股本结构

单位:万股
公告日期 2022-11-04 2022-11-04 2022-08-05 2022-08-05 2022-05-06 2022-05-06
证券总股本 4941.74 4939.05 4935.99 4868.62 4862.30 4863.57
普通股本 4941.74 4939.05 4935.99 4868.62 4862.30 4863.57
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2022-10-28 2022-09-30 2022-07-29 2022-06-30 2022-04-29 2022-03-31
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2022-11-04 4941.74 未披露 定期报告 2022-10-28
2022-11-04 4939.05 未披露
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From June 30, 2022 to September 30, 2022 Issuance of common stock for restricted stock awards, net Issuance of common stock upon exercise of stock options
2022-09-30
2022-08-05 4935.99 未披露 定期报告 2022-07-29
2022-08-05 4868.62 未披露
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From March 31, 2022 to June 30, 2022 Issuance of common stock for restricted stock awards, net Issuance of common stock upon exercise of stock purchase rights
2022-06-30
2022-05-06 4862.30 未披露 定期报告 2022-04-29
2022-04-26 4863.63 未披露 定期报告 2022-04-11
2022-05-06 4863.57 未披露
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From December 31, 2021 to March 31, 2022 Issuance of common stock for restricted stock awards, net
2022-03-31
2022-02-25 4839.19 未披露 定期报告 2022-02-18
2022-02-25 4844.45 未披露
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From December 31, 2020 to December 31, 2021 Issuance of common stock upon exercise of stock options Issuance of common stock upon exercise of stock purchase rights Issuance of common stock for restricted stock awards, net
2021-12-31
2021-11-05 4735.75 未披露 定期报告 2021-10-29
2021-11-05 4717.97 未披露
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From June 30, 2021 to September 30, 2021 Issuance of common stock upon exercise of stock options Issuance of common stock for restricted stock awards, net
2021-09-30
2021-08-05 4723.36 未披露 定期报告 2021-07-30
2021-08-05 4699.44 未披露
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From March 31, 2021 to June 30, 2021 Issuance of common stock upon exercise of stock purchase rights Issuance of common stock upon exercise of stock options Issuance of common stock for restricted stock awards, net
2021-06-30
2021-05-06 4689.33 未披露 定期报告 2021-04-29
2021-04-27 4689.01 未披露 定期报告 2021-04-19
2021-05-06 4689.38 未披露
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From December 31, 2020 to March 31, 2021 Issuance of common stock upon exercise of stock options and warrants Issuance of common stock for restricted stock awards, net
2021-03-31
2021-04-27 4689.68 未披露 定期报告 2021-03-18
2021-02-26 4691.71 未披露 定期报告 2021-02-19
2021-02-26 4682.16 未披露
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From December 31, 2019 to December 31, 2020 Issuance of common stock upon exercise of stock options and warrants Issuance of common stock upon exercise of stock purchase rights Issuance of common stock for restricted stock awards, net
2020-12-31
2020-11-06 4681.48 未披露 定期报告 2020-10-30
2020-11-06 4682.83 未披露
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From June 30, 2020 to September 30, 2020 Issuance of common stock upon exercise of stock options Issuance of common stock for restricted stock awards, net
2020-09-30
2020-08-07 4651.44 未披露 定期报告 2020-07-31
2020-08-07 4651.33 未披露
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from March 31, 2020 to June 30, 2020 Issuance of common stock upon exercise of stock purchase rights Issuance of common stock upon exercise of stock options Issuance of common stock for restricted stock awards, net
2020-06-30
2020-05-07 4646.83 未披露 定期报告 2020-05-01
2020-04-24 4646.83 未披露 定期报告 2020-04-14
2020-05-07 4647.62 未披露
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From December 31, 2019 to March 31, 2020 Issuance of common stock upon exercise of stock options and warrants Issuance of common stock for restricted stock awards, net
2020-03-31
2020-04-24 4647.72 未披露 定期报告 2020-03-12
2020-02-24 4642.85 未披露 定期报告 2020-02-14
2020-02-24 4646.47 未披露
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From December 31, 2018 to December 31, 2019 Issuance of common stock upon exercise of stock options and warrants Issuance of common stock upon exercise of stock purchase rights Issuance of common stock for restricted stock awards, net
2019-12-31
2019-11-07 4632.15 未披露 定期报告 2019-11-01
2019-11-07 4599.90 未披露
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from June 30, 2019 to September 30, 2019 Issuance of common stock upon exercise of stock options Issuance of common stock for restricted stock awards, net
2019-09-30
2019-08-08 4593.92 未披露 定期报告 2019-08-01
2019-08-08 4594.94 未披露
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From March 31, 2019 to June 30, 2019 Issuance of common stock upon exercise of stock purchase rights Issuance of common stock upon exercise of stock options Issuance of common stock for restricted stock awards, net
2019-06-30
2019-05-08 4591.78 未披露 定期报告 2019-05-01
2019-05-08 4592.20 未披露
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From December 31, 2018 to March 31, 2019 Issuance of common stock upon exercise of stock options and warrants Issuance of common stock for restricted stock awards, net
2019-03-31
2019-04-10 4591.98 未披露 定期报告 2019-03-26
2019-04-10 4591.74 未披露 定期报告 2019-03-15
2019-03-01 4591.11 未披露 定期报告 2019-02-15
2019-03-01 4547.89 未披露
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From December 31, 2017 To December 31, 2018 Issuance of common stock, net of discounts, commissions and expenses of $1,345 Issuance of common stock upon exercise of stock purchase rights Issuance of common stock upon exercise of stock options and warrants Issuance of common stock for restricted stock awards, net Issuance of shares upon conversion of 2014 Convertible Notes
2018-12-31
2018-11-07 4545.36 未披露 定期报告 2018-10-31
2018-11-07 4545.12 未披露 定期报告 2018-09-30
2018-08-09 4522.23 未披露 定期报告 2018-08-02
2018-08-09 3983.94 未披露 定期报告 2018-06-30
2018-05-09 3949.65 未披露 定期报告 2018-05-02
2018-04-27 3950.27 未披露 定期报告 2018-04-12
2018-05-09 3950.31 未披露 定期报告 2018-03-31
2018-03-01 3949.29 未披露 定期报告 2018-02-14
2018-03-01 3694.76 未披露
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From December 31, 2016 To December 31, 2017 Issuance of common stock, net of discounts, commissions and expenses of $3,458 Issuance of common stock upon exercise of stock purchase rights Exercise of stock options Issuance of common stock for restricted stock awards, net Shares issued for asset acquisition
2017-12-31
2017-11-09 3670.47 未披露 定期报告 2017-11-02
2017-11-09 3642.68 未披露 定期报告 2017-09-30
2017-08-03 3634.06 未披露 定期报告 2017-07-27
2017-08-03 3633.75 未披露 定期报告 2017-06-30
2017-05-03 3363.49 未披露 定期报告 2017-04-26
2017-05-03 3363.47 未披露 定期报告 2017-03-31
2017-03-09 3362.62 未披露 定期报告 2017-02-28
2017-03-09 3345.86 未披露
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From December 31, 2015 to December 31, 2016 Proceeds from issuance of common stock, net of underwriting discounts, commissions and expenses of $5,963 Issuance of common stock upon exercise of stock purchase rights Exercise of stock options Vesting of restricted stock
2016-12-31
2016-11-03 3338.22 未披露 定期报告 2016-10-27
2016-11-02 3337.62 未披露 定期报告 2016-09-30
2016-08-04 2789.30 未披露 定期报告 2016-07-28
2016-08-03 2664.96 未披露 定期报告 2016-06-30
2016-04-29 2652.87 未披露 定期报告 2016-04-15
2016-05-03 2651.84 未披露 定期报告 2016-03-31
2016-03-02 2651.19 未披露 定期报告 2016-02-25
2016-03-02 2645.85 未披露
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from December 31, 2014 to December 31, 2015 Proceeds from issuance of common stock, net of commissions and expenses of $1,496 Issuance of common stock upon exercise of stock purchase rights Exercise of stock options Issuance of common stock upon exercise of warrants Vesting of restricted stock
2015-12-31
2015-11-06 2636.49 未披露 定期报告 2015-10-28
2015-11-03 2629.07 未披露 定期报告 2015-09-30
2015-08-06 2569.21 未披露 定期报告 2015-07-30
2015-08-05 2549.92 未披露 定期报告 2015-06-30
2015-05-08 2542.35 未披露 定期报告 2015-05-01
2015-05-07 2527.57 未披露 定期报告 2015-03-31
2015-02-27 2404.69 未披露 定期报告 2015-02-20
2015-02-27 2403.87 未披露 定期报告 2015-02-13
2015-02-27 2401.86 未披露
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from December 31, 2013 to December 31, 2014 Issuance of common stock upon exercise of stock purchase rights Exercise of stock options Vesting of restricted stock
2014-12-31
2014-11-12 2398.45 未披露 定期报告 2014-11-05
2014-11-03 2396.77 未披露 定期报告 2014-09-30
2014-08-07 2389.00 未披露 定期报告 2014-07-30
2014-08-06 2386.68 未披露 定期报告 2014-06-30
2014-05-13 2343.71 未披露 定期报告 2014-05-06
2014-05-12 2332.86 未披露 定期报告 2014-03-31
2014-03-26 2331.67 未披露 定期报告 2014-03-19
2014-03-26 2328.55 未披露
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From December 31,2012 to December 31,2013 Exercise of stock options Vesting of restricted stock Conversion of convertible preferred stock to common stock Conversion of convertible notes payable and accrued interest to common stock Proceeds from issuance of common stock in initial public offering, net of underwriting discounts and commissions of $5,410 and offering costs of $3,644 Issuance of common stock upon net exercise of warrants
2013-12-31
2013-12-05 2327.36 未披露
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The Company effected a 1-for-5 reverse stock split of its common stock on October 8, 2013. In the context of its initial public offering, the Company determined that the probability of the conversion of preferred stock into common stock, based on the consent from the holders of the requisite number of preferred shares, was high as of September 30, 2013. As a result, the allocation of the determined equity value assumed conversion of all preferred stock into common stock.
2013-11-29
2013-10-28 2220.57 未披露
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A 1-for-5 reverse stock split of our common stock effected on October 8, 2013; the automatic conversion of all outstanding shares of our convertible preferred stock into an aggregate of 12,120,531 shares of common stock immediately prior to the closing of this offering.
2013-10-25
2013-12-04 102.12 6060.27 定期报告 2013-09-30
2013-09-17 497.94 6060.27
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from December 31, 2012 to June 30, 2013 Exercise of stock options Vesting of restricted stock
2013-06-30
From June 30, 2022 to September 30, 2022 Issuance of common stock for restricted stock awards, net Issuance of common stock upon exercise of stock options
From March 31, 2022 to June 30, 2022 Issuance of common stock for restricted stock awards, net Issuance of common stock upon exercise of stock purchase rights
From December 31, 2021 to March 31, 2022 Issuance of common stock for restricted stock awards, net
From December 31, 2020 to December 31, 2021 Issuance of common stock upon exercise of stock options Issuance of common stock upon exercise of stock purchase rights Issuance of common stock for restricted stock awards, net
From June 30, 2021 to September 30, 2021 Issuance of common stock upon exercise of stock options Issuance of common stock for restricted stock awards, net
From March 31, 2021 to June 30, 2021 Issuance of common stock upon exercise of stock purchase rights Issuance of common stock upon exercise of stock options Issuance of common stock for restricted stock awards, net
From December 31, 2020 to March 31, 2021 Issuance of common stock upon exercise of stock options and warrants Issuance of common stock for restricted stock awards, net
From December 31, 2019 to December 31, 2020 Issuance of common stock upon exercise of stock options and warrants Issuance of common stock upon exercise of stock purchase rights Issuance of common stock for restricted stock awards, net
From June 30, 2020 to September 30, 2020 Issuance of common stock upon exercise of stock options Issuance of common stock for restricted stock awards, net
from March 31, 2020 to June 30, 2020 Issuance of common stock upon exercise of stock purchase rights Issuance of common stock upon exercise of stock options Issuance of common stock for restricted stock awards, net
From December 31, 2019 to March 31, 2020 Issuance of common stock upon exercise of stock options and warrants Issuance of common stock for restricted stock awards, net
From December 31, 2018 to December 31, 2019 Issuance of common stock upon exercise of stock options and warrants Issuance of common stock upon exercise of stock purchase rights Issuance of common stock for restricted stock awards, net
from June 30, 2019 to September 30, 2019 Issuance of common stock upon exercise of stock options Issuance of common stock for restricted stock awards, net
From March 31, 2019 to June 30, 2019 Issuance of common stock upon exercise of stock purchase rights Issuance of common stock upon exercise of stock options Issuance of common stock for restricted stock awards, net
From December 31, 2018 to March 31, 2019 Issuance of common stock upon exercise of stock options and warrants Issuance of common stock for restricted stock awards, net
From December 31, 2017 To December 31, 2018 Issuance of common stock, net of discounts, commissions and expenses of $1,345 Issuance of common stock upon exercise of stock purchase rights Issuance of common stock upon exercise of stock options and warrants Issuance of common stock for restricted stock awards, net Issuance of shares upon conversion of 2014 Convertible Notes
From December 31, 2016 To December 31, 2017 Issuance of common stock, net of discounts, commissions and expenses of $3,458 Issuance of common stock upon exercise of stock purchase rights Exercise of stock options Issuance of common stock for restricted stock awards, net Shares issued for asset acquisition
From December 31, 2015 to December 31, 2016 Proceeds from issuance of common stock, net of underwriting discounts, commissions and expenses of $5,963 Issuance of common stock upon exercise of stock purchase rights Exercise of stock options Vesting of restricted stock
from December 31, 2014 to December 31, 2015 Proceeds from issuance of common stock, net of commissions and expenses of $1,496 Issuance of common stock upon exercise of stock purchase rights Exercise of stock options Issuance of common stock upon exercise of warrants Vesting of restricted stock
from December 31, 2013 to December 31, 2014 Issuance of common stock upon exercise of stock purchase rights Exercise of stock options Vesting of restricted stock
From December 31,2012 to December 31,2013 Exercise of stock options Vesting of restricted stock Conversion of convertible preferred stock to common stock Conversion of convertible notes payable and accrued interest to common stock Proceeds from issuance of common stock in initial public offering, net of underwriting discounts and commissions of $5,410 and offering costs of $3,644 Issuance of common stock upon net exercise of warrants
The Company effected a 1-for-5 reverse stock split of its common stock on October 8, 2013. In the context of its initial public offering, the Company determined that the probability of the conversion of preferred stock into common stock, based on the consent from the holders of the requisite number of preferred shares, was high as of September 30, 2013. As a result, the allocation of the determined equity value assumed conversion of all preferred stock into common stock.
A 1-for-5 reverse stock split of our common stock effected on October 8, 2013; the automatic conversion of all outstanding shares of our convertible preferred stock into an aggregate of 12,120,531 shares of common stock immediately prior to the closing of this offering.
from December 31, 2012 to June 30, 2013 Exercise of stock options Vesting of restricted stock