欧克斯赛银行
HEOP

股本结构

单位：万股
公告日期 2017-03-03 2017-03-03 2016-11-04 2016-11-04 2016-08-05 2016-05-06
证券总股本 3440.32 3434.51 3425.62 3424.98 3420.55 3419.53
普通股本 3440.32 3434.51 3425.62 3424.98 3420.55 3419.53
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2017-02-23 2016-12-31 2016-11-02 2016-09-30 2016-06-30 2016-05-02
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2017-03-03 3440.32 未披露 定期报告 2017-02-23
2017-03-03 3434.51 未披露
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From December 31, 2015 to December 31, 2016 Repurchases of common stock Exercise of stock options Net issuance of restricted share awards
2016-12-31
2016-11-04 3425.62 未披露 定期报告 2016-11-02
2016-11-04 3424.98 未披露
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From December 31, 2015 to September 30, 2016 Repurchases of common stock Exercise of stock options Net issuance of restricted share awards
2016-09-30
2016-08-05 3420.55 未披露
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from December 31, 2015 to June 30, 2016 Repurchases of common stock Exercise of stock options Net issuance of restricted share awards
2016-06-30
2016-05-06 3419.53 未披露 定期报告 2016-05-02
2016-05-06 3412.94 未披露
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from December 31, 2015 to March 31, 2016 Repurchases of common stock Exercise of stock options Net forfeiture of restricted share awards
2016-03-31
2016-03-04 3416.57 未披露 定期报告 2016-02-23
2016-03-04 3435.30 未披露
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from December 31, 2014 to December 31, 2015 Repurchases of common stock Exercise of stock options Conversion of Series C preferred stock Net issuance of restricted share awards
2015-12-31
2015-10-30 3435.62 未披露 定期报告 2015-10-28
2015-10-30 3435.24 未披露
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from December 31, 2014 to September 30, 2015 Net issuance of restricted share awards Repurchases of common stock Exercise of stock options Conversion of Series C preferred stock
2015-09-30
2015-08-07 3434.91 未披露 定期报告 2015-08-04
2015-07-30 3431.42 未披露
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from December 31, 2014 to June 30, 2015 Partial conversion of Series C preferred stock Repurchases of common stock Exercise of stock options Net issuance of restricted share awards
2015-06-30
2015-05-01 3395.05 34.87
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from December 31, 2014 to March 31, 2015 Exercise of stock options Net issuance of restricted share awards
2015-03-31
2015-03-06 3391.62 未披露 定期报告 2015-02-24
2015-03-06 3390.51 34.87
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from December 31, 2013 to December 31, 2014 Partial conversion of Series C preferred stock Issuance of common stock in merger Repurchase of shares Exercise of stock options Issuance of restricted share awards Forfeiture of restricted share awards
2014-12-31
2014-10-31 3309.47 未披露 定期报告 2014-10-24
2014-10-31 3308.22 118.95
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From January 1, 2014 to September 30, 2014 Issuance of common stock in merger Exercise of stock options Issuance of restricted share awards Forfeiture of restricted share awards
2014-09-30
2014-08-01 3303.24 118.95
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From January 1, 2014 to June 30, 2014 Issuance of common stock in merger Exercise of stock options Issuance of restricted share awards Forfeiture of restricted share awards
2014-06-30
2014-05-02 3300.34 118.95
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From January 1, 2014 to March 31, 2014 Issuance of common stock in merger Exercise of stock options Issuance of restricted share awards Forfeiture of restricted share awards
2014-03-31
2014-03-04 2542.72 未披露 定期报告 2014-02-25
2014-03-04 2539.78 118.95
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from December 31, 2012 to December 31, 2013 Repurchase of Series A preferred stock Accretion on Series A preferred stock discount Exercise of stock options Issuance of restricted share awards Forfeiture of restricted share awards
2013-12-31
2013-10-25 2539.13 118.95 定期报告 2013-09-30
2013-08-06 2535.48 未披露 定期报告 2013-07-26
2013-07-29 2534.26 121.05 定期报告 2013-06-30
2013-05-06 2533.15 121.05 定期报告 2013-03-31
2013-03-04 2533.42 未披露 定期报告 2013-02-25
2013-03-04 2530.71 121.05
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from December 31, 2011 to December 31, 2012 Accretion on Series A preferred stock discount Exercise of stock options Issuance of restricted share awards Forfeiture of restricted share awards
2012-12-31
2012-10-25 2528.84 121.05 定期报告 2012-09-30
2012-08-03 2523.80 未披露 定期报告 2012-07-27
2012-07-26 2523.43 121.05 定期报告 2012-06-30
2012-05-07 2517.94 未披露 定期报告 2012-04-27
2012-04-23 2516.36 121.05 定期报告 2012-03-31
2012-02-28 2515.68 未披露 定期报告 2012-02-13
2012-02-28 2514.77 121.05
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from December 31, 2010 to December 31, 2011 Accretion on Series A preferred stock discount Issuance of restricted share awards Retirement of restricted share awards
2011-12-31
2011-05-06 2508.18 121.05 定期报告 2011-03-31
2011-03-10 2508.18 未披露 定期报告 2011-03-10
2010-11-12 2508.23 121.05
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Issuance of 56,160 shares of Series B preferred stock Discount on Series B preferred stock Conversion of Series B preferred stock to common stock Issuance of 1,189,538 shares of Series C preferred stock Accretion on Series A preferred stock discount Accretion on Series B preferred stock discount Exercise of stock options Issuance of restricted share awards Retirement of restricted share awards
2010-09-30
2010-08-09 2506.27 121.05
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Issuance of 52,088 shares of Series B preferred stock Conversion of Series B preferred stock to common stock Issuance of 1,189,538 shares of Series C preferred stock Accretion on Series A preferred stock Exercise of stock options Retirement of restricted share awards
2010-06-30
2010-05-05 778.32 126.26
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Issuance of 52,088 shares of Series B preferred stock Issuance of 1,189,538 shares of Series C preferred stock Accretion on Series A preferred stock Exercise of stock options
2010-03-31
2010-03-31 777.20 2.10
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from December 31, 2008 to December 31, 2009 Issuance of preferred stock and common stock warrant Exercise of stock options (including $9 excess tax benefit from exercise of stock options) Retirement of restricted share awards
2009-12-31
2009-03-06 775.26 未披露 定期报告 2009-02-24
2009-03-06 775.31 未披露
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from December 31, 2007 to December 31, 2008 Exercise of stock options (including $115 tax benefit from exercise of stock options) 5% stock dividend distributed May 16, 2008 Issuance of restricted share awards Retirement of restricted share awards
2008-12-31
2008-03-03 731.89 未披露 定期报告 2008-02-28
2008-03-03 731.79 未披露
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from December 31, 2006 to December 31, 2007 Exercise of stock options (including $446 tax benefit from exercise of stock options) Issuance of restricted share awards Retirement of restricted share awards Stock repurchases Common stock issued in connection with acquisition of Business First National Bank
2007-12-31
2007-03-02 637.80 未披露 定期报告 2007-02-01
2007-03-02 634.56 未披露
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from December 31, 2005 to December 31, 2006 Exercise of stock options (including $365 tax benefit from exercise of stock options) Issuance of Restricted Stock Awards Stock Repurchased
2006-12-31
2006-03-07 623.48 未披露 定期报告 2006-02-01
2006-03-07 623.20 未披露
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from December 31, 2004 to December 31, 2005 Exercise of stock options (including $588 tax benefit from exercise of stock options) 5% stock dividend 3 for 2 stock split
2005-12-31
2005-03-23 381.79 未披露
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from December 31, 2003 to December 31, 2004 Exercise of stock options (including $136 tax benefit from exercise of stock options) 5% stock dividend
2004-12-31
From December 31, 2015 to December 31, 2016 Repurchases of common stock Exercise of stock options Net issuance of restricted share awards
From December 31, 2015 to September 30, 2016 Repurchases of common stock Exercise of stock options Net issuance of restricted share awards
from December 31, 2015 to June 30, 2016 Repurchases of common stock Exercise of stock options Net issuance of restricted share awards
from December 31, 2015 to March 31, 2016 Repurchases of common stock Exercise of stock options Net forfeiture of restricted share awards
from December 31, 2014 to December 31, 2015 Repurchases of common stock Exercise of stock options Conversion of Series C preferred stock Net issuance of restricted share awards
from December 31, 2014 to September 30, 2015 Net issuance of restricted share awards Repurchases of common stock Exercise of stock options Conversion of Series C preferred stock
from December 31, 2014 to June 30, 2015 Partial conversion of Series C preferred stock Repurchases of common stock Exercise of stock options Net issuance of restricted share awards
from December 31, 2014 to March 31, 2015 Exercise of stock options Net issuance of restricted share awards
from December 31, 2013 to December 31, 2014 Partial conversion of Series C preferred stock Issuance of common stock in merger Repurchase of shares Exercise of stock options Issuance of restricted share awards Forfeiture of restricted share awards
From January 1, 2014 to September 30, 2014 Issuance of common stock in merger Exercise of stock options Issuance of restricted share awards Forfeiture of restricted share awards
From January 1, 2014 to June 30, 2014 Issuance of common stock in merger Exercise of stock options Issuance of restricted share awards Forfeiture of restricted share awards
From January 1, 2014 to March 31, 2014 Issuance of common stock in merger Exercise of stock options Issuance of restricted share awards Forfeiture of restricted share awards
from December 31, 2012 to December 31, 2013 Repurchase of Series A preferred stock Accretion on Series A preferred stock discount Exercise of stock options Issuance of restricted share awards Forfeiture of restricted share awards
from December 31, 2011 to December 31, 2012 Accretion on Series A preferred stock discount Exercise of stock options Issuance of restricted share awards Forfeiture of restricted share awards
from December 31, 2010 to December 31, 2011 Accretion on Series A preferred stock discount Issuance of restricted share awards Retirement of restricted share awards
Issuance of 56,160 shares of Series B preferred stock Discount on Series B preferred stock Conversion of Series B preferred stock to common stock Issuance of 1,189,538 shares of Series C preferred stock Accretion on Series A preferred stock discount Accretion on Series B preferred stock discount Exercise of stock options Issuance of restricted share awards Retirement of restricted share awards
Issuance of 52,088 shares of Series B preferred stock Conversion of Series B preferred stock to common stock Issuance of 1,189,538 shares of Series C preferred stock Accretion on Series A preferred stock Exercise of stock options Retirement of restricted share awards
Issuance of 52,088 shares of Series B preferred stock Issuance of 1,189,538 shares of Series C preferred stock Accretion on Series A preferred stock Exercise of stock options
from December 31, 2008 to December 31, 2009 Issuance of preferred stock and common stock warrant Exercise of stock options (including $9 excess tax benefit from exercise of stock options) Retirement of restricted share awards
from December 31, 2007 to December 31, 2008 Exercise of stock options (including $115 tax benefit from exercise of stock options) 5% stock dividend distributed May 16, 2008 Issuance of restricted share awards Retirement of restricted share awards
from December 31, 2006 to December 31, 2007 Exercise of stock options (including $446 tax benefit from exercise of stock options) Issuance of restricted share awards Retirement of restricted share awards Stock repurchases Common stock issued in connection with acquisition of Business First National Bank
from December 31, 2005 to December 31, 2006 Exercise of stock options (including $365 tax benefit from exercise of stock options) Issuance of Restricted Stock Awards Stock Repurchased
from December 31, 2004 to December 31, 2005 Exercise of stock options (including $588 tax benefit from exercise of stock options) 5% stock dividend 3 for 2 stock split
from December 31, 2003 to December 31, 2004 Exercise of stock options (including $136 tax benefit from exercise of stock options) 5% stock dividend
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