的总裁兼首席投资官,自2019年9月起担任董事会成员。Brown先生也是投资委员会的成员。在加入公司之前,Brown先生自2015年起担任Trinity的管理合伙人,并担任其投资委员会成员。在此职位上,Brown先生负责管理Trinity的投资活动,以实现公司的部署目标,并管理与潜在客户以及战略合作伙伴的关系,包括风险投资公司和技术银行贷款人。在加入Trinity之前,Brown先生于2006年至2015年担任房地产金融投资公司Brown Equity,LLC的创始人兼首席执行官。从2007年到2012年,他还共同创立和管理Sharp Equity Homes,LLC(亚利桑那州和加利福尼亚州受托人销售拍卖的全方位服务,基于网络的多重上市服务)。在此之前,Brown先生在他的职业生涯中创立或共同创立了另外三家初创公司。
- Kyle Brown has served as our President and Chief Investment Officer since August 2019 and as a member of the Board since September 2019. Mr. Brown is also a member of the Investment Committee. Prior to joining the Company, Mr. Brown was a Managing Partner at Trinity and a member of its investment committees since 2015. In such capacity, Mr. Brown was responsible for managing the investment activities at Trinity in order to achieve the firm’s deployment goals and managed relationships with potential customers as well as with strategic partners, including venture capital firms and technology bank lenders. Prior to joining Trinity, Mr. Brown was the Founder and Chief Executive Officer of Brown Equity, LLC, a real estate financial investment firm, from 2006 to 2015. He also co-founded and managed Sharp Equity Homes, LLC, a full-service, web-based multiple listing service for trustee sale auctions in Arizona and California, from 2007 to 2012. Prior to that, Mr. Brown founded or co-founded three additional startups over the course of his career.
- Edmund G. Zito
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Edmund G.Zito自2019年9月起担任董事会成员。在加入董事会之前,Zito先生于2014年至2018年担任Arizona Alliance Bank(Western Alliance Bank的一个部门)的总裁,并担任其资产负债管理和投资委员会以及风险管理委员会的成员。Zito先生拥有超过30年的商业和投资银行和公共财政经验。他从1997年到2000年担任Imperial Bank Arizona区域总裁和董事会成员。在此之前,Zito从1993年到1996年担任First Interstate Bank高级执行职位,包括First Interstate Equity Corporation(AN SBIC)总裁。Zito先生自2016年起担任云计算和信息技术服务提供商Advisors to Adoption Technologies的董事,自2018年起担任梦百合公司Redirect Health的董事。自2018年以来,他一直担任战略管理咨询公司Board Developer的董事会成员,并于2019年成为其董事会主席。Zito先生曾在亚利桑那州广泛从事经济发展和资本形成工作,并于2016年至2018年担任亚利桑那州商会(The“;ACC”;)经济发展委员会主席。Zito先生自2013年以来也一直担任ACC的董事会成员,并于2016年至2018年担任ACC的执行委员会成员。此外,Zito先生从2008年到2010年担任亚利桑那州经济资源组织(Arizona Economic Resource Organization)的初始副主席,该组织是州长授权的公私合作伙伴关系,旨在领导亚利桑那州的经济发展计划。Zito先生于2013年至2018年担任Downtown Phoenix Inc.的董事会成员,并于2014年至2018年担任其执行委员会成员和财务主管。他于2005年至2018年担任弗林基金会生物科学指导委员会成员,并于2012年至2018年担任加拿大亚利桑那州商业理事会成员。
Edmund G. Zito has served as a member of the Board since September 2019. Prior to joining the Board, Mr. Zito served as the President of Alliance Bank of Arizona a division of Western Alliance Bank from 2014 to 2018 and was a member of its Asset and Liability Management and Investment Committee, as well as its Risk Management Committee. Mr. Zito has over 30 years of commercial and investment banking and public finance experience. He served as Regional President and as a member of the board of directors for Imperial Bank Arizona from 1997 to 2000. Prior to that, Mr. Zito served in senior executive positions with First Interstate Bank, including President of First Interstate Equity Corporation (an SBIC), from 1993 to 1996. Mr. Zito has served on the board of advisors to Adopt Technologies, a cloud computing and information technology service provider, since 2016 and Redirect Health, a healthcare company, since 2018. He has served on the board of directors of Board Developer, a strategic management consulting firm, since 2018 and became chairman of its board of directors in 2019. Mr. Zito has worked extensively on economic development and capital formation in Arizona, having chaired the Economic Development Committee of the Arizona Chamber of Commerce (the “ACC”) from 2016 to 2018. Mr. Zito also has served on the board of directors of the ACC since 2013 and has served on the executive committee of the ACC from 2016 to 2018. In addition, Mr. Zito served as initial Vice Chairman of the Arizona Economic Resource Organization, a Governor-mandated, public-private partnership formed to lead Arizona’s economic development initiatives, from 2008 to 2010. From 2013 to 2018 Mr. Zito served on the board of directors of Downtown Phoenix Inc. and was a member of its executive committee and served as its treasurer from 2014 to 2018. He served on the Flinn Foundation Bioscience Steering Committee from 2005 to 2018 and as a member of the Canada Arizona Business Council from 2012 to 2018. - Edmund G.Zito自2019年9月起担任董事会成员。在加入董事会之前,Zito先生于2014年至2018年担任Arizona Alliance Bank(Western Alliance Bank的一个部门)的总裁,并担任其资产负债管理和投资委员会以及风险管理委员会的成员。Zito先生拥有超过30年的商业和投资银行和公共财政经验。他从1997年到2000年担任Imperial Bank Arizona区域总裁和董事会成员。在此之前,Zito从1993年到1996年担任First Interstate Bank高级执行职位,包括First Interstate Equity Corporation(AN SBIC)总裁。Zito先生自2016年起担任云计算和信息技术服务提供商Advisors to Adoption Technologies的董事,自2018年起担任梦百合公司Redirect Health的董事。自2018年以来,他一直担任战略管理咨询公司Board Developer的董事会成员,并于2019年成为其董事会主席。Zito先生曾在亚利桑那州广泛从事经济发展和资本形成工作,并于2016年至2018年担任亚利桑那州商会(The“;ACC”;)经济发展委员会主席。Zito先生自2013年以来也一直担任ACC的董事会成员,并于2016年至2018年担任ACC的执行委员会成员。此外,Zito先生从2008年到2010年担任亚利桑那州经济资源组织(Arizona Economic Resource Organization)的初始副主席,该组织是州长授权的公私合作伙伴关系,旨在领导亚利桑那州的经济发展计划。Zito先生于2013年至2018年担任Downtown Phoenix Inc.的董事会成员,并于2014年至2018年担任其执行委员会成员和财务主管。他于2005年至2018年担任弗林基金会生物科学指导委员会成员,并于2012年至2018年担任加拿大亚利桑那州商业理事会成员。
- Edmund G. Zito has served as a member of the Board since September 2019. Prior to joining the Board, Mr. Zito served as the President of Alliance Bank of Arizona a division of Western Alliance Bank from 2014 to 2018 and was a member of its Asset and Liability Management and Investment Committee, as well as its Risk Management Committee. Mr. Zito has over 30 years of commercial and investment banking and public finance experience. He served as Regional President and as a member of the board of directors for Imperial Bank Arizona from 1997 to 2000. Prior to that, Mr. Zito served in senior executive positions with First Interstate Bank, including President of First Interstate Equity Corporation (an SBIC), from 1993 to 1996. Mr. Zito has served on the board of advisors to Adopt Technologies, a cloud computing and information technology service provider, since 2016 and Redirect Health, a healthcare company, since 2018. He has served on the board of directors of Board Developer, a strategic management consulting firm, since 2018 and became chairman of its board of directors in 2019. Mr. Zito has worked extensively on economic development and capital formation in Arizona, having chaired the Economic Development Committee of the Arizona Chamber of Commerce (the “ACC”) from 2016 to 2018. Mr. Zito also has served on the board of directors of the ACC since 2013 and has served on the executive committee of the ACC from 2016 to 2018. In addition, Mr. Zito served as initial Vice Chairman of the Arizona Economic Resource Organization, a Governor-mandated, public-private partnership formed to lead Arizona’s economic development initiatives, from 2008 to 2010. From 2013 to 2018 Mr. Zito served on the board of directors of Downtown Phoenix Inc. and was a member of its executive committee and served as its treasurer from 2014 to 2018. He served on the Flinn Foundation Bioscience Steering Committee from 2005 to 2018 and as a member of the Canada Arizona Business Council from 2012 to 2018.
- Richard R. Ward
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Richard R.Ward自2019年9月起担任董事会成员。此前,从1992年到2000年退休,沃德先生担任安富利公司(Avnet Inc.)的高级副总裁——安富利电脑产品公司(Avnet Computer Products&8220;Avnet&8221;)的总裁,该公司是《财富》200强企业和电子元器件经销商。退休后,沃德先生应董事长的要求回到安富利工作了两年,为安富利的高层和最有前途的高管提供指导并创建领导力发展计划。Ward先生之前在安富利公司(Avnet)任职20多年,包括北美地区运营,地区和区域销售,营销和运营职责总监。Ward先生曾担任多个行业的几家私人持有的商业企业的顾问。此外,他自2012年起担任Renaissance Farms Oregon的所有者和经营者。
Richard R. Ward has served as a member of the Board since September 2019. Previously, Mr. Ward was Senior Vice President of Avnet Inc. - President of Avnet Computer Products “Avnet”, a Fortune 200 company and distributor of electronic components, from 1992 until his retirement in 2000. After his retirement, Mr. Ward returned to Avnet for two years at the request of the chairman to mentor and create leadership development programs for Avnet’s top and most promising executives. Mr. Ward’s prior responsibilities, spread over 20 years with Avnet, include Director of North American Field Operations, area and regional sales, marketing and operational duties. Mr. Ward has served as an advisor to several privately held commercial enterprises in various industries. In addition, he has been the owner and operator of Renaissance Farms Oregon since 2012. - Richard R.Ward自2019年9月起担任董事会成员。此前,从1992年到2000年退休,沃德先生担任安富利公司(Avnet Inc.)的高级副总裁——安富利电脑产品公司(Avnet Computer Products&8220;Avnet&8221;)的总裁,该公司是《财富》200强企业和电子元器件经销商。退休后,沃德先生应董事长的要求回到安富利工作了两年,为安富利的高层和最有前途的高管提供指导并创建领导力发展计划。Ward先生之前在安富利公司(Avnet)任职20多年,包括北美地区运营,地区和区域销售,营销和运营职责总监。Ward先生曾担任多个行业的几家私人持有的商业企业的顾问。此外,他自2012年起担任Renaissance Farms Oregon的所有者和经营者。
- Richard R. Ward has served as a member of the Board since September 2019. Previously, Mr. Ward was Senior Vice President of Avnet Inc. - President of Avnet Computer Products “Avnet”, a Fortune 200 company and distributor of electronic components, from 1992 until his retirement in 2000. After his retirement, Mr. Ward returned to Avnet for two years at the request of the chairman to mentor and create leadership development programs for Avnet’s top and most promising executives. Mr. Ward’s prior responsibilities, spread over 20 years with Avnet, include Director of North American Field Operations, area and regional sales, marketing and operational duties. Mr. Ward has served as an advisor to several privately held commercial enterprises in various industries. In addition, he has been the owner and operator of Renaissance Farms Oregon since 2012.
- Ronald E. Estes
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Ronald E.Estes自2019年9月起担任董事会成员。Estes先生自2013年1月起担任LifeStream Complete Senior Living,Inc.(一家老年人生活社区的非营利提供商)的首席财务官,并自2016年起担任其总裁兼首席执行官。在此职位上,Estes先生负责与LifeStream Complete Senior Living,Inc.的使命,组织和财务监督有关的所有事项。在此之前,Estes从2011年到2012年担任McGladrey LLP(现为RSM US LLP,一家审计、税务和咨询服务公司)税务总监。2003年至2010年,Estes先生还曾担任The Ryerson Company的首席财务官,该公司是一家老年人生活社区的开发商和运营商。Estes先生是一名拥有15年公共会计经验的注册会计师。
Ronald E. Estes has served as a member of the Board since September 2019. Mr. Estes has served as the Chief Financial Officer of LifeStream Complete Senior Living, Inc., a nonprofit provider of senior living communities, since January 2013 and as its President and Chief Executive Officer since 2016. In such capacities, Mr. Estes is responsible for all matters related to the mission, organization and financial oversight of LifeStream Complete Senior Living, Inc. Prior to that, Mr. Estes served as a tax director at McGladrey LLP now RSM US LLP, an audit, tax and consulting services firm, from 2011 to 2012. Mr. Estes also previously served as the Chief Financial Officer of The Ryerson Company, a developer and operator of senior living communities, from 2003 to 2010. Mr. Estes is a certified public accountant with 15 years of public accounting experience. - Ronald E.Estes自2019年9月起担任董事会成员。Estes先生自2013年1月起担任LifeStream Complete Senior Living,Inc.(一家老年人生活社区的非营利提供商)的首席财务官,并自2016年起担任其总裁兼首席执行官。在此职位上,Estes先生负责与LifeStream Complete Senior Living,Inc.的使命,组织和财务监督有关的所有事项。在此之前,Estes从2011年到2012年担任McGladrey LLP(现为RSM US LLP,一家审计、税务和咨询服务公司)税务总监。2003年至2010年,Estes先生还曾担任The Ryerson Company的首席财务官,该公司是一家老年人生活社区的开发商和运营商。Estes先生是一名拥有15年公共会计经验的注册会计师。
- Ronald E. Estes has served as a member of the Board since September 2019. Mr. Estes has served as the Chief Financial Officer of LifeStream Complete Senior Living, Inc., a nonprofit provider of senior living communities, since January 2013 and as its President and Chief Executive Officer since 2016. In such capacities, Mr. Estes is responsible for all matters related to the mission, organization and financial oversight of LifeStream Complete Senior Living, Inc. Prior to that, Mr. Estes served as a tax director at McGladrey LLP now RSM US LLP, an audit, tax and consulting services firm, from 2011 to 2012. Mr. Estes also previously served as the Chief Financial Officer of The Ryerson Company, a developer and operator of senior living communities, from 2003 to 2010. Mr. Estes is a certified public accountant with 15 years of public accounting experience.
- Michael E. Zacharia
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Michael E.Zacharia自2020年12月起担任董事会成员。Zacharia先生自2008年以来一直担任财富150强公司,私人控股公司,非营利组织和高等教育机构的执行教练和顾问,并自2009年以来一直担任高级教练中心的顾问委员会成员。此外,自2009年以来,他在佩珀代因大学法学院斯特劳斯争端解决研究所兼职教授跨文化谈判和争端解决,并担任PACIS信仰外交项目的联合主任,Pepperdine大学与华盛顿特区国际宗教和外交中心的合资企业,2008年至2012年。此前,扎卡里亚曾在2013年期间担任多元化媒体和销售公司Martha Stewart LivingOmnimedia,Inc.(DFS Group Limited)的董事会成员,并担任负责业务发展的执行Vice President、旅游零售公司DFS Group Limited的总法律顾问和秘书,1996年至2007年。加入DFS Group Limited之前,Zacharia从1989年到1995年担任Wiley Rein LLP律师事务所合伙人。他此前也曾担任商务部(the Commerce for Export Administration)的助理部长、负责国际贸易控制的副助理国务卿,以及商务部(the Commerce Department)的负责国际贸易的副部长的特别顾问。此外,Zacharia先生此前曾被选为白宫研究员,并在美国国务卿办公室担任特别助理。
Michael E. Zacharia has served as a member of the Board since December 2020. Mr. Zacharia has been an executive coach and consultant to Fortune 150 companies, privately-held companies, non-profit organizations, and higher education institutions since 2008 and has served on the Advisory Board for the Center for Advanced Coaching since 2009. In addition, he has taught Cross-Cultural Negotiations and Dispute Resolution as an Adjunct Professor of Law at the Straus Institute for Dispute Resolution at the Pepperdine University School of Law since 2009 and was the Co-Director of the Pacis Project on Faith Based Diplomacy, a joint venture between Pepperdine University and the International Center for Religion and Diplomacy in Washington D.C., from 2008 to 2012. Previously, Mr. Zacharia served on the board of directors of Martha Stewart Living Omnimedia, Inc., a diversified media and merchandising company, during 2013 and served as the Executive Vice President for Business Development, the General Counsel and the Secretary of DFS Group Limited, a travel retail company, from 1996 to 2007. Prior to joining DFS Group Limited, Mr. Zacharia was a partner at the law firm of Wiley Rein LLP from 1989 to 1995. He also previously served as the Assistant Secretary of Commerce for Export Administration, the Deputy Assistant Secretary of State for International Trade Controls, and Special Counsel to the Undersecretary for International Trade in the Commerce Department. In addition, Mr. Zacharia was previously selected as a White House Fellow and served as Special Assistant in the office of the U.S. Secretary of State. - Michael E.Zacharia自2020年12月起担任董事会成员。Zacharia先生自2008年以来一直担任财富150强公司,私人控股公司,非营利组织和高等教育机构的执行教练和顾问,并自2009年以来一直担任高级教练中心的顾问委员会成员。此外,自2009年以来,他在佩珀代因大学法学院斯特劳斯争端解决研究所兼职教授跨文化谈判和争端解决,并担任PACIS信仰外交项目的联合主任,Pepperdine大学与华盛顿特区国际宗教和外交中心的合资企业,2008年至2012年。此前,扎卡里亚曾在2013年期间担任多元化媒体和销售公司Martha Stewart LivingOmnimedia,Inc.(DFS Group Limited)的董事会成员,并担任负责业务发展的执行Vice President、旅游零售公司DFS Group Limited的总法律顾问和秘书,1996年至2007年。加入DFS Group Limited之前,Zacharia从1989年到1995年担任Wiley Rein LLP律师事务所合伙人。他此前也曾担任商务部(the Commerce for Export Administration)的助理部长、负责国际贸易控制的副助理国务卿,以及商务部(the Commerce Department)的负责国际贸易的副部长的特别顾问。此外,Zacharia先生此前曾被选为白宫研究员,并在美国国务卿办公室担任特别助理。
- Michael E. Zacharia has served as a member of the Board since December 2020. Mr. Zacharia has been an executive coach and consultant to Fortune 150 companies, privately-held companies, non-profit organizations, and higher education institutions since 2008 and has served on the Advisory Board for the Center for Advanced Coaching since 2009. In addition, he has taught Cross-Cultural Negotiations and Dispute Resolution as an Adjunct Professor of Law at the Straus Institute for Dispute Resolution at the Pepperdine University School of Law since 2009 and was the Co-Director of the Pacis Project on Faith Based Diplomacy, a joint venture between Pepperdine University and the International Center for Religion and Diplomacy in Washington D.C., from 2008 to 2012. Previously, Mr. Zacharia served on the board of directors of Martha Stewart Living Omnimedia, Inc., a diversified media and merchandising company, during 2013 and served as the Executive Vice President for Business Development, the General Counsel and the Secretary of DFS Group Limited, a travel retail company, from 1996 to 2007. Prior to joining DFS Group Limited, Mr. Zacharia was a partner at the law firm of Wiley Rein LLP from 1989 to 1995. He also previously served as the Assistant Secretary of Commerce for Export Administration, the Deputy Assistant Secretary of State for International Trade Controls, and Special Counsel to the Undersecretary for International Trade in the Commerce Department. In addition, Mr. Zacharia was previously selected as a White House Fellow and served as Special Assistant in the office of the U.S. Secretary of State.
高管简历
中英对照 |  中文 |  英文- Steven L. Brown
Steven L.Brown,我们的创始人,自2019年8月起担任董事会主席兼首席执行官。Brown先生也是投资委员会的成员。创立公司之前,Brown于2008年1月创立Trinity,自2008年1月起担任Trinity(成长期公司风险贷款和设备融资领先供应商)管理合伙人。Brown先生在风险股权和风险债务以及与成长期公司合作方面有着25年的经验。在创立Trinity之前,Brown先生从2003年到2008年担任风险租赁基金Point Financial Capital Partners的普通合伙人,从1998年到2002年担任早期私募股权基金和咨询公司Investlinc Financial Services的总裁兼首席财务官。他也曾担任Cornerstone Equity Partners公司(私人股本基金)的创始集团的一部分,并担任合伙人(从1996年到1998年)。Brown先生是小企业投资联盟的成员。
Steven L. Brown, our founder, has served as Chairman of the Board and as our Chief Executive Officer since August 2019. Mr. Brown is also a member of the Investment Committee. Prior to founding the Company, Mr. Brown founded Trinity in January 2008 and was a Managing Partner at Trinity, a leading provider of venture loans and equipment financing to growth stage companies, since January 2008. Mr. Brown has 25 years of experience in venture equity and venture debt and working with growth stage companies. Prior to founding Trinity, Mr. Brown served as general partner at Point Financial Capital Partners, a venture leasing fund, from 2003 to 2008 and was the President and Chief Financial Officer of InvestLinc Financial Services, an early-stage private equity fund and consulting firm, from 1998 to 2002. He was also part of the founding group of Cornerstone Equity Partners, a private equity fund, and served as a partner from 1996 to 1998. Mr. Brown is a member of the Small Business Investment Alliance.- Steven L.Brown,我们的创始人,自2019年8月起担任董事会主席兼首席执行官。Brown先生也是投资委员会的成员。创立公司之前,Brown于2008年1月创立Trinity,自2008年1月起担任Trinity(成长期公司风险贷款和设备融资领先供应商)管理合伙人。Brown先生在风险股权和风险债务以及与成长期公司合作方面有着25年的经验。在创立Trinity之前,Brown先生从2003年到2008年担任风险租赁基金Point Financial Capital Partners的普通合伙人,从1998年到2002年担任早期私募股权基金和咨询公司Investlinc Financial Services的总裁兼首席财务官。他也曾担任Cornerstone Equity Partners公司(私人股本基金)的创始集团的一部分,并担任合伙人(从1996年到1998年)。Brown先生是小企业投资联盟的成员。
- Steven L. Brown, our founder, has served as Chairman of the Board and as our Chief Executive Officer since August 2019. Mr. Brown is also a member of the Investment Committee. Prior to founding the Company, Mr. Brown founded Trinity in January 2008 and was a Managing Partner at Trinity, a leading provider of venture loans and equipment financing to growth stage companies, since January 2008. Mr. Brown has 25 years of experience in venture equity and venture debt and working with growth stage companies. Prior to founding Trinity, Mr. Brown served as general partner at Point Financial Capital Partners, a venture leasing fund, from 2003 to 2008 and was the President and Chief Financial Officer of InvestLinc Financial Services, an early-stage private equity fund and consulting firm, from 1998 to 2002. He was also part of the founding group of Cornerstone Equity Partners, a private equity fund, and served as a partner from 1996 to 1998. Mr. Brown is a member of the Small Business Investment Alliance.
- Kyle Brown
Kyle Brown自2019年8月起担任我们的总裁兼首席投资官,自2019年9月起担任董事会成员。Brown先生也是投资委员会的成员。在加入公司之前,Brown先生自2015年起担任Trinity的管理合伙人,并担任其投资委员会成员。在此职位上,Brown先生负责管理Trinity的投资活动,以实现公司的部署目标,并管理与潜在客户以及战略合作伙伴的关系,包括风险投资公司和技术银行贷款人。在加入Trinity之前,Brown先生于2006年至2015年担任房地产金融投资公司Brown Equity,LLC的创始人兼首席执行官。从2007年到2012年,他还共同创立和管理Sharp Equity Homes,LLC(亚利桑那州和加利福尼亚州受托人销售拍卖的全方位服务,基于网络的多重上市服务)。在此之前,Brown先生在他的职业生涯中创立或共同创立了另外三家初创公司。
Kyle Brown has served as our President and Chief Investment Officer since August 2019 and as a member of the Board since September 2019. Mr. Brown is also a member of the Investment Committee. Prior to joining the Company, Mr. Brown was a Managing Partner at Trinity and a member of its investment committees since 2015. In such capacity, Mr. Brown was responsible for managing the investment activities at Trinity in order to achieve the firm’s deployment goals and managed relationships with potential customers as well as with strategic partners, including venture capital firms and technology bank lenders. Prior to joining Trinity, Mr. Brown was the Founder and Chief Executive Officer of Brown Equity, LLC, a real estate financial investment firm, from 2006 to 2015. He also co-founded and managed Sharp Equity Homes, LLC, a full-service, web-based multiple listing service for trustee sale auctions in Arizona and California, from 2007 to 2012. Prior to that, Mr. Brown founded or co-founded three additional startups over the course of his career.- Kyle Brown自2019年8月起担任我们的总裁兼首席投资官,自2019年9月起担任董事会成员。Brown先生也是投资委员会的成员。在加入公司之前,Brown先生自2015年起担任Trinity的管理合伙人,并担任其投资委员会成员。在此职位上,Brown先生负责管理Trinity的投资活动,以实现公司的部署目标,并管理与潜在客户以及战略合作伙伴的关系,包括风险投资公司和技术银行贷款人。在加入Trinity之前,Brown先生于2006年至2015年担任房地产金融投资公司Brown Equity,LLC的创始人兼首席执行官。从2007年到2012年,他还共同创立和管理Sharp Equity Homes,LLC(亚利桑那州和加利福尼亚州受托人销售拍卖的全方位服务,基于网络的多重上市服务)。在此之前,Brown先生在他的职业生涯中创立或共同创立了另外三家初创公司。
- Kyle Brown has served as our President and Chief Investment Officer since August 2019 and as a member of the Board since September 2019. Mr. Brown is also a member of the Investment Committee. Prior to joining the Company, Mr. Brown was a Managing Partner at Trinity and a member of its investment committees since 2015. In such capacity, Mr. Brown was responsible for managing the investment activities at Trinity in order to achieve the firm’s deployment goals and managed relationships with potential customers as well as with strategic partners, including venture capital firms and technology bank lenders. Prior to joining Trinity, Mr. Brown was the Founder and Chief Executive Officer of Brown Equity, LLC, a real estate financial investment firm, from 2006 to 2015. He also co-founded and managed Sharp Equity Homes, LLC, a full-service, web-based multiple listing service for trustee sale auctions in Arizona and California, from 2007 to 2012. Prior to that, Mr. Brown founded or co-founded three additional startups over the course of his career.
- Gerald Harder
Gerald Harder自2019年8月起担任我们的高级副总裁兼首席信贷官,并担任投资委员会成员。在加入公司之前,Harder先生自2018年起担任Trinity的运营合伙人,此前曾于2016年至2018年担任Trinity的董事总经理。作为Trinity的运营合伙人,Harder先生负责分析投资机会,并就公司的投资策略,目标,资产配置和平衡风险与绩效进行合作。在加入Trinity之前,他曾于2012年至2015年担任Sand9Inc.(一家无晶圆厂微型机电系统公司)工程和运营执行Vice President。在此职位上,Harder先生致力于为移动,物联网和通信基础设施市场设计,开发和生产突破性的基于压电微机电系统的计时设备。Harder先生还担任过许多技术领导职务,包括2011年至2012年担任Cirrus Logic的运营总监,2008年至2010年担任White Electronic Designs的工程Vice President,2004年至2008年担任ON Semiconductor的技术领导职务。
Gerald Harder has served as our Senior Vice President - Chief Credit Officer since August 2019 and is a member of the Investment Committee. Prior to joining the Company, Mr. Harder served as an Operating Partner at Trinity since 2018 and previously served as a Managing Director at Trinity from 2016 to 2018. As an Operating Partner at Trinity, Mr. Harder was responsible for analyzing investment opportunities and collaborating on the firm’s investment strategy, objectives, asset allocation and balancing risk against performance. Prior to joining Trinity, he served as an executive vice president of engineering and operations at Sand 9 Inc., a fabless Micro-electromechanical system company, from 2012 to 2015. In such capacity, Mr. Harder worked to design, develop and produce groundbreaking piezoelectric microelectromechanical systems based timing devices for mobile, internet of things, and communications infrastructure markets. Mr. Harder has also served in many technology leadership roles, including director of operations for Cirrus Logic from 2011 to 2012 vice president of engineering for White Electronic Designs from 2008 to 2010 and technical leadership roles with ON Semiconductor from 2004 to 2008.- Gerald Harder自2019年8月起担任我们的高级副总裁兼首席信贷官,并担任投资委员会成员。在加入公司之前,Harder先生自2018年起担任Trinity的运营合伙人,此前曾于2016年至2018年担任Trinity的董事总经理。作为Trinity的运营合伙人,Harder先生负责分析投资机会,并就公司的投资策略,目标,资产配置和平衡风险与绩效进行合作。在加入Trinity之前,他曾于2012年至2015年担任Sand9Inc.(一家无晶圆厂微型机电系统公司)工程和运营执行Vice President。在此职位上,Harder先生致力于为移动,物联网和通信基础设施市场设计,开发和生产突破性的基于压电微机电系统的计时设备。Harder先生还担任过许多技术领导职务,包括2011年至2012年担任Cirrus Logic的运营总监,2008年至2010年担任White Electronic Designs的工程Vice President,2004年至2008年担任ON Semiconductor的技术领导职务。
- Gerald Harder has served as our Senior Vice President - Chief Credit Officer since August 2019 and is a member of the Investment Committee. Prior to joining the Company, Mr. Harder served as an Operating Partner at Trinity since 2018 and previously served as a Managing Director at Trinity from 2016 to 2018. As an Operating Partner at Trinity, Mr. Harder was responsible for analyzing investment opportunities and collaborating on the firm’s investment strategy, objectives, asset allocation and balancing risk against performance. Prior to joining Trinity, he served as an executive vice president of engineering and operations at Sand 9 Inc., a fabless Micro-electromechanical system company, from 2012 to 2015. In such capacity, Mr. Harder worked to design, develop and produce groundbreaking piezoelectric microelectromechanical systems based timing devices for mobile, internet of things, and communications infrastructure markets. Mr. Harder has also served in many technology leadership roles, including director of operations for Cirrus Logic from 2011 to 2012 vice president of engineering for White Electronic Designs from 2008 to 2010 and technical leadership roles with ON Semiconductor from 2004 to 2008.
- Ron Kundich
Ron Kundich自2019年8月起担任我们的高级副总裁贷款发起人,并且是投资委员会的成员。在加入公司之前,昆迪奇先生自2018年起担任Trinity的合伙人,此前曾于2017年至2018年担任Trinity的董事总经理。在Trinity,Kundich先生负责与公司的推荐合作伙伴发展关系,寻找潜在的投资并评估投资机会,包括与硅谷和国外的风险投资家,商业技术银行家,律师和金融专业人士密切合作。在加入Trinity之前,Kundich先生于2013年至2017年担任Square1Bank的董事总经理兼区域经理,负责采购,承销和管理风险投资支持公司的投资组合以及风险银行家团队。Kundich先生一直支持风险投资支持的公司超过25年,他的职业道路包括在领先的技术银行增加责任水平,包括硅谷银行,帝国商业银行(被Comerica Bank和Square1Bank收购)(在那里他是联合创始人)。
Ron Kundich has served as our Senior Vice President - Loan Originations since August 2019 and is a member of the Investment Committee. Prior to joining the Company, Mr. Kundich served as a Partner at Trinity since 2018 and previously served as a Managing Director at Trinity from 2017 to 2018. At Trinity, Mr. Kundich was responsible for developing relationships with the firm’s referral partners, sourcing potential investments and evaluating investment opportunities, including working closely with venture capitalists, commercial technology bankers, attorneys and financial professionals in Silicon Valley and abroad. Prior to joining Trinity, Mr. Kundich served as a Managing Director and Regional Manager at Square 1 Bank from 2013 to 2017 where he was responsible for sourcing, underwriting and managing a portfolio of venture-backed companies and a team of venture bankers. Mr. Kundich has been supporting venture-backed companies for over 25 years and his career path has included increasing levels of responsibility with leading technology banks including Silicon Valley Bank, Imperial Bank which was acquired by Comerica Bank and Square 1 Bank (where he was a Co-Founder).- Ron Kundich自2019年8月起担任我们的高级副总裁贷款发起人,并且是投资委员会的成员。在加入公司之前,昆迪奇先生自2018年起担任Trinity的合伙人,此前曾于2017年至2018年担任Trinity的董事总经理。在Trinity,Kundich先生负责与公司的推荐合作伙伴发展关系,寻找潜在的投资并评估投资机会,包括与硅谷和国外的风险投资家,商业技术银行家,律师和金融专业人士密切合作。在加入Trinity之前,Kundich先生于2013年至2017年担任Square1Bank的董事总经理兼区域经理,负责采购,承销和管理风险投资支持公司的投资组合以及风险银行家团队。Kundich先生一直支持风险投资支持的公司超过25年,他的职业道路包括在领先的技术银行增加责任水平,包括硅谷银行,帝国商业银行(被Comerica Bank和Square1Bank收购)(在那里他是联合创始人)。
- Ron Kundich has served as our Senior Vice President - Loan Originations since August 2019 and is a member of the Investment Committee. Prior to joining the Company, Mr. Kundich served as a Partner at Trinity since 2018 and previously served as a Managing Director at Trinity from 2017 to 2018. At Trinity, Mr. Kundich was responsible for developing relationships with the firm’s referral partners, sourcing potential investments and evaluating investment opportunities, including working closely with venture capitalists, commercial technology bankers, attorneys and financial professionals in Silicon Valley and abroad. Prior to joining Trinity, Mr. Kundich served as a Managing Director and Regional Manager at Square 1 Bank from 2013 to 2017 where he was responsible for sourcing, underwriting and managing a portfolio of venture-backed companies and a team of venture bankers. Mr. Kundich has been supporting venture-backed companies for over 25 years and his career path has included increasing levels of responsibility with leading technology banks including Silicon Valley Bank, Imperial Bank which was acquired by Comerica Bank and Square 1 Bank (where he was a Co-Founder).
- David Lund
David Lund自2020年11月起担任我们的首席财务官兼财务主管,自2019年9月起担任我们的执行Vice President-财务和战略规划。Lund先生自2016年起担任外包会计,财务咨询和财务管理服务提供商Ravix Group Inc.的合伙人。在此之前,隆德曾于2005年至2011年担任HerculesCapital,Inc.(Macquarie)的首席财务官,该公司是一家商业开发公司,在纽约证券交易所上市交易,并于2017年至2019年担任临时职务。Lund先生拥有超过35年的在私营和上市公司工作的财务咨询和执行领导经验。2011年至2016年,隆德担任White Oak Global Advisors LLC的首席财务官和顾问,担任估值委员会主席,负责多个合伙企业的财务和税务报告,管理多个投资工具的审计流程,并参与了基金结构和运营计划。
David Lund has served as our Chief Financial Officer and Treasurer since November 2020 and as our Executive Vice President - Finance and Strategic Planning since September 2019. Mr. Lund has been a partner at Ravix Group Inc., a provider of outsourced accounting, financial consulting, and financial management services, since 2016. Prior to that, Mr. Lund was the Chief Financial Officer at Hercules Capital, Inc., a business development company that is traded on the New York Stock Exchange “Hercules” from 2005 to 2011 and acted in an interim capacity in that role from 2017 to 2019. Mr. Lund has over 35 years of financial consulting and executive leadership experience working with both private and publicly traded companies. From 2011 to 2016 Mr. Lund served as Chief Financial Officer and Consultant of White Oak Global Advisors LLC where he was Chairman of the Valuation Committee was responsible for financial and tax reporting for various partnerships, managed the audit process for multiple investment vehicles, and was involved in fund structuring and operational initiatives.- David Lund自2020年11月起担任我们的首席财务官兼财务主管,自2019年9月起担任我们的执行Vice President-财务和战略规划。Lund先生自2016年起担任外包会计,财务咨询和财务管理服务提供商Ravix Group Inc.的合伙人。在此之前,隆德曾于2005年至2011年担任HerculesCapital,Inc.(Macquarie)的首席财务官,该公司是一家商业开发公司,在纽约证券交易所上市交易,并于2017年至2019年担任临时职务。Lund先生拥有超过35年的在私营和上市公司工作的财务咨询和执行领导经验。2011年至2016年,隆德担任White Oak Global Advisors LLC的首席财务官和顾问,担任估值委员会主席,负责多个合伙企业的财务和税务报告,管理多个投资工具的审计流程,并参与了基金结构和运营计划。
- David Lund has served as our Chief Financial Officer and Treasurer since November 2020 and as our Executive Vice President - Finance and Strategic Planning since September 2019. Mr. Lund has been a partner at Ravix Group Inc., a provider of outsourced accounting, financial consulting, and financial management services, since 2016. Prior to that, Mr. Lund was the Chief Financial Officer at Hercules Capital, Inc., a business development company that is traded on the New York Stock Exchange “Hercules” from 2005 to 2011 and acted in an interim capacity in that role from 2017 to 2019. Mr. Lund has over 35 years of financial consulting and executive leadership experience working with both private and publicly traded companies. From 2011 to 2016 Mr. Lund served as Chief Financial Officer and Consultant of White Oak Global Advisors LLC where he was Chairman of the Valuation Committee was responsible for financial and tax reporting for various partnerships, managed the audit process for multiple investment vehicles, and was involved in fund structuring and operational initiatives.
- Sarah Stanton
Sarah Stanton自2020年7月起担任我们的总法律顾问兼秘书。在加入公司之前,斯坦顿女士于2018年8月至2020年6月担任运输技术公司Verra Mobility Corporation(Nasdaq:VRRM)企业与证券高级副总法律顾问,负责公司治理,SEC和纳斯达克合规以及并购。2016年至2018年,她曾担任DLA Piper的公司合伙人,专注于上市公司治理,并购和风险投资交易。2011年至2016年,Stanton女士曾担任Rusing Lopez&Lizardi,PLLC的合伙人,从事一般公司和商业诉讼实践。
Sarah Stanton has served as our General Counsel and Secretary since July 2020. Prior to joining the Company, Ms. Stanton served as Senior Associate General Counsel, Corporate & Securities, for Verra Mobility Corporation Nasdaq: VRRM, a transportation technology company, from August 2018 to June 2020 where she oversaw corporate governance, SEC and Nasdaq compliance, and mergers and acquisitions. From 2016 to 2018 she was a corporate associate at DLA Piper, focusing on public company governance, mergers and acquisitions and venture capital transactions. From 2011 to 2016 Ms. Stanton was an associate at Rusing Lopez & Lizardi, PLLC, in a general corporate and commercial litigation practice.- Sarah Stanton自2020年7月起担任我们的总法律顾问兼秘书。在加入公司之前,斯坦顿女士于2018年8月至2020年6月担任运输技术公司Verra Mobility Corporation(Nasdaq:VRRM)企业与证券高级副总法律顾问,负责公司治理,SEC和纳斯达克合规以及并购。2016年至2018年,她曾担任DLA Piper的公司合伙人,专注于上市公司治理,并购和风险投资交易。2011年至2016年,Stanton女士曾担任Rusing Lopez&Lizardi,PLLC的合伙人,从事一般公司和商业诉讼实践。
- Sarah Stanton has served as our General Counsel and Secretary since July 2020. Prior to joining the Company, Ms. Stanton served as Senior Associate General Counsel, Corporate & Securities, for Verra Mobility Corporation Nasdaq: VRRM, a transportation technology company, from August 2018 to June 2020 where she oversaw corporate governance, SEC and Nasdaq compliance, and mergers and acquisitions. From 2016 to 2018 she was a corporate associate at DLA Piper, focusing on public company governance, mergers and acquisitions and venture capital transactions. From 2011 to 2016 Ms. Stanton was an associate at Rusing Lopez & Lizardi, PLLC, in a general corporate and commercial litigation practice.
- Scott Harvey
Scott Harvey,公司联合创始人,2003年12月起担任公司秘书和首席法务官。他2005年2月起担任公司首席合规官。他具有25年多的法律和业务经验,在杠杆财务和上市及私营技术工程财务支持方面。2002年7月起至联合创立公司前,他在多个私人法律部门从业。此前,1997年1月至2002年7月,他担任领先的技术和财务服务公司Comdisco, Inc.的副总顾问。1991至1997年,他担任 Comdisco, Inc.的时差、行政和联盟部副总裁,1983-1991年担任企业顾问。他获有 the University of Missouri的农业经济学学位, The John Marshall Law School 的法律博士和税务硕士学位,以及 Illinois Institute of Technology的工商管理硕士学位。
Scott Harvey has served as Trinity Capital Inc.'s Chief Legal Officer since July 2020 and as Trinity Capital Inc.'s Chief Compliance Officer since September 2019. Mr. Harvey served as Trinity Capital Inc.'s General Counsel from September 2019 to July 2020. Prior to joining Trinity Capital Inc., he served as the Chief Legal Officer at Oportun, a financial services firm, from 2012 to 2018. Prior to that, from 2003 to 2012 Mr. Harvey served as the Chief Legal Officer, Chief Compliance Officer and Secretary at Hercules, which he co-founded. Mr. Harvey has over 30 years of legal and business experience with leveraged finance and financing public and private technology-related companies. Prior to co-founding Hercules, Mr. Harvey was Deputy General Counsel of Comdisco, Inc., a leading technology and financial services company, from 1997 to 2002. From 1991 to 1997 Mr. Harvey served as Vice President of Marketing, Administration & Alliances with Comdisco, Inc. and was Corporate Counsel there from 1983 to 1991.- Scott Harvey,公司联合创始人,2003年12月起担任公司秘书和首席法务官。他2005年2月起担任公司首席合规官。他具有25年多的法律和业务经验,在杠杆财务和上市及私营技术工程财务支持方面。2002年7月起至联合创立公司前,他在多个私人法律部门从业。此前,1997年1月至2002年7月,他担任领先的技术和财务服务公司Comdisco, Inc.的副总顾问。1991至1997年,他担任 Comdisco, Inc.的时差、行政和联盟部副总裁,1983-1991年担任企业顾问。他获有 the University of Missouri的农业经济学学位, The John Marshall Law School 的法律博士和税务硕士学位,以及 Illinois Institute of Technology的工商管理硕士学位。
- Scott Harvey has served as Trinity Capital Inc.'s Chief Legal Officer since July 2020 and as Trinity Capital Inc.'s Chief Compliance Officer since September 2019. Mr. Harvey served as Trinity Capital Inc.'s General Counsel from September 2019 to July 2020. Prior to joining Trinity Capital Inc., he served as the Chief Legal Officer at Oportun, a financial services firm, from 2012 to 2018. Prior to that, from 2003 to 2012 Mr. Harvey served as the Chief Legal Officer, Chief Compliance Officer and Secretary at Hercules, which he co-founded. Mr. Harvey has over 30 years of legal and business experience with leveraged finance and financing public and private technology-related companies. Prior to co-founding Hercules, Mr. Harvey was Deputy General Counsel of Comdisco, Inc., a leading technology and financial services company, from 1997 to 2002. From 1991 to 1997 Mr. Harvey served as Vice President of Marketing, Administration & Alliances with Comdisco, Inc. and was Corporate Counsel there from 1983 to 1991.