股本结构

单位:万股
公告日期 2025-11-13 2025-11-13 2025-08-13 2025-06-24 2025-06-24 2025-02-13
证券总股本 528.71 509.53 526.21 507.43 528.36 510.97
普通股本 528.71 509.53 526.21 507.43 528.36 510.97
优先股 2.17 未披露 2.17 未披露 2.17 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2025-09-30 2025-08-12 2025-06-30 2025-06-23 2025-03-31 2025-02-12
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2025-11-13 528.71 2.17 定期报告 2025-09-30
2025-11-13 509.53 未披露 定期报告 2025-08-12
2025-08-13 526.21 2.17 定期报告 2025-06-30
2025-06-24 507.43 未披露 定期报告 2025-06-23
2025-06-24 528.36 2.17
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From March 31, 2024 to March 31, 2025 Issuance of common stock
2025-03-31
2025-02-13 510.97 未披露 定期报告 2025-02-12
2025-02-13 526.21 2.17
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From September 30, 2024 to December 31, 2024 Issuance of common stock
2024-12-31
2024-11-14 510.97 未披露 定期报告 2024-11-13
2024-11-14 514.09 2.17 定期报告 2024-09-30
2024-08-14 510.53 未披露 定期报告 2024-08-13
2024-07-16 509.49 未披露 定期报告 2024-07-15
2024-07-16 514.09 2.17
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From March 31, 2023 to March 31, 2024 Conversion of Series D preferred stock to common stock Issuance of common stock
2024-03-31
2024-02-14 498.56 未披露 定期报告 2024-02-13
2024-02-14 503.15 2.26
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From September 30, 2023 to December 31, 2023 Conversion of Series D preferred stock to common stock
2023-12-31
2023-11-14 491.83 未披露 定期报告 2023-11-10
2023-11-14 496.43 2.32
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From June 30, 2023 to September 30, 2023 Conversion of Series D preferred stock to common stock
2023-09-30
2023-08-14 482.59 未披露 定期报告 2023-08-11
2023-07-28 489.25 未披露 定期报告 2023-07-20
2023-08-14 451.37 2.37 定期报告 2023-06-30
2023-06-29 444.12 未披露 定期报告 2023-06-28
2023-06-29 429.56 2.54
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From March 31, 2022 to March 31, 2023 Conversion of Series D preferred stock to common stock
2023-03-31
2023-02-14 422.66 未披露 定期报告 2023-02-13
2023-02-14 429.56 2.54 定期报告 2022-12-31
2022-11-14 422.64 未披露 定期报告 2022-11-10
2022-11-14 429.38 2.54 定期报告 2022-09-30
2022-08-15 422.48 未披露 定期报告 2022-08-12
2022-07-29 430.90 未披露 定期报告 2022-07-18
2022-07-14 424.00 未披露 定期报告 2022-07-13
2022-08-15 428.80 2.54
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From March 31, 2022 to June 30, 2022 Conversion of Series D preferred stock to common stock
2022-06-30
2022-07-14 421.68 2.59
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From March 31, 2021 to March 31, 2022 Conversion of Series D preferred stock to common stock Issuance of Series F preferred stock Stock based compensation expense
2022-03-31
2022-02-14 380.46 未披露 定期报告 2022-02-11
2022-02-14 378.53 2.70
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From September 30, 2021 to December 31, 2021 Conversion of Series D preferred stock to common stock At-the-market "ATM" offering, net of offering costs
2021-12-31
2021-11-15 350.02 未披露 定期报告 2021-11-12
2021-11-15 354.88 2.81
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From June 30, 2021 to September 30, 2021 Conversion of Series D preferred stock to common stock Issuance of preferred stock (Series F)
2021-09-30
2021-08-19 348.15 未披露 定期报告 2021-08-18
2021-08-19 347.36 2.47
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From March 31, 2021 to June 30, 2021 Conversion of Series D preferred stock to common stock Stock based compensation expense
2021-06-30
2021-06-29 346.78 未披露 定期报告 2021-06-28
2021-06-29 333.33 2.58
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From March 31, 2020 To March 31, 2021 Conversion of Series D preferred stock to common stock Stock relinquishment Issuance of common stock Issuance of Series E preferred stock Issuance of Series F preferred stock Stock based compensation expense
2021-03-31
2021-02-16 306.29 未披露 定期报告 2021-02-12
2021-02-16 300.48 1.81
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From September 30, 2020 to December 31,2020 Issuance of common stock
2020-12-31
2020-11-16 300.46 未披露 定期报告 2020-11-13
2020-11-16 285.74 1.81
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From June 30, 2020 to September 30, 2020 Conversion of Series D preferred stock to common stock Stock relinquishment Stock based compensation expense Repurchase of common stock
2020-09-30
2020-08-14 285.74 未披露 定期报告 2020-08-13
2020-08-13 517.87 未披露 定期报告 2020-07-20
2020-08-14 369.95 4.45
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From March 31, 2020 to June 30, 2020 Conversion of Series D preferred stock to common stock Stock based compensation expense
2020-06-30
2020-08-06 369.95 4.51
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From March 31, 2019 to December 31, 2019 Stock based compensation expense
2019-12-31
2019-11-13 369.94 4.51 定期报告 2019-09-30
2019-08-14 369.94 未披露 定期报告 2019-08-13
2019-07-26 369.79 未披露 定期报告 2019-07-19
2019-06-28 369.88 4.51 定期报告 2019-03-31
2019-02-14 369.89 4.51 定期报告 2018-12-31
2018-08-14 369.87 4.51 定期报告 2018-06-30
2018-06-29 369.79 4.51 定期报告 2018-03-31
2018-01-29 369.61 未披露 定期报告 2018-01-05
2018-02-13 369.80 4.51 定期报告 2017-12-31
2014-11-10 369.61 4.51 定期报告 2014-09-30
2014-08-18 369.61 4.51 定期报告 2014-08-18
2014-08-12 369.61 未披露 定期报告 2014-08-11
2014-07-29 369.75 未披露 定期报告 2014-07-27
2013-11-05 369.59 4.51 定期报告 2013-09-30
2013-08-16 369.73 未披露 定期报告 2013-08-06
2013-08-09 369.57 4.51 定期报告 2013-06-30
2013-06-28 369.54 4.51
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from March 31, 2012 to March 31, 2013 Treasury stock activity
2013-03-31
2012-08-13 369.53 4.51
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from March 31, 2012 to June 30, 2012 Treasury stock activity
2012-06-30
2012-06-29 369.52 4.51
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from Mar 31,2011 to Mar 31,2012 Conversion of Series B preferred stock to common stock Conversions of Series C preferred stock to Series D preferred stock 1 for 15 reverse stock split which was effective on October 27, 2011
2012-03-31
2012-02-14 369.73 4.51
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from March 31, 2011 to December 31, 2011 Conversion of Series B preferred stock to common stock Conversions of Series C preferred stock to Series D preferred stock 1 for 15 reverse stock split which was effective on October 27, 2011
2011-12-31
2011-11-14 369.53 未披露 定期报告 2011-11-11
2011-11-01 352.93 4.51
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In connection with the conversion, the Company issued an aggregate of 1,208,039 shares of common stock (after giving effect to a 1-for-15 reverse stock split that was effective as of 11:59 p.m., Eastern time, on October 27, 2011) and 45,118 shares of Series D Preferred Stock to the holders of the Series C Preferred Stock. The conversion of the Series C Preferred Stock into shares of common stock and Series D Preferred Stock was effective as of 5:00 p.m., Eastern time, on October 28, 2011. 18,980 shares of the Company's Fixed Rate Cumulative Perpetual Preferred Stock, Series B was exchanged for shares of common stock.In connection with the exchange, the Company issued 2,321,286 shares of common stock to the United States Department of the Treasury.The exchange of the TARP Preferred Stock for shares of common stock was effective as of 5:00 p.m., Eastern time, on October 28, 2011.
2011-10-28
2011-08-09 248.89 7.40 定期报告 2011-06-30
2011-06-30 248.43 1.90
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from March 31 2010 to March 31 2011 Treasury stock activity
2011-03-31
2010-11-15 248.43 1.90
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from March 31, 2010 to September 30, 2010 Treasury stock activity 18,980 Series A shares, with a liquidation preference of $1,000.00 per share, issued and outstanding at March 31, 2010 exchanged for 18,980 Series B shares with a liquidation preference of $1,000.00 per share, issued and outstanding September 30, 2010
2010-09-30
2010-08-16 248.27 1.90
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from March 31, 2010 to June 30, 2010 Treasury stock activity Stock based compensation
2010-06-30
2010-07-15 247.47 1.90
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from March 31, 2009 to March 31, 2010 Treasury stock activity
2010-03-31
2009-07-02 247.50 1.90
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from March 31, 2008 to March 31, 2009 Issuance of TARP preferred stock Treasury stock activity
2009-03-31
2008-07-01 247.47 未披露 定期报告 2008-06-20
2008-07-01 248.17 未披露
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from March 31, 2007 to March 31, 2008 Treasury stock activity
2008-03-31
2007-06-29 250.80 未披露
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from March 31, 2006 to March 31, 2007 Treasury stock activity Allocation of ESOP Stock
2007-03-31
2006-06-29 250.58 未披露
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from March 31, 2005 to March 31, 2006 Treasury stock activity Allocation of ESOP Stock
2006-03-31
2005-06-26 250.69 未披露 定期报告 2005-05-31
2005-06-26 249.63 未披露
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from March 31, 2004 to March 31, 2005 Preferred stock redemption Treasury stock activity Purchase of shares for ESOP On October15, 2004 the holders of all 40,000 outstanding shares of its Series A Convertible Preferred Stock and all 60,000 outstanding shares of its Series B Convertible Preferred Stock, elected, prior to the Redemption Date, pursuant to the Certificate of Designations, Preferences and Rights of the Preferred Shares,to convert their Preferred Shares into shares of Carver's common stock, par value $0.01 (the "Common Stock").
2005-03-31
2004-06-29 228.03 10.00
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from March 31, 2003 to March 31, 2004 Treasury stock activity
2004-03-31
2003-06-30 227.80 10.00
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from March 31, 2002 to March 31, 2003 Treasury stock activity Allocation of ESOP Stock
2003-03-31
2002-07-01 226.58 10.00
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from March 31, 2001 to March 31, 2002 Purchase of treasury stock Allocation of ESOP Stock
2002-03-31
2001-06-29 227.33 10.00
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from March 31, 2000 to March 31, 2001 Treasury stock activity Allocation of ESOP Stock
2001-03-31
2000-07-14 224.91 10.00
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from March 31, 1999 to March 31, 2000 Preferred Stock Allocation of ESOP Stock
2000-03-31
1999-06-29 222.79 未披露
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from March 31, 1998 to March 31, 1999 Allocation of ESOP Stock
1999-03-31
1998-07-14 220.79 未披露
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from March 31, 1997 to March 31, 1998 Allocation of ESOP Stock
1998-03-31
1997-06-30 218.24 未披露
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from March 31, 1996 to March 31, 1997 Allocation of ESOP Stock
1997-03-31
From March 31, 2024 to March 31, 2025 Issuance of common stock
From September 30, 2024 to December 31, 2024 Issuance of common stock
From March 31, 2023 to March 31, 2024 Conversion of Series D preferred stock to common stock Issuance of common stock
From September 30, 2023 to December 31, 2023 Conversion of Series D preferred stock to common stock
From June 30, 2023 to September 30, 2023 Conversion of Series D preferred stock to common stock
From March 31, 2022 to March 31, 2023 Conversion of Series D preferred stock to common stock
From March 31, 2022 to June 30, 2022 Conversion of Series D preferred stock to common stock
From March 31, 2021 to March 31, 2022 Conversion of Series D preferred stock to common stock Issuance of Series F preferred stock Stock based compensation expense
From September 30, 2021 to December 31, 2021 Conversion of Series D preferred stock to common stock At-the-market "ATM" offering, net of offering costs
From June 30, 2021 to September 30, 2021 Conversion of Series D preferred stock to common stock Issuance of preferred stock (Series F)
From March 31, 2021 to June 30, 2021 Conversion of Series D preferred stock to common stock Stock based compensation expense
From March 31, 2020 To March 31, 2021 Conversion of Series D preferred stock to common stock Stock relinquishment Issuance of common stock Issuance of Series E preferred stock Issuance of Series F preferred stock Stock based compensation expense
From September 30, 2020 to December 31,2020 Issuance of common stock
From June 30, 2020 to September 30, 2020 Conversion of Series D preferred stock to common stock Stock relinquishment Stock based compensation expense Repurchase of common stock
From March 31, 2020 to June 30, 2020 Conversion of Series D preferred stock to common stock Stock based compensation expense
From March 31, 2019 to December 31, 2019 Stock based compensation expense
from March 31, 2012 to March 31, 2013 Treasury stock activity
from March 31, 2012 to June 30, 2012 Treasury stock activity
from Mar 31,2011 to Mar 31,2012 Conversion of Series B preferred stock to common stock Conversions of Series C preferred stock to Series D preferred stock 1 for 15 reverse stock split which was effective on October 27, 2011
from March 31, 2011 to December 31, 2011 Conversion of Series B preferred stock to common stock Conversions of Series C preferred stock to Series D preferred stock 1 for 15 reverse stock split which was effective on October 27, 2011
In connection with the conversion, the Company issued an aggregate of 1,208,039 shares of common stock (after giving effect to a 1-for-15 reverse stock split that was effective as of 11:59 p.m., Eastern time, on October 27, 2011) and 45,118 shares of Series D Preferred Stock to the holders of the Series C Preferred Stock. The conversion of the Series C Preferred Stock into shares of common stock and Series D Preferred Stock was effective as of 5:00 p.m., Eastern time, on October 28, 2011. 18,980 shares of the Company's Fixed Rate Cumulative Perpetual Preferred Stock, Series B was exchanged for shares of common stock.In connection with the exchange, the Company issued 2,321,286 shares of common stock to the United States Department of the Treasury.The exchange of the TARP Preferred Stock for shares of common stock was effective as of 5:00 p.m., Eastern time, on October 28, 2011.
from March 31 2010 to March 31 2011 Treasury stock activity
from March 31, 2010 to September 30, 2010 Treasury stock activity 18,980 Series A shares, with a liquidation preference of $1,000.00 per share, issued and outstanding at March 31, 2010 exchanged for 18,980 Series B shares with a liquidation preference of $1,000.00 per share, issued and outstanding September 30, 2010
from March 31, 2010 to June 30, 2010 Treasury stock activity Stock based compensation
from March 31, 2009 to March 31, 2010 Treasury stock activity
from March 31, 2008 to March 31, 2009 Issuance of TARP preferred stock Treasury stock activity
from March 31, 2007 to March 31, 2008 Treasury stock activity
from March 31, 2006 to March 31, 2007 Treasury stock activity Allocation of ESOP Stock
from March 31, 2005 to March 31, 2006 Treasury stock activity Allocation of ESOP Stock
from March 31, 2004 to March 31, 2005 Preferred stock redemption Treasury stock activity Purchase of shares for ESOP On October15, 2004 the holders of all 40,000 outstanding shares of its Series A Convertible Preferred Stock and all 60,000 outstanding shares of its Series B Convertible Preferred Stock, elected, prior to the Redemption Date, pursuant to the Certificate of Designations, Preferences and Rights of the Preferred Shares,to convert their Preferred Shares into shares of Carver's common stock, par value $0.01 (the "Common Stock").
from March 31, 2003 to March 31, 2004 Treasury stock activity
from March 31, 2002 to March 31, 2003 Treasury stock activity Allocation of ESOP Stock
from March 31, 2001 to March 31, 2002 Purchase of treasury stock Allocation of ESOP Stock
from March 31, 2000 to March 31, 2001 Treasury stock activity Allocation of ESOP Stock
from March 31, 1999 to March 31, 2000 Preferred Stock Allocation of ESOP Stock
from March 31, 1998 to March 31, 1999 Allocation of ESOP Stock
from March 31, 1997 to March 31, 1998 Allocation of ESOP Stock
from March 31, 1996 to March 31, 1997 Allocation of ESOP Stock