股本结构

单位:万股
公告日期 2016-08-11 2016-08-11 2016-05-12 2016-05-12 2016-03-24 2016-03-24
证券总股本 4814.56 4813.34 4798.84 4774.41 4781.02 4791.23
普通股本 4814.56 4813.34 4798.84 4774.41 4781.02 4791.23
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2016-08-08 2016-06-27 2016-05-04 2016-03-28 2016-03-21 2015-12-28
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2016-08-11 4814.56 未披露 定期报告 2016-08-08
2016-08-11 4813.34 未披露
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From December 28, 2015 to June 27, 2016 Issuance of restricted stock, net of forfeitures Forfeiture of common stock in connection with the Holdback Settlement
2016-06-27
2016-05-12 4798.84 未披露 定期报告 2016-05-04
2016-05-12 4774.41 未披露
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from December 28, 2015 to March 28, 2016 Issuance of restricted stock, net of forfeitures Forfeiture of common stock in connection with the Holdback Settlement
2016-03-28
2016-03-24 4781.02 未披露 定期报告 2016-03-21
2016-03-24 4791.23 未披露
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from December 29, 2014 to December 28, 2015 Issuance of common stock in connection with merger Issuance of restricted stock, net of forfeitures Issuance of common stock in connection with private placement, net of issuance costs of $205
2015-12-28
2015-11-12 4804.05 未披露 定期报告 2015-11-09
2015-11-12 4804.98 未披露
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from December 29, 2014 to September 28, 2015 Issuance of common stock in connection with merger Issuance of restricted stock, net Issuance of common stock in connection with private placement, net of issuance costs of $205
2015-09-28
2015-08-13 4814.70 未披露 定期报告 2015-08-06
2015-08-13 4804.48 未披露
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From December 29, 2014 to June 29, 2015 Issuance of common stock in connection with merger Issuance of restricted stock, net Issuance of common stock in connection with private placement, net of issuance costs of $205
2015-06-29
2015-05-29 4805.54 未披露 定期报告 2015-05-11
2015-05-14 4726.77 未披露 定期报告 2015-05-07
2015-04-10 4010.12 未披露 定期报告 2015-04-01
2015-05-14 3835.60 未披露
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from December 29, 2014 to March 30, 2015 Stock-based compensation
2015-03-30
2015-03-26 3831.02 未披露 定期报告 2015-03-19
2015-03-26 3835.03 未披露
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from December 30, 2013 to December 29, 2014 Issuance of common stock net of issuance costs Issuance of restricted stock, net of forfeitures Exercise of warrants to purchase common stock
2014-12-29
2014-11-13 2501.69 未披露 定期报告 2014-11-07
2014-11-05 2501.98 未披露 定期报告 2014-10-31
2014-11-13 2448.74 未披露
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from December 30, 2013 to September 29, 2014 Issuance of restricted stock, net Stock-based compensation Issuance of common stock Exercise of warrants to purchase common stock
2014-09-29
2014-08-14 1945.78 未披露 定期报告 2014-08-08
2014-07-18 1931.48 未披露 定期报告 2014-07-07
2014-08-14 1925.29 未披露
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from December 30, 2013 to June 30, 2014 Issuance of restricted stock, net Stock-based compensation Issuance of stock warrants
2014-06-30
2014-05-15 1926.11 未披露 定期报告 2014-05-08
2014-05-15 1907.63 未披露
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From December 31, 2013 to March 31, 2014 Issuance of restricted stock
2014-03-31
2014-04-15 1804.71 未披露
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from December 31, 2012 to December 30, 2013 Forfeiture of restricted stock On May 8, 2013, the Company filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation to implement a one-for-four reverse split of its common stock, par value $0.01 per share, as approved by the Company’s stockholders at the Annual Meeting of Stockholders on May 8, 2013. The reverse split was effective as of 8:00 a.m. (Eastern Time) on May 9, 2013, and the Company’s common stock began trading on the NASDAQ Global Market on a post-split basis on May 9, 2013.
2013-12-30
2013-11-14 1809.61 未披露 定期报告 2013-11-07
2013-11-14 1803.62 未披露
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from December 31, 2012 to September 30, 2013 Forfeiture of restricted stock Stock-based compensation On May 8, 2013, the Company filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation to implement a one-for-four reverse split of its common stock, par value $0.01 per share, as approved by the Company’s stockholders at the Annual Meeting of Stockholders on May 8, 2013. The reverse split was effective as of 8:00 a.m. (Eastern Time) on May 9, 2013, and the Company’s common stock began trading on the NASDAQ Global Market on a post-split basis on May 9, 2013.
2013-09-30
2013-08-15 1809.81 未披露 定期报告 2013-08-09
2013-08-15 1803.82 未披露
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from December 31, 2012 to July 1, 2013 Forfeiture of restricted stock Stock-based compensation On May 8, 2013, the Company filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation to implement a one-for-four reverse split of its common stock, par value $0.01 per share, as approved by the Company’s stockholders at the Annual Meeting of Stockholders on May 8, 2013. The reverse split was effective as of 8:00 a.m. (Eastern Time) on May 9, 2013, and the Company’s common stock began trading on the NASDAQ Global Market on a post-split basis on May 9, 2013.
2013-07-01
2013-05-16 1830.35 未披露 定期报告 2013-05-10
2013-05-16 1824.36 未披露
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From December 31, 2012 to May 9, 2013 Issuance of restricted stock net of forfeitures On May 8, 2013, the Company filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation to implement a one-for-four reverse split of its common stock, par value $0.01 per share, as approved by the Company’s stockholders at the Annual Meeting of Stockholders on May 8, 2013. The reverse split was effective as of 8:00 a.m. (Eastern Time) on May 9, 2013, and the Company’s common stock began trading on the NASDAQ Global Market on a post-split basis on May 9, 2013.
2013-05-09
2013-03-14 7320.89 未披露 定期报告 2013-03-07
2013-03-14 7287.32 未披露
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from January 2, 2012 to December 31, 2012 Issuance of common stock, net of issuance costs Issuance of restricted stock, net of forfeitures
2012-12-31
2012-11-15 7311.31 未披露 定期报告 2012-11-08
2012-11-15 7287.37 未披露
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from January 2, 2012 to October 1, 2012 Issuance of common stock Forfeiture of restricted stock Stock-based compensation
2012-10-01
2012-08-16 7312.15 未披露 定期报告 2012-08-06
2012-08-16 5325.67 未披露
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from April 2, 2012 to July 2, 2012 Issuance of restricted stock, net of forfeiture Stock-based compensation
2012-07-02
2012-05-17 5296.72 未披露 定期报告 2012-05-14
2012-05-17 5272.76 未披露
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From January 2, 2012 to April 2, 2012 Forfeiture of restricted stock
2012-04-02
2012-03-29 5296.74 未披露 定期报告 2012-03-26
2012-03-29 5272.78 未披露
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from Dec 27,2010 to Jan 2,2012 Issuance of restricted stock, net of forfeitures
2012-01-02
2011-11-10 5184.95 未披露 定期报告 2011-11-08
2011-11-10 5161.00 未披露
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from December 27, 2010 to September 26, 2011 Issuance of restricted stock, net of forfeitures Stock-based compensation
2011-09-26
2011-08-11 5184.95 未披露 定期报告 2011-08-09
2011-08-11 5161.00 未披露
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from December 27, 2010 to June 27, 2011 Issuance of restricted stock, net of forfeitures Stock-based compensation
2011-06-27
2011-05-12 5173.89 未披露 定期报告 2011-05-06
2011-05-12 5149.93 未披露
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Issuance of restricted stock, net of forfeitures
2011-03-28
2011-03-28 5178.09 未披露 定期报告 2011-03-23
2011-03-28 5144.33 未披露
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From December 28, 2009 to December 27, 2010 Issuance of common stock, net of issuance costs Issuance of restricted stock, net of forfeitures
2010-12-27
2010-11-12 5168.29 未披露 定期报告 2010-11-10
2010-11-12 5144.33 未披露
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Issuance of common stock Forfeitures of restricted stock Stock-based compensation
2010-09-27
2010-08-12 5168.34 未披露 定期报告 2010-08-11
2010-08-12 5144.39 未披露
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Issuance of common stock Forfeitures of restricted stock Stock-based compensation
2010-06-28
2010-05-13 5155.12 未披露 定期报告 2010-05-04
2010-05-13 5131.17 未披露
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Issuance of common stock Net issuance of restricted stock Stock-based compensation
2010-03-29
2010-03-29 5131.61 未披露 定期报告 2010-03-23
2010-03-29 4062.29 未披露
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Issuance of restricted stock, net of forfeitures
2009-12-28
2009-03-16 4066.12 未披露 定期报告 2009-03-10
2009-03-16 4042.36 未披露
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from December 31, 2007 to December 29, 2008 Net forfeiture of restricted stock Exercise of warrants Exercise of stock options
2008-12-29
2008-03-17 4101.81 未披露 定期报告 2008-03-12
2008-03-17 4081.26 未披露
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from January 1, 2007 to December 31, 2007 Issuance of restricted stock, net of forfeitures Exercise of warrants Exercise of stock options
2007-12-31
2007-03-19 4001.81 未披露 定期报告 2007-03-12
2007-03-19 3967.06 未披露
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from January 2, 2006 to January 1, 2007 Issuance of restricted stock Stock-based compensation Exercise of warrants Exercise of stock options
2007-01-01
2006-03-16 3882.69 未披露 定期报告 2006-03-02
2006-03-16 3823.93 未披露
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from January 3, 2005 to January 2, 2006 Issuance of common stock, net of issuance costs Issuance of restricted stock Exercise of warrants Exercise of stock options Return of shares for notes receivable from stockholders
2006-01-02
2005-03-16 3144.74 未披露 定期报告 2005-03-03
2005-03-16 3081.97 未披露
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from December 29, 2003 to January 3, 2005 Issuance of common stock Issuance of restricted stock Stock compensation Exercise of warrants Exercise of stock options
2005-01-03
2004-03-29 2696.50 未披露 定期报告 2004-03-25
2004-03-29 2625.91 未披露
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from December 30, 2002 to December 29, 2003 Issuance of restricted stock Exercise of Warrant Issuance of common stock--Rights Offering Conversion to common stock
2003-12-29
2003-04-29 1658.00 未披露 定期报告 2003-03-31
2003-03-31 1657.36 未披露 定期报告 2003-03-28
2003-03-31 1657.35 未披露
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from December 31, 2001 to December 30, 2002 Conversion to common stock Exchange of senior subordinated debt and warrants for Series C Convertible Preferred Stock Issuance of common stock In May 2002, the Company’s Board of Directors and shareholders approved a 1 for 1.75 reverse stock split effective June 4, 2002. All share and per share information in the accompanying financial statements have been restated to give effect to this reverse stock split.
2002-12-30
2003-03-31 451.15 530.78
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from January 1, 2001 to December 31, 2001 Issuance of Series C convertible preferred stock, net of issuance costs Issuance of common stock
2001-12-31
From December 28, 2015 to June 27, 2016 Issuance of restricted stock, net of forfeitures Forfeiture of common stock in connection with the Holdback Settlement
from December 28, 2015 to March 28, 2016 Issuance of restricted stock, net of forfeitures Forfeiture of common stock in connection with the Holdback Settlement
from December 29, 2014 to December 28, 2015 Issuance of common stock in connection with merger Issuance of restricted stock, net of forfeitures Issuance of common stock in connection with private placement, net of issuance costs of $205
from December 29, 2014 to September 28, 2015 Issuance of common stock in connection with merger Issuance of restricted stock, net Issuance of common stock in connection with private placement, net of issuance costs of $205
From December 29, 2014 to June 29, 2015 Issuance of common stock in connection with merger Issuance of restricted stock, net Issuance of common stock in connection with private placement, net of issuance costs of $205
from December 29, 2014 to March 30, 2015 Stock-based compensation
from December 30, 2013 to December 29, 2014 Issuance of common stock net of issuance costs Issuance of restricted stock, net of forfeitures Exercise of warrants to purchase common stock
from December 30, 2013 to September 29, 2014 Issuance of restricted stock, net Stock-based compensation Issuance of common stock Exercise of warrants to purchase common stock
from December 30, 2013 to June 30, 2014 Issuance of restricted stock, net Stock-based compensation Issuance of stock warrants
From December 31, 2013 to March 31, 2014 Issuance of restricted stock
from December 31, 2012 to December 30, 2013 Forfeiture of restricted stock On May 8, 2013, the Company filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation to implement a one-for-four reverse split of its common stock, par value $0.01 per share, as approved by the Company’s stockholders at the Annual Meeting of Stockholders on May 8, 2013. The reverse split was effective as of 8:00 a.m. (Eastern Time) on May 9, 2013, and the Company’s common stock began trading on the NASDAQ Global Market on a post-split basis on May 9, 2013.
from December 31, 2012 to September 30, 2013 Forfeiture of restricted stock Stock-based compensation On May 8, 2013, the Company filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation to implement a one-for-four reverse split of its common stock, par value $0.01 per share, as approved by the Company’s stockholders at the Annual Meeting of Stockholders on May 8, 2013. The reverse split was effective as of 8:00 a.m. (Eastern Time) on May 9, 2013, and the Company’s common stock began trading on the NASDAQ Global Market on a post-split basis on May 9, 2013.
from December 31, 2012 to July 1, 2013 Forfeiture of restricted stock Stock-based compensation On May 8, 2013, the Company filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation to implement a one-for-four reverse split of its common stock, par value $0.01 per share, as approved by the Company’s stockholders at the Annual Meeting of Stockholders on May 8, 2013. The reverse split was effective as of 8:00 a.m. (Eastern Time) on May 9, 2013, and the Company’s common stock began trading on the NASDAQ Global Market on a post-split basis on May 9, 2013.
From December 31, 2012 to May 9, 2013 Issuance of restricted stock net of forfeitures On May 8, 2013, the Company filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation to implement a one-for-four reverse split of its common stock, par value $0.01 per share, as approved by the Company’s stockholders at the Annual Meeting of Stockholders on May 8, 2013. The reverse split was effective as of 8:00 a.m. (Eastern Time) on May 9, 2013, and the Company’s common stock began trading on the NASDAQ Global Market on a post-split basis on May 9, 2013.
from January 2, 2012 to December 31, 2012 Issuance of common stock, net of issuance costs Issuance of restricted stock, net of forfeitures
from January 2, 2012 to October 1, 2012 Issuance of common stock Forfeiture of restricted stock Stock-based compensation
from April 2, 2012 to July 2, 2012 Issuance of restricted stock, net of forfeiture Stock-based compensation
From January 2, 2012 to April 2, 2012 Forfeiture of restricted stock
from Dec 27,2010 to Jan 2,2012 Issuance of restricted stock, net of forfeitures
from December 27, 2010 to September 26, 2011 Issuance of restricted stock, net of forfeitures Stock-based compensation
from December 27, 2010 to June 27, 2011 Issuance of restricted stock, net of forfeitures Stock-based compensation
Issuance of restricted stock, net of forfeitures
From December 28, 2009 to December 27, 2010 Issuance of common stock, net of issuance costs Issuance of restricted stock, net of forfeitures
Issuance of common stock Forfeitures of restricted stock Stock-based compensation
Issuance of common stock Forfeitures of restricted stock Stock-based compensation
Issuance of common stock Net issuance of restricted stock Stock-based compensation
Issuance of restricted stock, net of forfeitures
from December 31, 2007 to December 29, 2008 Net forfeiture of restricted stock Exercise of warrants Exercise of stock options
from January 1, 2007 to December 31, 2007 Issuance of restricted stock, net of forfeitures Exercise of warrants Exercise of stock options
from January 2, 2006 to January 1, 2007 Issuance of restricted stock Stock-based compensation Exercise of warrants Exercise of stock options
from January 3, 2005 to January 2, 2006 Issuance of common stock, net of issuance costs Issuance of restricted stock Exercise of warrants Exercise of stock options Return of shares for notes receivable from stockholders
from December 29, 2003 to January 3, 2005 Issuance of common stock Issuance of restricted stock Stock compensation Exercise of warrants Exercise of stock options
from December 30, 2002 to December 29, 2003 Issuance of restricted stock Exercise of Warrant Issuance of common stock--Rights Offering Conversion to common stock
from December 31, 2001 to December 30, 2002 Conversion to common stock Exchange of senior subordinated debt and warrants for Series C Convertible Preferred Stock Issuance of common stock In May 2002, the Company’s Board of Directors and shareholders approved a 1 for 1.75 reverse stock split effective June 4, 2002. All share and per share information in the accompanying financial statements have been restated to give effect to this reverse stock split.
from January 1, 2001 to December 31, 2001 Issuance of Series C convertible preferred stock, net of issuance costs Issuance of common stock