阿罗特克
ARTX

股本结构

单位：万股
公告日期 2019-08-08 2019-05-09 2019-05-09 2019-03-22 2019-03-07 2019-03-07
证券总股本 2666.52 2666.52 2661.75 2660.36 2661.75 2648.62
普通股本 2666.52 2666.52 2661.75 2660.36 2661.75 2648.62
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2019-06-30 2019-05-06 2019-03-31 2019-03-15 2019-03-07 2018-06-30
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2019-08-08 2666.52 未披露
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from January 1,2019 to June 30, 2019 Restricted stock issued Restricted stock units vested, net of taxes Restricted stock forfeitures
2019-06-30
2019-05-09 2666.52 未披露 定期报告 2019-05-06
2019-05-09 2661.75 未披露
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from January 1,2019 to March 31, 2019 Restricted stock issued Restricted stock units vested, net of taxes Restricted stock forfeitures
2019-03-31
2019-03-22 2660.36 未披露 定期报告 2019-03-15
2019-03-07 2661.75 未披露 定期报告 2019-03-07
2019-03-07 2648.62 未披露
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from January 1,2018 to June 30,2018 Restricted stock issued Restricted stock units vested Restricted stock forfeitures
2018-06-30
2018-05-10 2649.89 未披露 定期报告 2018-05-08
2018-05-10 2645.25 未披露 定期报告 2018-03-31
2018-03-15 2645.25 未披露 定期报告 2018-03-14
2018-03-15 2639.50 未披露
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from January 1, 2017 to September 30, 2017 Restricted stock issued Restricted stock units vested Restricted stock forfeitures
2017-09-30
2017-08-09 2642.76 未披露 定期报告 2017-06-30
2017-05-09 2642.76 未披露 定期报告 2017-05-05
2017-05-09 2640.99 未披露 定期报告 2017-03-31
2017-03-16 2640.99 未披露 定期报告 2017-03-14
2017-03-16 2643.82 未披露
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from December 31, 2015 to December 31, 2016 Restricted stock issued Sales of stock, net of offering costs Restricted stock units vested Restricted stock forfeitures
2016-12-31
2016-08-09 2643.82 未披露 定期报告 2016-06-30
2016-05-10 2655.76 未披露 定期报告 2016-05-06
2016-05-10 2647.05 未披露 定期报告 2016-03-31
2016-03-15 2646.12 未披露 定期报告 2016-03-11
2016-03-30 2646.05 未披露 定期报告 2016-02-29
2016-03-15 2469.73 未披露
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From January 1, 2015 to June 30, 2015 Restricted stock issued Restricted stock units vested
2015-06-30
2015-05-14 2467.26 未披露 定期报告 2015-05-08
2015-05-14 2456.84 未披露 定期报告 2015-03-31
2015-03-20 2456.84 未披露 定期报告 2015-03-13
2015-03-20 2453.31 未披露
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from January 1, 2014 to December 31, 2014 Restricted stock issued Sale of stock – public offering, net of offering costs Purchase of treasury shares Issuance of stock – acquisition Restricted stock units vested
2014-12-31
2014-11-14 2444.41 未披露 定期报告 2014-11-04
2014-11-14 2431.72 未披露 定期报告 2014-09-30
2014-08-14 2429.91 未披露 定期报告 2014-08-05
2014-08-14 2101.01 未披露 定期报告 2014-06-30
2014-07-01 2101.01 未披露 定期报告 2014-06-16
2014-05-15 2097.01 未披露 定期报告 2014-05-12
2014-05-15 2018.54 未披露 定期报告 2014-03-31
2014-03-31 2016.54 未披露 定期报告 2014-03-28
2014-03-31 2016.32 未披露
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From January 1, 2013 to December 31,2013 Sale of stock – public offering Restricted stock issued Restricted stock units vested Restricted stock forfeitures
2013-12-31
2013-11-21 2003.24 未披露 定期报告 2013-11-12
2013-10-03 1951.81 未披露 定期报告 2013-09-18
2013-08-23 1608.96 未披露 定期报告 2013-08-22
2013-08-14 1629.18 未披露 定期报告 2013-06-30
2013-05-15 1625.18 未披露 定期报告 2013-05-01
2013-04-01 1617.42 未披露 定期报告 2013-03-31
2013-04-01 1615.13 未披露
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from January 1, 2012 to December 31, 2012 Restricted stock issued Restricted stock units vested
2012-12-31
2012-07-03 1593.97 未披露 定期报告 2012-06-19
2012-05-15 1569.47 未披露 定期报告 2012-05-11
2012-04-16 1562.22 未披露 定期报告 2012-03-20
2011-11-18 1557.05 未披露 定期报告 2011-09-30
2011-08-15 1509.77 未披露 定期报告 2011-08-10
2011-08-15 1510.73 未披露 定期报告 2011-06-30
2011-05-16 1480.18 未披露 定期报告 2011-05-10
2011-03-30 1482.58 未披露 定期报告 2011-03-20
2011-03-30 1484.23 未披露
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Treasury stock purchase Conversion of convertible notes Restricted stock issued Forfeitures of prior stock awards Issuance of stock in lieu of funding severance
2010-12-31
2010-11-12 1488.51 未披露 定期报告 2010-11-10
2010-11-12 1469.66 未披露 定期报告 2010-09-30
2010-08-12 1473.99 未披露 定期报告 2010-06-30
2010-05-12 1445.45 未披露 定期报告 2010-05-12
2010-05-12 1442.37 未披露 定期报告 2010-03-31
2010-03-31 1442.92 未披露 定期报告 2010-03-15
2010-03-31 1440.59 未披露
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from January 1, 2009 to December 31, 2009 Treasury stock purchase and retirement Conversion of convertible notes Restricted stock issued Forfeitures of prior stock awards Issuance of stock in lieu of funding severance
2009-12-31
2009-04-10 1363.76 未披露
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from January 1, 2008 to December 31, 2008 Stock options and restricted stock Issuance of stock for acquisition
2008-12-31
2008-04-14 1359.92 未披露 定期报告 2008-03-31
2008-04-14 1354.48 未披露
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from January 1, 2007 to December 31, 2007 Principal installment of convertible debenture payment in shares Treasury shares cancellation Stock options and restricted stock
2007-12-31
2007-04-17 1198.36 未披露
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from January 1, 2006 to December 31, 2006 Reclassification of common stock due to reverse stock split Principal installment of convertible debenture payment in shares Warrants exercise Stock options and restricted stock
2006-12-31
2006-03-31 9549.08 未披露 定期报告 2006-03-15
2006-03-31 8654.14 未披露
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from January 1, 2005 to December 31, 2005 Issuance of shares, net Shares issued to convertible debenture holders Shares issued to consultant Employee options exercise Shares issued to employees Deferred stock compensation related to options and restricted stock Cancellation of deferred stock compensation as a result of forfeitures
2005-12-31
2005-03-31 8010.37 未披露 定期报告 2005-03-10
2005-03-31 8002.16 未披露
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from January 1, 2004 to December 31, 2004 Issuance of shares, net Issuance of shares and warrants due to settlement of litigation Issuance of shares to employees Conversion of convertible debentures Exercise of warrants by investors and others Issuance of shares to consultants Deferred stock compensation related to options and restricted stock Exercise of options by employees Exercise of options by consultants Issuance of shares in respect of FAAC acquisition
2004-12-31
2004-03-30 6231.28 未披露 定期报告 2004-03-23
2004-03-30 4741.71 未披露
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from January 1, 2003 to December 31, 2003 Issuance of shares on conversion of convertible debentures Issuance of shares on exercise of warrants Issuance of shares to consultants Exercise of options by employees Exercise of options by consultants Conversion of convertible promissory note Increase in investment in subsidiary against common stock issuance
2003-12-31
2003-03-31 3514.63 未披露
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from January 1, 2002 to December 31, 2002 Issuance of shares to investors Issuance of shares to service providers Issuance of shares to lender in respect of prepaid interest expenses Exercise of options by employees Stock compensation related to options issued to employees Issuance of shares in respect of acquisition
2002-12-31
2002-03-26 3088.03 未披露 定期报告 2002-03-25
2002-03-26 2850.41 未披露
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from December 31, 2000 to December 31, 2001 Issuance of shares, net Exercise of options and warrants
2001-12-31
2001-03-27 2188.77 未披露 定期报告 2001-03-13
2001-03-27 2141.74 未披露
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from December 31, 1999 to December 31, 2000 Issuance of shares, net Exercise of options and warrants
2000-12-31
2000-03-16 1789.47 未披露 定期报告 2000-02-28
2000-03-16 1597.31 未披露
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from December 31, 1998 to December 31, 1999 Issuance of shares, net
1999-12-31
1999-03-24 1430.34 未披露 定期报告 1999-02-09
1999-03-24 1404.81 未披露
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from December 31, 1997 to December 31, 1998 Shares issued in connection with the exercise of options Shares issued as compensation for services rendered by directors
1998-12-31
1998-03-31 1422.90 未披露 定期报告 1998-03-16
1998-03-31 1421.82 未披露
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from December 31, 1996 to December 31, 1997 Shares issued in connection with the exercise of options Treasury stock retired
1997-12-31
1997-03-31 1419.37 未披露 定期报告 1997-03-17
1997-03-31 1418.52 未披露
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from December 31, 1995 to December 31, 1996 Shares issued in a public offering Shares issued in a private placement Shares issued in connection with the exercise of options Treasury stock retired Purchase of treasury stock (72,300 shares) and options issued as compensation for services rendered by consultant
1996-12-31
from January 1,2019 to June 30, 2019 Restricted stock issued Restricted stock units vested, net of taxes Restricted stock forfeitures
from January 1,2019 to March 31, 2019 Restricted stock issued Restricted stock units vested, net of taxes Restricted stock forfeitures
from January 1,2018 to June 30,2018 Restricted stock issued Restricted stock units vested Restricted stock forfeitures
from January 1, 2017 to September 30, 2017 Restricted stock issued Restricted stock units vested Restricted stock forfeitures
from December 31, 2015 to December 31, 2016 Restricted stock issued Sales of stock, net of offering costs Restricted stock units vested Restricted stock forfeitures
From January 1, 2015 to June 30, 2015 Restricted stock issued Restricted stock units vested
from January 1, 2014 to December 31, 2014 Restricted stock issued Sale of stock – public offering, net of offering costs Purchase of treasury shares Issuance of stock – acquisition Restricted stock units vested
From January 1, 2013 to December 31,2013 Sale of stock – public offering Restricted stock issued Restricted stock units vested Restricted stock forfeitures
from January 1, 2012 to December 31, 2012 Restricted stock issued Restricted stock units vested
Treasury stock purchase Conversion of convertible notes Restricted stock issued Forfeitures of prior stock awards Issuance of stock in lieu of funding severance
from January 1, 2009 to December 31, 2009 Treasury stock purchase and retirement Conversion of convertible notes Restricted stock issued Forfeitures of prior stock awards Issuance of stock in lieu of funding severance
from January 1, 2008 to December 31, 2008 Stock options and restricted stock Issuance of stock for acquisition
from January 1, 2007 to December 31, 2007 Principal installment of convertible debenture payment in shares Treasury shares cancellation Stock options and restricted stock
from January 1, 2006 to December 31, 2006 Reclassification of common stock due to reverse stock split Principal installment of convertible debenture payment in shares Warrants exercise Stock options and restricted stock
from January 1, 2005 to December 31, 2005 Issuance of shares, net Shares issued to convertible debenture holders Shares issued to consultant Employee options exercise Shares issued to employees Deferred stock compensation related to options and restricted stock Cancellation of deferred stock compensation as a result of forfeitures
from January 1, 2004 to December 31, 2004 Issuance of shares, net Issuance of shares and warrants due to settlement of litigation Issuance of shares to employees Conversion of convertible debentures Exercise of warrants by investors and others Issuance of shares to consultants Deferred stock compensation related to options and restricted stock Exercise of options by employees Exercise of options by consultants Issuance of shares in respect of FAAC acquisition
from January 1, 2003 to December 31, 2003 Issuance of shares on conversion of convertible debentures Issuance of shares on exercise of warrants Issuance of shares to consultants Exercise of options by employees Exercise of options by consultants Conversion of convertible promissory note Increase in investment in subsidiary against common stock issuance
from January 1, 2002 to December 31, 2002 Issuance of shares to investors Issuance of shares to service providers Issuance of shares to lender in respect of prepaid interest expenses Exercise of options by employees Stock compensation related to options issued to employees Issuance of shares in respect of acquisition
from December 31, 2000 to December 31, 2001 Issuance of shares, net Exercise of options and warrants
from December 31, 1999 to December 31, 2000 Issuance of shares, net Exercise of options and warrants
from December 31, 1998 to December 31, 1999 Issuance of shares, net
from December 31, 1997 to December 31, 1998 Shares issued in connection with the exercise of options Shares issued as compensation for services rendered by directors
from December 31, 1996 to December 31, 1997 Shares issued in connection with the exercise of options Treasury stock retired
from December 31, 1995 to December 31, 1996 Shares issued in a public offering Shares issued in a private placement Shares issued in connection with the exercise of options Treasury stock retired Purchase of treasury stock (72,300 shares) and options issued as compensation for services rendered by consultant
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