Asensus Surgical
TRXC

股本结构

单位：万股
公告日期 2021-01-29 2021-01-14 2021-01-14 2020-11-05 2020-11-05 2020-08-05
证券总股本 13931.44 14123.11 11623.11 9991.03 9987.90 9987.65
普通股本 13931.44 14123.11 11623.11 9991.03 9987.90 9987.65
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2021-01-29 2021-01-14 2020-12-31 2020-10-31 2020-09-30 2020-07-31
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2021-01-29 13931.44 未披露
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1.Common Stock Offered: 23,083,333 shares. 2.The number of shares of common stock outstanding after this offering is based on 116,231,072 shares of common stock outstanding as of December 31, 2020.
2021-01-29
2021-01-14 14123.11 未披露
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1.Common Stock Offered: 25,000,000 shares of common stock. 2.The number of shares of common stock outstanding after this offering is based on 116,231,072 shares of common stock outstanding as of December 31, 2020.
2021-01-14
2021-01-14 11623.11 未披露 定期报告 2020-12-31
2020-11-05 9991.03 未披露 定期报告 2020-10-31
2020-11-05 9987.90 未披露
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From June 30, 2020 to September 30, 2020 Award of restricted stock units Issuance of common stock, net of issuance costs
2020-09-30
2020-08-05 9987.65 未披露 定期报告 2020-07-31
2020-07-06 8434.54 未披露
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1.Securities Offered: the company are offering 37,267,080 shares of common stock. 2.The number of shares of common stock to be outstanding after this offering is based on 47,078,314 shares of common stock outstanding as of March 31, 2020
2020-07-06
2020-08-05 5690.21 未披露
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From March 31, 2020 to June 30, 2020 Exercise of warrants Conversion of preferred stock to common stock Award of restricted stock units
2020-06-30
2020-06-30 5690.00 未披露 定期报告 2020-06-26
2020-05-15 5183.92 未披露 定期报告 2020-05-11
2020-04-27 4734.25 未披露 定期报告 2020-04-09
2020-05-15 4707.83 488.41
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from December 31, 2019 to March 31, 2020 Issuance of common stock, preferred stock and warrants under 2020 financing, net of issuance costs Issuance of common stock, net of issuance costs Conversion of preferred stock to common stock Exchange of shares for Series B Warrants Award of restricted stock units Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock
2020-03-31
2020-03-16 4608.98 未披露 定期报告 2020-03-12
2020-02-10 2651.77 未披露 定期报告 2020-02-10
2020-02-07 2647.20 未披露 定期报告 2020-02-05
2020-03-16 2069.13 未披露
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from December 31, 2018 to December 31, 2019 Issuance of common stock, net of issuance costs Issuance of common stock consideration to MST Exercise of stock options and warrants Award of restricted stock units Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock
2019-12-31
2019-12-11 1966.56 未披露
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A 1:13 split
2019-12-12
2019-11-12 25565.25 未披露
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from June 30, 2019 to September 30, 2019 Issuance of common stock, net of issuance costs Issuance of common stock consideration to MST Exercise of stock options and warrants Award of restricted stock units
2019-09-30
2019-09-09 24562.55 未披露 定期报告 2019-09-09
2019-08-08 21774.24 未披露 定期报告 2019-08-07
2019-08-08 21762.55 未披露
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from March 31, 2019 to June 30, 2019 Exercise of stock options and warrants Award of restricted stock units
2019-06-30
2019-05-09 21733.90 未披露 定期报告 2019-05-08
2019-05-09 21711.81 未披露
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from December 31, 2018 to March 31, 2019 Exercise of stock options and warrants Award of restricted stock units Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock
2019-03-31
2019-03-15 21704.07 未披露 定期报告 2019-03-01
2019-02-27 21701.44 未披露 定期报告 2019-02-21
2019-02-27 21634.60 未披露
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from December 31, 2017 to December 31, 2018 Issuance of common stock for MST Acquisition Exercise of stock options and warrants Award of restricted stock units Issuance of common stock related to sale of SurgiBot assets Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock
2018-12-31
2018-11-08 21611.94 未披露 定期报告 2018-11-02
2018-11-08 21263.18 未披露
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from December 31, 2017 to September 30, 2018 Exercise of stock options and warrants Award of restricted stock units Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock Issuance of common stock related to sale of SurgiBot assets
2018-09-30
2018-09-25 20954.51 未披露 定期报告 2018-09-20
2018-08-07 20896.85 未披露 定期报告 2018-08-03
2018-08-07 20771.23 未披露
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from December 31, 2017 to June 30, 2018 Exercise of stock options and warrants Award of restricted stock units Issuance of common stock related to sale of SurgiBot assets Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock
2018-06-30
2018-05-08 20397.68 未披露 定期报告 2018-05-04
2018-05-08 20197.28 未披露
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from December 31, 2017 to March 26, 2018 Exercise of stock options and warrants Award of restricted stock units Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock Issuance of common stock related to sale of SurgiBot assets
2018-03-26
2018-03-08 20004.93 未披露 定期报告 2018-03-01
2018-01-26 19949.73 未披露 定期报告 2018-01-22
2018-03-08 19928.20 未披露
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from December 31, 2016 to December 31, 2017 Issuance of common stock and treasury stock, net of issuance costs Exercise of stock options and warrants Award of restricted stock units Issuance of common stock in exchange for contingent consideration Return of common stock to pay withholding taxes on restricted stock
2017-12-31
2017-12-15 19928.20 未披露 定期报告 2017-12-13
2017-11-09 19924.15 未披露 定期报告 2017-11-03
2017-11-09 15528.11 未披露
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from December 31, 2016 to September 30, 2017 Issuance of common stock and treasury stock, net of issuance costs Exercise of stock options and warrants Award of restricted stock units Issuance of common stock in exchange for contingent consideration Return of common stock to pay withholding taxes on restricted stock
2017-09-30
2017-08-02 14853.64 未披露
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from December 31, 2016 to June 30, 2017 Issuance of common stock and treasury stock, net of issuance costs Award of restricted stock units Issuance of common stock in exchange for contingent consideration Return of common stock to pay withholding taxes on restricted stock
2017-06-30
2017-05-10 14852.97 未披露 定期报告 2017-05-05
2017-05-10 12362.97 未披露
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from December 31, 2016 to March 31, 2017 Issuance of common stock and treasury stock, net of issuance costs Award of restricted stock units Issuance of common stock in exchange for contingent consideration Return of common stock to pay withholding taxes on restricted stock
2017-03-31
2017-03-06 12272.32 未披露 定期报告 2017-02-28
2017-03-06 11568.74 未披露
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From December 31,2015 to December 31, 2016 Issuance of common stock, net of issuance costs Exercise of stock options and restricted stock units Issuance of common stock for services
2016-12-31
2016-11-09 11505.82 未披露 定期报告 2016-11-04
2016-11-09 11501.47 未披露
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From December 31,2015 to September 30, 2016 Issuance of common stock, net of issuance costs Exercise of stock options and restricted stock units Issuance of common stock for services Return of common stock to pay withholding taxes on restricted stock
2016-09-30
2016-08-05 11500.01 未披露 定期报告 2016-08-01
2016-08-05 11492.85 未披露
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from December 31, 2015 to June 30, 2016 Issuance of common stock, net of issuance costs Exercise of stock options and restricted stock units Return of common stock to pay withholding taxes on restricted stock
2016-06-30
2016-05-10 11477.59 未披露 定期报告 2016-05-06
2016-04-29 11454.08 未披露 定期报告 2016-04-18
2016-05-10 10938.64 未披露
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from December 31, 2015 to March 31, 2016 Issuance of common stock, net of issuance costs Exercise of stock options and restricted stock units Return of common stock to pay withholding taxes on restricted stock
2016-03-31
2016-03-03 10657.67 未披露 定期报告 2016-02-29
2016-03-03 10014.95 未披露
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from December 31, 2014 to December 31, 2015 Issuance of common stock, net of issuance costs Issuance of common stock, acquisition Exercise of stock options and vesting of restricted stock units Return of common stock to pay withholding taxes on restricted stock
2015-12-31
2015-11-09 10014.27 未披露 定期报告 2015-11-02
2015-11-09 10010.28 未披露
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from December 31, 2014 to September 30, 2015 Issuance of common stock, net of issuance costs Issuance of common stock, acquisition Exercise of stock options and restricted stock Return of common stock to pay withholding taxes on restricted stock
2015-09-30
2015-08-06 8455.72 未披露 定期报告 2015-08-04
2015-08-06 8248.17 未披露
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from December 31, 2014 to June 30, 2015 Issuance of common stock, net of issuance costs Exercise of stock options
2015-06-30
2015-05-06 6560.84 未披露 定期报告 2015-05-04
2015-05-06 6447.81 未披露
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From December 31, 2014 to March 31, 2015 Issuance of common stock, net of issuance costs Exercise of stock options
2015-03-31
2015-04-07 6443.85 未披露 定期报告 2015-03-20
2015-02-20 6337.99 未披露 定期报告 2015-02-16
2015-02-20 6318.28 未披露
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from December 31, 2013 to December 31, 2014 Issuance of common stock, net of issuance costs Exercise of stock options and restricted stock units Exercise of warrants On March 31, 2014, we effectuated a reverse stock split of our issued and outstanding shares of common stock at a ratio of 1 for 5 (the “Reverse Stock Split”).
2014-12-31
2014-11-07 6316.35 未披露 定期报告 2014-11-05
2014-11-07 6309.68 未披露 定期报告 2014-09-30
2014-08-06 6298.01 未披露 定期报告 2014-08-01
2014-08-06 6297.53 未披露
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from December 31, 2013 to June 30, 2014 Exercise of stock options and warrants Issuance of common stock, net of issuance costs of $3,934 On March 31, 2014, we effectuated a reverse stock split of our issued and outstanding shares of common stock at a ratio of 1 for 5 (the “Reverse Stock Split”).
2014-06-30
2014-05-08 6296.53 未披露 定期报告 2014-05-07
2014-04-15 6134.15 未披露
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A 1-for-5 reverse stock split of our common stock effected on March 31, 2014
2014-04-02
2014-04-02 4885.54 未披露
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The Board of Directors approved a one-for-five reverse stock split of our common stock. On March 31, 2014, we filed the Certificate of Amendment to our Certificate of Incorporation to begin the process to effect the reverse stock split.
2014-04-01
2014-03-31 24427.69 未披露 定期报告 2014-03-28
2014-03-05 24427.27 未披露 定期报告 2014-02-28
2014-03-05 24420.77 未披露
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from December 31,2012 to December 31,2013 Exercise of stock options Exercise of warrants Reverse acquisition recapitalization adjustment Issuance of preferred stock Conversion of preferred stock to common stock Redemption of TransEnterix Surgical shares for cash to non-accredited investors
2013-12-31
1.Common Stock Offered: 23,083,333 shares. 2.The number of shares of common stock outstanding after this offering is based on 116,231,072 shares of common stock outstanding as of December 31, 2020.
1.Common Stock Offered: 25,000,000 shares of common stock. 2.The number of shares of common stock outstanding after this offering is based on 116,231,072 shares of common stock outstanding as of December 31, 2020.
From June 30, 2020 to September 30, 2020 Award of restricted stock units Issuance of common stock, net of issuance costs
1.Securities Offered: the company are offering 37,267,080 shares of common stock. 2.The number of shares of common stock to be outstanding after this offering is based on 47,078,314 shares of common stock outstanding as of March 31, 2020
From March 31, 2020 to June 30, 2020 Exercise of warrants Conversion of preferred stock to common stock Award of restricted stock units
from December 31, 2019 to March 31, 2020 Issuance of common stock, preferred stock and warrants under 2020 financing, net of issuance costs Issuance of common stock, net of issuance costs Conversion of preferred stock to common stock Exchange of shares for Series B Warrants Award of restricted stock units Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock
from December 31, 2018 to December 31, 2019 Issuance of common stock, net of issuance costs Issuance of common stock consideration to MST Exercise of stock options and warrants Award of restricted stock units Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock
A 1:13 split
from June 30, 2019 to September 30, 2019 Issuance of common stock, net of issuance costs Issuance of common stock consideration to MST Exercise of stock options and warrants Award of restricted stock units
from March 31, 2019 to June 30, 2019 Exercise of stock options and warrants Award of restricted stock units
from December 31, 2018 to March 31, 2019 Exercise of stock options and warrants Award of restricted stock units Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock
from December 31, 2017 to December 31, 2018 Issuance of common stock for MST Acquisition Exercise of stock options and warrants Award of restricted stock units Issuance of common stock related to sale of SurgiBot assets Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock
from December 31, 2017 to September 30, 2018 Exercise of stock options and warrants Award of restricted stock units Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock Issuance of common stock related to sale of SurgiBot assets
from December 31, 2017 to June 30, 2018 Exercise of stock options and warrants Award of restricted stock units Issuance of common stock related to sale of SurgiBot assets Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock
from December 31, 2017 to March 26, 2018 Exercise of stock options and warrants Award of restricted stock units Return of common stock to pay withholding taxes on restricted stock Cancellation of treasury stock Issuance of common stock related to sale of SurgiBot assets
from December 31, 2016 to December 31, 2017 Issuance of common stock and treasury stock, net of issuance costs Exercise of stock options and warrants Award of restricted stock units Issuance of common stock in exchange for contingent consideration Return of common stock to pay withholding taxes on restricted stock
from December 31, 2016 to September 30, 2017 Issuance of common stock and treasury stock, net of issuance costs Exercise of stock options and warrants Award of restricted stock units Issuance of common stock in exchange for contingent consideration Return of common stock to pay withholding taxes on restricted stock
from December 31, 2016 to June 30, 2017 Issuance of common stock and treasury stock, net of issuance costs Award of restricted stock units Issuance of common stock in exchange for contingent consideration Return of common stock to pay withholding taxes on restricted stock
from December 31, 2016 to March 31, 2017 Issuance of common stock and treasury stock, net of issuance costs Award of restricted stock units Issuance of common stock in exchange for contingent consideration Return of common stock to pay withholding taxes on restricted stock
From December 31,2015 to December 31, 2016 Issuance of common stock, net of issuance costs Exercise of stock options and restricted stock units Issuance of common stock for services
From December 31,2015 to September 30, 2016 Issuance of common stock, net of issuance costs Exercise of stock options and restricted stock units Issuance of common stock for services Return of common stock to pay withholding taxes on restricted stock
from December 31, 2015 to June 30, 2016 Issuance of common stock, net of issuance costs Exercise of stock options and restricted stock units Return of common stock to pay withholding taxes on restricted stock
from December 31, 2015 to March 31, 2016 Issuance of common stock, net of issuance costs Exercise of stock options and restricted stock units Return of common stock to pay withholding taxes on restricted stock
from December 31, 2014 to December 31, 2015 Issuance of common stock, net of issuance costs Issuance of common stock, acquisition Exercise of stock options and vesting of restricted stock units Return of common stock to pay withholding taxes on restricted stock
from December 31, 2014 to September 30, 2015 Issuance of common stock, net of issuance costs Issuance of common stock, acquisition Exercise of stock options and restricted stock Return of common stock to pay withholding taxes on restricted stock
from December 31, 2014 to June 30, 2015 Issuance of common stock, net of issuance costs Exercise of stock options
From December 31, 2014 to March 31, 2015 Issuance of common stock, net of issuance costs Exercise of stock options
from December 31, 2013 to December 31, 2014 Issuance of common stock, net of issuance costs Exercise of stock options and restricted stock units Exercise of warrants On March 31, 2014, we effectuated a reverse stock split of our issued and outstanding shares of common stock at a ratio of 1 for 5 (the “Reverse Stock Split”).
from December 31, 2013 to June 30, 2014 Exercise of stock options and warrants Issuance of common stock, net of issuance costs of $3,934 On March 31, 2014, we effectuated a reverse stock split of our issued and outstanding shares of common stock at a ratio of 1 for 5 (the “Reverse Stock Split”).
A 1-for-5 reverse stock split of our common stock effected on March 31, 2014
The Board of Directors approved a one-for-five reverse stock split of our common stock. On March 31, 2014, we filed the Certificate of Amendment to our Certificate of Incorporation to begin the process to effect the reverse stock split.
from December 31,2012 to December 31,2013 Exercise of stock options Exercise of warrants Reverse acquisition recapitalization adjustment Issuance of preferred stock Conversion of preferred stock to common stock Redemption of TransEnterix Surgical shares for cash to non-accredited investors
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