股本结构
单位：万股
| 公告日期 | 2021-05-05 | 2021-05-05 | 2021-03-18 | 2021-03-01 | 2021-03-16 | 2021-03-01 |
|---|---|---|---|---|---|---|
| 证券总股本 | 8246.43 | 8245.54 | 8243.84 | 8243.11 | 8242.93 | 8233.40 |
| 普通股本 | 8246.43 | 8245.54 | 8243.84 | 8243.11 | 8242.93 | 8233.40 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2021-04-30 | 2021-03-31 | 2021-03-15 | 2021-02-19 | 2021-01-30 | 2020-12-31 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2021-05-05 | 8246.43 | 未披露 | 定期报告 | 2021-04-30 |
| 2021-05-05 | 8245.54 | 未披露 |
更多>>
from December 31, 2020 to March 31, 2021
Net proceeds from issuance of:
99,008 shares of common stock
2,782 shares of incentive stock grants, net of 964 shares withheld for employee taxes
Stock options exercised
|
2021-03-31 |
| 2021-03-18 | 8243.84 | 未披露 | 定期报告 | 2021-03-15 |
| 2021-03-01 | 8243.11 | 未披露 | 定期报告 | 2021-02-19 |
| 2021-03-16 | 8242.93 | 未披露 | 定期报告 | 2021-01-30 |
| 2021-03-01 | 8233.40 | 未披露 |
更多>>
From December 31,2019 to December 31,2020
Repurchase of 1,565,060 shares of common stock
304,845 shares of common stock
371,081 shares of incentive stock grants, net of 50,758 shares withheld for employee taxes
Stock options exercised
|
2020-12-31 |
| 2020-11-05 | 8225.46 | 未披露 |
更多>>
From June 30, 2020 to September 30, 2020
167,906 shares of common stock
38,412 shares of incentive stock grants,net of 10,207 shares withheld for employee taxes
Other equity adjustments
|
2020-09-30 |
| 2020-08-06 | 8219.68 | 未披露 | 定期报告 | 2020-07-31 |
| 2020-08-06 | 8205.85 | 未披露 |
更多>>
From March 31, 2020 to June 30, 2020
Net proceeds from issuance of:
22,727 shares of common stock
265,465 shares of incentive stock grants, net of 30,195 shares withheld for employee taxes
|
2020-06-30 |
| 2020-05-18 | 8180.06 | 未披露 | 定期报告 | 2020-04-30 |
| 2020-05-08 | 8180.05 | 未披露 |
更多>>
From December 31, 2019 to March 31, 2020
Repurchase of 1,565,060 shares of common stock
Net proceeds from issuance of:
88,328 shares of common stock
5,539 shares of incentive stock grants, net of 964 shares withheld for employee taxes
Stock options exercised
|
2020-03-31 |
| 2020-03-16 | 8326.43 | 未披露 | 定期报告 | 2020-03-02 |
| 2020-02-28 | 8336.38 | 未披露 | 定期报告 | 2020-02-21 |
| 2020-02-28 | 8326.57 | 未披露 |
更多>>
from December 31, 2018 to December 31, 2019
Repurchase of 678,165 shares of common stock
Net proceeds from issuance of:
278,060 shares of common stock
56,767 shares of incentive stock grants, net of 10,026 shares canceled or forfeited and 119,590 shares withheld for employee taxes
Stock options exercised
|
2019-12-31 |
| 2019-11-04 | 8324.20 | 未披露 | 定期报告 | 2019-10-31 |
| 2019-11-04 | 8324.20 | 未披露 |
更多>>
from December 31, 2018 to September 30, 2019
Repurchase of 678,165 shares of common stock
Net proceeds from issuance of:
265,937 shares of common stock
42,004 shares of incentive stock grants, net of 9,377 shares canceled or forfeited and 115,173 shares withheld for employee taxes
Amortization of stock compensation and employee stock purchase plan
Stock options exercised
|
2019-09-30 |
| 2019-08-05 | 8390.21 | 未披露 | 定期报告 | 2019-08-01 |
| 2019-08-05 | 8377.43 | 未披露 |
更多>>
from December 31, 2018 to June 30, 2019
Net proceeds from issuance of:
143,147 shares of common stock
37,511 shares of incentive stock grants, net of 9,377 shares canceled or forfeited and 115,173 shares withheld for employee taxes
Stock options exercised
|
2019-06-30 |
| 2019-05-08 | 8377.68 | 未披露 | 定期报告 | 2019-05-03 |
| 2019-05-08 | 8377.37 | 未披露 |
更多>>
From December 31, 2018 to March 31, 2019
Net proceeds from issuance of:
103,991 shares of common stock
20,595 shares of incentive stock grants, net of 2,976 shares canceled or forfeited and 13,911 shares withheld for employee taxes
Stock options exercised
|
2019-03-31 |
| 2019-02-27 | 8376.72 | 未披露 | 定期报告 | 2019-02-22 |
| 2019-03-14 | 8374.72 | 未披露 | 定期报告 | 2019-01-30 |
| 2019-02-27 | 8365.57 | 未披露 |
更多>>
from December 31, 2017 to December 31, 2018
Redemption of Series D preferred stock
Repurchase of 1,642,635 shares of common stock
Net proceeds from issuance of:
142,817 shares of common stock
40,475 shares of incentive stock grants, net of 154,905 shares canceled or forfeited and 161,967 shares withheld for employee taxes
Exercise of warrants
Stock options exercised
|
2018-12-31 |
| 2018-11-05 | 8437.74 | 未披露 | 定期报告 | 2018-11-02 |
| 2018-11-05 | 8460.25 | 未披露 |
更多>>
from December 31, 2017 to September 30, 2018
Redemption of Series D preferred stock
Repurchase of 137,114 shares of common stock
Net proceeds from issuance of:
142,738 shares of common stock
132,964 incentive stock grant shares canceled or forfeited and 127,894 shares withheld for employee taxes, net of 7,355 shares of incentive stock grants
Exercise of warrants
Stock options exercised
|
2018-09-30 |
| 2018-08-01 | 8456.57 | 未披露 | 定期报告 | 2018-07-27 |
| 2018-08-01 | 8447.89 | 未披露 |
更多>>
from December 31, 2017 to June 30, 2018
Net proceeds from issuance of:
63,434 shares of common stock
126,752 incentive stock grant shares canceled or forfeited and 112,565 shares withheld for employee taxes, net of 2,547 shares of incentive stock grants
Stock options exercised
Redemption of Series D preferred stock
Exercise of warrants
|
2018-06-30 |
| 2018-05-02 | 8421.95 | 未披露 | 定期报告 | 2018-04-27 |
| 2018-05-02 | 8419.43 | 5.00 |
更多>>
from December 31, 2017 to March 31, 2018
Net proceeds from issuance of:
63,434 shares of common stock
110,846 incentive stock grant shares canceled or forfeited and 40,825 shares withheld for employee taxes
Stock options exercised
|
2018-03-31 |
| 2018-03-14 | 8425.41 | 未披露 | 定期报告 | 2018-03-02 |
| 2018-02-28 | 8426.42 | 未披露 | 定期报告 | 2018-02-23 |
| 2018-03-14 | 8424.29 | 未披露 | 定期报告 | 2018-01-30 |
| 2018-02-28 | 8420.85 | 5.00 |
更多>>
from December 31, 2016 to December 31, 2017
Net proceeds from issuance of:
140,284 shares of common stock
99,927 incentive stock grant shares canceled or forfeited and 91,100 shares withheld for employee taxes
Exercise of warrants
Stock options exercised
|
2017-12-31 |
| 2017-11-07 | 8424.05 | 未披露 | 定期报告 | 2017-11-03 |
| 2017-11-07 | 8408.23 | 5.00 |
更多>>
from December 31, 2016 to September 30, 2017
Net proceeds from issuance of:
140,284 shares of common stock
90,848 incentive stock grant shares canceled or forfeited and 62,087 shares withheld for employee taxes
Exercise of warrants
Stock options exercised
|
2017-09-30 |
| 2017-08-02 | 8408.26 | 未披露 | 定期报告 | 2017-07-31 |
| 2017-08-02 | 8401.51 | 5.00 |
更多>>
from December 31, 2016 to June 30, 2017
72,811 shares of common stock
87,419 incentive stock grant shares canceled or forfeited and 62,087 shares withheld for employee taxes
Exercise of warrants
Stock options exercised
|
2017-06-30 |
| 2017-05-04 | 8413.54 | 未披露 | 定期报告 | 2017-04-28 |
| 2017-05-04 | 8413.41 | 5.00 |
更多>>
from December 31, 2016 to March 31, 2017
72,811 shares of common stock
15,596 incentive stock grant shares canceled or forfeited
Exercise of warrants
Stock options exercised
|
2017-03-31 |
| 2017-03-21 | 8413.40 | 未披露 | 定期报告 | 2017-03-09 |
| 2017-02-28 | 8386.57 | 未披露 | 定期报告 | 2017-02-24 |
| 2017-03-21 | 8382.94 | 未披露 | 定期报告 | 2017-01-30 |
| 2017-02-28 | 8373.18 | 5.00 |
更多>>
from December 31, 2015 to December 31, 2016
Repurchase of 785,542 shares of common stock
Net proceeds from issuance of:165,934 shares of common stock
Net proceeds from issuance of:599,673 shares of incentive stock grants, net of 343,929 shares canceled or forfeited and 63,235 shares withheld for employee taxes
Stock options exercised
Conversion of warrants
|
2016-12-31 |
| 2016-11-03 | 8312.74 | 未披露 | 定期报告 | 2016-10-31 |
| 2016-11-03 | 8319.47 | 5.00 |
更多>>
from December 31, 2015 to September 30, 2016
Repurchase of 684,442 shares of common stock
Net proceeds from issuance of:165,934 shares of common stock
Net proceeds from issuance of:591,234 shares of incentive stock grants, net of 326,834 shares canceled or forfeited and 63,235 shares withheld for employee taxes
Stock options exercised
|
2016-09-30 |
| 2016-08-03 | 8342.51 | 未披露 | 定期报告 | 2016-07-31 |
| 2016-08-03 | 8338.04 | 5.00 |
更多>>
from December 31, 2015 to June 30, 2016
Repurchase of 399,442 shares of common stock
Net proceeds from issuance of:76,611 shares of common stock
Net proceeds from issuance of:587,628 shares of incentive stock grants, net of 303,583 shares canceled or forfeited and 63,235 shares withheld for employee taxes
Stock options exercised
|
2016-06-30 |
| 2016-05-05 | 8294.19 | 未披露 | 定期报告 | 2016-05-02 |
| 2016-05-05 | 8302.38 | 5.00 |
更多>>
From December 31, 2015 to March 31, 2016
Repurchase of 245,000 shares of common stock
Net proceeds from issuance of:76,596 shares of common stock
Net proceeds from issuance of:51,810 shares of incentive stock grants, net of 294,524 shares canceled or forfeited and 14,480 shares withheld for employee taxes
Stock options exercised
|
2016-03-31 |
| 2016-03-17 | 8356.62 | 未披露 | 定期报告 | 2016-03-03 |
| 2016-02-26 | 8348.67 | 未披露 | 定期报告 | 2016-02-23 |
| 2016-02-26 | 8341.10 | 5.00 |
更多>>
from December 31, 2014 to December 31, 2015
Net proceeds from issuance of:138,463 shares of common stock
Net proceeds from issuance of:738,025 shares of incentive stock grants, net of 408,638 shares canceled or forfeited and 168,490 shares withheld for employee taxes
Stock options exercised
|
2015-12-31 |
| 2015-11-09 | 8365.29 | 未披露 | 定期报告 | 2015-11-06 |
| 2015-11-09 | 8364.54 | 5.00 |
更多>>
from December 31, 2014 to September 30, 2015
Net proceeds from issuance of:138,463 shares of common stock
Net proceeds from issuance of:705,585 shares of incentive stock grants, net of 145,992 shares canceled or forfeited and 154,862 shares withheld for employee taxes
Stock options exercised
|
2015-09-30 |
| 2015-08-05 | 8357.43 | 未披露 | 定期报告 | 2015-08-01 |
| 2015-08-05 | 8353.98 | 5.00 |
更多>>
from December 31, 2014 to June 30, 2015
Net proceeds from issuance of: 59,315 shares of common stock
Net proceeds from issuance of: 622,523 shares of incentive stock grants, net of 132,067 shares canceled or forfeited and 100,148 shares withheld for employee taxes
Stock options exercised
|
2015-06-30 |
| 2015-05-07 | 8305.10 | 未披露 | 定期报告 | 2015-05-01 |
| 2015-05-07 | 8305.17 | 5.00 |
更多>>
from December 31, 2014 to March 31, 2015
Net proceeds from issuance of:
59,315 shares of common stock
87,960 shares of incentive stock grants, net of 78,643 shares canceled or forfeited and 18,194 shares withheld for employee taxes
Stock options exercised
|
2015-03-31 |
| 2015-03-13 | 8312.04 | 未披露 | 定期报告 | 2015-03-04 |
| 2015-03-02 | 8312.60 | 未披露 | 定期报告 | 2015-02-23 |
| 2015-03-02 | 8296.19 | 5.00 |
更多>>
from December 31, 2013 to December 31, 2014
Issuance of 6.95% Non-Cumulative Perpetual Preferred Stock, Series D, net of issuance costs
Repurchase of Non-Cumulative Perpetual Contingent Convertible Preferred Stock,
Series B
Net proceeds from issuance of:
156,983 shares of common stock
677,620 shares of incentive stock grants, net of 55,213 shares canceled or forfeited
Stock options exercised
|
2014-12-31 |
| 2014-11-05 | 8277.80 | 未披露 | 定期报告 | 2014-10-31 |
| 2014-11-05 | 8046.44 | 5.00 |
更多>>
From December 31, 2013 to September 30, 2014
Net proceeds from issuance of 126,219 shares of common stock
Issuance of 493,290 shares of incentive stock grants, net of 75,598 shares canceled or forfeited and 128,003 shares withheld for employee taxes
Stock options exercised
|
2014-09-30 |
| 2014-08-06 | 8041.44 | 未披露 | 定期报告 | 2014-08-01 |
| 2014-08-06 | 8039.40 | 5.00 |
更多>>
From December 31, 2013 to June 30, 2014
Net proceeds from issuance of 61,440 shares of common stock
Issuance of 450,960 shares of incentive stock grants, net of 63,804 shares canceled or forfeited and 73,230 shares withheld for employee taxes
Stock options exercised
|
2014-06-30 |
| 2014-05-07 | 8000.65 | 未披露 | 定期报告 | 2014-05-02 |
| 2014-05-07 | 8000.11 | 5.00 |
更多>>
from December 31,2013 to March 31, 2014
Net proceeds from issuance of 61,440 shares of common stock
Issuance of 7,855 shares of incentive stock grants, net of 50,022 shares canceled or forfeited and 23,505 shares withheld for employee taxes
Stock options exercised
|
2014-03-31 |
| 2014-03-07 | 7998.02 | 未披露 | 定期报告 | 2014-03-03 |
| 2014-02-28 | 7997.77 | 未披露 | 定期报告 | 2014-02-24 |
| 2014-02-28 | 7983.76 | 未披露 |
更多>>
from December 31, 2012 to December 31, 2013
Net proceeds from issuance of:
156,983 shares of common stock
622,407 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
Repurchase of Non-Cumulative Perpetual Contingent Convertible Preferred Stock,
Series B
Issuance of 6.95% Non-Cumulative Perpetual Preferred Stock, Series D, net of issuance costs
|
2013-12-31 |
| 2013-11-06 | 7982.34 | 未披露 | 定期报告 | 2013-11-01 |
| 2013-11-06 | 7982.19 | 5.00 |
更多>>
from December 31, 2012 to September 30, 2013
Net proceeds from issuance of:156,983 shares of common stock
Net proceeds from issuance of:677,620 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
Repurchase of Non-Cumulative Perpetual Contingent Convertible Preferred Stock,Series B
Issuance of 6.95% Non-Cumulative Perpetual Preferred Stock, Series D, net of issuance costs
|
2013-09-30 |
| 2013-08-07 | 7983.61 | 未披露 | 定期报告 | 2013-08-02 |
| 2013-08-07 | 7973.44 | 5.00 |
更多>>
from December 31, 2012 to June 30, 2013
Repurchase of Non-Cumulative Perpetual Contingent Convertible Preferred Stock,
Series B
Issuance of 6.95% Non-Cumulative Perpetual Preferred Stock, Series D, net of issuance costs
Net proceeds from issuance of:71,891 shares of common stock
Net proceeds from issuance of:677,620 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
|
2013-06-30 |
| 2013-05-10 | 7906.35 | 未披露 | 定期报告 | 2013-05-03 |
| 2013-05-08 | 7905.37 | 0.04 |
更多>>
from December 31, 2012 to March 31, 2013
Net proceeds from issuance of: 71,891 shares of common stock
Net proceeds from issuance of: 81,418 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
|
2013-03-31 |
| 2013-03-22 | 7899.72 | 0.04 | 定期报告 | 2013-03-04 |
| 2013-03-12 | 7874.35 | 0.04 |
更多>>
from December 31, 2011 to December 31, 2012
Net proceeds from issuance of:193,517 shares of common stock
Net proceeds from issuance of:422,056 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
|
2012-12-31 |
| 2012-11-08 | 7894.04 | 未披露 | 定期报告 | 2012-11-05 |
| 2012-11-08 | 7892.98 | 0.04 |
更多>>
from December 31, 2011 to September 30, 2012
Net proceeds from issuance of:
193,517 shares of common stock
626,414 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
|
2012-09-30 |
| 2012-08-07 | 7893.39 | 未披露 | 定期报告 | 2012-08-03 |
| 2012-08-07 | 7882.25 | 0.04 |
更多>>
from December 31, 2011 to June 30, 2012
Net proceeds from issuance of:
98,500 shares of common stock
655,583 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
|
2012-06-30 |
| 2012-05-08 | 7816.00 | 未披露 | 定期报告 | 2012-05-04 |
| 2012-05-08 | 7815.16 | 0.04 |
更多>>
from December 31, 2011 to March 31, 2012
98,500 shares of common stock
6,609 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
|
2012-03-31 |
| 2012-03-13 | 7814.03 | 未披露 | 定期报告 | 2012-03-08 |
| 2012-03-13 | 7802.33 | 0.04 |
更多>>
from December 31, 2010 to December 31, 2011
Net proceeds from issuance of:
828,061 shares of common stock
847,532 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
|
2011-12-31 |
| 2011-11-04 | 7800.65 | 未披露 | 定期报告 | 2011-10-31 |
| 2011-11-04 | 7800.41 | 0.04 |
更多>>
from Dec 31,2010 to Sep 30,2011
Net proceeds from issuance of:833,366 shares of incentive stock grants, net of cancellations and forfeitures
Net proceeds from issuance of:828,061 shares of common stock
Stock options exercised
|
2011-09-30 |
| 2011-08-05 | 7803.13 | 未披露 | 定期报告 | 2011-07-29 |
| 2011-08-05 | 7794.21 | 0.04 |
更多>>
from December 31, 2010 to June 30, 2011
711,399 shares of common stock
Incentive common stock, net of cancellations and forfeitures
Stock options exercised
|
2011-06-30 |
| 2011-05-06 | 7699.82 | 未披露 | 定期报告 | 2011-04-29 |
| 2011-05-06 | 7701.23 | 0.04 |
更多>>
711,399 shares of common stock
Incentive common stock, net of cancellations and forfeitures
Stock options exercised
|
2011-03-31 |
| 2011-03-11 | 7640.89 | 未披露 | 定期报告 | 2011-03-04 |
| 2011-03-11 | 7630.73 | 0.04 |
更多>>
692,569 shares of common stock
4,715,000 shares of common stock in June 2010 public offering
1,084,450 shares of common stock in June 2010 private placement
Issuance of 1,050,922 shares through incentive stock grants
Stock options exercised
|
2010-12-31 |
| 2010-11-05 | 7648.04 | 未披露 | 定期报告 | 2010-10-29 |
| 2010-11-05 | 7659.22 | 0.04 |
更多>>
Net proceeds from issuance of 692,569 shares of common stock
Net proceeds from issuance of 4,715,000 shares of common stock in June 2010 public offering
Net proceeds from issuance of 1,084,450 shares of common stock in June 2010 private placement, as settled in July 2010
Net issuance of 1,337,506 shares of incentive common stock
Stock options exercised
|
2010-09-30 |
| 2010-08-06 | 7603.11 | 未披露 | 定期报告 | 2010-07-30 |
| 2010-08-06 | 7482.48 | 0.04 |
更多>>
Net proceeds from issuance of 562,481 shares of common stock
Net proceeds from issuance of 4,715,000 shares of common stock in June 2010 public offering
Issuance of 870,787 shares of incentive common stock
Stock options exercised
|
2010-06-30 |
| 2010-05-07 | 6923.91 | 未披露 | 定期报告 | 2010-04-30 |
| 2010-05-07 | 6923.90 | 10.44 |
更多>>
Net issuance of 562,481 shares of common stock
Stock options exercised
|
2010-03-31 |
| 2010-03-12 | 6879.28 | 未披露 | 定期报告 | 2010-03-05 |
| 2010-03-12 | 6866.63 | 15.44 |
更多>>
from December 31, 2008 to December 31, 2009
Net proceeds from issuance of: 4,015,744 shares of common stock
Issuance of 697,327 shares through incentive stock grants
Stock options exercised
Accretion of Beneficial Conversion Feature on Series B Preferred stock
Accretion of discount on Series C Preferred stock
Other equity adjustments
|
2009-12-31 |
| 2009-03-11 | 6408.69 | 未披露 | 定期报告 | 2009-03-04 |
| 2009-03-11 | 6387.40 | 15.44 |
更多>>
from December 31, 2007 to December 31, 2008
Net proceeds from issuance of:
18,400,000 shares of common stock related to public offering
1,068,649 shares of common stock
154,000 shares of cumulative non-convertible preferred stock class C
Conversion of 351 shares of preferred stock class A for 6,346,572 shares of common stock
Issuance of 327,348 shares of incentive stock grants
Stock options exercised
|
2008-12-31 |
| 2008-03-14 | 3767.12 | 未披露 | 定期报告 | 2008-03-03 |
| 2008-03-14 | 3746.97 | 未披露 |
更多>>
from December 31, 2006 to December 31, 2007
Proceeds from issuance of 1,920,417 shares of common stock
Issuance of 89,952 shares of incentive common stock grants
Stock options exercised
Buyback of 1,470,000 shares of common stock
|
2007-12-31 |
| 2007-02-28 | 3674.63 | 未披露 | 定期报告 | 2007-02-21 |
| 2007-02-28 | 3658.97 | 未披露 |
更多>>
from December 31, 2005 to December 31, 2006
Proceeds from issuance of 1,158,955 shares of common stock
Issuance of 121,073 shares of incentive common stock grants
Stock options exercised
|
2006-12-31 |
| 2006-03-10 | 3504.34 | 未披露 | 定期报告 | 2006-03-06 |
| 2006-03-10 | 3480.04 | 未披露 |
更多>>
from December 31, 2004 to December 31, 2005
Proceeds from issuance of 6,192,954 shares of common stock
Issuance of 99,475 shares of incentive stock grants
Stock options exercised
|
2005-12-31 |
| 2005-03-15 | 2797.41 | 未披露 | 定期报告 | 2005-03-03 |
| 2005-03-15 | 2765.74 | 未披露 |
更多>>
from December 31, 2003 to December 31, 2004
Proceeds from issuance of 2,215,644 shares of common stock
Issuance of 70,725 shares of incentive stock grants
Stock options exercised
|
2004-12-31 |
| 2004-03-12 | 2652.27 | 未披露 | 定期报告 | 2004-03-03 |
| 2004-03-12 | 2516.68 | 未披露 |
更多>>
from December 31, 2002 to December 31, 2003
Proceeds from issuance of 2,146,411 shares of common stock
Issuance of 238,575 shares of incentive stock grants
Stock options exercised
|
2003-12-31 |
| 2003-03-07 | 2265.38 | 未披露 | 定期报告 | 2003-03-03 |
| 2003-03-07 | 2254.86 | 未披露 |
更多>>
from December 31, 2001 to December 31, 2002
Proceeds from issuance of 109,088 shares of common stock
Stock options exercised
|
2002-12-31 |
| 2002-03-13 | 2232.46 | 未披露 | 定期报告 | 2002-02-28 |
| 2002-03-13 | 2224.06 | 未披露 |
更多>>
from December 31, 2000 to December 31, 2001
Proceeds from issuance of 113,148 shares of common stock
Stock options exercised
On November 30, 2001, the Company acquired by merger Borel, a $375 million private bank located in San Mateo, California, in exchange for 5,629,872 newly issued shares of the Company's common stock.
|
2001-12-31 |
| 2001-03-01 | 1565.47 | 未披露 | 定期报告 | 2001-02-20 |
| 2001-03-01 | 1558.09 | 未披露 |
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from December 31, 1999 to December 31, 2000
Proceeds from issuance of 3,788,389 shares of common stock
Stock options exercised
|
2000-12-31 |
| 2000-03-06 | 1169.37 | 未披露 | 定期报告 | 2000-02-22 |
| 2000-03-06 | 1161.61 | 未披露 |
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from December 31, 1998 to December 31, 1999
Proceeds from issuance of 44,579 shares of common stock
Stock options exercised
|
1999-12-31 |
| 1999-02-25 | 1080.25 | 未披露 | 定期报告 | 1999-02-22 |
| 1999-02-25 | 1074.77 | 未披露 |
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from December 31, 1997 to December 31, 1998
Proceeds from issuance of 106,644 shares of common stock
Stock options exercised
|
1998-12-31 |
| 1998-02-27 | 1068.29 | 未披露 | 定期报告 | 1998-02-23 |
| 1998-02-27 | 1064.11 | 未披露 |
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from December 31, 1996 to December 31, 1997
Proceeds from issuance of 290,691 shares of common stock
Stock options exercised
On October 31, 1997, the Company acquired Westfield Capital Management
Company Inc. ("Westfield"), a Massachusetts corporation engaged in providing a
range of investment management services to individual and institutional clients, in exchange for 3,918,367 newly issued shares of the Company's common stock.
|
1997-12-31 |
| 1997-03-25 | 663.44 | 未披露 | 定期报告 | 1997-03-21 |
| 1997-03-25 | 659.25 | 未披露 |
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from December 31, 1995 to December 31, 1996
Proceeds from issuance of 813,334 shares of common stock
Stock options exercised
|
1996-12-31 |
| 1997-03-25 | 573.67 | 未披露 |
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from December 31, 1994 to December 31, 1995
Proceeds from issuance of 166,667 shares of common stock
|
1995-12-31 |
from December 31, 2020 to March 31, 2021
Net proceeds from issuance of:
99,008 shares of common stock
2,782 shares of incentive stock grants, net of 964 shares withheld for employee taxes
Stock options exercised
From December 31,2019 to December 31,2020
Repurchase of 1,565,060 shares of common stock
304,845 shares of common stock
371,081 shares of incentive stock grants, net of 50,758 shares withheld for employee taxes
Stock options exercised
From June 30, 2020 to September 30, 2020
167,906 shares of common stock
38,412 shares of incentive stock grants,net of 10,207 shares withheld for employee taxes
Other equity adjustments
From March 31, 2020 to June 30, 2020
Net proceeds from issuance of:
22,727 shares of common stock
265,465 shares of incentive stock grants, net of 30,195 shares withheld for employee taxes
From December 31, 2019 to March 31, 2020
Repurchase of 1,565,060 shares of common stock
Net proceeds from issuance of:
88,328 shares of common stock
5,539 shares of incentive stock grants, net of 964 shares withheld for employee taxes
Stock options exercised
from December 31, 2018 to December 31, 2019
Repurchase of 678,165 shares of common stock
Net proceeds from issuance of:
278,060 shares of common stock
56,767 shares of incentive stock grants, net of 10,026 shares canceled or forfeited and 119,590 shares withheld for employee taxes
Stock options exercised
from December 31, 2018 to September 30, 2019
Repurchase of 678,165 shares of common stock
Net proceeds from issuance of:
265,937 shares of common stock
42,004 shares of incentive stock grants, net of 9,377 shares canceled or forfeited and 115,173 shares withheld for employee taxes
Amortization of stock compensation and employee stock purchase plan
Stock options exercised
from December 31, 2018 to June 30, 2019
Net proceeds from issuance of:
143,147 shares of common stock
37,511 shares of incentive stock grants, net of 9,377 shares canceled or forfeited and 115,173 shares withheld for employee taxes
Stock options exercised
From December 31, 2018 to March 31, 2019
Net proceeds from issuance of:
103,991 shares of common stock
20,595 shares of incentive stock grants, net of 2,976 shares canceled or forfeited and 13,911 shares withheld for employee taxes
Stock options exercised
from December 31, 2017 to December 31, 2018
Redemption of Series D preferred stock
Repurchase of 1,642,635 shares of common stock
Net proceeds from issuance of:
142,817 shares of common stock
40,475 shares of incentive stock grants, net of 154,905 shares canceled or forfeited and 161,967 shares withheld for employee taxes
Exercise of warrants
Stock options exercised
from December 31, 2017 to September 30, 2018
Redemption of Series D preferred stock
Repurchase of 137,114 shares of common stock
Net proceeds from issuance of:
142,738 shares of common stock
132,964 incentive stock grant shares canceled or forfeited and 127,894 shares withheld for employee taxes, net of 7,355 shares of incentive stock grants
Exercise of warrants
Stock options exercised
from December 31, 2017 to June 30, 2018
Net proceeds from issuance of:
63,434 shares of common stock
126,752 incentive stock grant shares canceled or forfeited and 112,565 shares withheld for employee taxes, net of 2,547 shares of incentive stock grants
Stock options exercised
Redemption of Series D preferred stock
Exercise of warrants
from December 31, 2017 to March 31, 2018
Net proceeds from issuance of:
63,434 shares of common stock
110,846 incentive stock grant shares canceled or forfeited and 40,825 shares withheld for employee taxes
Stock options exercised
from December 31, 2016 to December 31, 2017
Net proceeds from issuance of:
140,284 shares of common stock
99,927 incentive stock grant shares canceled or forfeited and 91,100 shares withheld for employee taxes
Exercise of warrants
Stock options exercised
from December 31, 2016 to September 30, 2017
Net proceeds from issuance of:
140,284 shares of common stock
90,848 incentive stock grant shares canceled or forfeited and 62,087 shares withheld for employee taxes
Exercise of warrants
Stock options exercised
from December 31, 2016 to June 30, 2017
72,811 shares of common stock
87,419 incentive stock grant shares canceled or forfeited and 62,087 shares withheld for employee taxes
Exercise of warrants
Stock options exercised
from December 31, 2016 to March 31, 2017
72,811 shares of common stock
15,596 incentive stock grant shares canceled or forfeited
Exercise of warrants
Stock options exercised
from December 31, 2015 to December 31, 2016
Repurchase of 785,542 shares of common stock
Net proceeds from issuance of:165,934 shares of common stock
Net proceeds from issuance of:599,673 shares of incentive stock grants, net of 343,929 shares canceled or forfeited and 63,235 shares withheld for employee taxes
Stock options exercised
Conversion of warrants
from December 31, 2015 to September 30, 2016
Repurchase of 684,442 shares of common stock
Net proceeds from issuance of:165,934 shares of common stock
Net proceeds from issuance of:591,234 shares of incentive stock grants, net of 326,834 shares canceled or forfeited and 63,235 shares withheld for employee taxes
Stock options exercised
from December 31, 2015 to June 30, 2016
Repurchase of 399,442 shares of common stock
Net proceeds from issuance of:76,611 shares of common stock
Net proceeds from issuance of:587,628 shares of incentive stock grants, net of 303,583 shares canceled or forfeited and 63,235 shares withheld for employee taxes
Stock options exercised
From December 31, 2015 to March 31, 2016
Repurchase of 245,000 shares of common stock
Net proceeds from issuance of:76,596 shares of common stock
Net proceeds from issuance of:51,810 shares of incentive stock grants, net of 294,524 shares canceled or forfeited and 14,480 shares withheld for employee taxes
Stock options exercised
from December 31, 2014 to December 31, 2015
Net proceeds from issuance of:138,463 shares of common stock
Net proceeds from issuance of:738,025 shares of incentive stock grants, net of 408,638 shares canceled or forfeited and 168,490 shares withheld for employee taxes
Stock options exercised
from December 31, 2014 to September 30, 2015
Net proceeds from issuance of:138,463 shares of common stock
Net proceeds from issuance of:705,585 shares of incentive stock grants, net of 145,992 shares canceled or forfeited and 154,862 shares withheld for employee taxes
Stock options exercised
from December 31, 2014 to June 30, 2015
Net proceeds from issuance of: 59,315 shares of common stock
Net proceeds from issuance of: 622,523 shares of incentive stock grants, net of 132,067 shares canceled or forfeited and 100,148 shares withheld for employee taxes
Stock options exercised
from December 31, 2014 to March 31, 2015
Net proceeds from issuance of:
59,315 shares of common stock
87,960 shares of incentive stock grants, net of 78,643 shares canceled or forfeited and 18,194 shares withheld for employee taxes
Stock options exercised
from December 31, 2013 to December 31, 2014
Issuance of 6.95% Non-Cumulative Perpetual Preferred Stock, Series D, net of issuance costs
Repurchase of Non-Cumulative Perpetual Contingent Convertible Preferred Stock,
Series B
Net proceeds from issuance of:
156,983 shares of common stock
677,620 shares of incentive stock grants, net of 55,213 shares canceled or forfeited
Stock options exercised
From December 31, 2013 to September 30, 2014
Net proceeds from issuance of 126,219 shares of common stock
Issuance of 493,290 shares of incentive stock grants, net of 75,598 shares canceled or forfeited and 128,003 shares withheld for employee taxes
Stock options exercised
From December 31, 2013 to June 30, 2014
Net proceeds from issuance of 61,440 shares of common stock
Issuance of 450,960 shares of incentive stock grants, net of 63,804 shares canceled or forfeited and 73,230 shares withheld for employee taxes
Stock options exercised
from December 31,2013 to March 31, 2014
Net proceeds from issuance of 61,440 shares of common stock
Issuance of 7,855 shares of incentive stock grants, net of 50,022 shares canceled or forfeited and 23,505 shares withheld for employee taxes
Stock options exercised
from December 31, 2012 to December 31, 2013
Net proceeds from issuance of:
156,983 shares of common stock
622,407 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
Repurchase of Non-Cumulative Perpetual Contingent Convertible Preferred Stock,
Series B
Issuance of 6.95% Non-Cumulative Perpetual Preferred Stock, Series D, net of issuance costs
from December 31, 2012 to September 30, 2013
Net proceeds from issuance of:156,983 shares of common stock
Net proceeds from issuance of:677,620 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
Repurchase of Non-Cumulative Perpetual Contingent Convertible Preferred Stock,Series B
Issuance of 6.95% Non-Cumulative Perpetual Preferred Stock, Series D, net of issuance costs
from December 31, 2012 to June 30, 2013
Repurchase of Non-Cumulative Perpetual Contingent Convertible Preferred Stock,
Series B
Issuance of 6.95% Non-Cumulative Perpetual Preferred Stock, Series D, net of issuance costs
Net proceeds from issuance of:71,891 shares of common stock
Net proceeds from issuance of:677,620 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
from December 31, 2012 to March 31, 2013
Net proceeds from issuance of: 71,891 shares of common stock
Net proceeds from issuance of: 81,418 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
from December 31, 2011 to December 31, 2012
Net proceeds from issuance of:193,517 shares of common stock
Net proceeds from issuance of:422,056 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
from December 31, 2011 to September 30, 2012
Net proceeds from issuance of:
193,517 shares of common stock
626,414 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
from December 31, 2011 to June 30, 2012
Net proceeds from issuance of:
98,500 shares of common stock
655,583 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
from December 31, 2011 to March 31, 2012
98,500 shares of common stock
6,609 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
from December 31, 2010 to December 31, 2011
Net proceeds from issuance of:
828,061 shares of common stock
847,532 shares of incentive stock grants, net of cancellations and forfeitures
Stock options exercised
from Dec 31,2010 to Sep 30,2011
Net proceeds from issuance of:833,366 shares of incentive stock grants, net of cancellations and forfeitures
Net proceeds from issuance of:828,061 shares of common stock
Stock options exercised
from December 31, 2010 to June 30, 2011
711,399 shares of common stock
Incentive common stock, net of cancellations and forfeitures
Stock options exercised
711,399 shares of common stock
Incentive common stock, net of cancellations and forfeitures
Stock options exercised
692,569 shares of common stock
4,715,000 shares of common stock in June 2010 public offering
1,084,450 shares of common stock in June 2010 private placement
Issuance of 1,050,922 shares through incentive stock grants
Stock options exercised
Net proceeds from issuance of 692,569 shares of common stock
Net proceeds from issuance of 4,715,000 shares of common stock in June 2010 public offering
Net proceeds from issuance of 1,084,450 shares of common stock in June 2010 private placement, as settled in July 2010
Net issuance of 1,337,506 shares of incentive common stock
Stock options exercised
Net proceeds from issuance of 562,481 shares of common stock
Net proceeds from issuance of 4,715,000 shares of common stock in June 2010 public offering
Issuance of 870,787 shares of incentive common stock
Stock options exercised
Net issuance of 562,481 shares of common stock
Stock options exercised
from December 31, 2008 to December 31, 2009
Net proceeds from issuance of: 4,015,744 shares of common stock
Issuance of 697,327 shares through incentive stock grants
Stock options exercised
Accretion of Beneficial Conversion Feature on Series B Preferred stock
Accretion of discount on Series C Preferred stock
Other equity adjustments
from December 31, 2007 to December 31, 2008
Net proceeds from issuance of:
18,400,000 shares of common stock related to public offering
1,068,649 shares of common stock
154,000 shares of cumulative non-convertible preferred stock class C
Conversion of 351 shares of preferred stock class A for 6,346,572 shares of common stock
Issuance of 327,348 shares of incentive stock grants
Stock options exercised
from December 31, 2006 to December 31, 2007
Proceeds from issuance of 1,920,417 shares of common stock
Issuance of 89,952 shares of incentive common stock grants
Stock options exercised
Buyback of 1,470,000 shares of common stock
from December 31, 2005 to December 31, 2006
Proceeds from issuance of 1,158,955 shares of common stock
Issuance of 121,073 shares of incentive common stock grants
Stock options exercised
from December 31, 2004 to December 31, 2005
Proceeds from issuance of 6,192,954 shares of common stock
Issuance of 99,475 shares of incentive stock grants
Stock options exercised
from December 31, 2003 to December 31, 2004
Proceeds from issuance of 2,215,644 shares of common stock
Issuance of 70,725 shares of incentive stock grants
Stock options exercised
from December 31, 2002 to December 31, 2003
Proceeds from issuance of 2,146,411 shares of common stock
Issuance of 238,575 shares of incentive stock grants
Stock options exercised
from December 31, 2001 to December 31, 2002
Proceeds from issuance of 109,088 shares of common stock
Stock options exercised
from December 31, 2000 to December 31, 2001
Proceeds from issuance of 113,148 shares of common stock
Stock options exercised
On November 30, 2001, the Company acquired by merger Borel, a $375 million private bank located in San Mateo, California, in exchange for 5,629,872 newly issued shares of the Company's common stock.
from December 31, 1999 to December 31, 2000
Proceeds from issuance of 3,788,389 shares of common stock
Stock options exercised
from December 31, 1998 to December 31, 1999
Proceeds from issuance of 44,579 shares of common stock
Stock options exercised
from December 31, 1997 to December 31, 1998
Proceeds from issuance of 106,644 shares of common stock
Stock options exercised
from December 31, 1996 to December 31, 1997
Proceeds from issuance of 290,691 shares of common stock
Stock options exercised
On October 31, 1997, the Company acquired Westfield Capital Management
Company Inc. ("Westfield"), a Massachusetts corporation engaged in providing a
range of investment management services to individual and institutional clients, in exchange for 3,918,367 newly issued shares of the Company's common stock.
from December 31, 1995 to December 31, 1996
Proceeds from issuance of 813,334 shares of common stock
Stock options exercised
from December 31, 1994 to December 31, 1995
Proceeds from issuance of 166,667 shares of common stock