股本结构
单位:万股
| 公告日期 | 2024-11-07 | 2024-11-07 | 2024-08-02 | 2024-08-02 | 2024-04-12 | 2024-05-15 |
|---|---|---|---|---|---|---|
| 证券总股本 | 864.86 | 864.82 | 812.40 | 812.32 | 811.65 | 810.71 |
| 普通股本 | 864.86 | 864.82 | 812.40 | 812.32 | 811.65 | 810.71 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2024-11-05 | 2024-09-30 | 2024-07-26 | 2024-06-30 | 2024-04-08 | 2024-03-31 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2024-11-07 | 864.86 | 未披露 | 定期报告 | 2024-11-05 |
| 2024-11-07 | 864.82 | 未披露 |
更多>>
From June 30, 2024 to September 30, 2024
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
Stock issued under the Controlled Equity Offering, net of costs
|
2024-09-30 |
| 2024-08-02 | 812.40 | 未披露 | 定期报告 | 2024-07-26 |
| 2024-08-02 | 812.32 | 未披露 |
更多>>
From March 31, 2024 to June 30, 2024
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
Stock issued under stock purchase plan
|
2024-06-30 |
| 2024-04-12 | 811.65 | 未披露 | 定期报告 | 2024-04-08 |
| 2024-05-15 | 810.71 | 未披露 |
更多>>
From December 31, 2023 to March 31, 2024
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
|
2024-03-31 |
| 2024-03-07 | 810.71 | 未披露 | 定期报告 | 2024-03-01 |
| 2024-03-07 | 810.26 | 未披露 |
更多>>
From December 31,2022 to December 31,2023
Stock issued under the Controlled Equity OfferingSM, net of costs
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
Stock issued under stock purchase plan
Repurchases of common stock
|
2023-12-31 |
| 2023-11-07 | 791.46 | 未披露 |
更多>>
From June 30, 2023 to September 30, 2023
Repurchases of common stock
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
|
2023-09-30 |
| 2023-08-10 | 793.54 | 未披露 | 定期报告 | 2023-08-07 |
| 2023-08-10 | 804.13 | 未披露 |
更多>>
From March 31, 2023 to June 30, 2023
Sale of shares under stock purchase plan
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
Repurchases of common stock
|
2023-06-30 |
| 2023-05-05 | 817.05 | 未披露 | 定期报告 | 2023-05-01 |
| 2023-05-05 | 818.33 | 未披露 |
更多>>
From December 31, 2022 to March 31, 2023
Repurchases of common stock
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
|
2023-03-31 |
| 2023-03-31 | 819.92 | 未披露 | 定期报告 | 2023-03-13 |
| 2023-03-07 | 821.93 | 未披露 | 定期报告 | 2023-03-03 |
| 2023-03-07 | 826.80 | 未披露 |
更多>>
From December 31, 2021 to December 31, 2022
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
Sale of shares under stock purchase plan
Repurchases of common stock
Exercise of stock options
|
2022-12-31 |
| 2022-11-14 | 837.62 | 未披露 | 定期报告 | 2022-11-04 |
| 2022-11-14 | 837.53 | 未披露 |
更多>>
From June 30, 2022 to September 30, 2022
Exercise of stock options
Repurchases of common stock
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
|
2022-09-30 |
| 2022-08-19 | 839.61 | 未披露 | 定期报告 | 2022-08-17 |
| 2022-08-10 | 838.17 | 未披露 | 定期报告 | 2022-08-03 |
| 2022-08-10 | 837.76 | 未披露 |
更多>>
From March 31, 2022 to June 30, 2022
Exercise of stock options
Sale of shares under stock purchase plan
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
|
2022-06-30 |
| 2022-05-11 | 836.92 | 未披露 | 定期报告 | 2022-05-06 |
| 2022-05-11 | 835.86 | 未披露 |
更多>>
From December 31, 2021 to March 31, 2022
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
|
2022-03-31 |
| 2022-03-11 | 835.86 | 未披露 | 定期报告 | 2022-03-04 |
| 2021-08-06 | 835.74 | 未披露 |
更多>>
From March 31, 2021 to June 30, 2021
Exercise of stock options
Sale of shares under stock purchase plan
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
|
2021-06-30 |
| 2021-05-06 | 834.47 | 未披露 | 定期报告 | 2021-04-30 |
| 2021-05-06 | 833.22 | 未披露 |
更多>>
From December 31, 2020 to March 31, 2021
Exercise of stock options
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
|
2021-03-31 |
| 2021-04-06 | 833.22 | 未披露 | 定期报告 | 2021-03-22 |
| 2021-03-09 | 832.56 | 未披露 | 定期报告 | 2021-03-05 |
| 2021-03-09 | 830.53 | 未披露 |
更多>>
From December 31, 2019 to December 31, 2020
Conversion of preferred stock into common stock upon merger
Issuance of common stock to former stockholders of NewLink upon merger
Exercise of stock options
Sales of shares under stock purchase plan
|
2020-12-31 |
| 2020-11-12 | 829.71 | 未披露 | 定期报告 | 2020-11-06 |
| 2020-08-14 | 829.33 | 未披露 |
更多>>
From March 31, 2020 to June 30, 2020
Sales of shares under stock purchase plan
|
2020-06-30 |
| 2020-06-02 | 829.28 | 未披露 |
更多>>
From December 31,2019 to March 31, 2020
Conversion of preferred stock into common stock upon merger
Issuance of common stock to former stockholders of NewLink upon merger
|
2020-03-31 |
| 2020-03-18 | 825.51 | 未披露 |
更多>>
On March 18, 2020, NewLink Genetics Corporation completed its business combination with Lumos Pharma, Inc. (“Lumos”) in accordance with the terms of the Agreement and Plan of Merger and Reorganization, dated as of September 30, 2019, by and among the Company, Cyclone Merger Sub, Inc. (“Merger Sub”), and Lumos (as amended, the “Merger Agreement”), pursuant to which Merger Sub merged with and into Lumos, with Lumos surviving as a wholly-owned subsidiary of the Company (the “Merger”). Also on March 18, 2020, and prior to the effective time of the Merger (the “Effective Time”), the Company effected a 1-for-9 reverse stock split of its common stock. Immediately following the Reverse Stock Split and the completion of the Merger, there were approximately 8,255,126 shares of the Company’s common stock outstanding.
|
2020-03-19 |
| 2020-03-03 | 3732.84 | 未披露 | 定期报告 | 2020-02-25 |
| 2020-03-03 | 3732.51 | 未披露 |
更多>>
from December 31, 2018 to December 31, 2019
Vesting of restricted stock awards
Sales of shares under stock purchase plan
Repurchase of common stock
|
2019-12-31 |
| 2019-11-06 | 3731.41 | 未披露 |
更多>>
from June 30, 2019 to September 30, 2019
Restricted stock vested
Repurchase of common stock
|
2019-09-30 |
| 2019-08-08 | 3731.26 | 未披露 | 定期报告 | 2019-08-06 |
| 2019-08-08 | 3730.10 | 未披露 |
更多>>
From March 31, 2019 to June 30, 2019
Restricted stock vested
Sales of shares under stock purchase plan
Repurchase of common stock
|
2019-06-30 |
| 2019-07-01 | 3727.70 | 未披露 | 定期报告 | 2019-06-26 |
| 2019-05-08 | 3727.61 | 未披露 |
更多>>
From December 31,2018 to March 31, 2019
Restricted stock vested
Repurchase of common stock
|
2019-03-31 |
| 2019-03-05 | 3727.61 | 未披露 | 定期报告 | 2019-02-27 |
| 2019-03-05 | 3725.12 | 未披露 |
更多>>
From December 31,2017 to December 31,2018
Exercise of stock options and vesting of restricted stock awards
Sales of shares under stock purchase plan
Shares withheld for statutory tax withholding
|
2018-12-31 |
| 2018-11-02 | 3722.46 | 未披露 | 定期报告 | 2018-10-30 |
| 2018-11-02 | 3721.69 | 未披露 |
更多>>
From December 31, 2017 to September 30, 2018
Exercise of stock options and restricted stock vested
Sales of shares under stock purchase plan
Repurchase of common stock
|
2018-09-30 |
| 2018-08-06 | 3721.43 | 未披露 | 定期报告 | 2018-08-01 |
| 2018-08-06 | 3719.81 | 未披露 |
更多>>
from December 31, 2017 to June 30, 2018
Exercise of stock options and restricted stock vested
Sales of shares under stock purchase plan
Shares withheld for statutory tax withholding
|
2018-06-30 |
| 2018-05-09 | 3716.51 | 未披露 |
更多>>
From December 31, 2017 to March 31, 2018
Exercise of stock options and restricted stock vested
Repurchase of common stock
|
2018-03-31 |
| 2018-03-05 | 3715.58 | 未披露 | 定期报告 | 2018-03-02 |
| 2018-03-05 | 3710.96 | 未披露 |
更多>>
from December 31, 2016 to December 31, 2017
Exercise of stock options and vesting of restricted stock awards
Sales of shares under stock purchase plan
Issuance of common stock under the ATM Offering (net of offering costs of $561 thousand)
Issuance of common stock under public offering (net of offering costs of $3.7 million)
Shares withheld for statutory tax withholding
|
2017-12-31 |
| 2017-11-03 | 3707.72 | 未披露 | 定期报告 | 2017-10-31 |
| 2017-11-03 | 3131.98 | 未披露 |
更多>>
From December 31, 2016 to September 30, 2017
Exercise of stock options and restricted stock vested
Sales of shares under stock purchase plan
Repurchase of common stock
Issuance of common stock under the ATM Offering (net of offering costs of $561)
|
2017-09-30 |
| 2017-08-03 | 2942.10 | 未披露 | 定期报告 | 2017-08-01 |
| 2017-08-03 | 2928.13 | 未披露 |
更多>>
From December 31, 2016 to June 30, 2017
Exercise of stock options and restricted stock vested
Sales of shares under stock purchase plan
Repurchase of common stock
|
2017-06-30 |
| 2017-05-05 | 2922.57 | 未披露 | 定期报告 | 2017-05-03 |
| 2017-05-05 | 2921.97 | 未披露 |
更多>>
from December 31, 2016 to March 31, 2017
Exercise of stock options and restricted stock vested
Repurchase of common stock
|
2017-03-31 |
| 2017-03-31 | 2921.92 | 未披露 | 定期报告 | 2017-03-15 |
| 2017-03-06 | 2921.64 | 未披露 | 定期报告 | 2017-02-28 |
| 2017-03-06 | 2916.37 | 未披露 |
更多>>
From December 31, 2015 to December 31, 2016
Exercise of stock options and vesting of restricted stock awards
Sales of shares under stock purchase plan
Shares withheld for statutory tax withholding
|
2016-12-31 |
| 2016-11-08 | 2913.46 | 未披露 | 定期报告 | 2016-11-02 |
| 2016-11-03 | 2913.22 | 未披露 | 定期报告 | 2016-10-26 |
| 2016-11-08 | 2909.17 | 未披露 |
更多>>
From December 31, 2015 to September 30, 2016
Exercise of stock options and restricted stock vested
Sale of shares under stock purchase plan
Shares withheld for statutory tax withholding
|
2016-09-30 |
| 2016-08-05 | 2896.94 | 未披露 | 定期报告 | 2016-08-02 |
| 2016-08-05 | 2896.23 | 未披露 |
更多>>
from December 31, 2015 to June 30, 2016
Exercise of stock options and restricted stock vested
Sale of shares under stock purchase plan
Shares withheld for statutory tax withholding
|
2016-06-30 |
| 2016-05-20 | 2889.74 | 未披露 | 定期报告 | 2016-05-18 |
| 2016-04-29 | 2886.13 | 未披露 | 定期报告 | 2016-04-26 |
| 2016-04-29 | 2886.09 | 未披露 |
更多>>
from December 31, 2015 to March 31, 2016
Exercise of stock options and restricted stock vested
|
2016-03-31 |
| 2016-04-06 | 2886.07 | 未披露 | 定期报告 | 2016-03-28 |
| 2016-02-29 | 2885.85 | 未披露 | 定期报告 | 2016-02-23 |
| 2016-02-29 | 2881.41 | 未披露 |
更多>>
from December 31, 2014 to December 31, 2015
Exercise of stock options and vesting of restricted stock awards
Sales of shares under stock purchase plan
Issuance of common stock under the ATM Offering (net of offering costs of $54)
Shares withheld for statutory tax withholding
Shares issued from treasury
|
2015-12-31 |
| 2015-11-06 | 2878.54 | 未披露 | 定期报告 | 2015-11-03 |
| 2015-08-06 | 2871.84 | 未披露 | 定期报告 | 2015-07-29 |
| 2015-05-11 | 2859.63 | 未披露 | 定期报告 | 2015-05-07 |
| 2015-03-16 | 2847.86 | 未披露 | 定期报告 | 2015-03-10 |
| 2015-03-19 | 2842.81 | 未披露 | 定期报告 | 2015-03-02 |
| 2014-11-10 | 2795.96 | 未披露 | 定期报告 | 2014-11-06 |
| 2014-08-05 | 2790.90 | 未披露 | 定期报告 | 2014-07-31 |
| 2014-05-08 | 2787.42 | 未披露 | 定期报告 | 2014-05-06 |
| 2014-03-12 | 2786.14 | 未披露 | 定期报告 | 2014-03-07 |
| 2014-03-21 | 2785.67 | 未披露 | 定期报告 | 2014-03-03 |
| 2013-11-12 | 2570.63 | 未披露 | 定期报告 | 2013-11-05 |
| 2013-08-08 | 2570.14 | 未披露 | 定期报告 | 2013-08-05 |
| 2013-03-15 | 2560.28 | 未披露 | 定期报告 | 2013-03-12 |
| 2012-10-31 | 2091.53 | 未披露 | 定期报告 | 2012-10-24 |
| 2012-09-21 | 2090.06 | 未披露 | 定期报告 | 2012-09-20 |
| 2012-08-14 | 2089.82 | 未披露 | 定期报告 | 2012-08-10 |
| 2012-03-30 | 2066.20 | 未披露 | 定期报告 | 2012-03-19 |
| 2011-12-16 | 367.86 | 42.00 |
更多>>
from December 31, 2010 to September 30, 2011
Stock compensation
Exercise of stock options
Conversion of preferred stock to common stock
Issuance of dividend paid in common stock
|
2011-09-30 |
From June 30, 2024 to September 30, 2024
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
Stock issued under the Controlled Equity Offering, net of costs
From March 31, 2024 to June 30, 2024
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
Stock issued under stock purchase plan
From December 31, 2023 to March 31, 2024
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
From December 31,2022 to December 31,2023
Stock issued under the Controlled Equity OfferingSM, net of costs
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
Stock issued under stock purchase plan
Repurchases of common stock
From June 30, 2023 to September 30, 2023
Repurchases of common stock
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
From March 31, 2023 to June 30, 2023
Sale of shares under stock purchase plan
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
Repurchases of common stock
From December 31, 2022 to March 31, 2023
Repurchases of common stock
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
From December 31, 2021 to December 31, 2022
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
Sale of shares under stock purchase plan
Repurchases of common stock
Exercise of stock options
From June 30, 2022 to September 30, 2022
Exercise of stock options
Repurchases of common stock
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
From March 31, 2022 to June 30, 2022
Exercise of stock options
Sale of shares under stock purchase plan
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
From December 31, 2021 to March 31, 2022
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
From March 31, 2021 to June 30, 2021
Exercise of stock options
Sale of shares under stock purchase plan
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
From December 31, 2020 to March 31, 2021
Exercise of stock options
Stock issued upon vesting of restricted stock units
Shares surrendered for tax withholding on vested awards
From December 31, 2019 to December 31, 2020
Conversion of preferred stock into common stock upon merger
Issuance of common stock to former stockholders of NewLink upon merger
Exercise of stock options
Sales of shares under stock purchase plan
From March 31, 2020 to June 30, 2020
Sales of shares under stock purchase plan
From December 31,2019 to March 31, 2020
Conversion of preferred stock into common stock upon merger
Issuance of common stock to former stockholders of NewLink upon merger
On March 18, 2020, NewLink Genetics Corporation completed its business combination with Lumos Pharma, Inc. (“Lumos”) in accordance with the terms of the Agreement and Plan of Merger and Reorganization, dated as of September 30, 2019, by and among the Company, Cyclone Merger Sub, Inc. (“Merger Sub”), and Lumos (as amended, the “Merger Agreement”), pursuant to which Merger Sub merged with and into Lumos, with Lumos surviving as a wholly-owned subsidiary of the Company (the “Merger”). Also on March 18, 2020, and prior to the effective time of the Merger (the “Effective Time”), the Company effected a 1-for-9 reverse stock split of its common stock. Immediately following the Reverse Stock Split and the completion of the Merger, there were approximately 8,255,126 shares of the Company’s common stock outstanding.
from December 31, 2018 to December 31, 2019
Vesting of restricted stock awards
Sales of shares under stock purchase plan
Repurchase of common stock
from June 30, 2019 to September 30, 2019
Restricted stock vested
Repurchase of common stock
From March 31, 2019 to June 30, 2019
Restricted stock vested
Sales of shares under stock purchase plan
Repurchase of common stock
From December 31,2018 to March 31, 2019
Restricted stock vested
Repurchase of common stock
From December 31,2017 to December 31,2018
Exercise of stock options and vesting of restricted stock awards
Sales of shares under stock purchase plan
Shares withheld for statutory tax withholding
From December 31, 2017 to September 30, 2018
Exercise of stock options and restricted stock vested
Sales of shares under stock purchase plan
Repurchase of common stock
from December 31, 2017 to June 30, 2018
Exercise of stock options and restricted stock vested
Sales of shares under stock purchase plan
Shares withheld for statutory tax withholding
From December 31, 2017 to March 31, 2018
Exercise of stock options and restricted stock vested
Repurchase of common stock
from December 31, 2016 to December 31, 2017
Exercise of stock options and vesting of restricted stock awards
Sales of shares under stock purchase plan
Issuance of common stock under the ATM Offering (net of offering costs of $561 thousand)
Issuance of common stock under public offering (net of offering costs of $3.7 million)
Shares withheld for statutory tax withholding
From December 31, 2016 to September 30, 2017
Exercise of stock options and restricted stock vested
Sales of shares under stock purchase plan
Repurchase of common stock
Issuance of common stock under the ATM Offering (net of offering costs of $561)
From December 31, 2016 to June 30, 2017
Exercise of stock options and restricted stock vested
Sales of shares under stock purchase plan
Repurchase of common stock
from December 31, 2016 to March 31, 2017
Exercise of stock options and restricted stock vested
Repurchase of common stock
From December 31, 2015 to December 31, 2016
Exercise of stock options and vesting of restricted stock awards
Sales of shares under stock purchase plan
Shares withheld for statutory tax withholding
From December 31, 2015 to September 30, 2016
Exercise of stock options and restricted stock vested
Sale of shares under stock purchase plan
Shares withheld for statutory tax withholding
from December 31, 2015 to June 30, 2016
Exercise of stock options and restricted stock vested
Sale of shares under stock purchase plan
Shares withheld for statutory tax withholding
from December 31, 2015 to March 31, 2016
Exercise of stock options and restricted stock vested
from December 31, 2014 to December 31, 2015
Exercise of stock options and vesting of restricted stock awards
Sales of shares under stock purchase plan
Issuance of common stock under the ATM Offering (net of offering costs of $54)
Shares withheld for statutory tax withholding
Shares issued from treasury
from December 31, 2010 to September 30, 2011
Stock compensation
Exercise of stock options
Conversion of preferred stock to common stock
Issuance of dividend paid in common stock