股本结构
单位：万股
| 公告日期 | 2019-02-04 | 2018-11-08 | 2018-11-09 | 2018-11-09 | 2018-08-09 | 2018-08-09 |
|---|---|---|---|---|---|---|
| 证券总股本 | 5594.78 | 5565.87 | 5565.87 | 5565.90 | 5550.94 | 5550.90 |
| 普通股本 | 5594.78 | 5565.87 | 5565.87 | 5565.90 | 5550.94 | 5550.90 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2019-01-28 | 2018-11-07 | 2018-10-29 | 2018-09-30 | 2018-08-02 | 2018-06-30 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2019-02-04 | 5594.78 | 未披露 | 定期报告 | 2019-01-28 |
| 2018-11-08 | 5565.87 | 未披露 | 定期报告 | 2018-11-07 |
| 2018-11-09 | 5565.87 | 未披露 | 定期报告 | 2018-10-29 |
| 2018-11-09 | 5565.90 | 未披露 | 定期报告 | 2018-09-30 |
| 2018-08-09 | 5550.94 | 未披露 | 定期报告 | 2018-08-02 |
| 2018-08-09 | 5550.90 | 未披露 | 定期报告 | 2018-06-30 |
| 2018-04-30 | 5501.03 | 未披露 | 定期报告 | 2018-04-23 |
| 2018-04-30 | 5469.05 | 未披露 | 定期报告 | 2018-04-06 |
| 2018-05-09 | 5469.10 | 未披露 | 定期报告 | 2018-03-31 |
| 2018-03-15 | 5420.12 | 未披露 | 定期报告 | 2018-03-01 |
| 2018-03-15 | 5405.10 | 未披露 |
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from December 31, 2016 to December 31, 2017
Stock-based compensation
Sale of common stock under at-the-market transactions
Issuance of common stock upon exercise of stock options
Issuance of common stock upon exercise of warrants, including fair value of warrants
Issuance of common stock in public offering
Common stock issued for services
|
2017-12-31 |
| 2017-11-14 | 5415.11 | 未披露 |
更多>>
On October 16, 2017, Asterias entered into a Securities Purchase Agreement with certain purchasers, pursuant to which Asterias agreed to issue and sell, in a registered direct offering, an aggregate of 4,000,000 shares of Series A common stock at an offering price of $2.60 per share.
|
2017-11-08 |
| 2017-11-14 | 4995.00 | 未披露 | 定期报告 | 2017-09-30 |
| 2017-08-14 | 4997.88 | 未披露 | 定期报告 | 2017-08-08 |
| 2017-08-14 | 4955.60 | 未披露 | 定期报告 | 2017-06-30 |
| 2017-05-11 | 4926.31 | 未披露 | 定期报告 | 2017-05-08 |
| 2017-05-01 | 4908.15 | 未披露 | 定期报告 | 2017-04-24 |
| 2017-05-01 | 4900.57 | 未披露 | 定期报告 | 2017-04-07 |
| 2017-05-11 | 4909.90 | 未披露 | 定期报告 | 2017-03-31 |
| 2017-03-28 | 4895.26 | 未披露 | 定期报告 | 2017-03-21 |
| 2017-03-28 | 4756.70 | 未披露 |
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From December 31, 2015 to December 31, 2016
Stock-based compensation
Shares retired to pay employee taxes
Sale of common stock under at-the-market transactions
Issuance of common stock upon exercise of stock options
Issuance of common stock upon exercise of warrants, including fair value of warrants
Issuance of common stock in public offering
Common stock issued for services
Cross-License and Share Transfer with BioTime, net
|
2016-12-31 |
| 2016-12-16 | 4668.64 | 未披露 | 定期报告 | 2016-12-01 |
| 2016-11-14 | 4642.25 | 未披露 | 定期报告 | 2016-11-10 |
| 2016-11-14 | 4585.70 | 未披露 | 定期报告 | 2016-09-30 |
| 2016-08-15 | 4541.81 | 未披露 | 定期报告 | 2016-08-02 |
| 2016-08-15 | 4534.15 | 未披露 | 定期报告 | 2016-06-30 |
| 2016-05-16 | 4455.44 | 未披露 | 定期报告 | 2016-05-13 |
| 2016-05-16 | 3855.72 | 未披露 |
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On May 13, 2016, Asterias completed the underwritten public offering and issued 5,147,059 shares of common stock, and warrants to purchase an aggregate of 2,573,530 shares of common stock at an exercise price of $4.37 per share.
|
2016-03-31 |
| 2016-03-29 | 3835.22 | 未披露 | 定期报告 | 2016-03-23 |
| 2016-03-29 | 3822.81 | 未披露 |
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From December 31, 2014 to December 31, 2015
Stock-based compensation
Shares retired to pay employee taxes
Sale of common stock under at-the- market transactions
Exercise of warrants
Common stock issued in Private Placement
Common stock issued in public offering
Exercise of stock options
Common stock issued for services
|
2015-12-31 |
| 2015-11-09 | 3764.25 | 未披露 | 定期报告 | 2015-11-06 |
| 2015-11-09 | 3764.20 | 未披露 | 定期报告 | 2015-09-30 |
| 2015-08-10 | 3760.22 | 未披露 | 定期报告 | 2015-08-04 |
| 2015-08-10 | 3760.20 | 未披露 | 定期报告 | 2015-06-30 |
| 2015-06-10 | 3753.62 | 未披露 | 定期报告 | 2015-06-05 |
| 2015-05-26 | 3732.23 | 未披露 | 定期报告 | 2015-05-21 |
| 2015-04-30 | 3232.23 | 未披露 | 定期报告 | 2015-04-28 |
| 2015-05-07 | 3231.24 | 未披露 | 定期报告 | 2015-03-31 |
| 2015-03-11 | 3231.24 | 未披露 | 定期报告 | 2015-03-09 |
| 2015-03-11 | 3090.22 | 未披露 |
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from December 31, 2013 to December 31, 2014
Exercise of options
Series B converted to Series A on October 1, 2014
Common stock issued to officer at $2.34 per share
Restricted stock granted for compensation at $2.34 per share
|
2014-12-31 |
| 2014-11-10 | 3090.22 | 未披露 | 定期报告 | 2014-11-07 |
| 2014-11-10 | 3089.88 | 未披露 | 定期报告 | 2014-09-30 |
| 2013-04-03 | 5.17 | 未披露 | 定期报告 | 2013-03-28 |
from December 31, 2016 to December 31, 2017
Stock-based compensation
Sale of common stock under at-the-market transactions
Issuance of common stock upon exercise of stock options
Issuance of common stock upon exercise of warrants, including fair value of warrants
Issuance of common stock in public offering
Common stock issued for services
On October 16, 2017, Asterias entered into a Securities Purchase Agreement with certain purchasers, pursuant to which Asterias agreed to issue and sell, in a registered direct offering, an aggregate of 4,000,000 shares of Series A common stock at an offering price of $2.60 per share.
From December 31, 2015 to December 31, 2016
Stock-based compensation
Shares retired to pay employee taxes
Sale of common stock under at-the-market transactions
Issuance of common stock upon exercise of stock options
Issuance of common stock upon exercise of warrants, including fair value of warrants
Issuance of common stock in public offering
Common stock issued for services
Cross-License and Share Transfer with BioTime, net
On May 13, 2016, Asterias completed the underwritten public offering and issued 5,147,059 shares of common stock, and warrants to purchase an aggregate of 2,573,530 shares of common stock at an exercise price of $4.37 per share.
From December 31, 2014 to December 31, 2015
Stock-based compensation
Shares retired to pay employee taxes
Sale of common stock under at-the- market transactions
Exercise of warrants
Common stock issued in Private Placement
Common stock issued in public offering
Exercise of stock options
Common stock issued for services
from December 31, 2013 to December 31, 2014
Exercise of options
Series B converted to Series A on October 1, 2014
Common stock issued to officer at $2.34 per share
Restricted stock granted for compensation at $2.34 per share