股本结构

单位:万股
公告日期 2025-12-22 2025-11-10 2025-11-10 2025-08-11 2025-08-11 2025-05-12
证券总股本 641.68 9625.21 9624.78 9623.96 9621.72 9578.07
普通股本 641.68 9625.21 9624.78 9623.96 9621.72 9578.07
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2025-12-26 2025-11-06 2025-09-30 2025-08-07 2025-06-30 2025-05-08
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2025-12-22 641.68 未披露
更多>>
a one-for-fifteen reverse split of its issued and outstanding common stock
2025-12-26
2025-11-10 9625.21 未披露 定期报告 2025-11-06
2025-11-10 9624.78 未披露
更多>>
From June 30, 2025 to September 30, 2025 Common stock issuance and other impacts of the vesting and settlement of equity awards
2025-09-30
2025-08-11 9623.96 未披露 定期报告 2025-08-07
2025-08-11 9621.72 未披露
更多>>
From March 31, 2025 to June 30, 2025 Common stock issuance and other impacts of the vesting and settlement of equity awards
2025-06-30
2025-05-12 9578.07 未披露 定期报告 2025-05-08
2025-03-12 9577.31 未披露 定期报告 2025-03-07
2025-03-12 9553.70 未披露
更多>>
From December 31, 2023 to December 31, 2024 Common stock issuance and other impacts of the vesting and settlement of equity awards
2024-12-31
2024-11-12 9547.78 未披露 定期报告 2024-11-06
2024-11-12 9536.08 未披露
更多>>
From June 30,2024 to September 30,2024 Common stock issuance and other impacts of the vesting and settlement of equity awards
2024-09-30
2024-08-07 9533.56 未披露 定期报告 2024-08-01
2024-08-07 9533.32 未披露
更多>>
From March 31, 2024 to June 30, 2024 Common stock issuance and other impacts of the vesting and settlement of equity awards
2024-06-30
2024-05-06 9512.46 未披露 定期报告 2024-05-01
2024-04-19 9512.22 未披露 定期报告 2024-04-12
2024-05-06 9511.55 未披露
更多>>
From December 31, 2023 to March 31, 2024 Common stock issuance and other impacts of the vesting and settlement of equity awards
2024-03-31
2024-03-11 9499.58 未披露 定期报告 2024-03-05
2023-11-08 9466.85 未披露 定期报告 2023-11-06
2023-11-08 9455.30 未披露
更多>>
From June 30, 2023 to September 30, 2023 Issuance of common stock upon exercise of options Common stock issuance and other impacts of the vesting and settlement of equity awards Issuance of common stock in connection with the Spectrum Merger, net of fractional share settlement
2023-09-30
2023-08-09 5651.67 未披露 定期报告 2023-07-31
2023-08-09 5651.30 未披露
更多>>
From March 31, 2023 to June 13, 2023 Common stock issuance and other impacts of the vesting and settlement of equity awards Issuance of common stock upon exercise of options
2023-06-13
2023-06-02 5648.59 未披露 定期报告 2023-05-26
2023-05-09 5566.43 未披露 定期报告 2023-05-05
2023-05-09 5566.19 未披露
更多>>
From December 31, 2022 to March 31, 2023 Induced exchange of convertible notes Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability
2023-03-31
2023-03-08 5557.85 未披露 定期报告 2023-03-02
2023-03-08 4831.98 未披露
更多>>
From December 31, 2021 to December 31, 2022 Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability Issuance of common stock upon exercise of warrant Issuance of common stock upon exercise of options Issuance of common stock in connection with at-the-market program
2022-12-31
2022-11-08 4829.36 未披露 定期报告 2022-11-01
2022-11-08 4819.66 未披露
更多>>
From June 30, 2022 to September 30, 2022 Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability
2022-09-30
2022-08-08 4817.82 未披露 定期报告 2022-08-01
2022-08-08 4817.21 未披露
更多>>
From March 31, 2022 to June 30, 2022 Issuance of common stock in connection with at-the-market program Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability
2022-06-30
2022-05-09 4543.35 未披露 定期报告 2022-05-01
2022-05-09 4533.54 未披露
更多>>
From December 31, 2021 to March 31, 2022 Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability Issuance of common stock upon exercise of warrant
2022-03-31
2022-04-04 4533.23 未披露 定期报告 2022-03-28
2022-03-10 4533.18 未披露 定期报告 2022-03-01
2022-03-10 4464.04 未披露
更多>>
From December 31, 2020 to December 31, 2021 Issuance of common stock upon exercise of options Issuance of common stock in connection with stock offering Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability Issuance of common stock in conjunction with vesting of performance stock units Issuance of common stock under employee stock purchase plan Issuance of common stock upon exercise of warrant Stock split fractional shares settlement
2021-12-31
2021-11-04 4463.41 未披露 定期报告 2021-10-31
2021-11-04 4462.25 未披露
更多>>
From June 30, 2021 to September 30, 2021 Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability
2021-09-30
2021-08-05 4449.41 未披露
更多>>
From March 31, 2021 to June 30, 2021 Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units Issuance of common stock upon exercise of warrant Stock split fractional shares settlement
2021-06-30
2021-05-17 4344.71 未披露
更多>>
On May 13, 2021, Assertio Holdings, Inc. (the “Company”) filed a Certificate of Amendment to its certificate of incorporation (the “Certificate of Amendment”) to implement a one-to-four reverse split of its issued and outstanding common stock (the “2020 Reverse Split”). The Reverse Split will become effective as of 12:01 a.m. Eastern Time on May 18, 2021, and the Company’s common stock will begin trading on a split-adjusted basis when the market opens on May 18, 2021.
2021-05-18
2021-05-06 17378.86 未披露 定期报告 2021-04-30
2021-05-06 17374.38 未披露
更多>>
from December 31, 2020 to March 31, 2021 Issuance of common stock upon exercise of options Issuance of common stock in conjunction with vesting of restricted stock units Issuance of common stock in conjunction with vesting of performance stock units Issuance of common stock in connection with stock offerings Issuance of common stock upon exercise of warrant
2021-03-31
2021-03-12 17343.68 未披露 定期报告 2021-03-01
2021-02-12 16477.48 未披露
更多>>
1.Common stock to be offered by this prospectus supplement 35,000,000 shares. 2.The number of shares of common stock outstanding after this offering as shown above is based on 107,174,781 shares outstanding as of September 30, 2020.
2021-02-12
2021-02-09 12977.48 未披露
更多>>
1.Common stock to be offered by this prospectus supplement 22,600,000 shares. 2.The number of shares of common stock outstanding after this offering as shown above (i) is based on 107,174,781 shares outstanding as of September 30, 2020.
2021-02-09
2021-03-12 11356.86 未披露
更多>>
From December 31, 2019 to December 31, 2020 Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units Issuance of common stock upon exercise of warrant Issuance of common stock in connection with Zyla Merger
2020-12-31
2020-11-06 10722.33 未披露 定期报告 2020-10-30
2021-01-25 10717.48 未披露
更多>>
From June 30, 2020 to September 30, 2020 Issuance of common stock in conjunction with vesting of restricted stock units
2020-09-30
2020-08-10 10712.17 未披露 定期报告 2020-08-03
2020-08-10 10709.20 未披露
更多>>
from March 31, 2020 to June 30, 2020 Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units Issuance of common stock in connection with the Zyla Merger
2020-06-30
2020-05-11 8137.51 未披露 定期报告 2020-05-06
2020-04-20 8134.48 未披露 定期报告 2020-04-15
2020-05-11 8132.20 未披露
更多>>
From December 31, 2019 to March 31, 2020 Issuance of common stock in conjunction with vesting of restricted stock units
2020-03-31
2020-03-10 8128.82 未披露 定期报告 2020-03-02
2020-03-10 8088.81 未披露
更多>>
from December 31, 2018 to December 31, 2019 Issuance of common stock in conjunction with the Convertible Note Exchange Issuance of common stock in conjunction with vesting of restricted stock units Issuance of common stock under employee stock purchase plan Issuance of common stock upon exercise of options
2019-12-31
2019-11-07 8068.10 未披露 定期报告 2019-11-04
2019-11-07 8068.00 未披露
更多>>
from June 30, 2019 to September 30, 2019 Issuance of common stock upon exercise of options
2019-09-30
2019-08-09 6482.62 未披露 定期报告 2019-08-05
2019-08-09 6482.10 未披露
更多>>
from March 31, 2019 to June 30,2019 Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
2019-06-30
2019-05-09 6440.52 未披露 定期报告 2019-05-03
2019-05-09 6433.10 未披露
更多>>
from December 31, 2018 to March 31, 2019 Issuance of common stock upon exercise of options Issuance of common stock in conjunction with vesting of restricted stock units
2019-03-31
2019-04-08 6427.73 未披露 定期报告 2019-03-18
2019-03-11 6426.40 未披露 定期报告 2019-03-01
2019-03-11 6418.52 未披露
更多>>
from December 31, 2017 to December 31, 2018 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
2018-12-31
2018-11-09 6393.91 未披露 定期报告 2018-11-05
2018-08-08 6391.58 未披露 定期报告 2018-08-03
2018-05-10 6358.74 未披露 定期报告 2018-05-04
2018-03-27 6351.61 未披露 定期报告 2018-03-01
2018-03-01 6350.58 未披露 定期报告 2018-02-23
2018-03-01 6340.03 未披露
更多>>
from December 31, 2016 to December 31, 2017 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
2017-12-31
2017-11-09 6301.35 未披露 定期报告 2017-11-06
2017-08-07 6298.90 未披露 定期报告 2017-08-04
2017-07-14 6296.20 未披露 定期报告 2017-06-23
2017-07-14 6299.51 未披露 定期报告 2017-06-15
2017-05-10 6234.12 未披露 定期报告 2017-05-05
2017-04-28 6229.02 未披露 定期报告 2017-04-14
2017-02-24 6209.96 未披露 定期报告 2017-02-21
2017-02-24 6196.62 未披露
更多>>
from December 31, 2015 to December 31, 2016 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
2016-12-31
2016-11-07 6158.07 未披露 定期报告 2016-11-04
2016-08-03 6136.61 未披露 定期报告 2016-08-02
2016-05-06 6109.79 未披露 定期报告 2016-05-04
2016-04-14 6099.47 未披露 定期报告 2016-03-31
2016-02-26 6090.39 未披露 定期报告 2016-02-23
2016-02-26 6078.73 未披露
更多>>
from December 31, 2014 to December 31, 2015 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
2015-12-31
2015-11-09 6048.14 未披露 定期报告 2015-11-04
2015-09-30 6036.74 未披露 定期报告 2015-09-10
2015-08-03 6031.20 未披露 定期报告 2015-07-30
2015-05-11 5996.34 未披露 定期报告 2015-05-08
2015-04-06 5970.97 未披露 定期报告 2015-03-20
2015-02-26 5955.89 未披露 定期报告 2015-02-25
2015-02-26 5929.34 未披露
更多>>
from December 31, 2013 to December 31, 2014 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
2014-12-31
2014-11-06 5874.04 未披露 定期报告 2014-11-03
2014-11-06 5871.59 未披露 定期报告 2014-09-30
2014-08-06 5847.67 未披露 定期报告 2014-08-04
2014-07-15 5846.42 未披露 定期报告 2014-07-11
2014-08-06 5843.63 未披露 定期报告 2014-06-30
2014-05-09 5799.14 未披露 定期报告 2014-05-07
2014-05-09 5779.46 未披露 定期报告 2014-03-31
2014-04-04 5778.83 未披露 定期报告 2014-03-25
2014-03-17 5659.44 未披露 定期报告 2014-03-14
2014-03-17 5736.97 未披露
更多>>
from December 31, 2012 to December 31, 2013 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
2013-12-31
2013-11-07 5698.66 未披露 定期报告 2013-11-04
2013-11-07 5692.51 未披露 定期报告 2013-09-30
2013-08-08 5676.12 未披露 定期报告 2013-08-05
2013-08-08 5667.63 未披露 定期报告 2013-06-30
2013-05-09 5650.39 未披露 定期报告 2013-05-03
2013-05-09 5650.30 未披露 定期报告 2013-03-31
2013-04-08 5650.30 未披露 定期报告 2013-03-22
2013-02-22 5647.15 未披露 定期报告 2013-02-20
2013-02-22 5638.37 未披露
更多>>
from Dec. 31, 2011 to Dec. 31, 2012 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
2012-12-31
2012-11-05 5610.32 未披露 定期报告 2012-11-02
2012-11-05 5608.56 未披露 定期报告 2012-09-30
2012-08-03 5602.81 未披露 定期报告 2012-07-01
2012-08-02 5591.83 未披露 定期报告 2012-06-30
2012-05-08 5572.81 未披露 定期报告 2012-05-03
2012-05-08 5564.02 未披露 定期报告 2012-03-31
2012-03-08 5555.79 未披露 定期报告 2012-03-07
2012-03-08 5550.61 未披露
更多>>
from Dec. 31, 2010 to Dec. 31, 2011 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan
2011-12-31
2011-11-07 5540.05 未披露 定期报告 2011-11-03
2011-11-07 5539.81 未披露 定期报告 2011-09-30
2011-08-02 5536.29 未披露 定期报告 2011-08-01
2011-08-01 5534.00 未披露 定期报告 2011-06-30
2011-05-06 5367.32 未披露 定期报告 2011-05-03
2011-05-06 5365.30 未披露 定期报告 2011-03-31
2011-03-16 5354.52 未披露 定期报告 2011-03-15
2011-03-16 5295.78 未披露
更多>>
Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan
2010-12-31
2010-11-02 5274.53 未披露 定期报告 2010-11-01
2010-11-02 5269.21 未披露 定期报告 2010-09-30
2010-08-06 5256.52 未披露 定期报告 2010-08-05
2010-08-06 5254.61 未披露 定期报告 2010-06-30
2010-05-04 5237.10 未披露 定期报告 2010-04-30
2010-05-04 5235.44 未披露 定期报告 2010-03-31
a one-for-fifteen reverse split of its issued and outstanding common stock
From June 30, 2025 to September 30, 2025 Common stock issuance and other impacts of the vesting and settlement of equity awards
From March 31, 2025 to June 30, 2025 Common stock issuance and other impacts of the vesting and settlement of equity awards
From December 31, 2023 to December 31, 2024 Common stock issuance and other impacts of the vesting and settlement of equity awards
From June 30,2024 to September 30,2024 Common stock issuance and other impacts of the vesting and settlement of equity awards
From March 31, 2024 to June 30, 2024 Common stock issuance and other impacts of the vesting and settlement of equity awards
From December 31, 2023 to March 31, 2024 Common stock issuance and other impacts of the vesting and settlement of equity awards
From June 30, 2023 to September 30, 2023 Issuance of common stock upon exercise of options Common stock issuance and other impacts of the vesting and settlement of equity awards Issuance of common stock in connection with the Spectrum Merger, net of fractional share settlement
From March 31, 2023 to June 13, 2023 Common stock issuance and other impacts of the vesting and settlement of equity awards Issuance of common stock upon exercise of options
From December 31, 2022 to March 31, 2023 Induced exchange of convertible notes Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability
From December 31, 2021 to December 31, 2022 Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability Issuance of common stock upon exercise of warrant Issuance of common stock upon exercise of options Issuance of common stock in connection with at-the-market program
From June 30, 2022 to September 30, 2022 Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability
From March 31, 2022 to June 30, 2022 Issuance of common stock in connection with at-the-market program Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability
From December 31, 2021 to March 31, 2022 Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability Issuance of common stock upon exercise of warrant
From December 31, 2020 to December 31, 2021 Issuance of common stock upon exercise of options Issuance of common stock in connection with stock offering Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability Issuance of common stock in conjunction with vesting of performance stock units Issuance of common stock under employee stock purchase plan Issuance of common stock upon exercise of warrant Stock split fractional shares settlement
From June 30, 2021 to September 30, 2021 Issuance of common stock in conjunction with vesting of restricted stock units, net of employee's withholding liability
From March 31, 2021 to June 30, 2021 Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units Issuance of common stock upon exercise of warrant Stock split fractional shares settlement
On May 13, 2021, Assertio Holdings, Inc. (the “Company”) filed a Certificate of Amendment to its certificate of incorporation (the “Certificate of Amendment”) to implement a one-to-four reverse split of its issued and outstanding common stock (the “2020 Reverse Split”). The Reverse Split will become effective as of 12:01 a.m. Eastern Time on May 18, 2021, and the Company’s common stock will begin trading on a split-adjusted basis when the market opens on May 18, 2021.
from December 31, 2020 to March 31, 2021 Issuance of common stock upon exercise of options Issuance of common stock in conjunction with vesting of restricted stock units Issuance of common stock in conjunction with vesting of performance stock units Issuance of common stock in connection with stock offerings Issuance of common stock upon exercise of warrant
1.Common stock to be offered by this prospectus supplement 35,000,000 shares. 2.The number of shares of common stock outstanding after this offering as shown above is based on 107,174,781 shares outstanding as of September 30, 2020.
1.Common stock to be offered by this prospectus supplement 22,600,000 shares. 2.The number of shares of common stock outstanding after this offering as shown above (i) is based on 107,174,781 shares outstanding as of September 30, 2020.
From December 31, 2019 to December 31, 2020 Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units Issuance of common stock upon exercise of warrant Issuance of common stock in connection with Zyla Merger
From June 30, 2020 to September 30, 2020 Issuance of common stock in conjunction with vesting of restricted stock units
from March 31, 2020 to June 30, 2020 Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units Issuance of common stock in connection with the Zyla Merger
From December 31, 2019 to March 31, 2020 Issuance of common stock in conjunction with vesting of restricted stock units
from December 31, 2018 to December 31, 2019 Issuance of common stock in conjunction with the Convertible Note Exchange Issuance of common stock in conjunction with vesting of restricted stock units Issuance of common stock under employee stock purchase plan Issuance of common stock upon exercise of options
from June 30, 2019 to September 30, 2019 Issuance of common stock upon exercise of options
from March 31, 2019 to June 30,2019 Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
from December 31, 2018 to March 31, 2019 Issuance of common stock upon exercise of options Issuance of common stock in conjunction with vesting of restricted stock units
from December 31, 2017 to December 31, 2018 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
from December 31, 2016 to December 31, 2017 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
from December 31, 2015 to December 31, 2016 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
from December 31, 2014 to December 31, 2015 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
from December 31, 2013 to December 31, 2014 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
from December 31, 2012 to December 31, 2013 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
from Dec. 31, 2011 to Dec. 31, 2012 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan Issuance of common stock in conjunction with vesting of restricted stock units
from Dec. 31, 2010 to Dec. 31, 2011 Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan
Issuance of common stock upon exercise of options Issuance of common stock under employee stock purchase plan