股本结构
单位:万股
| 公告日期 | 2019-08-02 | 2019-08-02 | 2019-05-07 | 2019-04-18 | 2019-05-07 | 2019-02-12 |
|---|---|---|---|---|---|---|
| 证券总股本 | 4141.43 | 4133.79 | 4112.77 | 4109.65 | 4109.66 | 4089.02 |
| 普通股本 | 4141.43 | 4133.79 | 4112.77 | 4109.65 | 4109.66 | 4089.02 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2019-07-31 | 2019-06-30 | 2019-05-03 | 2019-04-05 | 2019-03-31 | 2019-02-07 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2019-08-02 | 4141.43 | 未披露 | 定期报告 | 2019-07-31 |
| 2019-08-02 | 4133.79 | 未披露 |
更多>>
from March 31, 2019 to June 30, 2019
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
Share-based compensation
|
2019-06-30 |
| 2019-05-07 | 4112.77 | 未披露 | 定期报告 | 2019-05-03 |
| 2019-04-18 | 4109.65 | 未披露 | 定期报告 | 2019-04-05 |
| 2019-05-07 | 4109.66 | 未披露 |
更多>>
from December 31, 2018 to March 31, 2019
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
Share-based compensation
|
2019-03-31 |
| 2019-02-12 | 4089.02 | 未披露 | 定期报告 | 2019-02-07 |
| 2019-02-12 | 4089.38 | 未披露 |
更多>>
from December 31, 2017 to December 31, 2018
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
|
2018-12-31 |
| 2018-10-30 | 4083.67 | 未披露 | 定期报告 | 2018-10-26 |
| 2018-10-30 | 4082.59 | 未披露 | 定期报告 | 2018-09-30 |
| 2018-07-31 | 4082.68 | 未披露 | 定期报告 | 2018-07-26 |
| 2018-07-31 | 4081.52 | 未披露 | 定期报告 | 2018-06-30 |
| 2018-05-01 | 4064.86 | 未披露 | 定期报告 | 2018-04-26 |
| 2018-05-01 | 4064.50 | 未披露 | 定期报告 | 2018-03-31 |
| 2018-02-15 | 4047.56 | 未披露 | 定期报告 | 2018-02-13 |
| 2018-02-15 | 4046.50 | 未披露 |
更多>>
from December 31, 2016 to December 31, 2017
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
|
2017-12-31 |
| 2017-10-30 | 4043.80 | 未披露 | 定期报告 | 2017-10-26 |
| 2017-10-30 | 4042.11 | 未披露 | 定期报告 | 2017-09-30 |
| 2017-07-27 | 4037.05 | 未披露 | 定期报告 | 2017-07-24 |
| 2017-07-27 | 4034.70 | 未披露 | 定期报告 | 2017-06-30 |
| 2017-05-02 | 4028.68 | 未披露 | 定期报告 | 2017-04-28 |
| 2017-04-21 | 4028.79 | 未披露 | 定期报告 | 2017-04-06 |
| 2017-05-02 | 4030.04 | 未披露 | 定期报告 | 2017-03-31 |
| 2017-02-10 | 4073.64 | 未披露 | 定期报告 | 2017-02-06 |
| 2017-02-10 | 4075.75 | 未披露 |
更多>>
from December 31, 2015 to December 31, 2016
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
|
2016-12-31 |
| 2016-11-07 | 4074.79 | 未披露 | 定期报告 | 2016-11-01 |
| 2016-11-07 | 4075.24 | 未披露 | 定期报告 | 2016-09-30 |
| 2016-08-02 | 4072.73 | 未披露 | 定期报告 | 2016-07-29 |
| 2016-08-02 | 4078.12 | 未披露 | 定期报告 | 2016-06-30 |
| 2016-05-03 | 4076.07 | 未披露 | 定期报告 | 2016-04-28 |
| 2016-04-25 | 4076.56 | 未披露 | 定期报告 | 2016-04-08 |
| 2016-05-03 | 4076.94 | 未披露 | 定期报告 | 2016-03-31 |
| 2016-02-11 | 4068.83 | 未披露 | 定期报告 | 2016-02-08 |
| 2016-02-11 | 4069.37 | 未披露 |
更多>>
from December 31, 2014 to December 31, 2015
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
|
2015-12-31 |
| 2015-10-29 | 4059.36 | 未披露 | 定期报告 | 2015-10-26 |
| 2015-10-29 | 4061.89 | 未披露 | 定期报告 | 2015-09-30 |
| 2015-07-30 | 4080.68 | 未披露 | 定期报告 | 2015-07-27 |
| 2015-07-30 | 4080.45 | 未披露 | 定期报告 | 2015-06-30 |
| 2015-05-05 | 4082.08 | 未披露 | 定期报告 | 2015-04-30 |
| 2015-04-23 | 4089.54 | 未披露 | 定期报告 | 2015-04-10 |
| 2015-05-05 | 4088.06 | 未披露 | 定期报告 | 2015-03-31 |
| 2015-02-19 | 4082.67 | 未披露 | 定期报告 | 2015-02-13 |
| 2015-02-19 | 4082.24 | 未披露 |
更多>>
from December 31, 2013 to December 31, 2014
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
|
2014-12-31 |
| 2014-10-28 | 4072.82 | 未披露 | 定期报告 | 2014-10-22 |
| 2014-10-28 | 4072.34 | 未披露 | 定期报告 | 2014-09-30 |
| 2014-07-29 | 4100.54 | 未披露 | 定期报告 | 2014-07-22 |
| 2014-07-29 | 4090.23 | 未披露 | 定期报告 | 2014-06-30 |
| 2014-04-29 | 4069.10 | 未披露 | 定期报告 | 2014-04-22 |
| 2014-04-23 | 4068.94 | 未披露 | 定期报告 | 2014-04-10 |
| 2014-04-29 | 4068.96 | 未披露 | 定期报告 | 2014-03-31 |
| 2014-02-13 | 4042.64 | 未披露 | 定期报告 | 2014-02-10 |
| 2014-02-13 | 4046.99 | 未披露 |
更多>>
from December 31, 2012 to December 31, 2013
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
|
2013-12-31 |
| 2013-11-12 | 4039.25 | 未披露 | 定期报告 | 2013-11-07 |
| 2013-11-12 | 4042.10 | 未披露 | 定期报告 | 2013-09-30 |
| 2013-07-31 | 3990.37 | 未披露 | 定期报告 | 2013-07-26 |
| 2013-07-31 | 3969.86 | 未披露 | 定期报告 | 2013-06-30 |
| 2013-04-30 | 3962.49 | 未披露 | 定期报告 | 2013-04-25 |
| 2013-04-24 | 3962.58 | 未披露 | 定期报告 | 2013-04-11 |
| 2013-04-30 | 3962.45 | 未披露 | 定期报告 | 2013-03-31 |
| 2013-02-28 | 3942.05 | 未披露 | 定期报告 | 2013-02-14 |
| 2013-02-28 | 3943.52 | 未披露 |
更多>>
from December 31, 2011 to December 31, 2012
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures
|
2012-12-31 |
| 2012-11-09 | 3855.81 | 未披露 | 定期报告 | 2012-11-05 |
| 2012-11-09 | 3855.29 | 未披露 | 定期报告 | 2012-09-30 |
| 2012-07-31 | 3845.75 | 未披露 | 定期报告 | 2012-07-27 |
| 2012-07-31 | 3810.07 | 未披露 | 定期报告 | 2012-06-30 |
| 2012-04-26 | 3703.10 | 未披露 | 定期报告 | 2012-03-31 |
| 2012-02-27 | 3677.89 | 未披露 | 定期报告 | 2012-02-15 |
| 2012-02-27 | 3676.34 | 未披露 |
更多>>
from December 31, 2010 to December 31, 2011
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures
|
2011-12-31 |
| 2011-11-01 | 3627.57 | 未披露 | 定期报告 | 2011-10-27 |
| 2011-11-01 | 3619.15 | 未披露 | 定期报告 | 2011-09-30 |
| 2011-07-28 | 3627.70 | 未披露 | 定期报告 | 2011-06-30 |
| 2011-05-09 | 3617.75 | 未披露 | 定期报告 | 2011-05-04 |
| 2011-06-20 | 3617.72 | 未披露 | 定期报告 | 2011-04-11 |
| 2011-05-09 | 3617.62 | 未披露 | 定期报告 | 2011-03-31 |
| 2011-03-04 | 3615.06 | 未披露 | 定期报告 | 2011-03-01 |
| 2011-03-04 | 3606.81 | 未披露 |
更多>>
Issuance of shares under employee stock purchase plan
Exercise of stock options
Issuance of shares under Company 401(k) Plan match
Restricted shares issued for compensation, net of forfeitures
|
2010-12-31 |
| 2010-11-08 | 3600.54 | 未披露 | 定期报告 | 2010-11-03 |
| 2010-11-08 | 3595.02 | 未披露 | 定期报告 | 2010-09-30 |
| 2010-08-06 | 3598.82 | 未披露 | 定期报告 | 2010-07-31 |
| 2010-08-06 | 3594.26 | 未披露 | 定期报告 | 2010-06-30 |
| 2010-05-07 | 3548.69 | 未披露 | 定期报告 | 2010-04-30 |
| 2010-05-07 | 3544.00 | 未披露 | 定期报告 | 2010-03-31 |
| 2010-03-16 | 3541.36 | 未披露 | 定期报告 | 2010-03-10 |
| 2010-03-16 | 3518.14 | 未披露 |
更多>>
from December 31, 2008 to December 31, 2009
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Issuance of shares under Company 401(k) Plan match
Restricted shares issued for compensation, net of forfeitures
|
2009-12-31 |
| 2009-03-13 | 3405.28 | 未披露 | 定期报告 | 2009-03-02 |
| 2009-03-13 | 3350.66 | 未披露 |
更多>>
from December 31, 2007 to December 31, 2008
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Issuance of shares under Company 401(k) Plan match
Restricted shares issued for compensation, net of forfeitures
|
2008-12-31 |
| 2008-03-11 | 3281.75 | 未披露 | 定期报告 | 2008-03-03 |
| 2008-03-11 | 3263.84 | 未披露 |
更多>>
from December 31, 2006 to December 31, 2007
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Issuance of shares under Company 401(k) Plan match
Restricted shares issued for compensation
Exercise of stock warrant
|
2007-12-31 |
| 2007-03-09 | 3239.70 | 未披露 | 定期报告 | 2007-03-02 |
| 2007-03-09 | 3223.69 | 未披露 |
更多>>
from December 31, 2005 to December 31, 2006
Common stock offering, less issuance costs
Exchangeable shares converted into common shares
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Issuance of shares under Company 401(k) Plan match
Restricted shares issued for compensation
On June 6, 2006, the Company’s shareholders approved an amendment to the Company’s articles of incorporation to increase the number of authorized shares of common stock from 150 million to 300 million and also approved a one-for-four reverse stock split of the Company’s authorized and outstanding common stock
|
2006-12-31 |
| 2006-04-21 | 9182.91 | 未披露 | 定期报告 | 2006-04-17 |
| 2006-04-21 | 9105.23 | 未披露 |
更多>>
from December 31, 2004 to December 31, 2005
Exchangeable shares converted into common shares
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Issuance of shares under Company 401(k) Plan match
Restricted shares issued for compensation
Common shares issued in exchange for lease amendment
|
2005-12-31 |
| 2005-04-01 | 8820.96 | 未披露 | 定期报告 | 2005-03-01 |
| 2005-04-01 | 8791.96 | 未披露 |
更多>>
from December 31, 2003 to December 31, 2004
Common stock issued in acquisition of OctigaBay
Deferred compensation related to acquisition of OctigaBay
Exchangeable shares converted into common shares
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Issuance of shares under Company 401(k) plan
Exercise of warrants, less issuance costs of $191
Common stock issued for bonus
Exchangeable shares issued in acquisition of OctigaBay
|
2004-12-31 |
| 2004-03-12 | 7316.85 | 未披露 | 定期报告 | 2004-03-01 |
| 2004-03-12 | 7260.10 | 未披露 |
更多>>
from December 31, 2002 to December 31, 2003
Common stock issued, less issuance costs of $3,165
Exercise of underwriter over-allotment option
Common stock issued in conversion of Series A Preferred stock
Issuance of shares under Company 401(k) Plan
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Exercise of warrants, less issuance costs of $397
Issuance of restricted stock
|
2003-12-31 |
| 2003-03-28 | 6511.09 | 未披露 | 定期报告 | 2003-03-21 |
| 2003-03-28 | 5603.90 | 312.50 |
更多>>
from December 31, 2001 to December 31, 2002
Common stock issued, less issuance costs of $973
Convertible debentures converted to common stock, less issuance costs of $398
Issuance of shares under Employee Stock Purchase Plan
Issuance of shares under Company 401(k) Plan
Common stock issued for accrued interest on convertible debentures
Exercise of stock options
Exercise of warrants, less issuance costs of $545
|
2002-12-31 |
| 2002-04-01 | 4512.75 | 未披露 | 定期报告 | 2002-03-28 |
| 2002-04-01 | 4218.70 | 312.50 |
更多>>
from December 31, 2000 to December 31, 2001
Series A preferred stock, net of issuance costs of $54
Issuance of shares under Employee Stock Purchase Plan
Common stock issued
Stock issued to consultants
Common stock issued in exchange for notes, net of issuance costs of $821
Issuance of shares under Company 401(k) Plan
Exercise of stock options
|
2001-12-31 |
| 2001-04-02 | 3937.55 | 未披露 | 定期报告 | 2001-03-19 |
| 2001-04-02 | 3525.00 | 未披露 |
更多>>
from December 31, 1999 to December 31, 2000
Issuance of shares under Employee Stock Purchase Plan
Common stock issued in private placement, net of issuance costs of $1,847
Common stock issued in exchange for notes, net of issuance costs of $294
Issuance of shares under Company 401(k) Plan
Exercise of stock options
Exercise of warrants
Issuance of common stock to SGI
|
2000-12-31 |
| 2000-03-30 | 3237.22 | 未披露 | 定期报告 | 2000-03-24 |
| 2000-03-30 | 2521.19 | 未披露 |
更多>>
from December 31, 1998 to December 31, 1999
Conversion of Series B preferred shares
Exercise of stock options
Exercise of warrants
Issuance of shares under Employee Stock Purchase Plan
Preferred stock dividend distributed in common stock
Common stock issued in private placements, net of issuance costs of $1,378,269
Issuance of shares under Company 401(k) Plan
Common stock issued in exchange for notes
|
1999-12-31 |
| 1999-03-31 | 1589.43 | 未披露 | 定期报告 | 1999-03-26 |
| 1999-03-31 | 1420.44 | 0.60 |
更多>>
from December 31, 1997 to December 31, 1998
Issuance of Series B preferred stock, net of issuance costs of $325,594
Exercise of stock options
Exercise of warrants
Issuance of shares under Employee Stock Purchase Plan
Issuance of common stock for leasehold improvements
Issuance of common stock for services
Common stock issued in private placement
Issuance of common stock for prepaid rent
Conversion of Series A preferred shares
Issuance of common stock for accrued dividends
Preferred stock dividend
|
1998-12-31 |
| 1998-03-31 | 1145.97 | 未披露 | 定期报告 | 1998-03-09 |
| 1998-03-31 | 1124.81 | 1.00 |
更多>>
from December 31, 1996 to December 31, 1997
Options were exercised under the 1988 stock option plan between March 12, 1997 and December 29, 1997, for cash, as follows: 7,827 shares at $0.35 per share, 6,244 shares at $0.88 per share, 96,299 shares at $1.76 per share net of 30,655 shares at $1.76 per share for shares exercised against notes receivable, and 1,960 shares at $5.28 per share; options were exercised under the 1993 stock option plan between March 12, 1997 and September 17, 1997, for cash, for 19,201 shares at $0.35 per share; and options were exercised under the 1995 stock option plan between May 15, 1997 and December 15, 1997, for cash, as follows: 500 shares at $4.00 per share, 1,250 shares at $4.125 per share, 1,000 shares at $4.813 per share, 989 shares at $4.87 per share, 5,998 shares at $5.00 per share, 3,166 shares at $5.25 per share, and 25,000 shares at $5.50 per share. A $902,402 compensation expense was recognized for performance-based options
The Company issued 299,332 shares of common stock, 6,666 redeemable stock purchase warrants and 68,167 private warrants exercisable at $6.00 per share for a total of $1,122,540, in a private placement completed on March 21, 1997, less issuance costs of $62,135. In connection with this offering, the Company issued 29,041 warrants exercisable at $6.00 per share to a sales agent
The Company issued 21,577 shares at a purchase price of $4.88 per share pursuant to the 1996 Employee Stock Purchase Plan on May 7, 1997
The Company issued 2,838,665 shares of common stock in connection with the exercise of its redeemable stock purchase warrants for an aggregate sum of $10,652,635 or $4.00 per share, less transaction costs of $66,989, on June 25, 1997. All remaining redeemable stock purchase warrants were redeemed at $ .05 per warrant
The Company issued an aggregate of 740,266 shares of common stock in connection with the conversion of all of the Series B preferred shares issued in March 1997, including in payment of accrued dividends thereon, from July 1, 1997 through August 8, 1997. The Company also paid cash dividends of $14,716 on these shares
The Company issued 4,000 shares at $4.38 per share, for services rendered by an independent consultant on August 6, 1997
The Company issued 19,159 shares of common stock at a purchase price of $4.56 per share pursuant to the 1996 Employee Stock Purchase Plan on September 30, 1997
The Company issued an aggregate of 478,526 shares of common stock in connection with the conversion of all of the Series C preferred shares issued in September 1997, including in payment of accrued dividends thereon, from November 5 through December 9, 1997. TERA COMPUTER COMPANY (a development stage company)
The Company issued 30,000 shares of common stock pursuant to the exercise of warrants for cash at an exercise price of $3.9375 per share on December 9, 1997
The Company issued 10,000 shares of its Series A preferred stock and 125,000 common stock purchase warrants exercisable at $19.185 per share, for a total consideration of $9,500,000, less issuance costs of $22,291, on December 23, 1997. The value of the warrants has been calculated at $932,000
|
1997-12-31 |
| 1997-03-31 | 697.75 | 未披露 | 定期报告 | 1997-03-21 |
| 1997-03-31 | 649.68 | 未披露 |
更多>>
from December 31, 1995 to December 31, 1996
Options issued under the 1988 stock plan were exercised for 5,677, 23,992 and 2,838 shares of common stock for cash at $0.35, $1.76 and $5.29 per share, respectively, between January 17 and December 23, 1996
Options issued under the 1988 stock plan were exercised for 6,007 and 24,126 shares of common stock at $1.02 and $0.35 per share, respectively, for shareholder notes which are due and payable in 1997 and 1999, respectively
Options issued under the 1993 stock plan were exercised for 999 and 2,745 shares of common stock on May 28 and December 26, 1996, respectively, for cash at $0.35 per share
Warrants were exercised for 361,952 shares of common stock at $5.94 per share, of which 180,976 were exercised for cash and 180,976 for shareholder notes which were paid by February 1997. In connection with the exercise of these warrants, the Company issued additional warrants to purchase 90,488 shares of common stock at $6.00 per share
On December 11, 1996, 2,360,000 shares of Series A preferred stock were converted into the same number of shares of common stock
|
1996-12-31 |
from March 31, 2019 to June 30, 2019
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
Share-based compensation
from December 31, 2018 to March 31, 2019
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
Share-based compensation
from December 31, 2017 to December 31, 2018
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
from December 31, 2016 to December 31, 2017
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
from December 31, 2015 to December 31, 2016
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
from December 31, 2014 to December 31, 2015
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
from December 31, 2013 to December 31, 2014
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
from December 31, 2012 to December 31, 2013
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures and taxes
from December 31, 2011 to December 31, 2012
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures
from December 31, 2010 to December 31, 2011
Issuance of shares under employee stock purchase plan
Exercise of stock options
Restricted shares issued for compensation, net of forfeitures
Issuance of shares under employee stock purchase plan
Exercise of stock options
Issuance of shares under Company 401(k) Plan match
Restricted shares issued for compensation, net of forfeitures
from December 31, 2008 to December 31, 2009
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Issuance of shares under Company 401(k) Plan match
Restricted shares issued for compensation, net of forfeitures
from December 31, 2007 to December 31, 2008
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Issuance of shares under Company 401(k) Plan match
Restricted shares issued for compensation, net of forfeitures
from December 31, 2006 to December 31, 2007
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Issuance of shares under Company 401(k) Plan match
Restricted shares issued for compensation
Exercise of stock warrant
from December 31, 2005 to December 31, 2006
Common stock offering, less issuance costs
Exchangeable shares converted into common shares
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Issuance of shares under Company 401(k) Plan match
Restricted shares issued for compensation
On June 6, 2006, the Company’s shareholders approved an amendment to the Company’s articles of incorporation to increase the number of authorized shares of common stock from 150 million to 300 million and also approved a one-for-four reverse stock split of the Company’s authorized and outstanding common stock
from December 31, 2004 to December 31, 2005
Exchangeable shares converted into common shares
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Issuance of shares under Company 401(k) Plan match
Restricted shares issued for compensation
Common shares issued in exchange for lease amendment
from December 31, 2003 to December 31, 2004
Common stock issued in acquisition of OctigaBay
Deferred compensation related to acquisition of OctigaBay
Exchangeable shares converted into common shares
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Issuance of shares under Company 401(k) plan
Exercise of warrants, less issuance costs of $191
Common stock issued for bonus
Exchangeable shares issued in acquisition of OctigaBay
from December 31, 2002 to December 31, 2003
Common stock issued, less issuance costs of $3,165
Exercise of underwriter over-allotment option
Common stock issued in conversion of Series A Preferred stock
Issuance of shares under Company 401(k) Plan
Issuance of shares under Employee Stock Purchase Plan
Exercise of stock options
Exercise of warrants, less issuance costs of $397
Issuance of restricted stock
from December 31, 2001 to December 31, 2002
Common stock issued, less issuance costs of $973
Convertible debentures converted to common stock, less issuance costs of $398
Issuance of shares under Employee Stock Purchase Plan
Issuance of shares under Company 401(k) Plan
Common stock issued for accrued interest on convertible debentures
Exercise of stock options
Exercise of warrants, less issuance costs of $545
from December 31, 2000 to December 31, 2001
Series A preferred stock, net of issuance costs of $54
Issuance of shares under Employee Stock Purchase Plan
Common stock issued
Stock issued to consultants
Common stock issued in exchange for notes, net of issuance costs of $821
Issuance of shares under Company 401(k) Plan
Exercise of stock options
from December 31, 1999 to December 31, 2000
Issuance of shares under Employee Stock Purchase Plan
Common stock issued in private placement, net of issuance costs of $1,847
Common stock issued in exchange for notes, net of issuance costs of $294
Issuance of shares under Company 401(k) Plan
Exercise of stock options
Exercise of warrants
Issuance of common stock to SGI
from December 31, 1998 to December 31, 1999
Conversion of Series B preferred shares
Exercise of stock options
Exercise of warrants
Issuance of shares under Employee Stock Purchase Plan
Preferred stock dividend distributed in common stock
Common stock issued in private placements, net of issuance costs of $1,378,269
Issuance of shares under Company 401(k) Plan
Common stock issued in exchange for notes
from December 31, 1997 to December 31, 1998
Issuance of Series B preferred stock, net of issuance costs of $325,594
Exercise of stock options
Exercise of warrants
Issuance of shares under Employee Stock Purchase Plan
Issuance of common stock for leasehold improvements
Issuance of common stock for services
Common stock issued in private placement
Issuance of common stock for prepaid rent
Conversion of Series A preferred shares
Issuance of common stock for accrued dividends
Preferred stock dividend
from December 31, 1996 to December 31, 1997
Options were exercised under the 1988 stock option plan between March 12, 1997 and December 29, 1997, for cash, as follows: 7,827 shares at $0.35 per share, 6,244 shares at $0.88 per share, 96,299 shares at $1.76 per share net of 30,655 shares at $1.76 per share for shares exercised against notes receivable, and 1,960 shares at $5.28 per share; options were exercised under the 1993 stock option plan between March 12, 1997 and September 17, 1997, for cash, for 19,201 shares at $0.35 per share; and options were exercised under the 1995 stock option plan between May 15, 1997 and December 15, 1997, for cash, as follows: 500 shares at $4.00 per share, 1,250 shares at $4.125 per share, 1,000 shares at $4.813 per share, 989 shares at $4.87 per share, 5,998 shares at $5.00 per share, 3,166 shares at $5.25 per share, and 25,000 shares at $5.50 per share. A $902,402 compensation expense was recognized for performance-based options
The Company issued 299,332 shares of common stock, 6,666 redeemable stock purchase warrants and 68,167 private warrants exercisable at $6.00 per share for a total of $1,122,540, in a private placement completed on March 21, 1997, less issuance costs of $62,135. In connection with this offering, the Company issued 29,041 warrants exercisable at $6.00 per share to a sales agent
The Company issued 21,577 shares at a purchase price of $4.88 per share pursuant to the 1996 Employee Stock Purchase Plan on May 7, 1997
The Company issued 2,838,665 shares of common stock in connection with the exercise of its redeemable stock purchase warrants for an aggregate sum of $10,652,635 or $4.00 per share, less transaction costs of $66,989, on June 25, 1997. All remaining redeemable stock purchase warrants were redeemed at $ .05 per warrant
The Company issued an aggregate of 740,266 shares of common stock in connection with the conversion of all of the Series B preferred shares issued in March 1997, including in payment of accrued dividends thereon, from July 1, 1997 through August 8, 1997. The Company also paid cash dividends of $14,716 on these shares
The Company issued 4,000 shares at $4.38 per share, for services rendered by an independent consultant on August 6, 1997
The Company issued 19,159 shares of common stock at a purchase price of $4.56 per share pursuant to the 1996 Employee Stock Purchase Plan on September 30, 1997
The Company issued an aggregate of 478,526 shares of common stock in connection with the conversion of all of the Series C preferred shares issued in September 1997, including in payment of accrued dividends thereon, from November 5 through December 9, 1997. TERA COMPUTER COMPANY (a development stage company)
The Company issued 30,000 shares of common stock pursuant to the exercise of warrants for cash at an exercise price of $3.9375 per share on December 9, 1997
The Company issued 10,000 shares of its Series A preferred stock and 125,000 common stock purchase warrants exercisable at $19.185 per share, for a total consideration of $9,500,000, less issuance costs of $22,291, on December 23, 1997. The value of the warrants has been calculated at $932,000
from December 31, 1995 to December 31, 1996
Options issued under the 1988 stock plan were exercised for 5,677, 23,992 and 2,838 shares of common stock for cash at $0.35, $1.76 and $5.29 per share, respectively, between January 17 and December 23, 1996
Options issued under the 1988 stock plan were exercised for 6,007 and 24,126 shares of common stock at $1.02 and $0.35 per share, respectively, for shareholder notes which are due and payable in 1997 and 1999, respectively
Options issued under the 1993 stock plan were exercised for 999 and 2,745 shares of common stock on May 28 and December 26, 1996, respectively, for cash at $0.35 per share
Warrants were exercised for 361,952 shares of common stock at $5.94 per share, of which 180,976 were exercised for cash and 180,976 for shareholder notes which were paid by February 1997. In connection with the exercise of these warrants, the Company issued additional warrants to purchase 90,488 shares of common stock at $6.00 per share
On December 11, 1996, 2,360,000 shares of Series A preferred stock were converted into the same number of shares of common stock