主要股东
注:以下部分股东代表特定权益共同体,直接或间接持有上市公司股份
| 序号 | 股东名称 | 是否机构 | 持股数(股) | 持股比例 | 持股变动数(股) | 持股数变动比例 | 投票权比例 |
|---|---|---|---|---|---|---|---|
| 1 | 领航集团有限公司 | 是 | 2854.66万 | 9.19% | 不变 | 不变 | -- |
| 2 | 贝莱德集团公司 | 是 | 2301.01万 | 7.40% | 不变 | 不变 | -- |
| 3 | 美国道富集团 | 是 | 1961.64万 | 6.31% | 不变 | 不变 | -- |
| 4 | David A. Viniar | 否 | 94.27万 | 0.30% | 新增 | 新增 | 0.3033% |
| 5 | Thomas K. Montag | 否 | 17.77万 | 0.06% |
|
|
0.0572% |
| 6 | David M. Solomon | 否 | 13.51万 | 0.04% |
|
|
0.0435% |
| 7 | John E. Waldron | 否 | 10.65万 | 0.03% |
|
|
0.0343% |
| 8 | John F. W. Rogers | 否 | 10.62万 | 0.03% | 新增 | 新增 | 0.0342% |
| 9 | Lakshmi N. Mittal | 否 | 5.37万 | 0.02% |
|
|
0.0173% |
| 10 | Denis P. Coleman III | 否 | 3.07万 | 0.0099% |
|
|
0.0099% |
| 11 | M. Michele Burns | 否 | 2.70万 | 0.0087% |
|
|
0.0087% |
| 12 | Peter Oppenheimer | 否 | 2.61万 | 0.0084% |
|
|
0.0084% |
| 13 | Mark Flaherty | 否 | 1.80万 | 0.0058% |
|
|
0.0058% |
| 14 | Ellen J. Kullman | 否 | 1.36万 | 0.0044% |
|
|
0.0044% |
| 15 | Kathryn H. Ruemmler | 否 | 0.96万 | 0.0031% |
|
|
0.0031% |
| 16 | Jan E. Tighe | 否 | 0.78万 | 0.0025% |
|
|
0.0025% |
| 17 | Kevin R. Johnson | 否 | 0.49万 | 0.0016% | 新增 | 新增 | 0.0016% |
| 18 | Kimberley D. Harris | 否 | 0.32万 | 0.0010% |
|
|
0.0010% |
| 19 | John B. Hess | 否 | 0.03万 | 0.0001% | 新增 | 新增 | 0.0001% |
内部人交易
| 日期 | 股东名称 | 变动股数(万股) | 交易后持股数量(万股) | 交易价格 | 是否直接持有 | 内部人类型 |
|---|---|---|---|---|---|---|
| 2025-11-25 | ROGERS JOHN F.W. |
|
5.22 | 0.00 | 是 | Executive Vice President |
| 2025-08-27 | WALDRON JOHN E. |
|
12.31 | 748.61 | 是 | President and COO |
| 2025-08-27 | WALDRON JOHN E. |
|
12.06 | 749.59 | 是 | President and COO |
| 2025-08-27 | WALDRON JOHN E. |
|
11.72 | 750.46 | 是 | President and COO |
| 2025-08-27 | WALDRON JOHN E. |
|
11.53 | 751.21 | 是 | President and COO |
| 2025-08-27 | WALDRON JOHN E. |
|
11.13 | 750.21 | 是 | President and COO |
| 2025-08-27 | WALDRON JOHN E. |
|
10.63 | 750.74 | 是 | President and COO |
| 2025-08-19 | SOLOMON DAVID M |
|
12.58 | 0.00 | 是 | Chairman of the Board and CEO |
| 2025-08-13 | VINIAR DAVID A |
|
60.00 | 0.00 | 是 | -- |
| 2025-07-23 | ROGERS JOHN F.W. |
|
6.77 | 717.03 | 是 | Executive Vice President |
| 2025-07-23 | ROGERS JOHN F.W. |
|
6.60 | 718.02 | 是 | Executive Vice President |
| 2025-07-23 | ROGERS JOHN F.W. |
|
6.58 | 718.77 | 是 | Executive Vice President |
| 2025-07-23 | ROGERS JOHN F.W. |
|
5.34 | 0.00 | 是 | Executive Vice President |
| 2025-07-23 | SOLOMON DAVID M |
|
12.62 | 712.31 | 是 | Chairman of the Board and CEO |
| 2025-05-14 | SOLOMON DAVID M |
|
13.28 | 607.17 | 是 | Chairman of the Board and CEO |
| 2025-04-30 | FREDMAN SHEARA J |
|
2.84 | -- | 是 | Chief Accounting Officer |
| 2025-04-30 | FREDMAN SHEARA J |
|
1.57 | 548.92 | 是 | Chief Accounting Officer |
| 2025-04-30 | Ruemmler Kathryn H. |
|
5.11 | -- | 是 | Chief Legal Officer, GC |
| 2025-04-30 | Ruemmler Kathryn H. |
|
2.81 | 548.92 | 是 | Chief Legal Officer, GC |
| 2025-04-30 | ROGERS JOHN F.W. |
|
8.83 | -- | 是 | Executive Vice President |
| 2025-04-30 | ROGERS JOHN F.W. |
|
7.18 | 548.92 | 是 | Executive Vice President |
| 2025-04-30 | COLEMAN DENIS P. |
|
3.31 | -- | 是 | Chief Financial Officer |
| 2025-04-30 | COLEMAN DENIS P. |
|
2.81 | 548.92 | 是 | Chief Financial Officer |
| 2025-04-30 | SOLOMON DAVID M |
|
16.54 | -- | 是 | Chairman of the Board and CEO |
| 2025-04-30 | SOLOMON DAVID M |
|
13.78 | 548.92 | 是 | Chairman of the Board and CEO |
| 2025-04-30 | WALDRON JOHN E. |
|
14.69 | -- | 是 | President and COO |
| 2025-04-30 | WALDRON JOHN E. |
|
12.45 | 548.92 | 是 | President and COO |
| 2025-04-15 | HESS JOHN B |
|
0.08 | 507.96 | 是 | -- |
| 2025-04-15 | HESS JOHN B |
|
0.12 | 509.08 | 是 | -- |
| 2025-04-15 | HESS JOHN B |
|
0.15 | 510.23 | 是 | -- |
| 2025-04-15 | HESS JOHN B |
|
0.20 | 511.34 | 是 | -- |
| 2025-04-15 | HESS JOHN B |
|
0.24 | 512.24 | 是 | -- |
| 2025-04-15 | HESS JOHN B |
|
0.28 | 513.22 | 是 | -- |
| 2025-04-15 | HESS JOHN B |
|
0.36 | 514.42 | 是 | -- |
| 2025-04-15 | HESS JOHN B |
|
0.37 | 515.31 | 是 | -- |
| 2025-04-15 | HESS JOHN B |
|
0.39 | 517.45 | 是 | -- |
| 2025-02-26 | SOLOMON DAVID M |
|
11.55 | 622.15 | 是 | Chairman of the Board and CEO |
| 2025-01-28 | GOLTEN ALEX S |
|
0.73 | 635.64 | 是 | CHIEF RISK OFFICER |
| 2025-01-28 | GOLTEN ALEX S |
|
0.35 | 636.47 | 是 | CHIEF RISK OFFICER |
| 2025-01-24 | HALIO CAREY |
|
0.76 | 633.68 | 是 | Global Treasurer |
| 2025-01-24 | HALIO CAREY |
|
0.72 | 635.52 | 是 | Global Treasurer |
| 2025-01-24 | HALIO CAREY |
|
0.58 | 636.74 | 是 | Global Treasurer |
| 2025-01-24 | HALIO CAREY |
|
0.52 | 637.77 | 是 | Global Treasurer |
| 2025-01-24 | HALIO CAREY |
|
0.46 | 639.16 | 是 | Global Treasurer |
| 2025-01-21 | COLEMAN DENIS P. |
|
2.53 | -- | 是 | Chief Financial Officer |
| 2025-01-21 | COLEMAN DENIS P. |
|
2.12 | 625.94 | 是 | Chief Financial Officer |
| 2025-01-21 | GOLTEN ALEX S |
|
1.14 | -- | 是 | CHIEF RISK OFFICER |
| 2025-01-21 | GOLTEN ALEX S |
|
0.88 | 625.94 | 是 | CHIEF RISK OFFICER |
| 2025-01-21 | Ruemmler Kathryn H. |
|
2.55 | -- | 是 | Chief Legal Officer, GC |
| 2025-01-21 | Ruemmler Kathryn H. |
|
1.71 | 625.94 | 是 | Chief Legal Officer, GC |
| 2025-01-21 | Ruemmler Kathryn H. |
|
0.96 | 634.69 | 是 | Chief Legal Officer, GC |
| 2025-01-21 | HALIO CAREY |
|
1.25 | -- | 是 | Global Treasurer |
| 2025-01-21 | HALIO CAREY |
|
0.97 | 625.94 | 是 | Global Treasurer |
| 2025-01-21 | HALIO CAREY |
|
0.95 | 618.55 | 是 | Global Treasurer |
| 2025-01-21 | HALIO CAREY |
|
0.91 | 620.16 | 是 | Global Treasurer |
| 2025-01-21 | HALIO CAREY |
|
0.88 | 623.16 | 是 | Global Treasurer |
| 2025-01-21 | HALIO CAREY |
|
0.86 | 628.87 | 是 | Global Treasurer |
| 2025-01-21 | HALIO CAREY |
|
0.82 | 634.71 | 是 | Global Treasurer |
| 2025-01-21 | FREDMAN SHEARA J |
|
0.54 | 0.00 | 是 | Chief Accounting Officer |
| 2025-01-21 | FREDMAN SHEARA J |
|
0.82 | 620.88 | 是 | Chief Accounting Officer |
| 2025-01-21 | FREDMAN SHEARA J |
|
0.79 | 621.78 | 是 | Chief Accounting Officer |
| 2025-01-21 | FREDMAN SHEARA J |
|
0.77 | 623.03 | 是 | Chief Accounting Officer |
| 2025-01-21 | FREDMAN SHEARA J |
|
0.75 | 624.05 | 是 | Chief Accounting Officer |
| 2025-01-21 | FREDMAN SHEARA J |
|
0.74 | 627.21 | 是 | Chief Accounting Officer |
| 2025-01-21 | FREDMAN SHEARA J |
|
0.71 | 628.83 | 是 | Chief Accounting Officer |
| 2025-01-21 | FREDMAN SHEARA J |
|
0.69 | 630.87 | 是 | Chief Accounting Officer |
| 2025-01-21 | FREDMAN SHEARA J |
|
0.67 | 634.53 | 是 | Chief Accounting Officer |
| 2025-01-21 | FREDMAN SHEARA J |
|
0.65 | 635.11 | 是 | Chief Accounting Officer |
| 2024-12-24 | Montag Thomas K. |
|
10.53 | 582.79 | 是 | -- |
| 2024-11-29 | SOLOMON DAVID M |
|
11.79 | 610.91 | 是 | Chairman of the Board and CEO |
| 2024-11-29 | VINIAR DAVID A |
|
60.84 | 612.08 | 是 | -- |
| 2024-11-29 | VINIAR DAVID A |
|
60.34 | 0.00 | 是 | -- |
| 2024-11-12 | Montag Thomas K. |
|
12.24 | 592.12 | 是 | -- |
| 2024-11-12 | Montag Thomas K. |
|
12.12 | 592.97 | 是 | -- |
| 2024-11-12 | Montag Thomas K. |
|
12.05 | 594.20 | 是 | -- |
| 2024-11-12 | Montag Thomas K. |
|
11.81 | 595.08 | 是 | -- |
| 2024-11-12 | Montag Thomas K. |
|
11.59 | 596.19 | 是 | -- |
| 2024-11-12 | Montag Thomas K. |
|
11.51 | 597.18 | 是 | -- |
| 2024-11-12 | Montag Thomas K. |
|
11.48 | 598.12 | 是 | -- |
| 2024-11-12 | Montag Thomas K. |
|
11.45 | 599.35 | 是 | -- |
| 2024-11-12 | Montag Thomas K. |
|
11.43 | 600.85 | 是 | -- |
| 2024-11-06 | ROGERS JOHN F.W. |
|
5.91 | 596.08 | 是 | Executive Vice President |
| 2024-11-06 | ROGERS JOHN F.W. |
|
5.59 | 0.00 | 是 | Executive Vice President |
| 2024-11-06 | ROGERS JOHN F.W. |
|
5.78 | 597.22 | 是 | Executive Vice President |
| 2024-11-06 | ROGERS JOHN F.W. |
|
5.76 | 597.66 | 是 | Executive Vice President |
| 2024-11-06 | FREDMAN SHEARA J |
|
0.85 | 594.51 | 是 | Chief Accounting Officer |
| 2024-11-06 | COLEMAN DENIS P. |
|
1.65 | 593.03 | 是 | Chief Financial Officer |
| 2024-10-17 | LEE BRIAN J |
|
1.14 | 529.59 | 是 | Chief Risk Officer |
| 2024-10-17 | LEE BRIAN J |
|
1.09 | 530.66 | 是 | Chief Risk Officer |
| 2024-10-17 | LEE BRIAN J |
|
1.05 | 531.90 | 是 | Chief Risk Officer |
| 2024-10-17 | LEE BRIAN J |
|
1.01 | 532.46 | 是 | Chief Risk Officer |
| 2024-08-15 | SOLOMON DAVID M |
|
12.44 | 500.29 | 是 | Chairman of the Board and CEO |
| 2024-07-16 | LEE BRIAN J |
|
1.21 | 505.99 | 是 | Chief Risk Officer |
| 2024-07-16 | VINIAR DAVID A |
|
61.94 | 502.20 | 是 | -- |
| 2024-07-16 | VINIAR DAVID A |
|
61.87 | 503.04 | 是 | -- |
| 2024-07-16 | VINIAR DAVID A |
|
61.84 | 503.99 | 是 | -- |
| 2024-07-16 | VINIAR DAVID A |
|
61.34 | 0.00 | 是 | -- |
| 2024-05-16 | ROGERS JOHN F.W. |
|
7.02 | 465.23 | 是 | Executive Vice President |
| 2024-05-16 | ROGERS JOHN F.W. |
|
6.80 | 465.92 | 是 | Executive Vice President |
| 2024-05-16 | ROGERS JOHN F.W. |
|
6.44 | 467.04 | 是 | Executive Vice President |
| 2024-05-16 | ROGERS JOHN F.W. |
|
6.40 | 467.83 | 是 | Executive Vice President |
| 2024-05-10 | SOLOMON DAVID M |
|
13.04 | 457.32 | 是 | Chairman of the Board and CEO |
| 2024-04-30 | Ruemmler Kathryn H. |
|
1.34 | -- | 是 | Chief Legal Officer, GC |
| 2024-04-30 | Ruemmler Kathryn H. |
|
0.96 | 430.81 | 是 | Chief Legal Officer, GC |
| 2024-04-30 | ROGERS JOHN F.W. |
|
8.11 | -- | 是 | Executive Vice President |
| 2024-04-30 | ROGERS JOHN F.W. |
|
7.24 | 430.81 | 是 | Executive Vice President |
| 2024-04-30 | WALDRON JOHN E. |
|
12.07 | -- | 是 | President and COO |
| 2024-04-30 | WALDRON JOHN E. |
|
10.65 | 430.81 | 是 | President and COO |
| 2024-04-30 | SOLOMON DAVID M |
|
15.25 | -- | 是 | Chairman of the Board and CEO |
| 2024-04-30 | SOLOMON DAVID M |
|
13.70 | 430.81 | 是 | Chairman of the Board and CEO |
| 2024-04-30 | LEE BRIAN J |
|
1.90 | -- | 是 | Chief Risk Officer |
| 2024-04-30 | LEE BRIAN J |
|
1.56 | 430.81 | 是 | Chief Risk Officer |
| 2024-04-29 | VINIAR DAVID A |
|
62.43 | 432.11 | 是 | -- |
| 2024-04-29 | VINIAR DAVID A |
|
62.34 | 432.87 | 是 | -- |
| 2024-02-23 | COLEMAN DENIS P. |
|
2.94 | 394.43 | 是 | Chief Financial Officer |
| 2024-02-22 | BERLINSKI PHILIP R. |
|
2.34 | 390.15 | 是 | Global Treasurer |
| 2024-02-22 | BERLINSKI PHILIP R. |
|
1.84 | 391.29 | 是 | Global Treasurer |
| 2024-02-02 | Montag Thomas K. |
|
12.88 | 0.00 | 是 | -- |
| 2024-01-23 | Ruemmler Kathryn H. |
|
2.44 | -- | 是 | Chief Legal Officer, GC |
| 2024-01-23 | Ruemmler Kathryn H. |
|
1.38 | 385.96 | 是 | Chief Legal Officer, GC |
| 2024-01-23 | Ruemmler Kathryn H. |
|
0.65 | 379.81 | 是 | Chief Legal Officer, GC |
| 2024-01-23 | BERLINSKI PHILIP R. |
|
3.74 | -- | 是 | Global Treasurer |
| 2024-01-23 | BERLINSKI PHILIP R. |
|
3.01 | 385.96 | 是 | Global Treasurer |
| 2024-01-23 | LEE BRIAN J |
|
1.45 | -- | 是 | Chief Risk Officer |
| 2024-01-23 | LEE BRIAN J |
|
1.24 | 385.96 | 是 | Chief Risk Officer |
| 2024-01-23 | ROGERS JOHN F.W. |
|
6.59 | -- | 是 | Executive Vice President |
| 2024-01-23 | ROGERS JOHN F.W. |
|
6.40 | 385.96 | 是 | Executive Vice President |
| 2024-01-23 | FREDMAN SHEARA J |
|
1.78 | -- | 是 | Chief Accounting Officer |
| 2024-01-23 | FREDMAN SHEARA J |
|
1.58 | 385.96 | 是 | Chief Accounting Officer |
| 2024-01-23 | FREDMAN SHEARA J |
|
1.42 | 379.36 | 是 | Chief Accounting Officer |
| 2024-01-23 | FREDMAN SHEARA J |
|
1.18 | 380.47 | 是 | Chief Accounting Officer |
| 2024-01-23 | FREDMAN SHEARA J |
|
1.16 | 381.06 | 是 | Chief Accounting Officer |
| 2024-01-23 | COLEMAN DENIS P. |
|
4.85 | -- | 是 | Chief Financial Officer |
| 2024-01-23 | COLEMAN DENIS P. |
|
4.21 | 385.96 | 是 | Chief Financial Officer |
| 2024-01-17 | LEE BRIAN J |
|
1.01 | 376.39 | 是 | Chief Risk Officer |