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股本结构

单位：万股
公告日期 2024-11-26 2024-11-26 2024-11-05 2024-11-05 2024-11-26 2024-07-25
证券总股本 1810.86 1866.46 1810.86 1810.40 1810.33 1808.45
普通股本 1810.86 1866.46 1810.86 1810.40 1810.33 1808.45
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2024-11-26 2024-11-08 2024-10-31 2024-09-30 2024-08-14 2024-07-22
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2024-11-26 1810.86 未披露 定期报告 2024-11-26
2024-11-26 1866.46 未披露 定期报告 2024-11-08
2024-11-05 1810.86 未披露 定期报告 2024-10-31
2024-11-05 1810.40 未披露
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From June 30, 2024 to September 30, 2024 Excise tax on share repurchases
2024-09-30
2024-11-26 1810.33 未披露 定期报告 2024-08-14
2024-07-25 1808.45 未披露 定期报告 2024-07-22
2024-07-25 1808.50 未披露
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From March 31, 2024 to June 30, 2024 Purchase of 94,367 shares of common stock under share repurchase program
2024-06-30
2024-04-25 1811.64 未披露 定期报告 2024-04-23
2024-04-25 1817.80 未披露
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From January 1, 2024 to March 31, 2024 Issuance of 227,981 shares of common stock under long-term incentive plan Purchase of 94,701 shares of common stock under share repurchase program Receipt of 315,721 shares from the exercise of capped call
2024-03-31
2024-03-27 1824.60 未披露 定期报告 2024-03-15
2024-03-27 1839.08 未披露 定期报告 2024-02-16
2024-02-15 1836.07 未披露 定期报告 2024-02-01
2024-02-15 1836.00 未披露
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From December 31,2022 to December 31,2023 Issuance of 311,506 shares of common stock under long-term incentive plan Issuance of 1,484,226 shares of common stock for warrants exercised Purchase of 989,792 shares of common stock under share repurchase program
2023-12-31
2023-10-26 1836.95 未披露 定期报告 2023-10-23
2023-10-26 1833.30 未披露 定期报告 2023-09-30
2023-07-27 1812.73 未披露 定期报告 2023-07-18
2023-07-27 1819.90 未披露 定期报告 2023-06-30
2023-04-27 1867.41 未披露 定期报告 2023-04-24
2023-04-27 1873.60 未披露 定期报告 2023-03-31
2023-03-31 1873.62 未披露 定期报告 2023-03-17
2023-03-31 1749.47 未披露 定期报告 2023-02-16
2023-02-16 1751.04 未披露 定期报告 2023-01-31
2023-02-16 1755.40 未披露
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From December 31, 2021 to December 31, 2022 Issuance of 2,636,660 shares of common stock for convertible debt exchanged Issuance of 92,314 shares of common stock under long-term incentive plan Issuance of 561,561 shares of common stock for warrants exercised Purchase of 1,118,457 shares of common stock under share repurchase program
2022-12-31
2022-10-27 1808.28 未披露 定期报告 2022-10-24
2022-10-27 1812.50 未披露
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From June 30, 2022 to September 30, 2022 Purchase of 428,864 shares of common stock under share repurchase program
2022-09-30
2022-07-28 1855.31 未披露 定期报告 2022-07-21
2022-07-28 1855.40 未披露
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From March 31, 2022 to June 30, 2022 Issuance of 2,630,272 shares of common stock for convertible debt exchanged Issuance of 445,497 shares of common stock for warrants exercised
2022-06-30
2022-04-26 1547.74 未披露 定期报告 2022-04-21
2022-04-26 1547.70 未披露
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From January 1, 2022 to March 31, 2022 Issuance of 71,338 shares of common stock under long-term incentive plan
2022-03-31
2022-03-30 1547.71 未披露 定期报告 2022-03-24
2022-02-16 1539.31 未披露 定期报告 2022-01-31
2022-02-16 1539.30 未披露
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From DECEMBER 31, 2020 to DECEMBER 31, 2021 Issuance of 157,609 shares of common stock under long-term incentive plan
2021-12-31
2021-10-26 1531.61 未披露 定期报告 2021-10-18
2021-10-26 1530.60 未披露 定期报告 2021-09-30
2021-07-27 1529.41 未披露 定期报告 2021-07-19
2021-07-27 1529.40 未披露 定期报告 2021-06-30
2021-04-22 1529.41 未披露 定期报告 2021-04-19
2021-04-22 1529.40 未披露
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from January 1, 2021 to March 31, 2021 Issuance of 59,166 shares of common stock under long-term incentive plan
2021-03-31
2021-03-15 1531.69 未披露 定期报告 2021-03-09
2021-03-15 1531.64 未披露 定期报告 2021-03-03
2021-02-12 1523.49 未披露 定期报告 2021-01-31
2021-02-12 1523.50 未披露
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From September 30, 2020 to December 31, 2020 Employee stock-based compensation Issuance of Convertible Debt, net of fees Purchase of capped call related to convertible debt Common stock withheld related to net share settlement of equity awards
2020-12-31
2020-10-23 1514.73 未披露 定期报告 2020-10-19
2020-10-23 1514.70 未披露 定期报告 2020-09-30
2020-07-28 1514.62 未披露 定期报告 2020-07-24
2020-07-28 1514.70 未披露 定期报告 2020-06-30
2020-04-23 1514.27 未披露 定期报告 2020-04-20
2020-04-23 1514.30 未披露 定期报告 2020-03-31
2020-03-16 1514.27 未披露 定期报告 2020-03-10
2020-03-16 1514.27 未披露 定期报告 2020-03-01
2020-02-11 1513.16 未披露 定期报告 2020-01-31
2020-02-11 1513.20 未披露
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From December 31, 2018 To December 31, 2019 Issuance of 172,720 shares of common stock under long-term incentive plan Purchase of 2,872,548 shares of common stock under share repurchase program
2019-12-31
2019-10-22 1504.18 未披露 定期报告 2019-10-18
2019-10-22 1509.50 未披露
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From June 30, 2019 To September 30, 2019 Purchase of 1,169,597 shares of common stock under share repurchase program
2019-09-30
2019-07-24 1626.20 未披露 定期报告 2019-07-22
2019-07-24 1626.20 未披露
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From March 31, 2019 To June 30, 2019 Purchase of 872,317 shares of common stock under share repurchase program
2019-06-30
2019-04-23 1680.98 未披露 定期报告 2019-04-19
2019-04-23 1695.90 未披露
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From January 1, 2019 to March 31, 2019 Purchase of 872,317 shares of common stock under share repurchase program
2019-03-31
2019-03-18 1741.91 未披露 定期报告 2019-03-07
2019-02-14 1768.89 未披露 定期报告 2019-02-01
2019-02-14 1783.10 未披露
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From December 31, 2017 to December 31, 2018 Purchase of 3,238,615 shares of common stock under share repurchase program
2018-12-31
2018-10-23 1879.94 未披露 定期报告 2018-10-19
2018-10-23 1883.20 未披露 定期报告 2018-09-30
2018-07-31 1958.77 未披露 定期报告 2018-07-27
2018-07-31 1970.30 未披露 定期报告 2018-06-30
2018-04-26 2061.49 未披露 定期报告 2018-04-20
2018-04-26 2066.30 未披露 定期报告 2018-03-31
2018-03-19 2082.49 未披露 定期报告 2018-03-06
2018-02-23 2098.68 未披露 定期报告 2018-02-16
2018-02-23 2107.00 未披露
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From December 31, 2016 to December 31, 2017 Purchase of 3,977,215 shares of common stock under share repurchase program
2017-12-31
2017-10-31 2193.48 未披露 定期报告 2017-10-24
2017-10-31 2211.90 未披露 定期报告 2017-09-30
2017-07-27 2431.06 未披露 定期报告 2017-07-21
2017-07-27 2431.00 未披露 定期报告 2017-06-30
2017-05-02 2502.11 未披露 定期报告 2017-04-27
2017-05-02 2502.10 未披露 定期报告 2017-03-31
2017-02-24 2500.18 未披露 定期报告 2017-02-16
2017-02-24 2500.20 未披露
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from December 31, 2015 to December 31, 2016 Elimination of predecessor equity Issuance of successor equity
2016-12-31
2016-11-09 2499.94 未披露 定期报告 2016-11-01
2016-05-10 2129.31 未披露 定期报告 2016-04-22
2015-11-09 2129.16 未披露 定期报告 2015-10-20
2015-11-09 2129.10 未披露 定期报告 2015-09-30
2015-11-13 2129.16 未披露
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On August 4, 2015 we effected a 1-for-10 reverse stock split of our common stock
2015-08-04
2015-07-31 21291.64 未披露 定期报告 2015-07-20
2015-07-31 21291.60 未披露 定期报告 2015-06-30
2015-04-30 21266.23 未披露 定期报告 2015-04-20
2015-04-30 21266.20 未披露 定期报告 2015-03-31
2015-03-20 21269.31 未披露 定期报告 2015-03-14
2015-02-27 21227.47 未披露 定期报告 2015-02-13
2015-02-27 21379.10 未披露
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from December 31, 2013 to December 31, 2014 Treasury shares purchased
2014-12-31
2014-11-07 21227.41 未披露 定期报告 2014-10-31
2014-11-07 21227.40 未披露 定期报告 2014-09-30
2014-05-12 21228.00 未披露 定期报告 2014-04-30
2014-03-14 21231.08 未披露 定期报告 2014-02-27
2013-11-12 21228.00 未披露 定期报告 2013-11-04
2013-08-08 21224.10 未披露 定期报告 2013-07-31
2013-05-08 21224.68 未披露 定期报告 2013-05-01
2013-03-12 21226.83 未披露 定期报告 2013-03-01
2013-03-01 21224.68 未披露 定期报告 2013-02-15
2013-03-01 21224.70 未披露
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from DECEMBER 31, 2011 to DECEMBER 31, 2012 Issuance of 526 shares of common stock under the stock incentive plan — stock options including income tax benefits
2012-12-31
2012-11-08 21227.75 未披露 定期报告 2012-10-31
2012-08-09 21226.90 未披露 定期报告 2012-07-31
2012-05-10 21224.77 未披露 定期报告 2012-05-10
2012-02-29 21329.27 未披露 定期报告 2012-02-15
2012-02-29 21167.10 未披露
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from DECEMBER 31, 2010 to DECEMBER 31, 2011 Issuance of 48,705 common shares Issuance of 162 shares of common stock under the stock incentive plan — restricted stock and restricted stock units, net of forfeitures Issuance of 199 shares of common stock under the stock incentive plan — stock options including income tax benefits
2011-12-31
2011-11-09 21161.82 未披露 定期报告 2011-11-07
2011-11-09 21158.70 未披露 定期报告 2011-09-30
2011-08-09 21308.17 未披露 定期报告 2011-08-04
2011-08-09 21080.00 未披露 定期报告 2011-06-30
2011-05-04 16434.68 未披露 定期报告 2011-05-02
2011-05-04 16279.80 未披露 定期报告 2011-03-31
2011-03-01 16247.41 未披露 定期报告 2011-02-22
2011-03-01 16260.50 未披露
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from dec 31 2009 to dec 31 2010 Issuance of 155 shares of common stock under the stock incentive plan — stock options including income tax benefits
2010-12-31
2010-11-09 16248.22 未披露 定期报告 2010-11-05
2010-11-09 16247.90 未披露 定期报告 2010-09-30
2010-08-06 16247.94 未披露 定期报告 2010-08-02
2010-08-06 16245.10 未披露 定期报告 2010-06-30
2010-05-10 16247.58 未披露 定期报告 2010-05-05
2010-05-10 16244.80 未披露 定期报告 2010-03-31
2010-03-01 16247.41 未披露 定期报告 2010-02-22
2010-03-01 16244.10 未披露
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from DECEMBER 31, 2008 to DECEMBER 31, 2009 Issuance of 19,550 common shares
2009-12-31
2009-02-27 14283.30 未披露
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from DECEMBER 31, 2007 to DECEMBER 31, 2008 Issuance of 405 shares of common stock upon conversion of preferred stock Issuance of 261 shares of common stock under the stock incentive plan — restricted stock and restricted stock units Issuance of 521 shares of common stock under the stock incentive plan — stock options including income tax benefits
2008-12-31
2003-03-13 5243.42 未披露 定期报告 2002-12-31
2002-03-15 5235.45 未披露 定期报告 2002-03-01
2002-03-15 5235.27 未披露
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from December 31, 2000 to December 31, 2001 Issuance of 14,094,997 shares of common stock (including 1,541,146 shares held in treasury) pursuant to public offerings Issuance of 441,732 shares of common stock under the stock incentive plan Treasury stock purchases of 357,200 shares of common stock
2001-12-31
2001-03-16 4344.60 未披露 定期报告 2001-03-01
2001-03-16 3817.32 未披露 定期报告 2000-12-31
2000-03-17 3816.45 未披露
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from December 31, 1998 to December 31, 1999 Treasury stock purchases (1,396,700 shares),net of issuances (189,506 shares)
1999-12-31
1999-03-02 3866.80 未披露 定期报告 1999-02-26
1999-03-02 3937.16 未披露
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from December 31, 1997 to December 31, 1998 Treasury stock purchases (333,952 shares)
1998-12-31
1998-03-17 3965.79 未披露
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from December 31, 1996 to December 31, 1997 Issuance of 18,660,054 shares of common stock to stockholders of Ashland Coal, Inc. to stockholders of Ashland Coal, Inc. Issuance of 49,400 shares of common stock under the stock incentive plan
1997-12-31
1998-03-17 2094.84 未披露 定期报告 1996-12-31
From June 30, 2024 to September 30, 2024 Excise tax on share repurchases
From March 31, 2024 to June 30, 2024 Purchase of 94,367 shares of common stock under share repurchase program
From January 1, 2024 to March 31, 2024 Issuance of 227,981 shares of common stock under long-term incentive plan Purchase of 94,701 shares of common stock under share repurchase program Receipt of 315,721 shares from the exercise of capped call
From December 31,2022 to December 31,2023 Issuance of 311,506 shares of common stock under long-term incentive plan Issuance of 1,484,226 shares of common stock for warrants exercised Purchase of 989,792 shares of common stock under share repurchase program
From December 31, 2021 to December 31, 2022 Issuance of 2,636,660 shares of common stock for convertible debt exchanged Issuance of 92,314 shares of common stock under long-term incentive plan Issuance of 561,561 shares of common stock for warrants exercised Purchase of 1,118,457 shares of common stock under share repurchase program
From June 30, 2022 to September 30, 2022 Purchase of 428,864 shares of common stock under share repurchase program
From March 31, 2022 to June 30, 2022 Issuance of 2,630,272 shares of common stock for convertible debt exchanged Issuance of 445,497 shares of common stock for warrants exercised
From January 1, 2022 to March 31, 2022 Issuance of 71,338 shares of common stock under long-term incentive plan
From DECEMBER 31, 2020 to DECEMBER 31, 2021 Issuance of 157,609 shares of common stock under long-term incentive plan
from January 1, 2021 to March 31, 2021 Issuance of 59,166 shares of common stock under long-term incentive plan
From September 30, 2020 to December 31, 2020 Employee stock-based compensation Issuance of Convertible Debt, net of fees Purchase of capped call related to convertible debt Common stock withheld related to net share settlement of equity awards
From December 31, 2018 To December 31, 2019 Issuance of 172,720 shares of common stock under long-term incentive plan Purchase of 2,872,548 shares of common stock under share repurchase program
From June 30, 2019 To September 30, 2019 Purchase of 1,169,597 shares of common stock under share repurchase program
From March 31, 2019 To June 30, 2019 Purchase of 872,317 shares of common stock under share repurchase program
From January 1, 2019 to March 31, 2019 Purchase of 872,317 shares of common stock under share repurchase program
From December 31, 2017 to December 31, 2018 Purchase of 3,238,615 shares of common stock under share repurchase program
From December 31, 2016 to December 31, 2017 Purchase of 3,977,215 shares of common stock under share repurchase program
from December 31, 2015 to December 31, 2016 Elimination of predecessor equity Issuance of successor equity
On August 4, 2015 we effected a 1-for-10 reverse stock split of our common stock
from December 31, 2013 to December 31, 2014 Treasury shares purchased
from DECEMBER 31, 2011 to DECEMBER 31, 2012 Issuance of 526 shares of common stock under the stock incentive plan — stock options including income tax benefits
from DECEMBER 31, 2010 to DECEMBER 31, 2011 Issuance of 48,705 common shares Issuance of 162 shares of common stock under the stock incentive plan — restricted stock and restricted stock units, net of forfeitures Issuance of 199 shares of common stock under the stock incentive plan — stock options including income tax benefits
from dec 31 2009 to dec 31 2010 Issuance of 155 shares of common stock under the stock incentive plan — stock options including income tax benefits
from DECEMBER 31, 2008 to DECEMBER 31, 2009 Issuance of 19,550 common shares
from DECEMBER 31, 2007 to DECEMBER 31, 2008 Issuance of 405 shares of common stock upon conversion of preferred stock Issuance of 261 shares of common stock under the stock incentive plan — restricted stock and restricted stock units Issuance of 521 shares of common stock under the stock incentive plan — stock options including income tax benefits
from December 31, 2000 to December 31, 2001 Issuance of 14,094,997 shares of common stock (including 1,541,146 shares held in treasury) pursuant to public offerings Issuance of 441,732 shares of common stock under the stock incentive plan Treasury stock purchases of 357,200 shares of common stock
from December 31, 1998 to December 31, 1999 Treasury stock purchases (1,396,700 shares),net of issuances (189,506 shares)
from December 31, 1997 to December 31, 1998 Treasury stock purchases (333,952 shares)
from December 31, 1996 to December 31, 1997 Issuance of 18,660,054 shares of common stock to stockholders of Ashland Coal, Inc. to stockholders of Ashland Coal, Inc. Issuance of 49,400 shares of common stock under the stock incentive plan
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