旭日升科技
ASTI

股本结构

单位：万股
公告日期 2025-12-08 2025-11-10 2025-10-27 2025-11-10 2025-08-12 2025-08-12
证券总股本 424.84 347.91 347.92 347.91 304.77 268.47
普通股本 424.84 347.91 347.92 347.91 304.77 268.47
优先股 未披露 未披露 4.89 4.81 未披露 4.81
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2025-12-08 2025-11-10 2025-10-27 2025-09-30 2025-08-12 2025-06-30
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2025-12-08 424.84 未披露
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Common Stock offered 769,232 shares by the company
2025-12-08
2025-11-10 347.91 未披露 定期报告 2025-11-10
2025-10-27 347.92 4.89 定期报告 2025-10-27
2025-11-10 347.91 4.81
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From June 30, 2025 to September 30, 2025 Proceeds from sale on ATM facility Exercise of prefunded warrants
2025-09-30
2025-08-12 304.77 未披露 定期报告 2025-08-12
2025-08-12 268.47 4.81
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From March 31,2025 to June 30,2025 Proceeds from sale on ATM facility Common Stock (6/30 @ $1.25)
2025-06-30
2025-06-30 217.77 4.89 定期报告 2025-06-27
2025-06-25 192.50 4.89 定期报告 2025-06-23
2025-05-14 181.38 未披露 定期报告 2025-05-14
2025-04-30 171.54 0.08 定期报告 2025-04-30
2025-05-14 170.60 4.81
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From January 1, 2025 to March 31, 2025 Proceeds from sale on ATM facility Share-based compensation
2025-03-31
2025-03-31 145.49 4.81
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From January 1, 2024 to December 31, 2024 Proceeds from issuance of Series 1C Preferred Stock Exercise of prefunded warrants Sale of Common Stock Share-based compensation Conversion of L1 Note and Conversions Payable into Common Stock Common stock issued to settle liabilities Proceeds from sale on ATM facility
2024-12-31
2024-11-14 132.48 未披露 定期报告 2024-11-14
2024-11-14 127.54 4.81
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From June 30, 2024 to September 30, 2024 Proceeds from sale on ATM facility, net of expenses of $36,194 Share-based compensation
2024-09-30
2024-08-13 102.34 未披露
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a 1-for-100 reverse stock split of its common stock
2024-08-15
2024-08-06 10234.48 未披露 定期报告 2024-08-06
2024-08-06 9882.51 4.81
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From March 31, 2024 to June 30, 2024 Sale of common stock Exercise of prefunded warrants Share-based compensation Proceeds from sale on ATM facility,net of expenses of $617,694 Common stock issued to settle liabilities
2024-06-30
2024-06-20 9290.92 0.0001 定期报告 2024-06-20
2024-05-30 9069.92 未披露 定期报告 2024-05-29
2024-05-23 6539.41 未披露 定期报告 2024-05-23
2024-05-09 3073.55 未披露 定期报告 2024-05-09
2024-04-12 674.19 未披露 定期报告 2024-04-08
2024-04-05 671.07 4.81 定期报告 2024-03-27
2024-02-21 379.38 未披露 定期报告 2024-02-21
2024-02-21 358.38 4.81
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From December 31, 2022 to December 31, 2023 Conversion of Sabby Note into Common Stock Common Stock (10/2 @ $1.58) Conversion of prefunded warrants Common stock issued for services Conversion of L1 Note and Conversions Payable into Common Stock Proceeds from issurance of Series 1B Preferred Stock Repayment of Series 1B Preferred Stock
2023-12-31
2023-11-14 340.67 未披露 定期报告 2023-11-14
2023-10-23 171.92 未披露 定期报告 2023-10-16
2023-09-29 412.18 未披露
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Units offered 3,572,635 units by the company.Each unit consists of one share of common stock and one Common Warrant to purchase one share of common stock.
2023-10-02
2023-11-14 54.92 4.81
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From June 30, 2023 to September 30, 2023 Conversion of L1 Note into Common Stock Conversion of Sabby Note into Common Stock
2023-09-30
2023-09-25 54.92 未披露 定期报告 2023-09-15
2023-09-11 50.00 未披露
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Ascent Solar Technologies, Inc. announced that effective before market open on September 12, 2023, it will complete a 1-for-200 reverse stock split of its common stock.
2023-09-12
2023-09-27 9200.00 未披露 定期报告 2023-09-11
2023-08-09 6893.77 未披露 定期报告 2023-08-08
2023-07-28 5993.77 未披露 定期报告 2023-07-18
2023-08-09 5593.77 4.81
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From March 31, 2023 to June 30, 2023 Proceeds from issurance of Series 1B Preferred Stock Conversion of L1 Note into Common Stock Conversion of Sabby Note into Common Stock Common stock issued for services
2023-06-30
2023-05-15 4993.00 未披露 定期报告 2023-05-15
2023-05-15 3749.20 4.81
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From January 1, 2023 to March 31, 2023 Conversion of L1 Note into Common Stock Conversion of Sabby Note into Common Stock
2023-03-31
2023-03-10 3692.89 未披露 定期报告 2023-03-10
2023-03-10 3400.08 4.81
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From December 31, 2021 to December 31, 2022 Common stock (8/19 @ $2.70) Conversion of Fleur Note into Common Shares Conversion of Nanyang Note into Common Shares Conversion of Crowdex Series 1A Preferred Stock into Common Stock Conversion of BD1 Note into Common Shares Conversion of Sabby Note into Common Shares Conversion of TubeSolar Series 1A Preferred Stock into Common Stock
2022-12-31
2022-11-10 3393.08 4.81
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From June 30, 2022 to September 30, 2022 Conversion of Nanyang Note into Common Stock Conversion of Fleur Note into Common Stock Proceeds from private placement: Common stock (8/19 2.70)
2022-09-30
2022-08-17 3298.74 未披露 定期报告 2022-08-24
2016-04-22 25552.68 未披露 定期报告 2016-04-20
2016-04-22 24877.12 未披露 定期报告 2016-04-15
2016-03-11 21640.70 未披露 定期报告 2016-03-09
2016-01-08 16493.47 21.47 定期报告 2016-01-08
2016-03-11 15519.69 21.47
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from December 31, 2014 to December 31, 2015 Proceeds from private placement: Common stock Conversion of Series D Preferred Stock into Common Shares Conversion of Series D-1 Preferred Stock into Common Shares Conversion of Convertible Notes into Common Shares Conversion of Series E Preferred Stock into Common Shares Common Shares sold pursuant to the Committed Equity Line Conversion of Right Shares into Common Shares Interest and Dividends paid with Common Stock Issuance of Restricted Stock Common Stock Issued to Placement Agent Commitment Shares Common shares issued in payment of consulting expenses
2015-12-31
2015-12-16 13192.40 21.39 定期报告 2015-12-14
2015-12-01 9626.40 未披露 定期报告 2015-11-27
2015-11-27 9575.88 未披露 定期报告 2015-11-17
2015-11-13 9310.16 21.34 定期报告 2015-11-11
2015-11-13 9310.16 未披露 定期报告 2015-11-10
2015-11-27 8867.21 未披露 定期报告 2015-11-06
2015-11-13 7164.16 21.24 定期报告 2015-09-30
2015-08-14 5491.30 未披露 定期报告 2015-08-10
2015-08-14 3663.03 21.24 定期报告 2015-06-30
2015-04-15 2763.56 21.24 定期报告 2015-04-10
2015-05-15 2658.03 21.24 定期报告 2015-03-31
2015-03-18 2517.24 21.31 定期报告 2015-03-13
2015-02-13 2251.88 21.24 定期报告 2015-02-10
2015-03-18 1821.11 21.27
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From December 31,2013 to December 31,2014 Proceeds from private placement: Common stock Conversion of Series A Preferred Shares Proceeds from issuance of Series B Preferred Stock Conversion of Series B Preferred Shares Proceeds from issuance of Series C Preferred Stock Issuance of Preferred C Penalty Shares Conversion of Series C Preferred Shares Conversion of Series D Preferred Shares & Dividends Interest Expense paid with Common stock Issuance of Restricted Stock Common Stock Issued to Placement Agent
2014-12-31
2014-12-05 1624.64 21.54 定期报告 2014-11-17
2014-11-12 1535.71 未披露 定期报告 2014-10-31
2014-10-08 1413.71 21.25 定期报告 2014-10-06
2014-11-12 1413.71 21.25 定期报告 2014-09-30
2014-09-26 1412.78 未披露 定期报告 2014-09-24
2014-09-05 1342.83 21.26 定期报告 2014-09-04
2014-09-02 978.28 未披露
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The Certificate of Amendment provides that the Reverse Stock Split became effective as of 5:00 p.m. Eastern Time on August 26, 2014 (the “Effective Time”), at which time every ten shares of the Company’s issued and outstanding Common Stock were automatically combined into one issued and outstanding share of Common Stock, without any change in the par value per share.
2014-08-27
2014-08-13 9782.82 未披露 定期报告 2014-07-31
2014-08-13 8796.41 21.29 定期报告 2014-06-30
2014-05-07 7904.20 未披露 定期报告 2014-04-30
2014-04-25 7590.10 未披露 定期报告 2014-04-18
2014-04-09 7429.33 26.29 定期报告 2014-04-07
2014-05-07 7264.36 26.27 定期报告 2014-03-31
2014-03-28 6830.88 未披露 定期报告 2014-03-05
2014-03-28 6174.85 36.27
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From December 31,2012 to December 31,2013 Proceeds from private placement: Common stock Proceeds from issuance of Series A Preferred Stock Conversion of Series A Preferred Shares Proceeds from issuance of Series B Preferred Stock Conversion of Series B Preferred Shares Exercise of stock options Issuance of Common Stock to a service provider Issuance of Restricted Stock
2013-12-31
2013-12-19 6054.63 未披露 定期报告 2013-12-10
2013-11-07 5916.27 未披露 定期报告 2013-10-31
2013-11-07 5479.00 71.24 定期报告 2013-09-30
2013-08-08 5413.56 12.50 定期报告 2013-06-30
2013-05-09 5152.38 未披露 定期报告 2013-03-31
2013-03-14 5117.69 未披露 定期报告 2013-02-28
2013-03-14 5114.39 未披露
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from December 31, 2011 to December 31, 2012 Proceeds from public offering (9/12 @ $1.20) Net Proceeds from At-The-Market offering sales (1/12 - 9/12, $0.50 - $1.83) Exercise of stock options (8/12 - 9/12 @ $0.68) Issuance of Restricted Stock
2012-12-31
2012-11-08 5101.10 未披露 定期报告 2012-10-31
2012-11-08 5100.85 未披露 定期报告 2012-09-30
2012-08-10 4131.89 未披露 定期报告 2012-06-30
2012-05-10 4115.45 未披露 定期报告 2012-03-31
2012-03-22 4095.79 未披露 定期报告 2012-03-15
2012-03-22 3934.55 未披露
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from December 31, 2010 to December 31, 2011 Proceeds from private offering Net Proceeds from At-The-Market offering sales Exercise of stock options Issuance of Common Stock to service provider Issuance of Restricted Stock
2011-12-31
2011-11-10 3895.39 未披露 定期报告 2011-10-20
2011-11-10 3893.36 未披露
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from December 31, 2010 to September 30, 2011 Proceeds from private offering Exercise of stock options Issuance of Restricted Stock Issuance of Commons Stock to service provider
2011-09-30
2011-08-15 3891.03 未披露 定期报告 2011-08-15
2011-08-15 3249.43 未披露
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from December 31, 2010 to June 30, 2011 Exercise of stock options Issuance of Restricted Stock Issuance of Commons Stock to service provider
2011-06-30
2011-04-28 3236.75 未披露
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Exercise of stock options Issuance of Restricted Stock
2011-03-31
2011-02-28 3229.18 未披露 定期报告 2011-02-15
2011-02-28 3226.56 未披露
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Proceeds from public offering Exercise of stock options Issuance of Restricted Stock
2010-12-31
2010-11-02 2694.79 未披露 定期报告 2010-10-25
2010-11-02 2683.23 未披露
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Exercise of stock options Issuance of Restricted Stock
2010-09-30
2010-08-05 2675.38 未披露
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Exercise of stock options Issuance of Restricted Stock
2010-06-30
2010-05-06 2670.14 未披露 定期报告 2010-04-16
2010-05-06 2668.74 未披露
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Exercise of stock options Issuance of Restricted Stock
2010-03-31
Common Stock offered 769,232 shares by the company
From June 30, 2025 to September 30, 2025 Proceeds from sale on ATM facility Exercise of prefunded warrants
From March 31,2025 to June 30,2025 Proceeds from sale on ATM facility Common Stock (6/30 @ $1.25)
From January 1, 2025 to March 31, 2025 Proceeds from sale on ATM facility Share-based compensation
From January 1, 2024 to December 31, 2024 Proceeds from issuance of Series 1C Preferred Stock Exercise of prefunded warrants Sale of Common Stock Share-based compensation Conversion of L1 Note and Conversions Payable into Common Stock Common stock issued to settle liabilities Proceeds from sale on ATM facility
From June 30, 2024 to September 30, 2024 Proceeds from sale on ATM facility, net of expenses of $36,194 Share-based compensation
a 1-for-100 reverse stock split of its common stock
From March 31, 2024 to June 30, 2024 Sale of common stock Exercise of prefunded warrants Share-based compensation Proceeds from sale on ATM facility,net of expenses of $617,694 Common stock issued to settle liabilities
From December 31, 2022 to December 31, 2023 Conversion of Sabby Note into Common Stock Common Stock (10/2 @ $1.58) Conversion of prefunded warrants Common stock issued for services Conversion of L1 Note and Conversions Payable into Common Stock Proceeds from issurance of Series 1B Preferred Stock Repayment of Series 1B Preferred Stock
Units offered 3,572,635 units by the company.Each unit consists of one share of common stock and one Common Warrant to purchase one share of common stock.
From June 30, 2023 to September 30, 2023 Conversion of L1 Note into Common Stock Conversion of Sabby Note into Common Stock
Ascent Solar Technologies, Inc. announced that effective before market open on September 12, 2023, it will complete a 1-for-200 reverse stock split of its common stock.
From March 31, 2023 to June 30, 2023 Proceeds from issurance of Series 1B Preferred Stock Conversion of L1 Note into Common Stock Conversion of Sabby Note into Common Stock Common stock issued for services
From January 1, 2023 to March 31, 2023 Conversion of L1 Note into Common Stock Conversion of Sabby Note into Common Stock
From December 31, 2021 to December 31, 2022 Common stock (8/19 @ $2.70) Conversion of Fleur Note into Common Shares Conversion of Nanyang Note into Common Shares Conversion of Crowdex Series 1A Preferred Stock into Common Stock Conversion of BD1 Note into Common Shares Conversion of Sabby Note into Common Shares Conversion of TubeSolar Series 1A Preferred Stock into Common Stock
From June 30, 2022 to September 30, 2022 Conversion of Nanyang Note into Common Stock Conversion of Fleur Note into Common Stock Proceeds from private placement: Common stock (8/19 2.70)
from December 31, 2014 to December 31, 2015 Proceeds from private placement: Common stock Conversion of Series D Preferred Stock into Common Shares Conversion of Series D-1 Preferred Stock into Common Shares Conversion of Convertible Notes into Common Shares Conversion of Series E Preferred Stock into Common Shares Common Shares sold pursuant to the Committed Equity Line Conversion of Right Shares into Common Shares Interest and Dividends paid with Common Stock Issuance of Restricted Stock Common Stock Issued to Placement Agent Commitment Shares Common shares issued in payment of consulting expenses
From December 31,2013 to December 31,2014 Proceeds from private placement: Common stock Conversion of Series A Preferred Shares Proceeds from issuance of Series B Preferred Stock Conversion of Series B Preferred Shares Proceeds from issuance of Series C Preferred Stock Issuance of Preferred C Penalty Shares Conversion of Series C Preferred Shares Conversion of Series D Preferred Shares & Dividends Interest Expense paid with Common stock Issuance of Restricted Stock Common Stock Issued to Placement Agent
The Certificate of Amendment provides that the Reverse Stock Split became effective as of 5:00 p.m. Eastern Time on August 26, 2014 (the “Effective Time”), at which time every ten shares of the Company’s issued and outstanding Common Stock were automatically combined into one issued and outstanding share of Common Stock, without any change in the par value per share.
From December 31,2012 to December 31,2013 Proceeds from private placement: Common stock Proceeds from issuance of Series A Preferred Stock Conversion of Series A Preferred Shares Proceeds from issuance of Series B Preferred Stock Conversion of Series B Preferred Shares Exercise of stock options Issuance of Common Stock to a service provider Issuance of Restricted Stock
from December 31, 2011 to December 31, 2012 Proceeds from public offering (9/12 @ $1.20) Net Proceeds from At-The-Market offering sales (1/12 - 9/12, $0.50 - $1.83) Exercise of stock options (8/12 - 9/12 @ $0.68) Issuance of Restricted Stock
from December 31, 2010 to December 31, 2011 Proceeds from private offering Net Proceeds from At-The-Market offering sales Exercise of stock options Issuance of Common Stock to service provider Issuance of Restricted Stock
from December 31, 2010 to September 30, 2011 Proceeds from private offering Exercise of stock options Issuance of Restricted Stock Issuance of Commons Stock to service provider
from December 31, 2010 to June 30, 2011 Exercise of stock options Issuance of Restricted Stock Issuance of Commons Stock to service provider
Exercise of stock options Issuance of Restricted Stock
Proceeds from public offering Exercise of stock options Issuance of Restricted Stock
Exercise of stock options Issuance of Restricted Stock
Exercise of stock options Issuance of Restricted Stock
Exercise of stock options Issuance of Restricted Stock
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