股本结构

单位:万股
公告日期 2025-11-10 2025-11-10 2025-08-15 2025-08-06 2025-08-06 2025-05-08
证券总股本 1581.71 1581.70 1556.00 767.23 767.22 761.89
普通股本 1581.71 1581.70 1556.00 767.23 767.22 761.89
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2025-11-07 2025-09-30 2025-08-08 2025-08-01 2025-06-30 2025-03-31
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2025-11-10 1581.71 未披露 定期报告 2025-11-07
2025-11-10 1581.70 未披露
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From June 30,2025 to September 30,2025 Issuance of common stock upon exercise of stock options Issuance of common stock, pre-funded warrants and warrants in an underwritten offering, net of issuance costs Issuance of common stock upon exercise of warrants Issuance of common stock for settlement of restricted stock units (RSUs) Issuance of common stock and warrants in a private placement to a related party, net of issuance costs
2025-09-30
2025-08-15 1556.00 未披露 定期报告 2025-08-08
2025-08-06 767.23 未披露 定期报告 2025-08-01
2025-08-06 767.22 未披露
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From March 31, 2025 to June 30, 2025 Issuance of common stock under Employee Stock Purchase Plan (ESPP) Issuance of common stock for settlement of restricted stock units (RSUs)
2025-06-30
2025-04-23 763.76 未披露 定期报告 2025-04-08
2025-05-08 761.89 未披露
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From December 31, 2024 to March 31, 2025 Issuance of common stock under at-the-market (ATM) equity offering program, net of issuance costs
2025-03-31
2025-03-20 750.34 未披露 定期报告 2025-03-14
2025-03-20 745.72 未披露
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From December 31, 2023 to December 31, 2024 Issuance of common stock under ATM equity offering program, net of issuance costs Issuance of common stock and warrants in private placements to a related party, net of issuance costs Issuance of common stock for settlement of RSUs Issuance of common stock and warrants in a registered direct offering, net of issuance costs Issuance of common stock upon exercise of stock options Issuance of common stock under ESPP
2024-12-31
2024-11-07 635.63 未披露 定期报告 2024-11-01
2024-11-07 635.44 未披露
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From June 30, 2024 to September 30, 2024 Issuance of common stock for settlement of restricted stock units (RSUs)
2024-09-30
2024-08-08 634.56 未披露
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From March 31, 2024 to June 30, 2024 Issuance of common stock and warrants in a registered direct offering and a private placement, net of issuance costs Issuance of common stock for settlement of restricted stock units (RSUs) Issuance of common stock under Employee Stock Purchase Plan (ESPP) Issuance of common stock upon exercise of stock options
2024-06-30
2024-06-18 634.56 未披露
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1.Common stock offered 634,500 shares by the company 2.On June 17, 2024, Assembly Biosciences, Inc. entered into a Securities Purchase Agreement with Gilead Sciences, Inc. for the issuance and sale, in a private placement, of 179,500 shares of the Company’s common stock
2024-06-17
2024-06-18 553.16 未披露 定期报告 2024-06-14
2024-05-08 551.33 未披露 定期报告 2024-05-03
2024-05-08 548.28 未披露 定期报告 2024-03-31
2024-03-28 548.28 未披露
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Assembly Biosciences, Inc. today announced that it expects a 1-for-12 reverse stock split of its outstanding shares of common stock will be effective as of February 9, 2024. The company anticipates that its common stock will begin trading on a split-adjusted basis on The Nasdaq Global Select Market under the same symbol when the market opens on February 12, 2024.
2024-02-12
2023-12-21 6579.34 未披露 定期报告 2023-12-08
2023-11-08 6570.91 未披露 定期报告 2023-11-03
2023-11-08 5261.42 未披露
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From June 30, 2023 to September 30, 2023 Issuance of common stock for settlement of restricted stock units (RSUs)
2023-09-30
2023-08-09 5261.42 未披露 定期报告 2023-08-04
2023-08-09 5245.07 未披露
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From March 31, 2023 to June 30, 2023 Issuance of common stock under Employee Stock Purchase Plan (ESPP) Issuance of common stock under at-the-market (ATM) equity offering program, net of issuance costs Issuance of common stock for settlement of restricted stock units (RSUs)
2023-06-30
2023-05-04 5212.13 未披露 定期报告 2023-05-01
2023-05-04 5201.53 未披露
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From December 31, 2022 to March 31, 2023 Issuance of common stock for settlement of restricted stock units (RSUs) Issuance of common stock under at-the-market (ATM) equity offering program, net of issuance costs
2023-03-31
2023-03-22 5194.69 未披露 定期报告 2023-03-20
2023-03-22 4889.50 未披露
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From December 31, 2021 to December 31, 2022 Issuance of common stock under ATM equity offering program, net of issuance costs Issuance of common stock under ESPP Issuance of common stock for settlement of RSUs
2022-12-31
2022-11-08 4878.00 未披露 定期报告 2022-11-03
2022-11-08 4848.12 未披露
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From June 30, 2022 to September 30, 2022 Issuance of common stock for settlement of restricted stock units (RSUs)
2022-09-30
2022-08-09 4843.69 未披露 定期报告 2022-08-04
2022-08-09 4836.27 未披露
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From March 31, 2022 to June 30, 2022 Issuance of common stock under Employee Stock Purchase Plan (ESPP) Issuance of common stock for settlement of restricted stock units (RSUs)
2022-06-30
2022-05-12 4821.65 未披露 定期报告 2022-05-09
2022-05-12 4813.29 未披露
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From December 31, 2021 to March 31, 2022 Issuance of common stock for settlement of restricted stock units (RSUs)
2022-03-31
2022-03-11 4812.04 未披露
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From December 31, 2020 to December 31, 2021 Issuance of common stock under ATM equity offering program, net of issuance costs Issuance of common stock under ESPP Issuance of common stock for settlement of RSUs Issuance of common stock upon cashless exercise of pre-funded warrants
2021-12-31
2021-11-04 4786.17 未披露 定期报告 2021-11-01
2021-11-04 4707.71 未披露
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From June 30, 2021 to September 30, 2021 Issuance of common stock under at-the-market (ATM) equity offering program, net of issuance costs Issuance of common stock upon cashless exercise of pre-funded warrants Issuance of common stock for settlement of restricted stock units (RSUs)
2021-09-30
2021-08-05 4497.16 未披露 定期报告 2021-08-02
2021-08-05 4377.91 未披露
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From March 31, 2021 to June 30, 2021 Issuance of common stock under at-the-market (ATM) equity offering program, net of issuance costs Issuance of common stock under ESPP Issuance of common stock for settlement of restricted stock units (RSUs) Issuance of common stock upon cashless exercise of pre-funded warrants
2021-06-30
2021-05-06 4015.82 未披露 定期报告 2021-05-03
2021-05-06 4010.47 未披露
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from December 31, 2020 to March 31, 2021 Issuance of common stock under at-the-market (ATM) equity offering program, net of issuance costs Issuance of shares of common stock for settlement of restricted stock units (RSUs)
2021-03-31
2021-04-07 4005.91 未披露 定期报告 2021-03-23
2021-02-25 3824.61 未披露 定期报告 2021-02-22
2021-02-25 3402.67 未披露
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From December 31,2019 to December 31,2020 Issuance of common stock upon exercise of stock options Issuance of shares of common stock for settlement of RSUs Sale of common stock, net of commissions and fees Issuance of common stock under ESPP
2020-12-31
2020-11-05 3302.23 未披露 定期报告 2020-11-02
2020-11-05 3292.45 未披露
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From June 30, 2020 to September 30, 2020 Issuance of common stock upon exercise of stock options Issuance of shares of common stock for settlement of restricted stock units (RSUs)
2020-09-30
2020-08-05 3285.49 未披露 定期报告 2020-08-03
2020-08-05 3280.75 未披露
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From March 31, 2020 to June 30, 2020 Issuance of common stock upon exercise of stock options Issuance of common stock under ESPP Issuance of shares of common stock for settlement of restricted stock units (RSUs)
2020-06-30
2020-05-08 3272.24 未披露 定期报告 2020-05-04
2020-04-27 3270.73 未披露 定期报告 2020-04-13
2020-05-08 3262.47 未披露
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From December 31, 2019 to March 31, 2020 Issuance of common stock upon exercise of stock options Issuance of shares of common stock for settlement of restricted stock units (RSUs)
2020-03-31
2020-03-04 3262.47 未披露 定期报告 2020-03-02
2020-03-04 3255.83 未披露
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from December 31, 2018 to December 31, 2019 Sale of common stock and pre-funded warrants, net of underwriters' discount and costs Issuance of common stock upon exercise of stock options Issuance of common stock under ESPP Issuance of shares of common stock for settlement of RSUs
2019-12-31
2019-12-16 3216.06 未披露
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Assembly Biosciences, Inc. (Nasdaq: ASMB) (“Assembly”), today announced the closing of its previously announced underwritten public offering of 6,287,878 shares of its common stock to the public at $16.50 per share, which included the exercise in full by the underwriters of their option to purchase 1,136,363 additional shares of common stock.
2019-12-16
2019-11-07 2604.70 未披露 定期报告 2019-11-04
2019-11-07 2587.27 未披露
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from June 30, 2019 to September 30, 2019 Issuance of common stock upon exercise of stock options Issuance of shares of common stock for settlement of restricted stock units (RSUs)
2019-09-30
2019-08-05 2571.18 未披露 定期报告 2019-07-31
2019-08-05 2564.68 未披露
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From March 31, 2019 to June 30, 2019 Issuance of common stock upon exercise of stock options Issuance of common stock under Employee Stock Purchase Plan (ESPP) Issuance of shares of common stock for settlement of restricted stock units (RSUs)
2019-06-30
2019-05-09 2560.10 未披露 定期报告 2019-05-06
2019-05-09 2554.98 未披露
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from December 31, 2018 to March 31, 2019 Proceeds from the exercise of stock options Issuance of shares for settlement of restricted stock units
2019-03-31
2019-04-04 2554.98 未披露 定期报告 2019-03-22
2019-02-28 2554.08 未披露 定期报告 2019-02-25
2019-02-28 2549.54 未披露
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from December 31, 2017 to December 31, 2018 Proceeds from common stock sold, net of underwriters' discounts and cost Proceeds from the exercise of stock options Issuance of common stock under Employee Stock Purchase Plan (ESPP) Settlement of restricted stock units into common stock
2018-12-31
2018-11-08 2546.32 未披露 定期报告 2018-11-05
2018-11-08 2546.01 未披露
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from December 31, 2017 to September 30, 2018 Proceeds from common stock sold, net of underwriters' discounts and cost Proceeds from the exercise of stock options Settlement of restricted stock units into common stock
2018-09-30
2018-08-08 2544.65 未披露 定期报告 2018-08-07
2018-08-08 2061.45 未披露
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from December 31, 2017 to June 30, 2018 Proceeds from the exercise of stock options
2018-06-30
2018-05-07 2055.07 未披露 定期报告 2018-05-02
2018-04-19 2042.94 未披露 定期报告 2018-04-05
2018-05-07 2038.67 未披露
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From December 31, 2017 to March 31, 2018 Proceeds from the exercise of stock options
2018-03-31
2018-03-08 2025.13 未披露 定期报告 2018-03-05
2018-03-08 2013.80 未披露
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from December 31, 2016 to December 31, 2017 Proceeds from common stock sold, net of underwriters' discounts and cost Proceeds from the exercise of stock options
2017-12-31
2017-12-29 2013.07 未披露 定期报告 2017-12-27
2017-11-01 1739.77 未披露 定期报告 2017-10-27
2017-11-01 1738.58 未披露
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from December 31, 2016 to September 30, 2017 Proceeds from the exercise of stock options Shares issued for option exercise - receivable
2017-09-30
2017-08-09 1736.44 未披露 定期报告 2017-08-03
2017-08-09 1736.07 未披露
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from December 31, 2016 to June 30, 2017 Proceeds from the exercise of stock options
2017-06-30
2017-05-08 1734.61 未披露 定期报告 2017-05-04
2017-04-21 1730.50 未披露 定期报告 2017-04-06
2017-05-08 1731.80 未披露
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from December 31, 2016 to March 31, 2017 Proceeds from the exercise of stock options
2017-03-31
2017-03-02 1726.59 未披露 定期报告 2017-02-24
2017-03-02 1724.68 未披露
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from December 31, 2015 to December 31, 2016 Exercise of stock options Cancellation of common stock
2016-12-31
2016-08-09 1722.56 未披露
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From December 31, 2015 to June 30, 2016 Cancellation of common stock
2016-06-30
2015-11-09 1722.57 未披露
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from December 31, 2014 to September 30, 2015 Proceeds from common stock sold, net of underwriters' discounts and cost Exercise of stock options Cashless exercise of warrants
2015-09-30
2015-08-13 1718.99 未披露
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from December 31, 2014 to June 30, 2015 Proceeds from common stock sold, net of underwriters' discounts and cost Exercise of stock options Cashless exercise of warrants
2015-06-30
2015-05-08 1717.71 未披露 定期报告 2015-05-05
2015-04-13 1708.41 未披露 定期报告 2015-04-07
2015-05-08 1625.08 未披露
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from December 31, 2014 to March 31, 2015 Proceeds from common stock sold, net of underwriters' discounts and cost Exercise of stock options
2015-03-31
2015-06-08 1069.53 未披露
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The Company effected a 1-for-5 reverse stock split of the Company’s common stock on July 11, 2014. All references to common stock, shares outstanding, average number of shares outstanding and per share amounts in these condensed consolidated financial statements and notes to condensed consolidated financial statements have been restated to reflect the 1-for-5 reverse stock split on a retroactive basis
2015-03-10
2015-03-12 1067.21 未披露
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from December 31, 2013 to December 31, 2014 Proceeds from common stock sold, net of costs Issuance of common stock for business combination Issuance of common stock in exchange for restricted stock units Conversion of preferred stock to common stock The Company effected a 1-for-5 reverse stock split of the Company’s common stock on July 11, 2014. All references to common stock, shares outstanding, average number of shares outstanding and per share amounts in these condensed consolidated financial statements and notes to condensed consolidated financial statements have been restated to reflect the 1-for-5 reverse stock split on a retroactive basis
2014-12-31
2014-11-17 1064.71 未披露 定期报告 2014-11-10
2014-11-17 868.81 未披露
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From December 31, 2013 to September 30, 2014 Issuance of common stock for cash Issuance of common stock for business combination Conversion of preferred stock to common stock The Company effected a 1-for-5 reverse stock split of the Company’s common stock on July 11, 2014. All references to common stock, shares outstanding, average number of shares outstanding and per share amounts in these condensed consolidated financial statements and notes to condensed consolidated financial statements have been restated to reflect the 1-for-5 reverse stock split on a retroactive basis
2014-09-30
2014-08-14 868.81 未披露 定期报告 2014-08-11
2014-08-14 467.93 未披露
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The Company effected a 1-for-5 reverse stock split of the Company’s common stock on July 11, 2014. All references to common stock, shares outstanding, average number of shares outstanding and per share amounts in these condensed consolidated financial statements and notes to condensed consolidated financial statements have been restated to reflect the 1-for-5 reverse stock split on a retroactive basis
2014-07-14
2014-05-14 2339.63 未披露
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from January 1, 2014 to March 31, 2014 Proceeds from the sale of common stock at average price of $3.81 per share, net of offering costs Preferred stock 220,000 shares converted to 2,200,000 Common stock shares
2014-03-31
2014-03-31 2339.63 未披露 定期报告 2014-03-24
2014-03-31 2073.39 22.00
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from December 31,2012 to December 31,2013 Proceeds from common stock sold (at a weighted average $2.62 per share) net of costs Proceeds from preferred stock sold (at an average $25.00 per share) net of costs
2013-12-31
2013-11-12 2085.89 未披露 定期报告 2013-11-08
2013-11-12 2066.33 22.00
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from January 1, 2013 to September 30, 2013 Proceeds from the sale of preferred stock sold at $25.00 per share and common stock at $2.50 per share, net of offering costs Proceeds from the sale of common stock at $3.30 per share, net of offering costs
2013-09-30
2013-05-10 1960.44 22.00
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from January 1, 2013 to March 31, 2013 Proceeds from the sale of preferred stock at $25.00 per share and common stock at $2.50 per share, net of offering costs.
2013-03-31
2012-11-13 1293.44 未披露
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from January 1, 2012 to August 2, 2012 Options exercised between January 1, 2012 and August 2, 2012 Shares issued in a cashless exercise of options Shares issued in a cashless exercise of warrants Warrants exercised from January 1, 2012 and September 30, 2012 Proceeds from common stock sold (at an average $12.45 per share), net of costs
2012-08-02
2012-08-09 1292.27 未披露
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from January 1, 2012 to June 30, 2012 Options exercised between January 1, 2012 and June 30, 2012 Shares issued in a cashless exercise of options Warrants exercised from January 1, 2012 and June 30, 2012 Proceeds from common stock sold, net of costs
2012-06-30
2012-05-09 1248.63 未披露 定期报告 2012-05-07
2012-05-09 1244.46 未披露
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Options exercised between January 1, 2012 and March 31, 2012
2012-03-31
2011-11-14 1240.64 未披露 定期报告 2011-11-07
2011-11-14 1240.43 未披露
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from January 1, 2011 to September 30, 2011 Common Stock sold to fulfill over-allotment option from IPO at $6.00 per share, net of related costs Warrants exercised between March 1, 2011 and August 31, 2011 from the 2010 Senior Convertible Notes at $5.73 per share Additional shares issued in January 2011 in connection with the December 22, 2010 conversion of notes into common stock Common stock issued in a public offering in July 19, 2011 at $10.00 per share, net of costs
2011-09-30
2011-08-15 1240.43 未披露 定期报告 2011-08-11
2011-08-15 722.92 未披露
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from January 1, 2011 to June 30, 2011 Common Stock issued to fulfill over-allotment option from IPO, net of related costs Warrants exercised from the 2010 Senior Convertible Notes Additional shares issued in connection with the December 22, 2010 conversion of notes into common stock
2011-06-30
2011-04-13 718.97 未披露 定期报告 2011-04-08
2011-05-16 718.97 未披露 定期报告 2011-03-31
2011-04-13 674.64 未披露
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from dec 31 2009 to dec 31 2010 Conversion of notes and accrued interest to common stock in December 2010 Common stock issued in IPO in December 2010, net of related costs Common Stock issued to Licensor for amendment in December 2010
2010-12-31
From June 30,2025 to September 30,2025 Issuance of common stock upon exercise of stock options Issuance of common stock, pre-funded warrants and warrants in an underwritten offering, net of issuance costs Issuance of common stock upon exercise of warrants Issuance of common stock for settlement of restricted stock units (RSUs) Issuance of common stock and warrants in a private placement to a related party, net of issuance costs
From March 31, 2025 to June 30, 2025 Issuance of common stock under Employee Stock Purchase Plan (ESPP) Issuance of common stock for settlement of restricted stock units (RSUs)
From December 31, 2024 to March 31, 2025 Issuance of common stock under at-the-market (ATM) equity offering program, net of issuance costs
From December 31, 2023 to December 31, 2024 Issuance of common stock under ATM equity offering program, net of issuance costs Issuance of common stock and warrants in private placements to a related party, net of issuance costs Issuance of common stock for settlement of RSUs Issuance of common stock and warrants in a registered direct offering, net of issuance costs Issuance of common stock upon exercise of stock options Issuance of common stock under ESPP
From June 30, 2024 to September 30, 2024 Issuance of common stock for settlement of restricted stock units (RSUs)
From March 31, 2024 to June 30, 2024 Issuance of common stock and warrants in a registered direct offering and a private placement, net of issuance costs Issuance of common stock for settlement of restricted stock units (RSUs) Issuance of common stock under Employee Stock Purchase Plan (ESPP) Issuance of common stock upon exercise of stock options
1.Common stock offered 634,500 shares by the company 2.On June 17, 2024, Assembly Biosciences, Inc. entered into a Securities Purchase Agreement with Gilead Sciences, Inc. for the issuance and sale, in a private placement, of 179,500 shares of the Company’s common stock
Assembly Biosciences, Inc. today announced that it expects a 1-for-12 reverse stock split of its outstanding shares of common stock will be effective as of February 9, 2024. The company anticipates that its common stock will begin trading on a split-adjusted basis on The Nasdaq Global Select Market under the same symbol when the market opens on February 12, 2024.
From June 30, 2023 to September 30, 2023 Issuance of common stock for settlement of restricted stock units (RSUs)
From March 31, 2023 to June 30, 2023 Issuance of common stock under Employee Stock Purchase Plan (ESPP) Issuance of common stock under at-the-market (ATM) equity offering program, net of issuance costs Issuance of common stock for settlement of restricted stock units (RSUs)
From December 31, 2022 to March 31, 2023 Issuance of common stock for settlement of restricted stock units (RSUs) Issuance of common stock under at-the-market (ATM) equity offering program, net of issuance costs
From December 31, 2021 to December 31, 2022 Issuance of common stock under ATM equity offering program, net of issuance costs Issuance of common stock under ESPP Issuance of common stock for settlement of RSUs
From June 30, 2022 to September 30, 2022 Issuance of common stock for settlement of restricted stock units (RSUs)
From March 31, 2022 to June 30, 2022 Issuance of common stock under Employee Stock Purchase Plan (ESPP) Issuance of common stock for settlement of restricted stock units (RSUs)
From December 31, 2021 to March 31, 2022 Issuance of common stock for settlement of restricted stock units (RSUs)
From December 31, 2020 to December 31, 2021 Issuance of common stock under ATM equity offering program, net of issuance costs Issuance of common stock under ESPP Issuance of common stock for settlement of RSUs Issuance of common stock upon cashless exercise of pre-funded warrants
From June 30, 2021 to September 30, 2021 Issuance of common stock under at-the-market (ATM) equity offering program, net of issuance costs Issuance of common stock upon cashless exercise of pre-funded warrants Issuance of common stock for settlement of restricted stock units (RSUs)
From March 31, 2021 to June 30, 2021 Issuance of common stock under at-the-market (ATM) equity offering program, net of issuance costs Issuance of common stock under ESPP Issuance of common stock for settlement of restricted stock units (RSUs) Issuance of common stock upon cashless exercise of pre-funded warrants
from December 31, 2020 to March 31, 2021 Issuance of common stock under at-the-market (ATM) equity offering program, net of issuance costs Issuance of shares of common stock for settlement of restricted stock units (RSUs)
From December 31,2019 to December 31,2020 Issuance of common stock upon exercise of stock options Issuance of shares of common stock for settlement of RSUs Sale of common stock, net of commissions and fees Issuance of common stock under ESPP
From June 30, 2020 to September 30, 2020 Issuance of common stock upon exercise of stock options Issuance of shares of common stock for settlement of restricted stock units (RSUs)
From March 31, 2020 to June 30, 2020 Issuance of common stock upon exercise of stock options Issuance of common stock under ESPP Issuance of shares of common stock for settlement of restricted stock units (RSUs)
From December 31, 2019 to March 31, 2020 Issuance of common stock upon exercise of stock options Issuance of shares of common stock for settlement of restricted stock units (RSUs)
from December 31, 2018 to December 31, 2019 Sale of common stock and pre-funded warrants, net of underwriters' discount and costs Issuance of common stock upon exercise of stock options Issuance of common stock under ESPP Issuance of shares of common stock for settlement of RSUs
Assembly Biosciences, Inc. (Nasdaq: ASMB) (“Assembly”), today announced the closing of its previously announced underwritten public offering of 6,287,878 shares of its common stock to the public at $16.50 per share, which included the exercise in full by the underwriters of their option to purchase 1,136,363 additional shares of common stock.
from June 30, 2019 to September 30, 2019 Issuance of common stock upon exercise of stock options Issuance of shares of common stock for settlement of restricted stock units (RSUs)
From March 31, 2019 to June 30, 2019 Issuance of common stock upon exercise of stock options Issuance of common stock under Employee Stock Purchase Plan (ESPP) Issuance of shares of common stock for settlement of restricted stock units (RSUs)
from December 31, 2018 to March 31, 2019 Proceeds from the exercise of stock options Issuance of shares for settlement of restricted stock units
from December 31, 2017 to December 31, 2018 Proceeds from common stock sold, net of underwriters' discounts and cost Proceeds from the exercise of stock options Issuance of common stock under Employee Stock Purchase Plan (ESPP) Settlement of restricted stock units into common stock
from December 31, 2017 to September 30, 2018 Proceeds from common stock sold, net of underwriters' discounts and cost Proceeds from the exercise of stock options Settlement of restricted stock units into common stock
from December 31, 2017 to June 30, 2018 Proceeds from the exercise of stock options
From December 31, 2017 to March 31, 2018 Proceeds from the exercise of stock options
from December 31, 2016 to December 31, 2017 Proceeds from common stock sold, net of underwriters' discounts and cost Proceeds from the exercise of stock options
from December 31, 2016 to September 30, 2017 Proceeds from the exercise of stock options Shares issued for option exercise - receivable
from December 31, 2016 to June 30, 2017 Proceeds from the exercise of stock options
from December 31, 2016 to March 31, 2017 Proceeds from the exercise of stock options
from December 31, 2015 to December 31, 2016 Exercise of stock options Cancellation of common stock
From December 31, 2015 to June 30, 2016 Cancellation of common stock
from December 31, 2014 to September 30, 2015 Proceeds from common stock sold, net of underwriters' discounts and cost Exercise of stock options Cashless exercise of warrants
from December 31, 2014 to June 30, 2015 Proceeds from common stock sold, net of underwriters' discounts and cost Exercise of stock options Cashless exercise of warrants
from December 31, 2014 to March 31, 2015 Proceeds from common stock sold, net of underwriters' discounts and cost Exercise of stock options
The Company effected a 1-for-5 reverse stock split of the Company’s common stock on July 11, 2014. All references to common stock, shares outstanding, average number of shares outstanding and per share amounts in these condensed consolidated financial statements and notes to condensed consolidated financial statements have been restated to reflect the 1-for-5 reverse stock split on a retroactive basis
from December 31, 2013 to December 31, 2014 Proceeds from common stock sold, net of costs Issuance of common stock for business combination Issuance of common stock in exchange for restricted stock units Conversion of preferred stock to common stock The Company effected a 1-for-5 reverse stock split of the Company’s common stock on July 11, 2014. All references to common stock, shares outstanding, average number of shares outstanding and per share amounts in these condensed consolidated financial statements and notes to condensed consolidated financial statements have been restated to reflect the 1-for-5 reverse stock split on a retroactive basis
From December 31, 2013 to September 30, 2014 Issuance of common stock for cash Issuance of common stock for business combination Conversion of preferred stock to common stock The Company effected a 1-for-5 reverse stock split of the Company’s common stock on July 11, 2014. All references to common stock, shares outstanding, average number of shares outstanding and per share amounts in these condensed consolidated financial statements and notes to condensed consolidated financial statements have been restated to reflect the 1-for-5 reverse stock split on a retroactive basis
The Company effected a 1-for-5 reverse stock split of the Company’s common stock on July 11, 2014. All references to common stock, shares outstanding, average number of shares outstanding and per share amounts in these condensed consolidated financial statements and notes to condensed consolidated financial statements have been restated to reflect the 1-for-5 reverse stock split on a retroactive basis
from January 1, 2014 to March 31, 2014 Proceeds from the sale of common stock at average price of $3.81 per share, net of offering costs Preferred stock 220,000 shares converted to 2,200,000 Common stock shares
from December 31,2012 to December 31,2013 Proceeds from common stock sold (at a weighted average $2.62 per share) net of costs Proceeds from preferred stock sold (at an average $25.00 per share) net of costs
from January 1, 2013 to September 30, 2013 Proceeds from the sale of preferred stock sold at $25.00 per share and common stock at $2.50 per share, net of offering costs Proceeds from the sale of common stock at $3.30 per share, net of offering costs
from January 1, 2013 to March 31, 2013 Proceeds from the sale of preferred stock at $25.00 per share and common stock at $2.50 per share, net of offering costs.
from January 1, 2012 to August 2, 2012 Options exercised between January 1, 2012 and August 2, 2012 Shares issued in a cashless exercise of options Shares issued in a cashless exercise of warrants Warrants exercised from January 1, 2012 and September 30, 2012 Proceeds from common stock sold (at an average $12.45 per share), net of costs
from January 1, 2012 to June 30, 2012 Options exercised between January 1, 2012 and June 30, 2012 Shares issued in a cashless exercise of options Warrants exercised from January 1, 2012 and June 30, 2012 Proceeds from common stock sold, net of costs
Options exercised between January 1, 2012 and March 31, 2012
from January 1, 2011 to September 30, 2011 Common Stock sold to fulfill over-allotment option from IPO at $6.00 per share, net of related costs Warrants exercised between March 1, 2011 and August 31, 2011 from the 2010 Senior Convertible Notes at $5.73 per share Additional shares issued in January 2011 in connection with the December 22, 2010 conversion of notes into common stock Common stock issued in a public offering in July 19, 2011 at $10.00 per share, net of costs
from January 1, 2011 to June 30, 2011 Common Stock issued to fulfill over-allotment option from IPO, net of related costs Warrants exercised from the 2010 Senior Convertible Notes Additional shares issued in connection with the December 22, 2010 conversion of notes into common stock
from dec 31 2009 to dec 31 2010 Conversion of notes and accrued interest to common stock in December 2010 Common stock issued in IPO in December 2010, net of related costs Common Stock issued to Licensor for amendment in December 2010