股本结构
单位：万股
| 公告日期 | 2022-08-15 | 2022-08-15 | 2022-05-17 | 2022-05-02 | 2022-05-16 | 2022-03-31 |
|---|---|---|---|---|---|---|
| 证券总股本 | 9427.81 | 9536.03 | 9536.03 | 9532.12 | 9507.12 | 9507.12 |
| 普通股本 | 9427.81 | 9536.03 | 9536.03 | 9532.12 | 9507.12 | 9507.12 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2022-08-12 | 2022-06-30 | 2022-05-13 | 2022-04-19 | 2022-03-31 | 2022-03-28 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2022-08-15 | 9427.81 | 未披露 | 定期报告 | 2022-08-12 |
| 2022-08-15 | 9536.03 | 未披露 |
更多>>
From March 31, 2022 to June 30, 2022
Vesting of restricted stock units
Repurchase of common stock
|
2022-06-30 |
| 2022-05-17 | 9536.03 | 未披露 | 定期报告 | 2022-05-13 |
| 2022-05-02 | 9532.12 | 未披露 | 定期报告 | 2022-04-19 |
| 2022-05-16 | 9507.12 | 未披露 | 定期报告 | 2022-03-31 |
| 2022-03-31 | 9507.12 | 未披露 | 定期报告 | 2022-03-28 |
| 2022-03-31 | 10126.93 | 未披露 |
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From January 1, 2021 to December 31, 2021
Warrant exercises, net of costs
Issuance of Common Stock for services
Issuance of restricted stock
|
2021-12-31 |
| 2021-11-15 | 10566.24 | 未披露 | 定期报告 | 2021-11-05 |
| 2021-11-15 | 10532.74 | 未披露 |
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From June 30, 2021 to September 30, 2021
Issuance of restricted stock
Repurchase and retirement of common stock
Stock option exercises
|
2021-09-30 |
| 2021-08-20 | 10556.90 | 未披露 | 定期报告 | 2021-08-02 |
| 2021-08-16 | 10553.40 | 未披露 |
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From March 31, 2021 to June 30, 2021
Issuance of Common Stock for services
Issuance of restricted stock
|
2021-06-30 |
| 2021-04-30 | 10531.04 | 未披露 | 定期报告 | 2021-04-23 |
| 2021-03-31 | 10528.24 | 未披露 | 定期报告 | 2021-03-26 |
| 2021-03-31 | 9405.89 | 未披露 |
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From December 31, 2019 to December 31, 2020
Issuances of Common Stock for payment of interest on B3D Note
Conversion of B3D Note to Common Stock
Issuance of Common Stock for payment of interest on Calm Note
Conversion of Calm Note to Common Stock
Conversion of Series E Preferred Stock into Common Stock
Conversion of Series F Preferred Stock into Common Stock
Exercise of May 2018 Class A Warrants into Common Stock
Exercise of Calm Warrants into Common Stock
March Warrant Exchange for Common Stock - Class A Warrant
March Warrant Exchange for Common Stock - Class D Warrant
June Warrant Exchange for Common Stock - Calm Warrant
Direct offerings of Common Stock and pre-funded warrants, net of costs
Issuance of restricted stock
Stock option exercises
Issuance of Common Stock for services
Fractional shares retired in reverse stock split
|
2020-12-31 |
| 2020-12-21 | 9402.67 | 未披露 |
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1.Common Stock offered 24,509,806 shares.
2.The number of shares of Common Stock that will be outstanding after this offering is based on 69,516,905 shares of Common Stock outstanding as of December 17, 2020.
|
2020-12-21 |
| 2020-12-21 | 6951.69 | 未披露 | 定期报告 | 2020-12-17 |
| 2020-11-16 | 6951.49 | 未披露 | 定期报告 | 2020-11-09 |
| 2020-11-16 | 6907.69 | 未披露 |
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From June 30, 2020 to September 30, 2020
Conversion of B3D Note to Common Stock
Stock option exercises
Issuance of Common Stock for payment of interest on Calm Note
Direct offerings of Common Stock and pre-funded warrants, net of costs
Issuance of restricted stock
|
2020-09-30 |
| 2020-09-18 | 6879.32 | 未披露 | 定期报告 | 2020-09-08 |
| 2020-08-28 | 6798.37 | 未披露 |
更多>>
1.Common Stock offered 10,407,408 shares.
2.The number of shares of Common Stock that will be outstanding after this offering is based on 57,576,261 shares of Common Stock outstanding as of August 25, 2020.
|
2020-08-28 |
| 2020-08-27 | 5757.63 | 未披露 | 定期报告 | 2020-08-25 |
| 2020-08-19 | 5677.63 | 未披露 | 定期报告 | 2020-08-14 |
| 2020-07-24 | 5672.56 | 未披露 | 定期报告 | 2020-07-20 |
| 2020-07-17 | 5648.39 | 未披露 | 定期报告 | 2020-07-13 |
| 2020-08-19 | 5647.39 | 未披露 |
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From March 31, 2020 to June 30, 2020
Conversion of Series E Preferred Stock into Common Stock
Conversion of Series F Preferred Stock into Common Stock
Issuance of Common Stock for payment of interest on B3D Note
Exercise of May 2018 Class A Warrants into Common Stock
Exercise of Calm Warrants into Common Stock
Exercise of March 2020 pre-funded warrants into Common Stock
March Warrant Exchange for Common Stock - Class A Warrant
March Warrant Exchange for Common Stock - Class D Warrant
June Warrant Exchange for Common Stock - Calm Warrant
Conversion of B3D Note to Common Stock
Conversion of Calm Note to Common Stock
Direct offerings of Common Stock and pre-funded warrants, net of costs
Issuance of restricted stock
Fractional shares retired in reverse stock split
|
2020-06-30 |
| 2020-06-19 | 5647.39 | 未披露 |
更多>>
1.Common Stock offered 7,614,700 shares.
2.The number of shares of Common Stock that will be outstanding after this offering is based on 48,859,213 shares of Common Stock outstanding as of June 16, 2020
|
2020-06-19 |
| 2020-06-15 | 4885.92 | 未披露 |
更多>>
The reverse stock split is scheduled to take effect after the market closes on June 10, 2020 (the "Effective Time"). Shares of the Common Stock are expected to begin trading on a split-adjusted basis on June 11, 2020. As a result of the reverse stock split, every three (3) shares of the Company’s pre-reverse split Common Stock will be combined and reclassified into one (1) share of Common Stock. Trading in the Common Stock will continue on the Nasdaq Capital Market under the ticker symbol "XSPA," but the security will be assigned a new CUSIP number (CUSIP No. 98420U 703).
|
2020-06-11 |
| 2020-05-07 | 10801.81 | 98.80 | 定期报告 | 2020-04-24 |
| 2020-04-20 | 8650.02 | 未披露 | 定期报告 | 2020-04-13 |
| 2020-05-07 | 5330.44 | 98.80 | 定期报告 | 2020-03-30 |
| 2020-03-27 | 3588.49 | 未披露 |
更多>>
1.Common Stock offered 7,450,000 shares.
2.The number of shares of Common Stock that will be outstanding after this offering is based on 28,434,895 shares of Common Stock outstanding as of March 25, 2020
|
2020-03-27 |
| 2020-03-26 | 2843.49 | 未披露 | 定期报告 | 2020-03-25 |
| 2020-03-23 | 2256.39 | 未披露 | 定期报告 | 2020-03-19 |
| 2020-03-23 | 1837.51 | 未披露 | 定期报告 | 2020-03-18 |
| 2020-04-20 | 1547.22 | 98.69 |
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From December 31, 2018 to December 31, 2019
Conversion of Series D Preferred Stock into common shares, net
Issuance of common stock for repayment of interest
Conversion of senior notes and warrants into common shares
Exercise of June 2019 Class A Warrants into common stock
Issuance of common shares to pay interest on borrowings
Exercise of warrants into common stock
|
2019-12-31 |
| 2019-12-09 | 1515.27 | 未披露 | 定期报告 | 2019-12-02 |
| 2019-11-14 | 1445.27 | 未披露 |
更多>>
Upon the approval by the Company’s shareholders on October 2, 2019, on October 3, 2019 all issued and outstanding shares of the Company’s Series D Preferred Stock were converted into shares of the Company’s Common Stock pursuant to Section 6.3.4 of the Certificate of Designation of Preferences, Rights and Limitations of the Series D Preferred Stock, as amended on July 8, 2019, except to the extent that any holder of Series D Preferred Stock would otherwise beneficially own in excess any beneficial ownership limitation applicable to such holder after giving effect to the conversion, in which case such holder’s Series D Preferred Stock converted automatically into warrants to purchase the number of shares of the Company’s Common Stock equal to the number of shares of Common Stock into which the holder’s Series D Preferred Stock would otherwise have converted.
On October 1, 2019, the Company entered into Amendment No. 3 to the Agreement and Plan of Merger (the “Merger Agreement”), by and among the Company (formerly known as FORM Holdings Corp.), Holdings and Mistral XH Representative, LLC, as representative of the unitholders of Holdings, dated as of August 8, 2016, as subsequently amended. The amendment to the Merger Agreement provided, among other things, for the release from escrow of (i) certain shares of the Company’s Series D Preferred Stock to the unitholders of Holdings and (ii) certain shares of Series D Preferred Stock to the Company in satisfaction of certain indemnification claims in connection with the Merger Agreement.
|
2019-11-12 |
| 2019-11-14 | 291.82 | 145.72 |
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From June 30, 2019 to September 30, 2019
Exercise of June 2019 Class A Warrants into common stock
|
2019-09-30 |
| 2019-08-12 | 291.69 | 139.35 | 定期报告 | 2019-08-01 |
| 2019-07-31 | 291.69 | 未披露 | 定期报告 | 2019-07-26 |
| 2019-07-31 | 291.65 | 7.84 | 定期报告 | 2019-07-12 |
| 2019-08-14 | 232.00 | 6.97 |
更多>>
from March 31, 2019 to June 30, 2019
Conversion of senior notes and warrants into common shares
|
2019-06-30 |
| 2019-04-30 | 195.67 | 未披露 | 定期报告 | 2019-04-28 |
| 2019-05-15 | 194.13 | 15.30 |
更多>>
from December 31, 2018 to March 31, 2019
Issuance of common stock for repayment of debt and interest
|
2019-03-31 |
| 2019-04-01 | 193.23 | 未披露 | 定期报告 | 2019-03-15 |
| 2019-04-01 | 176.18 | 15.02 |
更多>>
from December 31, 2017 to February 25, 2019
Vesting of restricted stock units (“RSUs”)
Issuance of Series E Convertible Preferred Stock
Issuance of Common Stock for services
Issuance of Common Stock for repayment of debt and interest
On February 22, 2019, XpresSpa Group, Inc. (the “Company”) filed a certificate of amendment to its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware to effect a 1-for-20 reverse stock split of the Company’s shares of common stock. The reverse stock split is scheduled to take effect after the market closes on February 22, 2019 (the "Effective Time"). Shares of the company’s common stock are expected to begin trading on a split-adjusted basis on February 25, 2019.
|
2019-02-25 |
| 2018-11-14 | 3454.65 | 未披露 | 定期报告 | 2018-11-09 |
| 2018-11-14 | 3191.95 | 209.13 |
更多>>
From December 31, 2017 to September 30, 2018
Vesting of restricted stock units (“RSUs”)
Issuance of common stock for repayment of debt and interest
|
2018-09-30 |
| 2018-08-08 | 2711.47 | 42.05 | 定期报告 | 2018-07-23 |
| 2018-08-14 | 2711.47 | 214.88 |
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From December 31, 2017 to June 30, 2018
Vesting of restricted stock units (“RSUs”)
|
2018-06-30 |
| 2018-06-08 | 2675.24 | 未披露 | 定期报告 | 2018-05-29 |
| 2018-05-15 | 2663.45 | 214.88 |
更多>>
From December 31, 2017 to March 31, 2018
Vesting of restricted stock units (“RSUs”)
|
2018-03-31 |
| 2018-03-29 | 2658.11 | 未披露 | 定期报告 | 2018-03-15 |
| 2018-03-29 | 2654.57 | 209.42 |
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from December 31, 2016 to December 31, 2017
Conversion of preferred stock to common stock
Shares of common stock issued for acquisition of Excalibur
Net proceeds from sale and issuance of shares of common stock in public offering
|
2017-12-31 |
| 2017-11-09 | 2654.57 | 未披露 | 定期报告 | 2017-11-09 |
| 2017-11-09 | 2654.07 | 209.42 |
更多>>
From December 31, 2016 to September 30, 2017
Shares of common stock issued for the acquisition of Excalibur
Net proceeds from sale and issuance of shares of common stock in public offering
Conversion of preferred stock to common stock
|
2017-09-30 |
| 2017-09-25 | 2654.07 | 42.05 | 定期报告 | 2017-09-12 |
| 2017-08-09 | 2648.35 | 未披露 | 定期报告 | 2017-08-07 |
| 2017-08-09 | 1956.55 | 210.36 |
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From December 31, 2016 to June 30, 2017
Shares of common stock issued for the acquisition of Excalibur
Conversion of preferred stock to common stock
|
2017-06-30 |
| 2017-05-15 | 1956.55 | 未披露 | 定期报告 | 2017-05-15 |
| 2017-05-01 | 1945.90 | 未披露 | 定期报告 | 2017-05-01 |
| 2017-05-15 | 1919.85 | 216.51 |
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From December 31, 2016 to March 31, 2017
Shares of common stock issued for the acquisition of Excalibur
|
2017-03-31 |
| 2017-03-30 | 1919.85 | 未披露 | 定期报告 | 2017-03-30 |
| 2017-03-06 | 1920.00 | 未披露 | 定期报告 | 2017-03-03 |
| 2017-03-30 | 1830.49 | 49.14 |
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From December 31, 2015 to December 31, 2016
Vesting of restricted stock units (“RSUs”)
Issuance of common stock
Shares of common stock issued for acquisition of XpresSpa
Shares of preferred stock issued for acquisition of XpresSpa
|
2016-12-31 |
| 2016-11-09 | 1580.49 | 未披露 | 定期报告 | 2016-11-09 |
| 2016-11-09 | 1579.99 | 未披露 |
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From December 31, 2015 to September 30, 2016
Vesting of restricted stock units (“RSUs”)
Issuance of common stock for repayment of convertible debt and related interest
Sale of shares of common stock from subscription agreement
|
2016-09-30 |
| 2016-08-15 | 1576.21 | 未披露 | 定期报告 | 2016-08-15 |
| 2016-08-15 | 1501.15 | 167.36 |
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From December 31, 2015 to June 30, 2016
Issuance of common stock
|
2016-06-30 |
| 2016-05-05 | 1499.37 | 未披露 |
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From December 31, 2015 to March 31, 2016
Issuance of common stock for repayment of convertible debt and related interest
|
2016-03-31 |
| 2016-03-10 | 1495.60 | 未披露 | 定期报告 | 2016-03-10 |
| 2016-03-10 | 1322.01 | 未披露 |
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from December 31, 2014 to December 31, 2015
Issuance of common stock for repayment of convertible debt and related interest
Issuance of common stock for acquisition of IDG
On November 27, 2015, we implemented a one-for-ten reverse split of our issued and outstanding shares of common stock (the "Reverse Stock Split"), as authorized at a special meeting of our stockholders held on November 16, 2015. The Reverse Stock Split became effective at the opening of trading on the NASDAQ on November 27, 2015.
|
2015-12-31 |
| 2015-11-25 | 1127.21 | 未披露 |
更多>>
Vringo, Inc., a company engaged in the innovation, development and monetization of intellectual property as well as the commercialization and distribution of wire-free charging and rugged computing devices, today announced the that effective at 5:00 pm, Eastern Time, on November 27, 2015 (“Effective Time”), the Company will effect a one-for-ten reverse stock split of its outstanding common stock. The Company's common stock will open for trading on The NASDAQ Capital Market on November 30, 2015 on a post-split basis.
|
2015-11-30 |
| 2015-11-09 | 11272.08 | 未披露 | 定期报告 | 2015-11-09 |
| 2015-11-09 | 11062.71 | 未披露 |
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from December 31, 2014 to September 30, 2015
Vesting of restricted stock units (“RSUs”)
Issuance of common stock for repayment of debt and interest
|
2015-09-30 |
| 2015-09-25 | 11062.71 | 未披露 | 定期报告 | 2015-09-25 |
| 2015-08-04 | 9937.77 | 未披露 | 定期报告 | 2015-08-03 |
| 2015-08-04 | 9594.67 | 未披露 |
更多>>
from December 31, 2014 to June 30, 2015
Vesting of restricted stock units(“RSUs”)
Issuance of common stock
|
2015-06-30 |
| 2015-06-26 | 9588.00 | 未披露 | 定期报告 | 2015-06-15 |
| 2015-05-05 | 9357.10 | 未披露 |
更多>>
from December 31, 2014 to March 31, 2015
Vesting of restricted stock units (“RSU”)
|
2015-03-31 |
| 2015-03-16 | 9340.49 | 未披露 |
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from December 31, 2013 to December 31, 2014
Exercise of stock options and vesting of RSU
Exercise of warrants
Issuance of common stock for services
|
2014-12-31 |
| 2014-11-04 | 9317.54 | 未披露 |
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from December 31, 2013 to September 30, 2014
Exercise of stock options and vesting of restricted stock units (“RSU”)
Exercise of warrants
Issuance of common stock for services
|
2014-09-30 |
| 2014-08-06 | 9254.59 | 未披露 |
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from December 31, 2013 to June 30, 2014
Exercise of stock options and vesting of restricted stock units (“RSU”)
Exercise of warrants
|
2014-06-30 |
| 2014-05-08 | 8653.11 | 未披露 | 定期报告 | 2014-04-24 |
| 2014-04-29 | 8651.55 | 未披露 | 定期报告 | 2014-04-21 |
| 2014-05-08 | 8645.90 | 未披露 |
更多>>
from December 31, 2013 to March 31, 2014
Exercise of stock options and vesting of Restricted Stock Units
Exercise of warrants
|
2014-03-31 |
| 2014-03-10 | 8579.78 | 未披露 | 定期报告 | 2014-02-21 |
| 2014-03-10 | 8450.27 | 未披露 |
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from December 31, 2012 to December 31, 2013
Exercise of stock options and vesting of Restricted Stock Units (“RSUs”)
Exercise of warrants
|
2013-12-31 |
| 2013-11-07 | 8412.57 | 未披露 | 定期报告 | 2013-11-05 |
| 2013-11-07 | 8412.07 | 未披露 |
更多>>
from December 31, 2012 to September 30, 2013
Exercise of stock options and vesting of Restricted Stock Units (“RSU”)
Exercise of warrants
|
2013-09-30 |
| 2013-08-08 | 8316.13 | 未披露 | 定期报告 | 2013-08-05 |
| 2013-08-08 | 8295.77 | 未披露 |
更多>>
from December 31, 2012 to June 30, 2013
Exercise of stock options and vesting of RSUs
Exercise of warrants
|
2013-06-30 |
| 2013-06-06 | 8275.50 | 未披露 | 定期报告 | 2013-05-23 |
| 2013-05-09 | 8274.91 | 未披露 | 定期报告 | 2013-05-08 |
| 2013-05-09 | 8251.69 | 未披露 |
更多>>
from December 31,2012 to March 31,2013
Exercise of stock options and RSUs
Exercise of warrants
|
2013-03-31 |
| 2013-03-21 | 8245.11 | 未披露 | 定期报告 | 2013-03-20 |
| 2013-03-21 | 8188.92 | 未披露 |
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from December 31, 2011 to December 31, 2012
Conversion of Series A Preferred Convertible Preferred stock, classified as mezzanine equity
Stock-based compensation, including grant of shares to consultants
Recording of equity instruments upon Merger, net of fair value of issued warrants $21,954 and issuance cost of $463
Conversion of Series A Preferred Convertible Preferred stock, classified as equity
Exercise of warrants
Exercise of stock options
Issuance of shares in connection with a financing round, net of issuance cost of $52
Shares issued for acquisition of patents
Issuance of shares in connection with a financing round, net of issuance cost of $39
|
2012-12-31 |
| 2012-11-14 | 8032.81 | 未披露 | 定期报告 | 2012-11-14 |
| 2012-11-14 | 6480.97 | 未披露 |
更多>>
from December 31, 2011 to September 30, 2012
Conversion of Series A Preferred Convertible Preferred stock, classified as mezzanine equity
Stock based compensation, including grant of shares to consultants
Recording of Legal Parent’s equity instruments upon Merger, net of issuance cost of $463
Conversion of Series A Preferred Convertible Preferred stock, classified as equity
Exercise of warrants
Exercise of stock options
Issuance of shares in connection with a financing round, net of issuance cost of $52
|
2012-09-30 |
| 2012-08-14 | 5824.51 | 未披露 | 定期报告 | 2012-08-14 |
| 2012-07-24 | 3533.25 | 0.62 | 定期报告 | 2012-07-20 |
| 2012-08-14 | 1505.20 | 未披露 |
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from December 31, 2011 to June 30, 2012
Exercise of warrants
Exercise of stock options
|
2012-06-30 |
| 2012-05-15 | 1406.04 | 未披露 | 定期报告 | 2012-05-15 |
| 2012-05-15 | 1386.64 | 未披露 |
更多>>
from December 31, 2011 to March 31, 2012
Exercise of warrants
|
2012-03-31 |
| 2012-03-30 | 1386.14 | 未披露 | 定期报告 | 2012-03-30 |
| 2012-03-30 | 995.45 | 未披露 |
更多>>
from December 31, 2010 to December 31, 2011
Exercise of warrants
Conversion of convertible notes and accrued interest
Issuance of shares, net of issuance costs of $65
Issuance of shares to a consultant
Issuance of shares in connection with restructuring of venture loan
Exercise of stock options
|
2011-12-31 |
| 2011-11-14 | 622.94 | 未披露 | 定期报告 | 2011-11-14 |
| 2011-11-14 | 616.32 | 未披露 |
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from dec 31 2010 to sep 30 2011
Exercise of warrants
Issuance of shares in connection with restructuring of venture loan
Exercise of stock options
|
2011-09-30 |
| 2011-08-15 | 613.66 | 未披露 | 定期报告 | 2011-08-15 |
| 2011-08-15 | 596.36 | 未披露 |
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from December 31, 2010 to June 30, 2011
Exercise of warrants
Issuance of shares in connection with restructuring of venture loan
|
2011-06-30 |
| 2011-03-31 | 567.33 | 未披露 | 定期报告 | 2011-03-25 |
| 2011-03-31 | 540.51 | 未披露 |
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from December 31, 2009 to December 31, 2010
Issuance of common stock, net of issuance costs of $1,768
Exchange of series A convertible preferred stock for common stock
Conversion of Bridge notes
Exercise of stock options
Exercise of warrants
Stock dividend
Reverse stock split
Exchange of series B convertible preferred stock for common stock
|
2010-12-31 |
| 2010-11-15 | 510.94 | 未披露 |
更多>>
from December 31, 2009 to September 30, 2010
Issuance of common stock, net of issuance costs of $1,768
Exchange of series A convertible preferred stock for common stock
Conversion of Bridge notes
Stock dividend
Reverse stock split
Exchange of series B convertible preferred stock for common stock
|
2010-09-30 |
| 2010-06-22 | 509.23 | 未披露 |
更多>>
Gives retroactive effect to a 1-for-6 reverse stock split effective immediately prior to the consummation of this offering (except as to the disclosure in the financial statements).
|
2010-07-27 |
| 2010-08-16 | 509.84 | 未披露 |
更多>>
from December 31, 2009 to June 30, 2010
Issuance of common stock and warrants, net of issuance costs of $1,768
Exchange of series A convertible preferred stock for common stock
Conversion of bridge notes
Stock dividend
Reverse stock split
Exchange of series B convertible preferred stock for common stock
|
2010-06-30 |
From March 31, 2022 to June 30, 2022
Vesting of restricted stock units
Repurchase of common stock
From January 1, 2021 to December 31, 2021
Warrant exercises, net of costs
Issuance of Common Stock for services
Issuance of restricted stock
From June 30, 2021 to September 30, 2021
Issuance of restricted stock
Repurchase and retirement of common stock
Stock option exercises
From March 31, 2021 to June 30, 2021
Issuance of Common Stock for services
Issuance of restricted stock
From December 31, 2019 to December 31, 2020
Issuances of Common Stock for payment of interest on B3D Note
Conversion of B3D Note to Common Stock
Issuance of Common Stock for payment of interest on Calm Note
Conversion of Calm Note to Common Stock
Conversion of Series E Preferred Stock into Common Stock
Conversion of Series F Preferred Stock into Common Stock
Exercise of May 2018 Class A Warrants into Common Stock
Exercise of Calm Warrants into Common Stock
March Warrant Exchange for Common Stock - Class A Warrant
March Warrant Exchange for Common Stock - Class D Warrant
June Warrant Exchange for Common Stock - Calm Warrant
Direct offerings of Common Stock and pre-funded warrants, net of costs
Issuance of restricted stock
Stock option exercises
Issuance of Common Stock for services
Fractional shares retired in reverse stock split
1.Common Stock offered 24,509,806 shares.
2.The number of shares of Common Stock that will be outstanding after this offering is based on 69,516,905 shares of Common Stock outstanding as of December 17, 2020.
From June 30, 2020 to September 30, 2020
Conversion of B3D Note to Common Stock
Stock option exercises
Issuance of Common Stock for payment of interest on Calm Note
Direct offerings of Common Stock and pre-funded warrants, net of costs
Issuance of restricted stock
1.Common Stock offered 10,407,408 shares.
2.The number of shares of Common Stock that will be outstanding after this offering is based on 57,576,261 shares of Common Stock outstanding as of August 25, 2020.
From March 31, 2020 to June 30, 2020
Conversion of Series E Preferred Stock into Common Stock
Conversion of Series F Preferred Stock into Common Stock
Issuance of Common Stock for payment of interest on B3D Note
Exercise of May 2018 Class A Warrants into Common Stock
Exercise of Calm Warrants into Common Stock
Exercise of March 2020 pre-funded warrants into Common Stock
March Warrant Exchange for Common Stock - Class A Warrant
March Warrant Exchange for Common Stock - Class D Warrant
June Warrant Exchange for Common Stock - Calm Warrant
Conversion of B3D Note to Common Stock
Conversion of Calm Note to Common Stock
Direct offerings of Common Stock and pre-funded warrants, net of costs
Issuance of restricted stock
Fractional shares retired in reverse stock split
1.Common Stock offered 7,614,700 shares.
2.The number of shares of Common Stock that will be outstanding after this offering is based on 48,859,213 shares of Common Stock outstanding as of June 16, 2020
The reverse stock split is scheduled to take effect after the market closes on June 10, 2020 (the "Effective Time"). Shares of the Common Stock are expected to begin trading on a split-adjusted basis on June 11, 2020. As a result of the reverse stock split, every three (3) shares of the Company’s pre-reverse split Common Stock will be combined and reclassified into one (1) share of Common Stock. Trading in the Common Stock will continue on the Nasdaq Capital Market under the ticker symbol "XSPA," but the security will be assigned a new CUSIP number (CUSIP No. 98420U 703).
1.Common Stock offered 7,450,000 shares.
2.The number of shares of Common Stock that will be outstanding after this offering is based on 28,434,895 shares of Common Stock outstanding as of March 25, 2020
From December 31, 2018 to December 31, 2019
Conversion of Series D Preferred Stock into common shares, net
Issuance of common stock for repayment of interest
Conversion of senior notes and warrants into common shares
Exercise of June 2019 Class A Warrants into common stock
Issuance of common shares to pay interest on borrowings
Exercise of warrants into common stock
Upon the approval by the Company’s shareholders on October 2, 2019, on October 3, 2019 all issued and outstanding shares of the Company’s Series D Preferred Stock were converted into shares of the Company’s Common Stock pursuant to Section 6.3.4 of the Certificate of Designation of Preferences, Rights and Limitations of the Series D Preferred Stock, as amended on July 8, 2019, except to the extent that any holder of Series D Preferred Stock would otherwise beneficially own in excess any beneficial ownership limitation applicable to such holder after giving effect to the conversion, in which case such holder’s Series D Preferred Stock converted automatically into warrants to purchase the number of shares of the Company’s Common Stock equal to the number of shares of Common Stock into which the holder’s Series D Preferred Stock would otherwise have converted.
On October 1, 2019, the Company entered into Amendment No. 3 to the Agreement and Plan of Merger (the “Merger Agreement”), by and among the Company (formerly known as FORM Holdings Corp.), Holdings and Mistral XH Representative, LLC, as representative of the unitholders of Holdings, dated as of August 8, 2016, as subsequently amended. The amendment to the Merger Agreement provided, among other things, for the release from escrow of (i) certain shares of the Company’s Series D Preferred Stock to the unitholders of Holdings and (ii) certain shares of Series D Preferred Stock to the Company in satisfaction of certain indemnification claims in connection with the Merger Agreement.
From June 30, 2019 to September 30, 2019
Exercise of June 2019 Class A Warrants into common stock
from March 31, 2019 to June 30, 2019
Conversion of senior notes and warrants into common shares
from December 31, 2018 to March 31, 2019
Issuance of common stock for repayment of debt and interest
from December 31, 2017 to February 25, 2019
Vesting of restricted stock units (“RSUs”)
Issuance of Series E Convertible Preferred Stock
Issuance of Common Stock for services
Issuance of Common Stock for repayment of debt and interest
On February 22, 2019, XpresSpa Group, Inc. (the “Company”) filed a certificate of amendment to its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware to effect a 1-for-20 reverse stock split of the Company’s shares of common stock. The reverse stock split is scheduled to take effect after the market closes on February 22, 2019 (the "Effective Time"). Shares of the company’s common stock are expected to begin trading on a split-adjusted basis on February 25, 2019.
From December 31, 2017 to September 30, 2018
Vesting of restricted stock units (“RSUs”)
Issuance of common stock for repayment of debt and interest
From December 31, 2017 to June 30, 2018
Vesting of restricted stock units (“RSUs”)
From December 31, 2017 to March 31, 2018
Vesting of restricted stock units (“RSUs”)
from December 31, 2016 to December 31, 2017
Conversion of preferred stock to common stock
Shares of common stock issued for acquisition of Excalibur
Net proceeds from sale and issuance of shares of common stock in public offering
From December 31, 2016 to September 30, 2017
Shares of common stock issued for the acquisition of Excalibur
Net proceeds from sale and issuance of shares of common stock in public offering
Conversion of preferred stock to common stock
From December 31, 2016 to June 30, 2017
Shares of common stock issued for the acquisition of Excalibur
Conversion of preferred stock to common stock
From December 31, 2016 to March 31, 2017
Shares of common stock issued for the acquisition of Excalibur
From December 31, 2015 to December 31, 2016
Vesting of restricted stock units (“RSUs”)
Issuance of common stock
Shares of common stock issued for acquisition of XpresSpa
Shares of preferred stock issued for acquisition of XpresSpa
From December 31, 2015 to September 30, 2016
Vesting of restricted stock units (“RSUs”)
Issuance of common stock for repayment of convertible debt and related interest
Sale of shares of common stock from subscription agreement
From December 31, 2015 to June 30, 2016
Issuance of common stock
From December 31, 2015 to March 31, 2016
Issuance of common stock for repayment of convertible debt and related interest
from December 31, 2014 to December 31, 2015
Issuance of common stock for repayment of convertible debt and related interest
Issuance of common stock for acquisition of IDG
On November 27, 2015, we implemented a one-for-ten reverse split of our issued and outstanding shares of common stock (the "Reverse Stock Split"), as authorized at a special meeting of our stockholders held on November 16, 2015. The Reverse Stock Split became effective at the opening of trading on the NASDAQ on November 27, 2015.
Vringo, Inc., a company engaged in the innovation, development and monetization of intellectual property as well as the commercialization and distribution of wire-free charging and rugged computing devices, today announced the that effective at 5:00 pm, Eastern Time, on November 27, 2015 (“Effective Time”), the Company will effect a one-for-ten reverse stock split of its outstanding common stock. The Company's common stock will open for trading on The NASDAQ Capital Market on November 30, 2015 on a post-split basis.
from December 31, 2014 to September 30, 2015
Vesting of restricted stock units (“RSUs”)
Issuance of common stock for repayment of debt and interest
from December 31, 2014 to June 30, 2015
Vesting of restricted stock units(“RSUs”)
Issuance of common stock
from December 31, 2014 to March 31, 2015
Vesting of restricted stock units (“RSU”)
from December 31, 2013 to December 31, 2014
Exercise of stock options and vesting of RSU
Exercise of warrants
Issuance of common stock for services
from December 31, 2013 to September 30, 2014
Exercise of stock options and vesting of restricted stock units (“RSU”)
Exercise of warrants
Issuance of common stock for services
from December 31, 2013 to June 30, 2014
Exercise of stock options and vesting of restricted stock units (“RSU”)
Exercise of warrants
from December 31, 2013 to March 31, 2014
Exercise of stock options and vesting of Restricted Stock Units
Exercise of warrants
from December 31, 2012 to December 31, 2013
Exercise of stock options and vesting of Restricted Stock Units (“RSUs”)
Exercise of warrants
from December 31, 2012 to September 30, 2013
Exercise of stock options and vesting of Restricted Stock Units (“RSU”)
Exercise of warrants
from December 31, 2012 to June 30, 2013
Exercise of stock options and vesting of RSUs
Exercise of warrants
from December 31,2012 to March 31,2013
Exercise of stock options and RSUs
Exercise of warrants
from December 31, 2011 to December 31, 2012
Conversion of Series A Preferred Convertible Preferred stock, classified as mezzanine equity
Stock-based compensation, including grant of shares to consultants
Recording of equity instruments upon Merger, net of fair value of issued warrants $21,954 and issuance cost of $463
Conversion of Series A Preferred Convertible Preferred stock, classified as equity
Exercise of warrants
Exercise of stock options
Issuance of shares in connection with a financing round, net of issuance cost of $52
Shares issued for acquisition of patents
Issuance of shares in connection with a financing round, net of issuance cost of $39
from December 31, 2011 to September 30, 2012
Conversion of Series A Preferred Convertible Preferred stock, classified as mezzanine equity
Stock based compensation, including grant of shares to consultants
Recording of Legal Parent’s equity instruments upon Merger, net of issuance cost of $463
Conversion of Series A Preferred Convertible Preferred stock, classified as equity
Exercise of warrants
Exercise of stock options
Issuance of shares in connection with a financing round, net of issuance cost of $52
from December 31, 2011 to June 30, 2012
Exercise of warrants
Exercise of stock options
from December 31, 2011 to March 31, 2012
Exercise of warrants
from December 31, 2010 to December 31, 2011
Exercise of warrants
Conversion of convertible notes and accrued interest
Issuance of shares, net of issuance costs of $65
Issuance of shares to a consultant
Issuance of shares in connection with restructuring of venture loan
Exercise of stock options
from dec 31 2010 to sep 30 2011
Exercise of warrants
Issuance of shares in connection with restructuring of venture loan
Exercise of stock options
from December 31, 2010 to June 30, 2011
Exercise of warrants
Issuance of shares in connection with restructuring of venture loan
from December 31, 2009 to December 31, 2010
Issuance of common stock, net of issuance costs of $1,768
Exchange of series A convertible preferred stock for common stock
Conversion of Bridge notes
Exercise of stock options
Exercise of warrants
Stock dividend
Reverse stock split
Exchange of series B convertible preferred stock for common stock
from December 31, 2009 to September 30, 2010
Issuance of common stock, net of issuance costs of $1,768
Exchange of series A convertible preferred stock for common stock
Conversion of Bridge notes
Stock dividend
Reverse stock split
Exchange of series B convertible preferred stock for common stock
Gives retroactive effect to a 1-for-6 reverse stock split effective immediately prior to the consummation of this offering (except as to the disclosure in the financial statements).
from December 31, 2009 to June 30, 2010
Issuance of common stock and warrants, net of issuance costs of $1,768
Exchange of series A convertible preferred stock for common stock
Conversion of bridge notes
Stock dividend
Reverse stock split
Exchange of series B convertible preferred stock for common stock