股本结构

单位:万股
公告日期 2024-11-07 2024-11-07 2024-08-02 2024-08-02 2024-04-12 2024-05-15
证券总股本 864.86 864.82 812.40 812.32 811.65 810.71
普通股本 864.86 864.82 812.40 812.32 811.65 810.71
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2024-11-05 2024-09-30 2024-07-26 2024-06-30 2024-04-08 2024-03-31
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2024-11-07 864.86 未披露 定期报告 2024-11-05
2024-11-07 864.82 未披露
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From June 30, 2024 to September 30, 2024 Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards Stock issued under the Controlled Equity Offering, net of costs
2024-09-30
2024-08-02 812.40 未披露 定期报告 2024-07-26
2024-08-02 812.32 未披露
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From March 31, 2024 to June 30, 2024 Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards Stock issued under stock purchase plan
2024-06-30
2024-04-12 811.65 未披露 定期报告 2024-04-08
2024-05-15 810.71 未披露
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From December 31, 2023 to March 31, 2024 Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
2024-03-31
2024-03-07 810.71 未披露 定期报告 2024-03-01
2024-03-07 810.26 未披露
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From December 31,2022 to December 31,2023 Stock issued under the Controlled Equity OfferingSM, net of costs Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards Stock issued under stock purchase plan Repurchases of common stock
2023-12-31
2023-11-07 791.46 未披露
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From June 30, 2023 to September 30, 2023 Repurchases of common stock Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
2023-09-30
2023-08-10 793.54 未披露 定期报告 2023-08-07
2023-08-10 804.13 未披露
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From March 31, 2023 to June 30, 2023 Sale of shares under stock purchase plan Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards Repurchases of common stock
2023-06-30
2023-05-05 817.05 未披露 定期报告 2023-05-01
2023-05-05 818.33 未披露
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From December 31, 2022 to March 31, 2023 Repurchases of common stock Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
2023-03-31
2023-03-31 819.92 未披露 定期报告 2023-03-13
2023-03-07 821.93 未披露 定期报告 2023-03-03
2023-03-07 826.80 未披露
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From December 31, 2021 to December 31, 2022 Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards Sale of shares under stock purchase plan Repurchases of common stock Exercise of stock options
2022-12-31
2022-11-14 837.62 未披露 定期报告 2022-11-04
2022-11-14 837.53 未披露
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From June 30, 2022 to September 30, 2022 Exercise of stock options Repurchases of common stock Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
2022-09-30
2022-08-19 839.61 未披露 定期报告 2022-08-17
2022-08-10 838.17 未披露 定期报告 2022-08-03
2022-08-10 837.76 未披露
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From March 31, 2022 to June 30, 2022 Exercise of stock options Sale of shares under stock purchase plan Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
2022-06-30
2022-05-11 836.92 未披露 定期报告 2022-05-06
2022-05-11 835.86 未披露
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From December 31, 2021 to March 31, 2022 Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
2022-03-31
2022-03-11 835.86 未披露 定期报告 2022-03-04
2021-08-06 835.74 未披露
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From March 31, 2021 to June 30, 2021 Exercise of stock options Sale of shares under stock purchase plan Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
2021-06-30
2021-05-06 834.47 未披露 定期报告 2021-04-30
2021-05-06 833.22 未披露
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From December 31, 2020 to March 31, 2021 Exercise of stock options Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
2021-03-31
2021-04-06 833.22 未披露 定期报告 2021-03-22
2021-03-09 832.56 未披露 定期报告 2021-03-05
2021-03-09 830.53 未披露
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From December 31, 2019 to December 31, 2020 Conversion of preferred stock into common stock upon merger Issuance of common stock to former stockholders of NewLink upon merger Exercise of stock options Sales of shares under stock purchase plan
2020-12-31
2020-11-12 829.71 未披露 定期报告 2020-11-06
2020-08-14 829.33 未披露
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From March 31, 2020 to June 30, 2020 Sales of shares under stock purchase plan
2020-06-30
2020-06-02 829.28 未披露
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From December 31,2019 to March 31, 2020 Conversion of preferred stock into common stock upon merger Issuance of common stock to former stockholders of NewLink upon merger
2020-03-31
2020-03-18 825.51 未披露
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On March 18, 2020, NewLink Genetics Corporation completed its business combination with Lumos Pharma, Inc. (“Lumos”) in accordance with the terms of the Agreement and Plan of Merger and Reorganization, dated as of September 30, 2019, by and among the Company, Cyclone Merger Sub, Inc. (“Merger Sub”), and Lumos (as amended, the “Merger Agreement”), pursuant to which Merger Sub merged with and into Lumos, with Lumos surviving as a wholly-owned subsidiary of the Company (the “Merger”). Also on March 18, 2020, and prior to the effective time of the Merger (the “Effective Time”), the Company effected a 1-for-9 reverse stock split of its common stock. Immediately following the Reverse Stock Split and the completion of the Merger, there were approximately 8,255,126 shares of the Company’s common stock outstanding.
2020-03-19
2020-03-03 3732.84 未披露 定期报告 2020-02-25
2020-03-03 3732.51 未披露
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from December 31, 2018 to December 31, 2019 Vesting of restricted stock awards Sales of shares under stock purchase plan Repurchase of common stock
2019-12-31
2019-11-06 3731.41 未披露
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from June 30, 2019 to September 30, 2019 Restricted stock vested Repurchase of common stock
2019-09-30
2019-08-08 3731.26 未披露 定期报告 2019-08-06
2019-08-08 3730.10 未披露
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From March 31, 2019 to June 30, 2019 Restricted stock vested Sales of shares under stock purchase plan Repurchase of common stock
2019-06-30
2019-07-01 3727.70 未披露 定期报告 2019-06-26
2019-05-08 3727.61 未披露
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From December 31,2018 to March 31, 2019 Restricted stock vested Repurchase of common stock
2019-03-31
2019-03-05 3727.61 未披露 定期报告 2019-02-27
2019-03-05 3725.12 未披露
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From December 31,2017 to December 31,2018 Exercise of stock options and vesting of restricted stock awards Sales of shares under stock purchase plan Shares withheld for statutory tax withholding
2018-12-31
2018-11-02 3722.46 未披露 定期报告 2018-10-30
2018-11-02 3721.69 未披露
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From December 31, 2017 to September 30, 2018 Exercise of stock options and restricted stock vested Sales of shares under stock purchase plan Repurchase of common stock
2018-09-30
2018-08-06 3721.43 未披露 定期报告 2018-08-01
2018-08-06 3719.81 未披露
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from December 31, 2017 to June 30, 2018 Exercise of stock options and restricted stock vested Sales of shares under stock purchase plan Shares withheld for statutory tax withholding
2018-06-30
2018-05-09 3716.51 未披露
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From December 31, 2017 to March 31, 2018 Exercise of stock options and restricted stock vested Repurchase of common stock
2018-03-31
2018-03-05 3715.58 未披露 定期报告 2018-03-02
2018-03-05 3710.96 未披露
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from December 31, 2016 to December 31, 2017 Exercise of stock options and vesting of restricted stock awards Sales of shares under stock purchase plan Issuance of common stock under the ATM Offering (net of offering costs of $561 thousand) Issuance of common stock under public offering (net of offering costs of $3.7 million) Shares withheld for statutory tax withholding
2017-12-31
2017-11-03 3707.72 未披露 定期报告 2017-10-31
2017-11-03 3131.98 未披露
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From December 31, 2016 to September 30, 2017 Exercise of stock options and restricted stock vested Sales of shares under stock purchase plan Repurchase of common stock Issuance of common stock under the ATM Offering (net of offering costs of $561)
2017-09-30
2017-08-03 2942.10 未披露 定期报告 2017-08-01
2017-08-03 2928.13 未披露
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From December 31, 2016 to June 30, 2017 Exercise of stock options and restricted stock vested Sales of shares under stock purchase plan Repurchase of common stock
2017-06-30
2017-05-05 2922.57 未披露 定期报告 2017-05-03
2017-05-05 2921.97 未披露
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from December 31, 2016 to March 31, 2017 Exercise of stock options and restricted stock vested Repurchase of common stock
2017-03-31
2017-03-31 2921.92 未披露 定期报告 2017-03-15
2017-03-06 2921.64 未披露 定期报告 2017-02-28
2017-03-06 2916.37 未披露
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From December 31, 2015 to December 31, 2016 Exercise of stock options and vesting of restricted stock awards Sales of shares under stock purchase plan Shares withheld for statutory tax withholding
2016-12-31
2016-11-08 2913.46 未披露 定期报告 2016-11-02
2016-11-03 2913.22 未披露 定期报告 2016-10-26
2016-11-08 2909.17 未披露
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From December 31, 2015 to September 30, 2016 Exercise of stock options and restricted stock vested Sale of shares under stock purchase plan Shares withheld for statutory tax withholding
2016-09-30
2016-08-05 2896.94 未披露 定期报告 2016-08-02
2016-08-05 2896.23 未披露
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from December 31, 2015 to June 30, 2016 Exercise of stock options and restricted stock vested Sale of shares under stock purchase plan Shares withheld for statutory tax withholding
2016-06-30
2016-05-20 2889.74 未披露 定期报告 2016-05-18
2016-04-29 2886.13 未披露 定期报告 2016-04-26
2016-04-29 2886.09 未披露
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from December 31, 2015 to March 31, 2016 Exercise of stock options and restricted stock vested
2016-03-31
2016-04-06 2886.07 未披露 定期报告 2016-03-28
2016-02-29 2885.85 未披露 定期报告 2016-02-23
2016-02-29 2881.41 未披露
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from December 31, 2014 to December 31, 2015 Exercise of stock options and vesting of restricted stock awards Sales of shares under stock purchase plan Issuance of common stock under the ATM Offering (net of offering costs of $54) Shares withheld for statutory tax withholding Shares issued from treasury
2015-12-31
2015-11-06 2878.54 未披露 定期报告 2015-11-03
2015-08-06 2871.84 未披露 定期报告 2015-07-29
2015-05-11 2859.63 未披露 定期报告 2015-05-07
2015-03-16 2847.86 未披露 定期报告 2015-03-10
2015-03-19 2842.81 未披露 定期报告 2015-03-02
2014-11-10 2795.96 未披露 定期报告 2014-11-06
2014-08-05 2790.90 未披露 定期报告 2014-07-31
2014-05-08 2787.42 未披露 定期报告 2014-05-06
2014-03-12 2786.14 未披露 定期报告 2014-03-07
2014-03-21 2785.67 未披露 定期报告 2014-03-03
2013-11-12 2570.63 未披露 定期报告 2013-11-05
2013-08-08 2570.14 未披露 定期报告 2013-08-05
2013-03-15 2560.28 未披露 定期报告 2013-03-12
2012-10-31 2091.53 未披露 定期报告 2012-10-24
2012-09-21 2090.06 未披露 定期报告 2012-09-20
2012-08-14 2089.82 未披露 定期报告 2012-08-10
2012-03-30 2066.20 未披露 定期报告 2012-03-19
2011-12-16 367.86 42.00
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from December 31, 2010 to September 30, 2011 Stock compensation Exercise of stock options Conversion of preferred stock to common stock Issuance of dividend paid in common stock
2011-09-30
From June 30, 2024 to September 30, 2024 Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards Stock issued under the Controlled Equity Offering, net of costs
From March 31, 2024 to June 30, 2024 Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards Stock issued under stock purchase plan
From December 31, 2023 to March 31, 2024 Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
From December 31,2022 to December 31,2023 Stock issued under the Controlled Equity OfferingSM, net of costs Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards Stock issued under stock purchase plan Repurchases of common stock
From June 30, 2023 to September 30, 2023 Repurchases of common stock Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
From March 31, 2023 to June 30, 2023 Sale of shares under stock purchase plan Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards Repurchases of common stock
From December 31, 2022 to March 31, 2023 Repurchases of common stock Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
From December 31, 2021 to December 31, 2022 Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards Sale of shares under stock purchase plan Repurchases of common stock Exercise of stock options
From June 30, 2022 to September 30, 2022 Exercise of stock options Repurchases of common stock Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
From March 31, 2022 to June 30, 2022 Exercise of stock options Sale of shares under stock purchase plan Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
From December 31, 2021 to March 31, 2022 Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
From March 31, 2021 to June 30, 2021 Exercise of stock options Sale of shares under stock purchase plan Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
From December 31, 2020 to March 31, 2021 Exercise of stock options Stock issued upon vesting of restricted stock units Shares surrendered for tax withholding on vested awards
From December 31, 2019 to December 31, 2020 Conversion of preferred stock into common stock upon merger Issuance of common stock to former stockholders of NewLink upon merger Exercise of stock options Sales of shares under stock purchase plan
From March 31, 2020 to June 30, 2020 Sales of shares under stock purchase plan
From December 31,2019 to March 31, 2020 Conversion of preferred stock into common stock upon merger Issuance of common stock to former stockholders of NewLink upon merger
On March 18, 2020, NewLink Genetics Corporation completed its business combination with Lumos Pharma, Inc. (“Lumos”) in accordance with the terms of the Agreement and Plan of Merger and Reorganization, dated as of September 30, 2019, by and among the Company, Cyclone Merger Sub, Inc. (“Merger Sub”), and Lumos (as amended, the “Merger Agreement”), pursuant to which Merger Sub merged with and into Lumos, with Lumos surviving as a wholly-owned subsidiary of the Company (the “Merger”). Also on March 18, 2020, and prior to the effective time of the Merger (the “Effective Time”), the Company effected a 1-for-9 reverse stock split of its common stock. Immediately following the Reverse Stock Split and the completion of the Merger, there were approximately 8,255,126 shares of the Company’s common stock outstanding.
from December 31, 2018 to December 31, 2019 Vesting of restricted stock awards Sales of shares under stock purchase plan Repurchase of common stock
from June 30, 2019 to September 30, 2019 Restricted stock vested Repurchase of common stock
From March 31, 2019 to June 30, 2019 Restricted stock vested Sales of shares under stock purchase plan Repurchase of common stock
From December 31,2018 to March 31, 2019 Restricted stock vested Repurchase of common stock
From December 31,2017 to December 31,2018 Exercise of stock options and vesting of restricted stock awards Sales of shares under stock purchase plan Shares withheld for statutory tax withholding
From December 31, 2017 to September 30, 2018 Exercise of stock options and restricted stock vested Sales of shares under stock purchase plan Repurchase of common stock
from December 31, 2017 to June 30, 2018 Exercise of stock options and restricted stock vested Sales of shares under stock purchase plan Shares withheld for statutory tax withholding
From December 31, 2017 to March 31, 2018 Exercise of stock options and restricted stock vested Repurchase of common stock
from December 31, 2016 to December 31, 2017 Exercise of stock options and vesting of restricted stock awards Sales of shares under stock purchase plan Issuance of common stock under the ATM Offering (net of offering costs of $561 thousand) Issuance of common stock under public offering (net of offering costs of $3.7 million) Shares withheld for statutory tax withholding
From December 31, 2016 to September 30, 2017 Exercise of stock options and restricted stock vested Sales of shares under stock purchase plan Repurchase of common stock Issuance of common stock under the ATM Offering (net of offering costs of $561)
From December 31, 2016 to June 30, 2017 Exercise of stock options and restricted stock vested Sales of shares under stock purchase plan Repurchase of common stock
from December 31, 2016 to March 31, 2017 Exercise of stock options and restricted stock vested Repurchase of common stock
From December 31, 2015 to December 31, 2016 Exercise of stock options and vesting of restricted stock awards Sales of shares under stock purchase plan Shares withheld for statutory tax withholding
From December 31, 2015 to September 30, 2016 Exercise of stock options and restricted stock vested Sale of shares under stock purchase plan Shares withheld for statutory tax withholding
from December 31, 2015 to June 30, 2016 Exercise of stock options and restricted stock vested Sale of shares under stock purchase plan Shares withheld for statutory tax withholding
from December 31, 2015 to March 31, 2016 Exercise of stock options and restricted stock vested
from December 31, 2014 to December 31, 2015 Exercise of stock options and vesting of restricted stock awards Sales of shares under stock purchase plan Issuance of common stock under the ATM Offering (net of offering costs of $54) Shares withheld for statutory tax withholding Shares issued from treasury
from December 31, 2010 to September 30, 2011 Stock compensation Exercise of stock options Conversion of preferred stock to common stock Issuance of dividend paid in common stock