董事介绍

注:董事持股数取自最新公司公告

姓名 性别 职位 年龄 薪酬 持股数(万股) 截止日期
James M. Cracchiolo Chairman and Chief Executive Officer 66 2814.42万美元 11.19 2025-11-12
Liane J. Pelletier Director -- 未披露 未持股 2025-11-12
Glynis A. Bryan Director 66 未披露 0.02 2025-11-12
Robert F. Sharpe, Jr. Director 73 37.00万美元 1.46 2025-11-12
W. Edward Walter Director 69 32.50万美元 0.10 2025-11-12
Dianne Neal Blixt Director 65 34.50万美元 0.10 2025-11-12
Christopher J. Williams -- Director 67 35.50万美元 0.02 2025-11-12
Liane J. Pelletier Director 67 未披露 未持股 2025-11-12
Amy DiGeso Director 73 34.20万美元 0.02 2025-11-12
Brian T. Shea Director 64 32.70万美元 0.32 2025-11-12

高管介绍

注:高管持股数取自最新公司公告

姓名 性别 职位 年龄 薪酬 持股数(万股) 截止日期
James M. Cracchiolo Chairman and Chief Executive Officer 66 2814.42万美元 11.19 2025-11-12
Patrick H. O'Connell Executive Vice President, Ameriprise Advisor Group 55 未披露 未持股 2025-11-12
Gerard Smyth Executive Vice President and Chief Information Officer 63 未披露 未持股 2025-11-12
Kelli A. Hunter Petruzillo Executive Vice President of Human Resources 63 未披露 未持股 2025-11-12
Gumer Alvero President-Insurance and Annuities 57 未披露 未持股 2025-11-12
William Davies Executive Vice President and Global Chief Investment Officer 61 443.08万美元 1.21 2025-11-12
Dawn M. Brockman Senior Vice President and Corporate Controller 52 未披露 未持股 2025-11-12
Heather J. Melloh Executive Vice President and General Counsel 53 未披露 未持股 2025-11-12
William J. Williams Executive Vice President, Ameriprise Franchise Group 57 未披露 未持股 2025-11-12
David Logan Head of EMEA and Global Business Operations, Columbia Threadneedle Investments 55 未披露 未持股 2025-11-12
Walter S. Berman Executive Vice President and Chief Financial Officer 83 949.42万美元 0.08 2025-11-12
Deirdre Davey McGraw Executive Vice President-Marketing, Communications and Community Relations 54 未披露 未持股 2025-11-12
-- President-Advice and Wealth Management, Products and Service Delivery 63 612.80万美元 0.42 2025-11-12

董事简历

中英对照 |  中文 |  英文
James M. Cracchiolo

James M. Cracchiolo,自2005年9月30日担任Ameriprise Financial, Inc.主席及行政总裁。他自2005年9月30日以来担任Ameriprise金融公司董事长兼首席执行官时,此时美国运通财务公司完成了其从美国快递公司的分离。在此之前,他是自2001年3月担任美国运通金融公司的总裁兼首席执行官,自2000年11月担任首席执行官,自2000年6月担任美国运通公司的全球金融服务集团总裁,从2000年9月到2005年4月担任美国运通银行有限公司主席,从1998年5月到2003年7月担任旅游服务国际公司的总裁兼首席执行官。他于1982年加入美国运通,现为March of Dimes的顾问和以前担任Tech Data公司董事。 他获得纽约大学会计和经济学学士学位和金融工商管理硕士学位。他在纽约还持有注册会计师证,并被认证为一般证券事务代表,并在美国证券负责人。


James M. Cracchiolo,Chairman and Chief Executive Officer of Ameriprise Financial since 2005, when the company, American Express Financial Advisors, completed its spin-off from the American Express Company;Group president, American Express Global Financial Services (2000-2005) and held the following additional roles: CEO, president and chairman of American Express Financial Corporation; and chairman of American Express Bank Ltd;President and CEO of Travel Related Services International (1998-2000);President of Global Network Services (1997-1998);Senior vice president of Travel Related Services Quality, Global Reengineering (1993-1997);Executive vice president and chief financial officer of Shearson Lehman Brothers (then a unit of American Express) (1990-1993).
James M. Cracchiolo,自2005年9月30日担任Ameriprise Financial, Inc.主席及行政总裁。他自2005年9月30日以来担任Ameriprise金融公司董事长兼首席执行官时,此时美国运通财务公司完成了其从美国快递公司的分离。在此之前,他是自2001年3月担任美国运通金融公司的总裁兼首席执行官,自2000年11月担任首席执行官,自2000年6月担任美国运通公司的全球金融服务集团总裁,从2000年9月到2005年4月担任美国运通银行有限公司主席,从1998年5月到2003年7月担任旅游服务国际公司的总裁兼首席执行官。他于1982年加入美国运通,现为March of Dimes的顾问和以前担任Tech Data公司董事。 他获得纽约大学会计和经济学学士学位和金融工商管理硕士学位。他在纽约还持有注册会计师证,并被认证为一般证券事务代表,并在美国证券负责人。
James M. Cracchiolo,Chairman and Chief Executive Officer of Ameriprise Financial since 2005, when the company, American Express Financial Advisors, completed its spin-off from the American Express Company;Group president, American Express Global Financial Services (2000-2005) and held the following additional roles: CEO, president and chairman of American Express Financial Corporation; and chairman of American Express Bank Ltd;President and CEO of Travel Related Services International (1998-2000);President of Global Network Services (1997-1998);Senior vice president of Travel Related Services Quality, Global Reengineering (1993-1997);Executive vice president and chief financial officer of Shearson Lehman Brothers (then a unit of American Express) (1990-1993).
Liane J. Pelletier

Liane J. Pelletier,于2003年至2011年担任电信和技术服务提供商阿拉斯加通信系统的董事长、首席执行官兼总裁。在此之前,她曾在斯普林特公司担任高级职务,包括公司战略和业务发展高级副总裁。Pelletier女士自2013年起担任康捷国际物流,Inc.的董事,自2018年起担任Frontdoor,并于2020-2022年担任Switch,Inc.的董事,于2012-2023年担任大西洋电讯,Inc.的董事。Pelletier女士获得了麻省理工学院斯隆管理学院的硕士学位和韦尔斯利学院的学士学位。


Liane J. Pelletier,served as the chair, chief executive officer and president of Alaska Communications Systems Group, a telecommunications and technology services provider, from 2003 to 2011. Prior to that, she held senior roles at Sprint Corporation, including Senior Vice President of Corporate Strategy and Business Development. Ms. Pelletier has served as a director of Expeditors International of Washington, Inc. since 2013 and Frontdoor, Inc. since 2018, and she served as a director of Switch, Inc. from 2020-2022, and ATN International, Inc. from 2012-2023. Ms. Pelletier earned an MS from the MIT Sloan School of Management and a BA from Wellesley College.
Liane J. Pelletier,于2003年至2011年担任电信和技术服务提供商阿拉斯加通信系统的董事长、首席执行官兼总裁。在此之前,她曾在斯普林特公司担任高级职务,包括公司战略和业务发展高级副总裁。Pelletier女士自2013年起担任康捷国际物流,Inc.的董事,自2018年起担任Frontdoor,并于2020-2022年担任Switch,Inc.的董事,于2012-2023年担任大西洋电讯,Inc.的董事。Pelletier女士获得了麻省理工学院斯隆管理学院的硕士学位和韦尔斯利学院的学士学位。
Liane J. Pelletier,served as the chair, chief executive officer and president of Alaska Communications Systems Group, a telecommunications and technology services provider, from 2003 to 2011. Prior to that, she held senior roles at Sprint Corporation, including Senior Vice President of Corporate Strategy and Business Development. Ms. Pelletier has served as a director of Expeditors International of Washington, Inc. since 2013 and Frontdoor, Inc. since 2018, and she served as a director of Switch, Inc. from 2020-2022, and ATN International, Inc. from 2012-2023. Ms. Pelletier earned an MS from the MIT Sloan School of Management and a BA from Wellesley College.
Glynis A. Bryan

Glynis A. Bryan,从2007年到2024年12月,担任财富500强软件和技术解决方案集成商Insight Enterprises, Inc.的首席财务官。加入Insight之前,她曾担任Swift Transportation Co.的执行副总裁兼首席财务官(从2005年到2007年),以及APL Logistics的首席财务官(从2001年到2005年)。此前,她曾担任Ryder System, Inc.的各种高级财务职务,包括从1999年到2000年担任Ryder最大的业务部门Ryder Transportation Services的高级副总裁兼首席财务官。她还担任Pinnacle West Capital Corporation和Ameriprise Financial的董事。


Glynis A. Bryan,served as Chief Financial Officer of Insight Enterprises, Inc., a Fortune 500 software and technology solutions integrator, from 2007 through December 2024. Prior to joining Insight, Ms. Bryan served as the Executive Vice President and Chief Financial Officer of Swift Transportation Co. from 2005 to 2007 and as the Chief Financial Officer of APL Logistics from 2001 to 2005. Previously, she held various senior finance roles at Ryder System, Inc., including as Senior Vice President and Chief Financial Officer of Ryder's largest business unit, Ryder Transportation Services, from 1999 to 2000. Ms. Bryan also serves as a director of Pinnacle West Capital Corporation and Ameriprise Financial.
Glynis A. Bryan,从2007年到2024年12月,担任财富500强软件和技术解决方案集成商Insight Enterprises, Inc.的首席财务官。加入Insight之前,她曾担任Swift Transportation Co.的执行副总裁兼首席财务官(从2005年到2007年),以及APL Logistics的首席财务官(从2001年到2005年)。此前,她曾担任Ryder System, Inc.的各种高级财务职务,包括从1999年到2000年担任Ryder最大的业务部门Ryder Transportation Services的高级副总裁兼首席财务官。她还担任Pinnacle West Capital Corporation和Ameriprise Financial的董事。
Glynis A. Bryan,served as Chief Financial Officer of Insight Enterprises, Inc., a Fortune 500 software and technology solutions integrator, from 2007 through December 2024. Prior to joining Insight, Ms. Bryan served as the Executive Vice President and Chief Financial Officer of Swift Transportation Co. from 2005 to 2007 and as the Chief Financial Officer of APL Logistics from 2001 to 2005. Previously, she held various senior finance roles at Ryder System, Inc., including as Senior Vice President and Chief Financial Officer of Ryder's largest business unit, Ryder Transportation Services, from 1999 to 2000. Ms. Bryan also serves as a director of Pinnacle West Capital Corporation and Ameriprise Financial.
Robert F. Sharpe, Jr.

Robert F. Sharpe, Jr.他自2005年9月30日担任董事。他2010年11月退休,最近担任的职位是康尼格拉食品公司高级顾问。之前,他2005年11月担任过康尼格拉的各种高级职务,其中包括2008年以来商业食品公司总裁,2009年以来首席行政官。从2002年到加入康尼格拉食品公司,他是国际金融公关公司,Brunswick集团有限责任公司的合伙人。此前,1998至2002年,他曾担任百事公司公共事务,秘书,总法律顾问的高级副总裁。之前他担任RJR Nabisco公司高级副总裁兼总法律顾问,他是Swedish Match AB公司的董事会成员。


Robert F. Sharpe, Jr.,Served as a senior advisor (2009-2010) and served in a variety of senior positions, including president of commercial foods (2005-2008) and chief administrative officer (2008-2009) of ConAgra Foods, Inc;Partner at the Brunswick Group LLC, an international financial public relations firm (2002-2005);Senior vice president—public affairs, secretary and general counsel for PepsiCo, Inc. (1998-2002);Previously senior vice president and general counsel for RJR Nabisco, Inc.
Robert F. Sharpe, Jr.他自2005年9月30日担任董事。他2010年11月退休,最近担任的职位是康尼格拉食品公司高级顾问。之前,他2005年11月担任过康尼格拉的各种高级职务,其中包括2008年以来商业食品公司总裁,2009年以来首席行政官。从2002年到加入康尼格拉食品公司,他是国际金融公关公司,Brunswick集团有限责任公司的合伙人。此前,1998至2002年,他曾担任百事公司公共事务,秘书,总法律顾问的高级副总裁。之前他担任RJR Nabisco公司高级副总裁兼总法律顾问,他是Swedish Match AB公司的董事会成员。
Robert F. Sharpe, Jr.,Served as a senior advisor (2009-2010) and served in a variety of senior positions, including president of commercial foods (2005-2008) and chief administrative officer (2008-2009) of ConAgra Foods, Inc;Partner at the Brunswick Group LLC, an international financial public relations firm (2002-2005);Senior vice president—public affairs, secretary and general counsel for PepsiCo, Inc. (1998-2002);Previously senior vice president and general counsel for RJR Nabisco, Inc.
W. Edward Walter

W. Edward Walter,于1996年加入本公司,担任收购部高级副总裁,后来被任命该公司司库兼首席运营官。他于2003年担任该公司财务总监,于2007年10月担任总裁,首席执行官及董事。


W. Edward Walter,Serves as a senior advisor to Energy Impact Partners, a firm that invests in the energy transition (2023-present);Previously served as global chief executive officer and member of global board of directors of Urban Land Institute (2018-2022);Served as the Robert and Lauren Steers Chair in Real Estate at the Steers Center for Global Real Estate at Georgetown University's McDonough School of Business (2014-2018);Served as president and chief executive officer (2007-2016), executive vice president and chief financial officer (2003-2007), held various senior management positions, including chief operating officer (1996-2003) and served as a member of the board of directors (2007-2016) of Host Hotels & Resorts, Inc;Former partner with Trammell Crow Residential Company and former president of Bailey Capital Corporation.
W. Edward Walter,于1996年加入本公司,担任收购部高级副总裁,后来被任命该公司司库兼首席运营官。他于2003年担任该公司财务总监,于2007年10月担任总裁,首席执行官及董事。
W. Edward Walter,Serves as a senior advisor to Energy Impact Partners, a firm that invests in the energy transition (2023-present);Previously served as global chief executive officer and member of global board of directors of Urban Land Institute (2018-2022);Served as the Robert and Lauren Steers Chair in Real Estate at the Steers Center for Global Real Estate at Georgetown University's McDonough School of Business (2014-2018);Served as president and chief executive officer (2007-2016), executive vice president and chief financial officer (2003-2007), held various senior management positions, including chief operating officer (1996-2003) and served as a member of the board of directors (2007-2016) of Host Hotels & Resorts, Inc;Former partner with Trammell Crow Residential Company and former president of Bailey Capital Corporation.
Dianne Neal Blixt

Dianne Neal Blixt于2011年1月在罗瑞拉德公司担任公司董事。她在美国雷诺兹公司担任执行副总裁兼财务总监。自2004年7月开始在RAI公司任职直到她于2007年12月退休为止。在此之前,自2003年7月至2004年6月期间内她在雷诺兹烟草公司担任执行副总裁兼财务总监,雷诺兹烟草公司是RAI公司的全资子公司。她于1988年开始在RAI公司及其子公司出任了大量的高级职务。自2006年至2009年期间内她在LandAmerica金融集团董事会任职。自2007年至2009年期间内在Metavante技术公司任职。她还是美国城市家庭艺术博物馆、北卡罗来纳大学格林斯博罗布莱恩学校工商管理硕士培训计划、峰会学校,儿童之家等组织的董事会成员之一。


Dianne Neal Blixt,Executive vice president and chief financial officer of Reynolds American Inc. (2004-2007);Executive vice president and chief financial officer of R.J. Reynolds Tobacco Holdings, Inc. (2003-2004);Served in various roles of increasing responsibility with Reynolds American Inc. and its subsidiaries beginning in 1988.
Dianne Neal Blixt于2011年1月在罗瑞拉德公司担任公司董事。她在美国雷诺兹公司担任执行副总裁兼财务总监。自2004年7月开始在RAI公司任职直到她于2007年12月退休为止。在此之前,自2003年7月至2004年6月期间内她在雷诺兹烟草公司担任执行副总裁兼财务总监,雷诺兹烟草公司是RAI公司的全资子公司。她于1988年开始在RAI公司及其子公司出任了大量的高级职务。自2006年至2009年期间内她在LandAmerica金融集团董事会任职。自2007年至2009年期间内在Metavante技术公司任职。她还是美国城市家庭艺术博物馆、北卡罗来纳大学格林斯博罗布莱恩学校工商管理硕士培训计划、峰会学校,儿童之家等组织的董事会成员之一。
Dianne Neal Blixt,Executive vice president and chief financial officer of Reynolds American Inc. (2004-2007);Executive vice president and chief financial officer of R.J. Reynolds Tobacco Holdings, Inc. (2003-2004);Served in various roles of increasing responsibility with Reynolds American Inc. and its subsidiaries beginning in 1988.
Christopher J. Williams

Christopher J. Williams,投资银行和金融服务公司Siebert Williams Shank & Co., LLC的董事长(2019年至今);此前曾担任投资银行和金融服务公司The Williams Capital Group, L.P.和Williams Capital Management, LLC的董事长兼首席执行官;从1994年公司成立到2019年11月与Siebert Cisneros Shank合并成立Siebert Williams Shank & Co.;此前曾管理Jefferies & company的衍生品和结构融资部门;在雷曼兄弟担任多个职位,包括管理公司债务资本市场和衍生品结构和交易的集团。


Christopher J. Williams,Chairman of Siebert Williams Shank & Co., LLC, an investment banking and financial services company (2019-present);Previously served as chairman and chief executive officer of The Williams Capital Group, L.P. and Williams Capital Management, LLC, an investment banking and financial services firm, from the company's formation in 1994 until it merged with Siebert Cisneros Shank to form Siebert Williams Shank & Co. in November 2019;Previously managed the derivatives and structured finance division of Jefferies & Company;Held several roles at Lehman Brothers, including managing groups in the corporate debt capital markets and derivatives structuring and trading.
Christopher J. Williams,投资银行和金融服务公司Siebert Williams Shank & Co., LLC的董事长(2019年至今);此前曾担任投资银行和金融服务公司The Williams Capital Group, L.P.和Williams Capital Management, LLC的董事长兼首席执行官;从1994年公司成立到2019年11月与Siebert Cisneros Shank合并成立Siebert Williams Shank & Co.;此前曾管理Jefferies & company的衍生品和结构融资部门;在雷曼兄弟担任多个职位,包括管理公司债务资本市场和衍生品结构和交易的集团。
Christopher J. Williams,Chairman of Siebert Williams Shank & Co., LLC, an investment banking and financial services company (2019-present);Previously served as chairman and chief executive officer of The Williams Capital Group, L.P. and Williams Capital Management, LLC, an investment banking and financial services firm, from the company's formation in 1994 until it merged with Siebert Cisneros Shank to form Siebert Williams Shank & Co. in November 2019;Previously managed the derivatives and structured finance division of Jefferies & Company;Held several roles at Lehman Brothers, including managing groups in the corporate debt capital markets and derivatives structuring and trading.
Liane J. Pelletier

Liane J. Pelletier, 2013年5月成为公司董事。她是Alaska Communications Systems(电信和信息技术服务提供商)的前主席、首席执行官和总裁,从2003年10月到2011年4月领导该公司。从1986年11月到2003年10月,她在Sprint Corporation(一家电信公司)担任多个行政职务。Pelletier女士是ATN International董事会薪酬、提名和公司治理委员会成员,并担任Frontdoor董事会审计和薪酬委员会成员。


Liane J. Pelletier,became a Director of the Company in May 2013. Ms. Pelletier is the former Chairperson, Chief Executive Officer and President of Alaska Communications Systems, a telecommunication and information technology services provider, leading the firm from October 2003 to April 2011. From November 1986 to October 2003, Ms. Pelletier held a number of executive positions at Sprint Corporation, a telecommunications company. Ms. Pelletier is a member of the Compensation and Nominating and Corporate Governance Committees on the Board of Directors of ATN International, and serves on the board of Frontdoor as member of the Audit and Compensation Committees.
Liane J. Pelletier, 2013年5月成为公司董事。她是Alaska Communications Systems(电信和信息技术服务提供商)的前主席、首席执行官和总裁,从2003年10月到2011年4月领导该公司。从1986年11月到2003年10月,她在Sprint Corporation(一家电信公司)担任多个行政职务。Pelletier女士是ATN International董事会薪酬、提名和公司治理委员会成员,并担任Frontdoor董事会审计和薪酬委员会成员。
Liane J. Pelletier,became a Director of the Company in May 2013. Ms. Pelletier is the former Chairperson, Chief Executive Officer and President of Alaska Communications Systems, a telecommunication and information technology services provider, leading the firm from October 2003 to April 2011. From November 1986 to October 2003, Ms. Pelletier held a number of executive positions at Sprint Corporation, a telecommunications company. Ms. Pelletier is a member of the Compensation and Nominating and Corporate Governance Committees on the Board of Directors of ATN International, and serves on the board of Frontdoor as member of the Audit and Compensation Committees.
Amy DiGeso

Amy DiGeso,在2006年5月成为全球人力资源部执行副总裁。自2005年5月进入本公司,在2006年5月之前曾担任全球人力资源部高级副总裁。2001年5月至2003年6月,她是普华永道会计师事务所的全球人力资源高级合伙人,负责人力资源部。1999年4月至2001年4月间,她是 Popular Club Plan(Federated Department Stores的一级子公司)的总裁,1992年5月至1998年12月间,她曾在Mary Kay Inc.先后担任多个行政岗位,包括在1996年11月至1998年12月间担任行政总裁。她自2003年6月起一直从事各种慈善活动。2013年6月,她被宣布退休,而新的全球人力资源执行副总裁将于2013年9月30日上任。从那天起至2014年6月30日,她将担任执行副总裁,并担任执行主席及行政总裁的高级顾问。


Amy DiGeso,Served as executive vice president, senior advisor (2013-2014), executive vice president, global human resources (2005-2013) and executive director of human resources at The Estée Lauder Companies, Inc;Previously Managing Partner, Human Capital, responsible for global human resources at PricewaterhouseCoopers;Former president, Popular Club, Inc. a direct marketing and sales subsidiary of Macy's Inc;Former chief executive officer, Mary Kay Inc.
Amy DiGeso,在2006年5月成为全球人力资源部执行副总裁。自2005年5月进入本公司,在2006年5月之前曾担任全球人力资源部高级副总裁。2001年5月至2003年6月,她是普华永道会计师事务所的全球人力资源高级合伙人,负责人力资源部。1999年4月至2001年4月间,她是 Popular Club Plan(Federated Department Stores的一级子公司)的总裁,1992年5月至1998年12月间,她曾在Mary Kay Inc.先后担任多个行政岗位,包括在1996年11月至1998年12月间担任行政总裁。她自2003年6月起一直从事各种慈善活动。2013年6月,她被宣布退休,而新的全球人力资源执行副总裁将于2013年9月30日上任。从那天起至2014年6月30日,她将担任执行副总裁,并担任执行主席及行政总裁的高级顾问。
Amy DiGeso,Served as executive vice president, senior advisor (2013-2014), executive vice president, global human resources (2005-2013) and executive director of human resources at The Estée Lauder Companies, Inc;Previously Managing Partner, Human Capital, responsible for global human resources at PricewaterhouseCoopers;Former president, Popular Club, Inc. a direct marketing and sales subsidiary of Macy's Inc;Former chief executive officer, Mary Kay Inc.
Brian T. Shea

Brian T. Shea 自2010年出任纽约梅隆银行高级执行副总裁,Shea先生同时担任投资服务总裁,经纪人和顾问服务组组长,该公司客户服务交付和客户技术方案组长,Pershing有限责任公司主席以及纽约梅隆银行及其国立银行高级执行副总裁。2010年10月至2012年12月,Shea先生担任Pershing有限责任公司首席执行官,并于2009年年初至2010年10年担任该公司首席运营官。他目前在Fidelity国民信息服务公司董事会任职。FIS是一个金融服务科技公司,Shea为公司管治及提名委员会及风险委员会成员。他曾任职the Depository Trust & Clearing Corporation和the insure Retirement Institute的董事会。他是金融业监管局(FINRA)的董事会成员,并任职于其争议解决委员会。他也是FINRA的国家裁决委员会和成员委员会的主席。此外,他曾担任the Securities Industry and Financial Markets Authority的成员委员会主席,并两次因杰出的服务获得主席奖。他目前任职于圣约翰大学(St. John's University)董事会和其他几个非营利董事会。他获得了St. John's University的工商管理学士学位,以及Pace University的金融工商管理硕士学位。


Brian T. Shea,Served as vice chairman and chief executive officer of investment services for BNY Mellon (2013-2017);Held executive roles at Pershing, LLC, a BNY Mellon company, including chairman, CEO, and president and COO (1983-2014).
Brian T. Shea 自2010年出任纽约梅隆银行高级执行副总裁,Shea先生同时担任投资服务总裁,经纪人和顾问服务组组长,该公司客户服务交付和客户技术方案组长,Pershing有限责任公司主席以及纽约梅隆银行及其国立银行高级执行副总裁。2010年10月至2012年12月,Shea先生担任Pershing有限责任公司首席执行官,并于2009年年初至2010年10年担任该公司首席运营官。他目前在Fidelity国民信息服务公司董事会任职。FIS是一个金融服务科技公司,Shea为公司管治及提名委员会及风险委员会成员。他曾任职the Depository Trust & Clearing Corporation和the insure Retirement Institute的董事会。他是金融业监管局(FINRA)的董事会成员,并任职于其争议解决委员会。他也是FINRA的国家裁决委员会和成员委员会的主席。此外,他曾担任the Securities Industry and Financial Markets Authority的成员委员会主席,并两次因杰出的服务获得主席奖。他目前任职于圣约翰大学(St. John's University)董事会和其他几个非营利董事会。他获得了St. John's University的工商管理学士学位,以及Pace University的金融工商管理硕士学位。
Brian T. Shea,Served as vice chairman and chief executive officer of investment services for BNY Mellon (2013-2017);Held executive roles at Pershing, LLC, a BNY Mellon company, including chairman, CEO, and president and COO (1983-2014).

高管简历

中英对照 |  中文 |  英文
James M. Cracchiolo

James M. Cracchiolo,自2005年9月30日担任Ameriprise Financial, Inc.主席及行政总裁。他自2005年9月30日以来担任Ameriprise金融公司董事长兼首席执行官时,此时美国运通财务公司完成了其从美国快递公司的分离。在此之前,他是自2001年3月担任美国运通金融公司的总裁兼首席执行官,自2000年11月担任首席执行官,自2000年6月担任美国运通公司的全球金融服务集团总裁,从2000年9月到2005年4月担任美国运通银行有限公司主席,从1998年5月到2003年7月担任旅游服务国际公司的总裁兼首席执行官。他于1982年加入美国运通,现为March of Dimes的顾问和以前担任Tech Data公司董事。 他获得纽约大学会计和经济学学士学位和金融工商管理硕士学位。他在纽约还持有注册会计师证,并被认证为一般证券事务代表,并在美国证券负责人。


James M. Cracchiolo,Chairman and Chief Executive Officer of Ameriprise Financial since 2005, when the company, American Express Financial Advisors, completed its spin-off from the American Express Company;Group president, American Express Global Financial Services (2000-2005) and held the following additional roles: CEO, president and chairman of American Express Financial Corporation; and chairman of American Express Bank Ltd;President and CEO of Travel Related Services International (1998-2000);President of Global Network Services (1997-1998);Senior vice president of Travel Related Services Quality, Global Reengineering (1993-1997);Executive vice president and chief financial officer of Shearson Lehman Brothers (then a unit of American Express) (1990-1993).
James M. Cracchiolo,自2005年9月30日担任Ameriprise Financial, Inc.主席及行政总裁。他自2005年9月30日以来担任Ameriprise金融公司董事长兼首席执行官时,此时美国运通财务公司完成了其从美国快递公司的分离。在此之前,他是自2001年3月担任美国运通金融公司的总裁兼首席执行官,自2000年11月担任首席执行官,自2000年6月担任美国运通公司的全球金融服务集团总裁,从2000年9月到2005年4月担任美国运通银行有限公司主席,从1998年5月到2003年7月担任旅游服务国际公司的总裁兼首席执行官。他于1982年加入美国运通,现为March of Dimes的顾问和以前担任Tech Data公司董事。 他获得纽约大学会计和经济学学士学位和金融工商管理硕士学位。他在纽约还持有注册会计师证,并被认证为一般证券事务代表,并在美国证券负责人。
James M. Cracchiolo,Chairman and Chief Executive Officer of Ameriprise Financial since 2005, when the company, American Express Financial Advisors, completed its spin-off from the American Express Company;Group president, American Express Global Financial Services (2000-2005) and held the following additional roles: CEO, president and chairman of American Express Financial Corporation; and chairman of American Express Bank Ltd;President and CEO of Travel Related Services International (1998-2000);President of Global Network Services (1997-1998);Senior vice president of Travel Related Services Quality, Global Reengineering (1993-1997);Executive vice president and chief financial officer of Shearson Lehman Brothers (then a unit of American Express) (1990-1993).
Patrick H. O'Connell

Patrick H. O'Connell,自2013年2月起担任Ameriprise Advisor集团执行副总裁。在公司收购Investment Professionals,Inc.(IPI)后,他于2017年为阿默普莱斯金融机构集团承担了额外的责任。2022年。O'Connell先生也开始监督公司的经验丰富的顾问招聘。在2013年之前,他是美国东半部员工顾问业务的高级副总裁,并在公司内担任过多个高级领导职务。O'Connell先生在威德纳大学获得了工商管理硕士学位和学士学位,是一名注册财务规划师专业。


Patrick H. O'Connell,has been Executive Vice President of the Ameriprise Advisor Group since February 2013. He assumed additional responsibility for the Ameriprise Financial Institutions Group in 2017 following the Company's purchase of Investment Professionals, Inc. (IPI). In 2022. Mr. O'Connell began to also oversee Experienced Advisor Recruiting for the Company. Prior to 2013, he was Senior Vice President for the employee advisor business in the eastern half of the United States and held a variety of senior leadership positions within the Company. Mr. O'Connell earned his M.B.A. and B.S. from Widener University and is a Certified Financial Planner professional.
Patrick H. O'Connell,自2013年2月起担任Ameriprise Advisor集团执行副总裁。在公司收购Investment Professionals,Inc.(IPI)后,他于2017年为阿默普莱斯金融机构集团承担了额外的责任。2022年。O'Connell先生也开始监督公司的经验丰富的顾问招聘。在2013年之前,他是美国东半部员工顾问业务的高级副总裁,并在公司内担任过多个高级领导职务。O'Connell先生在威德纳大学获得了工商管理硕士学位和学士学位,是一名注册财务规划师专业。
Patrick H. O'Connell,has been Executive Vice President of the Ameriprise Advisor Group since February 2013. He assumed additional responsibility for the Ameriprise Financial Institutions Group in 2017 following the Company's purchase of Investment Professionals, Inc. (IPI). In 2022. Mr. O'Connell began to also oversee Experienced Advisor Recruiting for the Company. Prior to 2013, he was Senior Vice President for the employee advisor business in the eastern half of the United States and held a variety of senior leadership positions within the Company. Mr. O'Connell earned his M.B.A. and B.S. from Widener University and is a Certified Financial Planner professional.
Gerard Smyth

Gerard Smyth,2020年8月Smyth先生成为首席信息官。在此之前,Smyth先生自2013年8月起担任Ameriprise AWM业务的技术执行副总裁。在2002年加入Ameriprise之前,他曾在美国运通、澳大利亚证券交易所和澳航担任高级送货和建筑职务。他拥有伦敦帝国理工学院电子工程学士学位和悉尼大学MBA学位。


Gerard Smyth,has been Chief Information Officer since August 2020. Prior to that date, Mr. Smyth served as Executive Vice President-Technology for Ameriprise's AWM Business since August 2013. Prior to joining Ameriprise in 2002, he held senior delivery and architectural roles with American Express, the Australian Stock Exchange and Qantas Airways. He has a bachelor's degree in electronics engineering from Imperial College London and an MBA from the University of Sydney.
Gerard Smyth,2020年8月Smyth先生成为首席信息官。在此之前,Smyth先生自2013年8月起担任Ameriprise AWM业务的技术执行副总裁。在2002年加入Ameriprise之前,他曾在美国运通、澳大利亚证券交易所和澳航担任高级送货和建筑职务。他拥有伦敦帝国理工学院电子工程学士学位和悉尼大学MBA学位。
Gerard Smyth,has been Chief Information Officer since August 2020. Prior to that date, Mr. Smyth served as Executive Vice President-Technology for Ameriprise's AWM Business since August 2013. Prior to joining Ameriprise in 2002, he held senior delivery and architectural roles with American Express, the Australian Stock Exchange and Qantas Airways. He has a bachelor's degree in electronics engineering from Imperial College London and an MBA from the University of Sydney.
Kelli A. Hunter Petruzillo

Kelli A. Hunter Petruzillo,自2005年9月起担任人力资源执行副总裁。在此之前,Hunter Petruzillo女士自2005年6月加入阿默普莱斯金融公司以来一直担任AEFC人力资源执行副总裁。在加入AEFC之前,Hunter Petruzillo女士是位于德克萨斯州休斯顿的冠城国际公司全球人力资本高级副总裁。在此之前,她曾在Software Spectrum,Inc.、Mary Kay,Inc.以及摩根士丹利和Bankers Trust New York Corporation担任过多个人力资源高级职位。


Kelli A. Hunter Petruzillo,has been Executive Vice President of Human Resources since September 2005. Prior to that, Ms. Hunter Petruzillo served as Executive Vice President of Human Resources of AEFC since joining Ameriprise Financial, Inc. in June 2005. Prior to joining AEFC, Ms. Hunter Petruzillo was Senior Vice President-Global Human Capital for Crown Castle International Corporation in Houston, Texas. Prior to that, she held a variety of senior level positions in human resources for Software Spectrum, Inc., Mary Kay, Inc., as well as Morgan Stanley Inc. and Bankers Trust New York Corporation.
Kelli A. Hunter Petruzillo,自2005年9月起担任人力资源执行副总裁。在此之前,Hunter Petruzillo女士自2005年6月加入阿默普莱斯金融公司以来一直担任AEFC人力资源执行副总裁。在加入AEFC之前,Hunter Petruzillo女士是位于德克萨斯州休斯顿的冠城国际公司全球人力资本高级副总裁。在此之前,她曾在Software Spectrum,Inc.、Mary Kay,Inc.以及摩根士丹利和Bankers Trust New York Corporation担任过多个人力资源高级职位。
Kelli A. Hunter Petruzillo,has been Executive Vice President of Human Resources since September 2005. Prior to that, Ms. Hunter Petruzillo served as Executive Vice President of Human Resources of AEFC since joining Ameriprise Financial, Inc. in June 2005. Prior to joining AEFC, Ms. Hunter Petruzillo was Senior Vice President-Global Human Capital for Crown Castle International Corporation in Houston, Texas. Prior to that, she held a variety of senior level positions in human resources for Software Spectrum, Inc., Mary Kay, Inc., as well as Morgan Stanley Inc. and Bankers Trust New York Corporation.
Gumer Alvero

Gumer Alvero,自2022年2月起担任保险和年金总裁。从2010年4月到2021年4月,他曾担任执行副总裁和总经理,负责保险和年金。他于1989年加入Ameriprise。他在明尼苏达大学(University of Minnesota)获得商业学士学位。


Gumer Alvero,has been President - Insurance and Annuities since February 2022. Mr. Alvero previously served as Executive Vice President and General Manager -Insurance and Annuities from April 2021 to February 2022 and Executive Vice President and General Manager - Annuities from April 2010 to April 2021. Mr. Alvero joined Ameriprise in 1989. He earned a B.S. in business from the University of Minnesota.
Gumer Alvero,自2022年2月起担任保险和年金总裁。从2010年4月到2021年4月,他曾担任执行副总裁和总经理,负责保险和年金。他于1989年加入Ameriprise。他在明尼苏达大学(University of Minnesota)获得商业学士学位。
Gumer Alvero,has been President - Insurance and Annuities since February 2022. Mr. Alvero previously served as Executive Vice President and General Manager -Insurance and Annuities from April 2021 to February 2022 and Executive Vice President and General Manager - Annuities from April 2010 to April 2021. Mr. Alvero joined Ameriprise in 1989. He earned a B.S. in business from the University of Minnesota.
William Davies

William Davies,他一直担任Ameriprise Financial, Inc.执行副总裁兼全球首席投资官(2022年2月以来)。2017年7月至2022年1月,他曾担任全球股票主管。他于Threadneedle Asset Management Limited于1994年成立时加入Ameriprise Financial, Inc.,此前担任EMEA股票主管、全球股票主管和欧洲股票主管。他自1985年以来一直是投资团体的成员,并获得埃克塞特大学(Exeter University)的经济学学士学位。


William Davies,has been Executive Vice President and Global Chief Investment Officer since February 2022. Mr. Davies previously served as Global Head of Equities from July 2017 until February 2022. Mr. Davies joined Threadneedle Asset Management Limited at its inception in 1994 and previously held roles as head of EMEA equities, head of global equities and head of European equities. He has been a member of the investment community since 1985 and earned a B.A. in economics from Exeter University.
William Davies,他一直担任Ameriprise Financial, Inc.执行副总裁兼全球首席投资官(2022年2月以来)。2017年7月至2022年1月,他曾担任全球股票主管。他于Threadneedle Asset Management Limited于1994年成立时加入Ameriprise Financial, Inc.,此前担任EMEA股票主管、全球股票主管和欧洲股票主管。他自1985年以来一直是投资团体的成员,并获得埃克塞特大学(Exeter University)的经济学学士学位。
William Davies,has been Executive Vice President and Global Chief Investment Officer since February 2022. Mr. Davies previously served as Global Head of Equities from July 2017 until February 2022. Mr. Davies joined Threadneedle Asset Management Limited at its inception in 1994 and previously held roles as head of EMEA equities, head of global equities and head of European equities. He has been a member of the investment community since 1985 and earned a B.A. in economics from Exeter University.
Dawn M. Brockman

Dawn M. Brockman自2022年9月起担任Ameriprise Financial高级副总裁兼财务总监,此前于2022年7月至2022年9月担任临时财务总监。在此之前,Brockman女士自2019年11月起担任财务副总裁至2022年7月,并于2013年10月至2019年11月担任财务-咨询和财富管理副总裁。Brockman女士于1994年加入Ameriprise。


Dawn M. Brockman,has been Senior Vice President and Controller since September 2022, and previously was Interim Controller from July 2022 until September 2022. Prior to that, Ms. Brockman served as Vice President Finance - Controllership since November 2019 until July 2022 and the Vice President Finance - Advice & Wealth Management from October 2013 to November 2019. Ms. Brockman joined the Ameriprise in 1994.
Dawn M. Brockman自2022年9月起担任Ameriprise Financial高级副总裁兼财务总监,此前于2022年7月至2022年9月担任临时财务总监。在此之前,Brockman女士自2019年11月起担任财务副总裁至2022年7月,并于2013年10月至2019年11月担任财务-咨询和财富管理副总裁。Brockman女士于1994年加入Ameriprise。
Dawn M. Brockman,has been Senior Vice President and Controller since September 2022, and previously was Interim Controller from July 2022 until September 2022. Prior to that, Ms. Brockman served as Vice President Finance - Controllership since November 2019 until July 2022 and the Vice President Finance - Advice & Wealth Management from October 2013 to November 2019. Ms. Brockman joined the Ameriprise in 1994.
Heather J. Melloh

Heather J. Melloh自2022年6月起担任Ameriprise Financial的执行副总裁兼总法律顾问。Melloh女士曾于2020年1月至2022年6月担任高级副总裁兼助理总法律顾问。从2017年1月至2020年1月,Melloh女士担任副总裁兼首席法律顾问。Melloh女士于2005年加入Ameriprise,之前是Minneapolis Dorsey & Whitney,LLP律师事务所的合伙人。她在许多行业团体中担任领导职务,在Ameriprise内担任政治行动委员会的董事会成员。


Heather J. Melloh,has been Executive Vice President - General Counsel since June 2022. Ms. Melloh previously served as Senior Vice President & Assistant General Counsel since January 2020 to June 2022. From January 2017 until January 2020, Ms. Melloh was Vice President & Lead Chief Counsel. Ms. Melloh joined Ameriprise in 2005 and had previously been a partner at the law firm of Dorsey & Whitney, LLP in Minneapolis. She is active as a leader in many industry groups and within Ameriprise serves on the board of the Political Action Committee.
Heather J. Melloh自2022年6月起担任Ameriprise Financial的执行副总裁兼总法律顾问。Melloh女士曾于2020年1月至2022年6月担任高级副总裁兼助理总法律顾问。从2017年1月至2020年1月,Melloh女士担任副总裁兼首席法律顾问。Melloh女士于2005年加入Ameriprise,之前是Minneapolis Dorsey & Whitney,LLP律师事务所的合伙人。她在许多行业团体中担任领导职务,在Ameriprise内担任政治行动委员会的董事会成员。
Heather J. Melloh,has been Executive Vice President - General Counsel since June 2022. Ms. Melloh previously served as Senior Vice President & Assistant General Counsel since January 2020 to June 2022. From January 2017 until January 2020, Ms. Melloh was Vice President & Lead Chief Counsel. Ms. Melloh joined Ameriprise in 2005 and had previously been a partner at the law firm of Dorsey & Whitney, LLP in Minneapolis. She is active as a leader in many industry groups and within Ameriprise serves on the board of the Political Action Committee.
William J. Williams

William J. Williams,自2013年2月起担任阿默普莱斯金融公司执行副总裁。威廉姆斯先生于1989年加入阿默普莱斯,担任顾问一职。在担任现职之前,威廉姆斯先生在Ameriprise担任过多个管理职务。威廉姆斯先生毕业于本特利大学,获得金融学学士学位。


William J. Williams,has been Executive Vice President, Ameriprise Franchise Group since February 2013. Mr. Williams joined Ameriprise in 1989 as an advisor. Mr. Williams has held a number of management roles within Ameriprise before assuming his current position. Mr. Williams is a graduate of Bentley University with a B.A. in Finance.
William J. Williams,自2013年2月起担任阿默普莱斯金融公司执行副总裁。威廉姆斯先生于1989年加入阿默普莱斯,担任顾问一职。在担任现职之前,威廉姆斯先生在Ameriprise担任过多个管理职务。威廉姆斯先生毕业于本特利大学,获得金融学学士学位。
William J. Williams,has been Executive Vice President, Ameriprise Franchise Group since February 2013. Mr. Williams joined Ameriprise in 1989 as an advisor. Mr. Williams has held a number of management roles within Ameriprise before assuming his current position. Mr. Williams is a graduate of Bentley University with a B.A. in Finance.
David Logan

David Logan,自2023年11月起担任Columbia Threadneedle Investments的欧洲、中东和非洲地区和全球业务运营阿默普莱斯金融公司主管。在此之前,Logan先生自2021年11月起担任Columbia Threadneedle Investments的全球首席运营官。在此之前,Logan先生曾于2016年至2021年担任分销主管,并于2014年至2016年担任BMO全球资产管理公司欧洲、中东和非洲地区首席运营官。他自1994年以来一直在金融服务行业工作,获得会计和经济学学士学位,是苏格兰特许会计师协会的成员。


David Logan,has been Head of EMEA and Global Business Operations for Columbia Threadneedle Investments since November 2023. Prior to that time, Mr. Logan had served as Global Chief Operating Officer at Columbia Threadneedle Investments since November 2021. Prior to that, Mr. Logan served as Head of Distribution from 2016 to 2021 and as Chief Operating Officer, EMEA from 2014 to 2016 for BMO Global Asset Management. He has worked in the financial services industry since 1994 and earned a B.A. in accounting and economics and is a member of the Institute of Chartered Accountants in Scotland.
David Logan,自2023年11月起担任Columbia Threadneedle Investments的欧洲、中东和非洲地区和全球业务运营阿默普莱斯金融公司主管。在此之前,Logan先生自2021年11月起担任Columbia Threadneedle Investments的全球首席运营官。在此之前,Logan先生曾于2016年至2021年担任分销主管,并于2014年至2016年担任BMO全球资产管理公司欧洲、中东和非洲地区首席运营官。他自1994年以来一直在金融服务行业工作,获得会计和经济学学士学位,是苏格兰特许会计师协会的成员。
David Logan,has been Head of EMEA and Global Business Operations for Columbia Threadneedle Investments since November 2023. Prior to that time, Mr. Logan had served as Global Chief Operating Officer at Columbia Threadneedle Investments since November 2021. Prior to that, Mr. Logan served as Head of Distribution from 2016 to 2021 and as Chief Operating Officer, EMEA from 2014 to 2016 for BMO Global Asset Management. He has worked in the financial services industry since 1994 and earned a B.A. in accounting and economics and is a member of the Institute of Chartered Accountants in Scotland.
Walter S. Berman

Walter S. Berman,自2005年9月他一直担任本公司执行副总裁兼财务总监。在此之前,他担任AEFC的执行副总裁兼首席财务官,他自2003年1月开始担任该职位。从2001年4月至2004年1月他曾担任美国运通公司财务主管。


Walter S. Berman,has been Executive Vice President and Chief Financial Officer since September 2005. Prior to that, Mr. Berman served as Executive Vice President and Chief Financial Officer of AEFC, a position he held since January 2003. From April 2001 to January 2004, Mr. Berman served as Corporate Treasurer of American Express.
Walter S. Berman,自2005年9月他一直担任本公司执行副总裁兼财务总监。在此之前,他担任AEFC的执行副总裁兼首席财务官,他自2003年1月开始担任该职位。从2001年4月至2004年1月他曾担任美国运通公司财务主管。
Walter S. Berman,has been Executive Vice President and Chief Financial Officer since September 2005. Prior to that, Mr. Berman served as Executive Vice President and Chief Financial Officer of AEFC, a position he held since January 2003. From April 2001 to January 2004, Mr. Berman served as Corporate Treasurer of American Express.
Deirdre Davey McGraw

Deirdre Davey McGraw,自2014年5月起担任Ameriprise Financial市场营销、传播和社区关系执行副总裁。此前,McGraw女士自2010年2月起担任企业传播和社区关系执行副总裁。在此之前,McGraw女士自2007年2月起担任公司传播和社区关系高级副总裁,自2006年5月起担任公司传播副总裁。在此之前,McGraw女士曾担任美国运通全球金融服务集团总裁业务规划和传播副总裁。


Deirdre Davey McGraw,has been Executive Vice President-Marketing, Communications and Community Relations since May 2014. Previously, Ms. McGraw served as Executive Vice President, Corporate Communications and Community Relations since February 2010. Prior to that, Ms. McGraw served as Senior Vice President-Corporate Communications and Community Relations since February 2007 and as Vice President-Corporate Communications since May 2006. Prior thereto, Ms. McGraw served as Vice President-Business Planning and Communications for the Group President, Global Financial Services at American Express.
Deirdre Davey McGraw,自2014年5月起担任Ameriprise Financial市场营销、传播和社区关系执行副总裁。此前,McGraw女士自2010年2月起担任企业传播和社区关系执行副总裁。在此之前,McGraw女士自2007年2月起担任公司传播和社区关系高级副总裁,自2006年5月起担任公司传播副总裁。在此之前,McGraw女士曾担任美国运通全球金融服务集团总裁业务规划和传播副总裁。
Deirdre Davey McGraw,has been Executive Vice President-Marketing, Communications and Community Relations since May 2014. Previously, Ms. McGraw served as Executive Vice President, Corporate Communications and Community Relations since February 2010. Prior to that, Ms. McGraw served as Senior Vice President-Corporate Communications and Community Relations since February 2007 and as Vice President-Corporate Communications since May 2006. Prior thereto, Ms. McGraw served as Vice President-Business Planning and Communications for the Group President, Global Financial Services at American Express.

Joseph E. Sweeney自2012年6月起担任咨询和财富管理、产品和服务交付总裁。在此之前,Sweeney先生自2009年5月起担任产品和服务部咨询和财富管理总裁,自2005年起担任产品与服务部财务规划总裁。在此之前,Sweeney先生自2002年4月起担任AEFC高级副总裁兼银行、经纪和管理产品总经理。在此之前,他于2001年3月至2002年4月担任美国运通全球金融服务部高级副总裁兼业务转型主管。Sweeney先生是证券业和金融市场协会以及美国证券协会的董事会成员。


Joseph E. Sweeney,has been President-Advice & Wealth Management, Products and Service Delivery since June 2012. Prior to that time, Mr. Sweeney served as President-Advice & Wealth Management, Products and Services since May 2009 and as President-Financial Planning, Products and Services since 2005. Prior to that, Mr. Sweeney served as Senior Vice President and General Manager of Banking, Brokerage and Managed Products of AEFC since April 2002. Prior thereto, he served as Senior Vice President and Head, Business Transformation, Global Financial Services of American Express from March 2001 until April 2002. Mr. Sweeney is on the board of directors of the Securities Industry and Financial Markets Association and the American Securities Association.
Joseph E. Sweeney自2012年6月起担任咨询和财富管理、产品和服务交付总裁。在此之前,Sweeney先生自2009年5月起担任产品和服务部咨询和财富管理总裁,自2005年起担任产品与服务部财务规划总裁。在此之前,Sweeney先生自2002年4月起担任AEFC高级副总裁兼银行、经纪和管理产品总经理。在此之前,他于2001年3月至2002年4月担任美国运通全球金融服务部高级副总裁兼业务转型主管。Sweeney先生是证券业和金融市场协会以及美国证券协会的董事会成员。
Joseph E. Sweeney,has been President-Advice & Wealth Management, Products and Service Delivery since June 2012. Prior to that time, Mr. Sweeney served as President-Advice & Wealth Management, Products and Services since May 2009 and as President-Financial Planning, Products and Services since 2005. Prior to that, Mr. Sweeney served as Senior Vice President and General Manager of Banking, Brokerage and Managed Products of AEFC since April 2002. Prior thereto, he served as Senior Vice President and Head, Business Transformation, Global Financial Services of American Express from March 2001 until April 2002. Mr. Sweeney is on the board of directors of the Securities Industry and Financial Markets Association and the American Securities Association.