董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Paul Kazarian | 男 | Chair of the Board and Independent Director | 41 | 未披露 | 未持股 | 2025-11-06 |
| Neal Neilinger | 男 | Independent Director | 61 | 未披露 | 未持股 | 2025-11-06 |
| Ketu Desai | 男 | Independent Director | 43 | 未披露 | 未持股 | 2025-11-06 |
| Karen Caldwell | 女 | Independent Director | 66 | 未披露 | 未持股 | 2025-11-06 |
| Maryann Bruce | 女 | Independent Director | 64 | 未披露 | 未持股 | 2025-11-06 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Alexander Merk | 男 | Chief Operating Officer and Principal Executive Officer | 55 | 未披露 | 未持股 | 2025-11-06 |
| Peter Maletis | 男 | President | 54 | 未披露 | 未持股 | 2025-11-06 |
| Thomas Perugini | 男 | Principal Financial Officer | 55 | 未披露 | 未持股 | 2025-11-06 |
| Patrick Keniston | 男 | Chief Compliance Officer | 61 | 未披露 | 未持股 | 2025-11-06 |
| James Chekos | 男 | Secretary | 47 | 未披露 | 未持股 | 2025-11-06 |
董事简历
中英对照 | 中文 | 英文- Paul Kazarian
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Paul Kazarian，Saba Capital Management，L.P.合伙人兼投资组合经理（2013年至今）。
Paul Kazarian has served as Partner, Closed End Fund Portfolio Manager at Saba Capital Management, L.P., an investment advisor foced on credit and equity relative value strategies, since March 2013, and is responsible for Exchange Traded products, including ETF arbitrage and Closed End Funds. Mr. Kazarian has served as the Principal Executive Officer of each of Saba Capital Income & Opportunities Fund (NYSE: BRW) and Saba Capital Income & Opportunities Fund II (NYSE: SABA), each a registered closed end fund, since 2024. Prior to Saba Capital, Mr. Kazarian worked at RBC Capital Markets, LLC, an investment banking and management company and subsidiary of the Royal Bank of Canada (NYSE: RY), where he served as a Director in its Global Arbitrage and Trading Group, from March 2007 to March 2013. Before that, Mr. Kazarian served at Merrill Lynch, Pierce, Fenner & Smith Incorporated, an investment banking and management company, where he served as a technology analyst, from July 2006 to June 2007. Mr. Kazarian also served on the board of directors of Miller/Howard High Income Equity Fund (NYSE: HIE), a closed end fund, from October 2022 until November 2024, and on the board of directors of Destra Multi Alternative Fund (NYSE: DMA), a closed end fund, since October 2023. - Paul Kazarian，Saba Capital Management，L.P.合伙人兼投资组合经理（2013年至今）。
- Paul Kazarian has served as Partner, Closed End Fund Portfolio Manager at Saba Capital Management, L.P., an investment advisor foced on credit and equity relative value strategies, since March 2013, and is responsible for Exchange Traded products, including ETF arbitrage and Closed End Funds. Mr. Kazarian has served as the Principal Executive Officer of each of Saba Capital Income & Opportunities Fund (NYSE: BRW) and Saba Capital Income & Opportunities Fund II (NYSE: SABA), each a registered closed end fund, since 2024. Prior to Saba Capital, Mr. Kazarian worked at RBC Capital Markets, LLC, an investment banking and management company and subsidiary of the Royal Bank of Canada (NYSE: RY), where he served as a Director in its Global Arbitrage and Trading Group, from March 2007 to March 2013. Before that, Mr. Kazarian served at Merrill Lynch, Pierce, Fenner & Smith Incorporated, an investment banking and management company, where he served as a technology analyst, from July 2006 to June 2007. Mr. Kazarian also served on the board of directors of Miller/Howard High Income Equity Fund (NYSE: HIE), a closed end fund, from October 2022 until November 2024, and on the board of directors of Destra Multi Alternative Fund (NYSE: DMA), a closed end fund, since October 2023.
- Neal Neilinger
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Neal Neilinger于2021年至2023年在投资银行公司Jefferies Financial Group Inc.（NYSE：JEF）担任家族办公室覆盖主管。从2020年到2021年，Neilinger先生在Halo Investing，Inc.担任战略顾问，该公司是一家技术平台，旨在实现投资解决方案的获取民主化，将财务顾问和投资者与全球范围内的保护性投资产品联系起来。Previoly，Neilinger先生在2017年至2021年期间担任Sarasota Private TRT Company首席执行官的顾问，该公司是一家提供alth管理、共同投资、TRT和家族办公室服务的私营TRT公司。他还曾于2016年至2021年担任纽约私人银行& TRT主席的顾问。Neilinger先生自2013年起担任COS COB Fire Police Patrol Inc.的前任总裁和服务成员。Neilinger先生还曾在2013年至2016年期间担任康涅狄格州格林威治社区筹款组织Greenwich United Way的董事会成员。此外，他还共同创立了Colonial Williamsburg Foundation，这是一家非营利性教育机构，负责保护和运营修复后的18世纪首都弗吉尼亚州，并在2012年至2015年期间担任其联席主管。Neilinger先生还在2013年至2022年期间担任佛罗里达州萨拉索塔Sabal Palm Bank的董事会成员，并担任执行委员会主席。他还于2020年至2021年期间在Voya Prime Rate TRT（现名为Saba Capital Income & Opportunities Fund）（前身为NYSE：PPR，现NYSE：BRW）的董事会担任董事。
Neal Neilinger served as the Head of Family Office Coverage at Jefferies Financial Group Inc. (NYSE: JEF), an investment banking company, from 2021 to 2023. From 2020 to 2021, Mr. Neilinger served as a Strategic Advisor at Halo Investing, Inc., a technology platform that seeks to democratize access to investment solutions, connecting financial advisors and investors to protective investment products globally. Previoly, Mr. Neilinger served as Advisor to the CEO of Sarasota Private Trt Company, a private trt company that offers alth management, co investing, trt and family office services, from 2017 to 2021. He also served as an Advisor to the Chairman of New York Private Bank & Trt from 2016 to 2021. Mr. Neilinger has served as Past President and Service Member of Cos Cob Fire Police Patrol Inc. since 2013. Mr. Neilinger also served on the board of trtees of Greenwich United Way, a community fundraising organization in Greenwich, Connecticut from 2013 to 2016. Additionally, he co founded the Colonial Williamsburg Foundation, a non profit educational institution that preserves and operates the restored 18th century capital of Virginia and served as its co head from 2012 to 2015. Mr. Neilinger also served on the Board of Directors of Sabal Palm Bank in Sarasota, Florida from 2013 to 2022, where he was chairman of the Executive Committee. He also serviced as a director on the Board of Directors of Voya Prime Rate Trt (now known as Saba Capital Income & Opportunities Fund) (formerly NYSE: PPR, now NYSE: BRW) from 2020 to 2021. - Neal Neilinger于2021年至2023年在投资银行公司Jefferies Financial Group Inc.（NYSE：JEF）担任家族办公室覆盖主管。从2020年到2021年，Neilinger先生在Halo Investing，Inc.担任战略顾问，该公司是一家技术平台，旨在实现投资解决方案的获取民主化，将财务顾问和投资者与全球范围内的保护性投资产品联系起来。Previoly，Neilinger先生在2017年至2021年期间担任Sarasota Private TRT Company首席执行官的顾问，该公司是一家提供alth管理、共同投资、TRT和家族办公室服务的私营TRT公司。他还曾于2016年至2021年担任纽约私人银行& TRT主席的顾问。Neilinger先生自2013年起担任COS COB Fire Police Patrol Inc.的前任总裁和服务成员。Neilinger先生还曾在2013年至2016年期间担任康涅狄格州格林威治社区筹款组织Greenwich United Way的董事会成员。此外，他还共同创立了Colonial Williamsburg Foundation，这是一家非营利性教育机构，负责保护和运营修复后的18世纪首都弗吉尼亚州，并在2012年至2015年期间担任其联席主管。Neilinger先生还在2013年至2022年期间担任佛罗里达州萨拉索塔Sabal Palm Bank的董事会成员，并担任执行委员会主席。他还于2020年至2021年期间在Voya Prime Rate TRT（现名为Saba Capital Income & Opportunities Fund）（前身为NYSE：PPR，现NYSE：BRW）的董事会担任董事。
- Neal Neilinger served as the Head of Family Office Coverage at Jefferies Financial Group Inc. (NYSE: JEF), an investment banking company, from 2021 to 2023. From 2020 to 2021, Mr. Neilinger served as a Strategic Advisor at Halo Investing, Inc., a technology platform that seeks to democratize access to investment solutions, connecting financial advisors and investors to protective investment products globally. Previoly, Mr. Neilinger served as Advisor to the CEO of Sarasota Private Trt Company, a private trt company that offers alth management, co investing, trt and family office services, from 2017 to 2021. He also served as an Advisor to the Chairman of New York Private Bank & Trt from 2016 to 2021. Mr. Neilinger has served as Past President and Service Member of Cos Cob Fire Police Patrol Inc. since 2013. Mr. Neilinger also served on the board of trtees of Greenwich United Way, a community fundraising organization in Greenwich, Connecticut from 2013 to 2016. Additionally, he co founded the Colonial Williamsburg Foundation, a non profit educational institution that preserves and operates the restored 18th century capital of Virginia and served as its co head from 2012 to 2015. Mr. Neilinger also served on the Board of Directors of Sabal Palm Bank in Sarasota, Florida from 2013 to 2022, where he was chairman of the Executive Committee. He also serviced as a director on the Board of Directors of Voya Prime Rate Trt (now known as Saba Capital Income & Opportunities Fund) (formerly NYSE: PPR, now NYSE: BRW) from 2020 to 2021.
- Ketu Desai
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Ketu Desai自2016年起担任私人alth投资管理公司i squared alth Management，Inc.的负责人、首席合规官、投资顾问代表和独立注册投资顾问。他还在2020年至2024年期间担任Centerfin，Inc.的首席信息官。Previoly，Desai先生从2007年到2016年在全球投资公司Lighthoe Investment Partners，LLC（“Lighthoe”）担任投资分析师，在那里他帮助管理了Lighthoe的信贷基金，包括Lighthoe Credit Opportunities Fund和Lighthoe Credit Compass。在Lighthoe，Desai先生还是该公司相对价值委员会的成员，负责固定收益、信贷、事件驱动、抵押贷款和困境策略的投资组合分配决策和风险管理。在加入Lighthoe之前，Desai先生于2006年至2007年期间担任瑞士信贷 AG的并购投资银行分析师。德赛先生自2023年2月起担任Templeton Global Income Fund的TRTEE董事会成员，自2020年起担任Saba Capital Income & Opportunities Fund的TRTEE董事会成员。德赛先生在石溪大学获得经济学学士学位，在纽约大学获得经济学硕士学位，在纽约大学斯特恩分校获得金融、金融工具和市场以及创业和创新方面的MBA学位。
Ketu Desai has served as Principal, Chief Compliance Officer, Investment Adviser Representative and Independent Registered Investment Adviser of i squared alth Management, Inc., a private alth investment management firm, since 2016. He also served as CIO of Centerfin, Inc. from 2020 2024. Previoly, Mr. Desai served as Investment Analyst at Lighthoe Investment Partners, LLC ("Lighthoe"), a global investment firm, from 2007 until 2016, where he helped manage Lighthoe's credit funds, including the Lighthoe Credit Opportunities Fund and Lighthoe Credit Compass. At Lighthoe, Mr. Desai was also a member of the firm's Relative Value Committee, where he was responsible for portfolio allocation decisions and risk management of fixed income, credit, event driven, mortgage, and distressed strategies. Prior to joining Lighthoe, Mr. Desai served as a M&A Investment Banking Analyst at Credit Suisse AG from 2006 until 2007. Mr. Desai has served as a trtee on the board of trtees of Templeton Global Income Fund since February 2023 and on the Board of Trtees of Saba Capital Income & Opportunities Fund since 2020. Mr. Desai earned a B.A. in Economics from Stony Brook University, a M.S. in Economics from New York University and an MBA from NYU Stern in Finance, Financial Instruments and Markets, and Entrepreneurship and Innovation. - Ketu Desai自2016年起担任私人alth投资管理公司i squared alth Management，Inc.的负责人、首席合规官、投资顾问代表和独立注册投资顾问。他还在2020年至2024年期间担任Centerfin，Inc.的首席信息官。Previoly，Desai先生从2007年到2016年在全球投资公司Lighthoe Investment Partners，LLC（“Lighthoe”）担任投资分析师，在那里他帮助管理了Lighthoe的信贷基金，包括Lighthoe Credit Opportunities Fund和Lighthoe Credit Compass。在Lighthoe，Desai先生还是该公司相对价值委员会的成员，负责固定收益、信贷、事件驱动、抵押贷款和困境策略的投资组合分配决策和风险管理。在加入Lighthoe之前，Desai先生于2006年至2007年期间担任瑞士信贷 AG的并购投资银行分析师。德赛先生自2023年2月起担任Templeton Global Income Fund的TRTEE董事会成员，自2020年起担任Saba Capital Income & Opportunities Fund的TRTEE董事会成员。德赛先生在石溪大学获得经济学学士学位，在纽约大学获得经济学硕士学位，在纽约大学斯特恩分校获得金融、金融工具和市场以及创业和创新方面的MBA学位。
- Ketu Desai has served as Principal, Chief Compliance Officer, Investment Adviser Representative and Independent Registered Investment Adviser of i squared alth Management, Inc., a private alth investment management firm, since 2016. He also served as CIO of Centerfin, Inc. from 2020 2024. Previoly, Mr. Desai served as Investment Analyst at Lighthoe Investment Partners, LLC ("Lighthoe"), a global investment firm, from 2007 until 2016, where he helped manage Lighthoe's credit funds, including the Lighthoe Credit Opportunities Fund and Lighthoe Credit Compass. At Lighthoe, Mr. Desai was also a member of the firm's Relative Value Committee, where he was responsible for portfolio allocation decisions and risk management of fixed income, credit, event driven, mortgage, and distressed strategies. Prior to joining Lighthoe, Mr. Desai served as a M&A Investment Banking Analyst at Credit Suisse AG from 2006 until 2007. Mr. Desai has served as a trtee on the board of trtees of Templeton Global Income Fund since February 2023 and on the Board of Trtees of Saba Capital Income & Opportunities Fund since 2020. Mr. Desai earned a B.A. in Economics from Stony Brook University, a M.S. in Economics from New York University and an MBA from NYU Stern in Finance, Financial Instruments and Markets, and Entrepreneurship and Innovation.
- Karen Caldwell
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自2019年以来，Karen Caldll一直担任Reform Alliance的首席财务官，该公司是一家非营利组织，致力于通过立法和游说在美国进行缓刑、假释和量刑改革。Previoly，Caldll女士于2018年至2019年期间担任NHP基金会的首席财务官和财务主管，该基金会是一家致力于提高Hoing负担能力的非营利组织。2016年至2018年，Caldll女士担任纽约市Hoing管理局的首席财务官和执行副总裁。在担任这一职务之前，她曾于2015年至2016年担任资产管理公司Hanseatic Management Services，Inc.的总裁。在加入Hanseatic之前，卡德尔女士曾于2008年至2014年在投资咨询公司Amundi Investments，LLC担任另类投资的董事总经理。从1994年到2008年，Caldll女士担任荷兰银行/拉萨尔银行公司财政部的集团高级副总裁兼利率和投资组合管理联席主管。Caldll女士还于1982年至1994年在摩根大通担任外汇交易和销售副总裁。Caldll女士自2023年2月起担任Templeton Global Income Fund的TRTEES董事会成员，自2021年起担任Finite Solar Finance Fund的TRTEES董事会成员，自2020年起担任Saba Capital Income & Opportunities Fund董事会成员，包括担任审计委员会主席。此外，从2014年到2015年，Caldll女士还担任董事会成员和芝加哥Hoing管理局审计委员会成员。Caldll女士获得了佛罗里达农工大学会计学学士学位，以及诺斯滕大学家乐氏管理学院金融与市场营销MBA学位。
Karen Caldwell has served as the Chief Financial Officer of Reform Alliance, a non profit organization dedicated to probation, parole, and sentencing reform in the United States through legislation and lobbying, since 2019. Previoly, Ms. Caldwell served as the Chief Financial Officer and Treasurer of the NHP Foundation, a non profit organization dedicated to increasing hoing affordability, from 2018 to 2019. From 2016 to 2018, Ms. Caldwell served as the Chief Financial Officer and Executive Vice President of the New York City Hoing Authority. Before this position, she served as the president of Hanseatic Management Services, Inc., an asset management company, from 2015 to 2016. Prior to Hanseatic, Ms. Caldwell served as a managing director of Alternative Investments at Amundi Investments, LLC, an investment advisory firm, from 2008 to 2014. From 1994 until 2008, Ms. Caldwell served as the Group Senior Vice President and Co Head of Rates and Portfolio Management of ABN AMRO/LaSalle Bank Corporation Treasury. Ms. Caldwell also served as the Vice President of Foreign Exchange Trading and Sales at JPMorgan Chase from 1982 until 1994. Ms. Caldwell has served on the board of trtees of Templeton Global Income Fund since February 2023, the board of trtees of Finite Solar Finance Fund since 2021, and Saba Capital Income & Opportunities Fund, including as Chairwoman of the Audit Committee, since 2020. Additionally, Ms. Caldwell served as a member of the board of directors and on the Audit Committee of the Chicago Hoing Authority from 2014 until 2015. Ms. Caldwell earned a B.S. in Accounting from Florida A&M University, and an MBA in Finance & Marketing from Northstern University, Kellogg School of Management. - 自2019年以来，Karen Caldll一直担任Reform Alliance的首席财务官，该公司是一家非营利组织，致力于通过立法和游说在美国进行缓刑、假释和量刑改革。Previoly，Caldll女士于2018年至2019年期间担任NHP基金会的首席财务官和财务主管，该基金会是一家致力于提高Hoing负担能力的非营利组织。2016年至2018年，Caldll女士担任纽约市Hoing管理局的首席财务官和执行副总裁。在担任这一职务之前，她曾于2015年至2016年担任资产管理公司Hanseatic Management Services，Inc.的总裁。在加入Hanseatic之前，卡德尔女士曾于2008年至2014年在投资咨询公司Amundi Investments，LLC担任另类投资的董事总经理。从1994年到2008年，Caldll女士担任荷兰银行/拉萨尔银行公司财政部的集团高级副总裁兼利率和投资组合管理联席主管。Caldll女士还于1982年至1994年在摩根大通担任外汇交易和销售副总裁。Caldll女士自2023年2月起担任Templeton Global Income Fund的TRTEES董事会成员，自2021年起担任Finite Solar Finance Fund的TRTEES董事会成员，自2020年起担任Saba Capital Income & Opportunities Fund董事会成员，包括担任审计委员会主席。此外，从2014年到2015年，Caldll女士还担任董事会成员和芝加哥Hoing管理局审计委员会成员。Caldll女士获得了佛罗里达农工大学会计学学士学位，以及诺斯滕大学家乐氏管理学院金融与市场营销MBA学位。
- Karen Caldwell has served as the Chief Financial Officer of Reform Alliance, a non profit organization dedicated to probation, parole, and sentencing reform in the United States through legislation and lobbying, since 2019. Previoly, Ms. Caldwell served as the Chief Financial Officer and Treasurer of the NHP Foundation, a non profit organization dedicated to increasing hoing affordability, from 2018 to 2019. From 2016 to 2018, Ms. Caldwell served as the Chief Financial Officer and Executive Vice President of the New York City Hoing Authority. Before this position, she served as the president of Hanseatic Management Services, Inc., an asset management company, from 2015 to 2016. Prior to Hanseatic, Ms. Caldwell served as a managing director of Alternative Investments at Amundi Investments, LLC, an investment advisory firm, from 2008 to 2014. From 1994 until 2008, Ms. Caldwell served as the Group Senior Vice President and Co Head of Rates and Portfolio Management of ABN AMRO/LaSalle Bank Corporation Treasury. Ms. Caldwell also served as the Vice President of Foreign Exchange Trading and Sales at JPMorgan Chase from 1982 until 1994. Ms. Caldwell has served on the board of trtees of Templeton Global Income Fund since February 2023, the board of trtees of Finite Solar Finance Fund since 2021, and Saba Capital Income & Opportunities Fund, including as Chairwoman of the Audit Committee, since 2020. Additionally, Ms. Caldwell served as a member of the board of directors and on the Audit Committee of the Chicago Hoing Authority from 2014 until 2015. Ms. Caldwell earned a B.S. in Accounting from Florida A&M University, and an MBA in Finance & Marketing from Northstern University, Kellogg School of Management.
- Maryann Bruce
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Maryann Bruce， 她在2012年6月当选为公司董事。自2007年10月，她担任Turnberry Advisory Group（一家民营企业服务公司）的总裁，为客户提供有关战略性业务问题的咨询。从2008年12月至2010年7月，她担任Aquila Distributors（Aquila Investment Management LLC的一间附属精品资产管理公司）的总裁。她在2008年加入Aquila，之后2009年成为高级副总裁以及Aquila Group of Funds的各股票债券基金的负责人。在此之前，从1999年9月至2007年6月，她担任Evergreen Investments Services（Wachovia的投资管理业务子公司）的总裁。她是Allianz Funds的董事会成员，也是National Association of Corporate Directors卡罗来纳州分会的创始人和董事，由200委员组成的理事会成员和Duke University Libraries的咨询委员会成员。她还是Bank Insurance & Securities Association的创始董事，目前她担任其名誉董事。
Maryann Bruce is an independent director of Amalgamated Financial Corporation and Amalgamated Bank (NASDAQ: AMAL), where she serves as Chair of the Enterprise Risk Oversight Committee and is a member of the Executive, Corporate Social Responsibility, Audit, and Credit Committees. Ms. Bruce has served as an independent director of NextPoint Financial, serving as Chair of the Corporate Governance & Nominating Committee and as a member of the Executive, Audit, and Compensation Committees, and successfully steered the company through a strategic review process, restructuring, and going concern sale. Previoly, she was an Independent Director of MBIA (NYSE: MBI), serving on the Audit & Compliance and Compensation & Governance Committees, an Independent Director and Chair of the Compensation Committee of Atlanta Life Financial Group, a private company, and a Trtee of both the Allianz Global Investors and PNC Funds. Since October 2007, Ms. Bruce has been President of Turnberry Advisory Group, a private consulting firm. From December 2008 to July 2010, she was President of Aquila Distributors, Inc., a subsidiary of Aquila Investment Management LLC, a boutique asset manager. Before that, from September 1999 to June 2007, she was President of Evergreen Investments Services, Inc., an investment management and diversified financial services biness, and subsidiary of Wachovia (now lls Fargo & Company). Ms. Bruce earned the CERT Certificate in Cybersecurity Oversight from the National Association of Corporate Directors (NACD) and the Software Engineering Institute of Carnegie Mellon University. - Maryann Bruce， 她在2012年6月当选为公司董事。自2007年10月，她担任Turnberry Advisory Group（一家民营企业服务公司）的总裁，为客户提供有关战略性业务问题的咨询。从2008年12月至2010年7月，她担任Aquila Distributors（Aquila Investment Management LLC的一间附属精品资产管理公司）的总裁。她在2008年加入Aquila，之后2009年成为高级副总裁以及Aquila Group of Funds的各股票债券基金的负责人。在此之前，从1999年9月至2007年6月，她担任Evergreen Investments Services（Wachovia的投资管理业务子公司）的总裁。她是Allianz Funds的董事会成员，也是National Association of Corporate Directors卡罗来纳州分会的创始人和董事，由200委员组成的理事会成员和Duke University Libraries的咨询委员会成员。她还是Bank Insurance & Securities Association的创始董事，目前她担任其名誉董事。
- Maryann Bruce is an independent director of Amalgamated Financial Corporation and Amalgamated Bank (NASDAQ: AMAL), where she serves as Chair of the Enterprise Risk Oversight Committee and is a member of the Executive, Corporate Social Responsibility, Audit, and Credit Committees. Ms. Bruce has served as an independent director of NextPoint Financial, serving as Chair of the Corporate Governance & Nominating Committee and as a member of the Executive, Audit, and Compensation Committees, and successfully steered the company through a strategic review process, restructuring, and going concern sale. Previoly, she was an Independent Director of MBIA (NYSE: MBI), serving on the Audit & Compliance and Compensation & Governance Committees, an Independent Director and Chair of the Compensation Committee of Atlanta Life Financial Group, a private company, and a Trtee of both the Allianz Global Investors and PNC Funds. Since October 2007, Ms. Bruce has been President of Turnberry Advisory Group, a private consulting firm. From December 2008 to July 2010, she was President of Aquila Distributors, Inc., a subsidiary of Aquila Investment Management LLC, a boutique asset manager. Before that, from September 1999 to June 2007, she was President of Evergreen Investments Services, Inc., an investment management and diversified financial services biness, and subsidiary of Wachovia (now lls Fargo & Company). Ms. Bruce earned the CERT Certificate in Cybersecurity Oversight from the National Association of Corporate Directors (NACD) and the Software Engineering Institute of Carnegie Mellon University.
高管简历
中英对照 | 中文 | 英文- Alexander Merk
Alexander Merk-Merk Investments LLC“；Merk Investments”；位于加利福尼亚州旧金山3730号蒙哥马利街44号，邮编94104，是公司于2019年4月12日签订的投资咨询协议下的投资顾问。Merk先生是Merk Investments的创始人、总裁兼首席投资官。Merk先生拥有布朗大学（Brown University）经济学学士学位和计算机科学理学硕士学位。
Alexander Merk Merk Investments LLC ("Merk Investments"), located at 1150 Chestnut Street, Menlo Park, California 94025, is the investment adviser to the Company under an Investment Advisory Agreement dated April 12, 2019. Mr. Merk is the founder, President, and Chief Investment Officer of Merk Investments. Mr. Merk holds a BA in economics and a Master of Science in computer science from Brown University.- Alexander Merk-Merk Investments LLC“；Merk Investments”；位于加利福尼亚州旧金山3730号蒙哥马利街44号，邮编94104，是公司于2019年4月12日签订的投资咨询协议下的投资顾问。Merk先生是Merk Investments的创始人、总裁兼首席投资官。Merk先生拥有布朗大学（Brown University）经济学学士学位和计算机科学理学硕士学位。
- Alexander Merk Merk Investments LLC ("Merk Investments"), located at 1150 Chestnut Street, Menlo Park, California 94025, is the investment adviser to the Company under an Investment Advisory Agreement dated April 12, 2019. Mr. Merk is the founder, President, and Chief Investment Officer of Merk Investments. Mr. Merk holds a BA in economics and a Master of Science in computer science from Brown University.
- Peter Maletis
Peter Maletis是Merk Investments投资组合管理集团的成员，专注于黄金和贵金属公司。在加入Merk Investments之前，Maletis先生于2010年至2019年担任Franklin Templeton Investments的研究分析师。Maletis’；之前的经验还包括在Marathon Resource Investment，The Cypress Funds和Banc of America Securities LLC任职。Maletis先生拥有南加州大学马歇尔商学院（University of Southern California Marshall School of Business）工商管理硕士学位和康涅狄格学院（Connecticut College）经济学学士学位。
Peter Maletis is a member of the Portfolio Management Group at Merk Investments, focing on gold and precio metals companies. Before joining Merk Investments, Mr. Maletis served as a Research Analyst at Franklin Templeton Investments from 2010 until 2019. Mr. Maletis' previo experience also includes roles at Marathon Resce Investments, the Cypress Funds, and Banc of America Securities LLC. Mr. Maletis holds an MBA from the University of Southern California Marshall School of Biness and a BA in economics from Connecticut College.- Peter Maletis是Merk Investments投资组合管理集团的成员，专注于黄金和贵金属公司。在加入Merk Investments之前，Maletis先生于2010年至2019年担任Franklin Templeton Investments的研究分析师。Maletis’；之前的经验还包括在Marathon Resource Investment，The Cypress Funds和Banc of America Securities LLC任职。Maletis先生拥有南加州大学马歇尔商学院（University of Southern California Marshall School of Business）工商管理硕士学位和康涅狄格学院（Connecticut College）经济学学士学位。
- Peter Maletis is a member of the Portfolio Management Group at Merk Investments, focing on gold and precio metals companies. Before joining Merk Investments, Mr. Maletis served as a Research Analyst at Franklin Templeton Investments from 2010 until 2019. Mr. Maletis' previo experience also includes roles at Marathon Resce Investments, the Cypress Funds, and Banc of America Securities LLC. Mr. Maletis holds an MBA from the University of Southern California Marshall School of Biness and a BA in economics from Connecticut College.
- Thomas Perugini
Thomas Perugini，2023年至今担任ACA集团高级首席顾问/基金首席财务官；2019年至2023年担任美国道富集团基金管理产品副总裁。
Thomas Perugini is employed by Foreside Fund Officer Services, LLC (d/b/a ACA Group, LLC), where he provides outsced Treasurer and Principal Financial Officer solutions to registered funds. Prior to joining ACA in 2023, Thomas held leadership positions at State Street and J.P. Morgan within their Fund Administration Operations and Product Divisions. Thomas began his career as an auditor at Deloitte and Touche. He is currently a member of the Fund Administration Committee within NICSA. He graduated Magna Cum Laude with a BSBA in Accounting from the University of Hartford and received his MBA with concentrations in Finance and International Management from Boston College.- Thomas Perugini，2023年至今担任ACA集团高级首席顾问/基金首席财务官；2019年至2023年担任美国道富集团基金管理产品副总裁。
- Thomas Perugini is employed by Foreside Fund Officer Services, LLC (d/b/a ACA Group, LLC), where he provides outsced Treasurer and Principal Financial Officer solutions to registered funds. Prior to joining ACA in 2023, Thomas held leadership positions at State Street and J.P. Morgan within their Fund Administration Operations and Product Divisions. Thomas began his career as an auditor at Deloitte and Touche. He is currently a member of the Fund Administration Committee within NICSA. He graduated Magna Cum Laude with a BSBA in Accounting from the University of Hartford and received his MBA with concentrations in Finance and International Management from Boston College.
- Patrick Keniston
Patrick Keniston Foreside Fund Officer Services，LLC（d/b/a ACA Group，LLC）（“Foreside”或“ACA”）位于Three Canal Plaza，Suite 100，Portland，Maine 04101，根据Foreside与公司签订的基金CCO协议，提供一名首席合规官。Keniston先生自2008年以来一直受雇于Foreside。在2008年加入Foreside之前，Keniston先生在花旗基金服务公司担任了三年的法律顾问，担任五家注册投资公司的主要法律顾问。Keniston先生之前的经历还包括担任花旗集团全球交易服务公司的法律顾问以及普华永道会计师事务所和安永会计师事务所的高级税务顾问。Huntington先生拥有塔夫茨大学学士学位、丹佛大学法学院京东学位以及乔治城大学法律中心税务法学硕士学位。
Patrick Keniston Foreside Fund Officer Services, LLC (d/b/a ACA Group, LLC) ("Foreside" or "ACA"), located at Three Canal Plaza, Suite 100, Portland, Maine 04101, provides a Chief Compliance Officer under a Fund CCO Agreement beten Foreside and the Company. Mr. Keniston has been employed by Foreside since 2008. Before joining Foreside in 2008, Mr. Keniston was Counsel at Citi Fund Services for three years, serving as primary legal counsel to five registered investment companies. Mr. Keniston's previo experience also includes roles as Counsel at Citigroup Global Transaction Services and Senior Tax Consultant at PricewaterhoeCoopers LLP and Ernst & Young LLP. Mr. Huntington has a BA from Tufts University, JD from University of Denver College of Law, and LLM in Taxation from Georgetown University Law Center.- Patrick Keniston Foreside Fund Officer Services，LLC（d/b/a ACA Group，LLC）（“Foreside”或“ACA”）位于Three Canal Plaza，Suite 100，Portland，Maine 04101，根据Foreside与公司签订的基金CCO协议，提供一名首席合规官。Keniston先生自2008年以来一直受雇于Foreside。在2008年加入Foreside之前，Keniston先生在花旗基金服务公司担任了三年的法律顾问，担任五家注册投资公司的主要法律顾问。Keniston先生之前的经历还包括担任花旗集团全球交易服务公司的法律顾问以及普华永道会计师事务所和安永会计师事务所的高级税务顾问。Huntington先生拥有塔夫茨大学学士学位、丹佛大学法学院京东学位以及乔治城大学法律中心税务法学硕士学位。
- Patrick Keniston Foreside Fund Officer Services, LLC (d/b/a ACA Group, LLC) ("Foreside" or "ACA"), located at Three Canal Plaza, Suite 100, Portland, Maine 04101, provides a Chief Compliance Officer under a Fund CCO Agreement beten Foreside and the Company. Mr. Keniston has been employed by Foreside since 2008. Before joining Foreside in 2008, Mr. Keniston was Counsel at Citi Fund Services for three years, serving as primary legal counsel to five registered investment companies. Mr. Keniston's previo experience also includes roles as Counsel at Citigroup Global Transaction Services and Senior Tax Consultant at PricewaterhoeCoopers LLP and Ernst & Young LLP. Mr. Huntington has a BA from Tufts University, JD from University of Denver College of Law, and LLM in Taxation from Georgetown University Law Center.
- James Chekos
James Chekos是ACA美国监管部门基金官员部门的高级首席顾问。除了在ACA担任注册基金客户（交易所交易基金）的基金秘书外，Chekos先生还担任注册商品池运营商和商品交易顾问的NFA/CFTC合规顾问。在2018年加入ACA之前，他自2008年7月起担任Amundi的高级合规专家，负责管理Amundi注册商品池的NFA/CFTC合规和报告要求。在加入Amundi Pioneer之前，他在2002年8月至2008年7月期间担任Fidelity Investments的风险分析师，负责调查这家零售经纪公司的欺诈交易和资金流动事件。Chekos先生拥有马萨诸塞州阿默斯特市马萨切茨大学经济学学士学位。
James Chekos is a Senior Principal Consultant in the Fund Officer department of ACA's U.S. Regulatory division. In addition to his role as a Fund Secretary for registered fund clients (exchange traded funds) at ACA, Mr. Chekos also serves as an NFA/CFTC compliance consultant for registered commodity pool operators and commodity trading advisors.Prior to joining ACA in 2018, he was a Senior Compliance Specialist at Amundi since July 2008, where he managed NFA/CFTC compliance and reporting requirements for Amundi's registered commodity pools. Prior to joining Amundi Pioneer, he was a Risk Analyst at Fidelity Investments from Augt 2002 to July 2008 where he investigated fraudulent trading and money movement incidents for the retail brokerage company. Mr. Chekos holds a B.A. in Economics from the University of Massachetts, Amherst, Massachetts.- James Chekos是ACA美国监管部门基金官员部门的高级首席顾问。除了在ACA担任注册基金客户（交易所交易基金）的基金秘书外，Chekos先生还担任注册商品池运营商和商品交易顾问的NFA/CFTC合规顾问。在2018年加入ACA之前，他自2008年7月起担任Amundi的高级合规专家，负责管理Amundi注册商品池的NFA/CFTC合规和报告要求。在加入Amundi Pioneer之前，他在2002年8月至2008年7月期间担任Fidelity Investments的风险分析师，负责调查这家零售经纪公司的欺诈交易和资金流动事件。Chekos先生拥有马萨诸塞州阿默斯特市马萨切茨大学经济学学士学位。
- James Chekos is a Senior Principal Consultant in the Fund Officer department of ACA's U.S. Regulatory division. In addition to his role as a Fund Secretary for registered fund clients (exchange traded funds) at ACA, Mr. Chekos also serves as an NFA/CFTC compliance consultant for registered commodity pool operators and commodity trading advisors.Prior to joining ACA in 2018, he was a Senior Compliance Specialist at Amundi since July 2008, where he managed NFA/CFTC compliance and reporting requirements for Amundi's registered commodity pools. Prior to joining Amundi Pioneer, he was a Risk Analyst at Fidelity Investments from Augt 2002 to July 2008 where he investigated fraudulent trading and money movement incidents for the retail brokerage company. Mr. Chekos holds a B.A. in Economics from the University of Massachetts, Amherst, Massachetts.