主要股东
注:以下部分股东代表特定权益共同体,直接或间接持有上市公司股份
| 序号 | 股东名称 | 是否机构 | 持股数(股) | 持股比例 | 持股变动数(股) | 持股数变动比例 | 投票权比例 |
|---|---|---|---|---|---|---|---|
| 1 | 三菱日联金融集团 | 是 | 37896.28万 | 23.60% | 不变 | 不变 | -- |
| 2 | State Street Bank and Trust Company | 是 | 11400.52万 | 7.10% | 不变 | 不变 | -- |
| 3 | 领航集团有限公司 | 是 | 10904.00万 | 6.80% | 不变 | 不变 | -- |
| 4 | 贝莱德集团公司 | 是 | 9049.68万 | 5.60% | 不变 | 不变 | -- |
| 5 | Edward N. Pick | 否 | 55.75万 | 0.03% | 新增 | 新增 | 0.0347% |
| 6 | James P. Gorman | 否 | 14.36万 | 0.0089% | 新增 | 新增 | 0.0089% |
| 7 | Daniel A. Simkowitz | 否 | 13.59万 | 0.0084% | 新增 | 新增 | 0.0084% |
| 8 | Andrew M. Saperstein | 否 | 8.36万 | 0.0052% | 新增 | 新增 | 0.0052% |
| 9 | Shelley B. Leibowitz | 否 | 3.71万 | 0.0023% | 新增 | 新增 | 0.0023% |
| 10 | Rayford Wilkins, Jr. | 否 | 3.19万 | 0.0020% | 新增 | 新增 | 0.0020% |
| 11 | Jami Miscik | 否 | 2.60万 | 0.0016% | 新增 | 新增 | 0.0016% |
| 12 | Sharon Yeshaya | 否 | 2.59万 | 0.0016% | 新增 | 新增 | 0.0016% |
| 13 | Robert H. Herz | 否 | 2.39万 | 0.0015% | 新增 | 新增 | 0.0015% |
| 14 | Dennis M. Nally | 否 | 1.82万 | 0.0011% | 新增 | 新增 | 0.0011% |
| 15 | Thomas H. Glocer | 否 | 0.42万 | 0.0003% | 新增 | 新增 | 0.0003% |
| 16 | Erika H. James | 否 | 0.36万 | 0.0002% | 新增 | 新增 | 0.0002% |
| 17 | Mary L. Schapiro | 否 | 0.32万 | 0.0002% | 新增 | 新增 | 0.0002% |
内部人交易
| 日期 | 股东名称 | 变动股数(万股) | 交易后持股数量(万股) | 交易价格 | 是否直接持有 | 内部人类型 |
|---|---|---|---|---|---|---|
| 2026-03-12 | GROSSMAN ERIC F |
|
19.77 | 0.00 | 是 | Chief Legal/Admin Officer |
| 2026-03-12 | GROSSMAN ERIC F |
|
18.61 | 160.89 | 是 | Chief Legal/Admin Officer |
| 2026-03-12 | Pizzi Michael A. |
|
15.34 | 0.00 | 是 | Head Technology & Operations |
| 2026-03-12 | Pizzi Michael A. |
|
14.55 | 160.89 | 是 | Head Technology & Operations |
| 2026-03-12 | SAPERSTEIN ANDREW M |
|
36.08 | 0.00 | 是 | Co-President |
| 2026-03-12 | SAPERSTEIN ANDREW M |
|
33.38 | 160.89 | 是 | Co-President |
| 2026-03-12 | YESHAYA SHARON |
|
16.13 | 0.00 | 是 | Chief Financial Officer |
| 2026-03-12 | YESHAYA SHARON |
|
15.17 | 160.89 | 是 | Chief Financial Officer |
| 2026-03-12 | PICK EDWARD |
|
69.99 | 0.00 | 是 | Chairman and CEO |
| 2026-03-12 | PICK EDWARD |
|
66.62 | 160.89 | 是 | Chairman and CEO |
| 2026-03-12 | CRAWLEY MANDELL |
|
8.36 | 0.00 | 是 | Chief Client Officer |
| 2026-03-12 | CRAWLEY MANDELL |
|
7.87 | 160.89 | 是 | Chief Client Officer |
| 2026-03-12 | SIMKOWITZ DANIEL A |
|
40.67 | 0.00 | 是 | Co-President |
| 2026-03-12 | SIMKOWITZ DANIEL A |
|
38.85 | 160.89 | 是 | Co-President |
| 2026-02-19 | PICK EDWARD |
|
67.28 | 0.00 | 是 | Chairman and CEO |
| 2026-02-19 | PICK EDWARD |
|
63.90 | 176.59 | 是 | Chairman and CEO |
| 2026-02-19 | CRAWLEY MANDELL |
|
7.89 | 0.00 | 是 | Chief Client Officer |
| 2026-02-19 | CRAWLEY MANDELL |
|
7.39 | 176.59 | 是 | Chief Client Officer |
| 2026-02-19 | GROSSMAN ERIC F |
|
19.20 | 0.00 | 是 | Chief Legal/Admin Officer |
| 2026-02-19 | SAPERSTEIN ANDREW M |
|
30.80 | 176.59 | 是 | Co-President |
| 2026-02-19 | GROSSMAN ERIC F |
|
18.04 | 176.59 | 是 | Chief Legal/Admin Officer |
| 2026-02-19 | Pizzi Michael A. |
|
14.48 | 0.00 | 是 | Head Technology & Operations |
| 2026-02-19 | Pizzi Michael A. |
|
13.69 | 176.59 | 是 | Head Technology & Operations |
| 2026-02-19 | SAPERSTEIN ANDREW M |
|
33.49 | 0.00 | 是 | Co-President |
| 2026-02-19 | YESHAYA SHARON |
|
15.35 | 0.00 | 是 | Chief Financial Officer |
| 2026-02-19 | YESHAYA SHARON |
|
14.39 | 176.59 | 是 | Chief Financial Officer |
| 2026-02-19 | SIMKOWITZ DANIEL A |
|
39.20 | 0.00 | 是 | Co-President |
| 2026-02-19 | SIMKOWITZ DANIEL A |
|
37.38 | 176.59 | 是 | Co-President |
| 2026-01-30 | SIMKOWITZ DANIEL A |
|
35.73 | 182.61 | 是 | Co-President |
| 2026-01-20 | CRAWLEY MANDELL |
|
7.31 | 181.89 | 是 | Chief Client Officer |
| 2026-01-20 | CRAWLEY MANDELL |
|
7.27 | 182.73 | 是 | Chief Client Officer |
| 2026-01-20 | GROSSMAN ERIC F |
|
17.10 | 184.00 | 是 | Chief Legal/Admin Officer |
| 2026-01-20 | CRAWLEY MANDELL |
|
7.10 | 184.16 | 是 | Chief Client Officer |
| 2026-01-20 | CRAWLEY MANDELL |
|
6.88 | 185.94 | 是 | Chief Client Officer |
| 2026-01-20 | CRAWLEY MANDELL |
|
7.00 | 184.90 | 是 | Chief Client Officer |
| 2026-01-20 | GROSSMAN ERIC F |
|
16.85 | 0.00 | 是 | Chief Legal/Admin Officer |
| 2026-01-20 | Pizzi Michael A. |
|
12.79 | 184.55 | 是 | Head Technology & Operations |
| 2026-01-20 | SAPERSTEIN ANDREW M |
|
29.94 | 181.85 | 是 | Co-President |
| 2026-01-20 | SAPERSTEIN ANDREW M |
|
29.75 | 182.63 | 是 | Co-President |
| 2026-01-20 | SAPERSTEIN ANDREW M |
|
29.15 | 184.13 | 是 | Co-President |
| 2026-01-20 | SAPERSTEIN ANDREW M |
|
28.47 | 184.94 | 是 | Co-President |
| 2026-01-20 | SAPERSTEIN ANDREW M |
|
28.10 | 185.91 | 是 | Co-President |
| 2026-01-20 | SMITH CHARLES A |
|
11.91 | 182.08 | 是 | Chief Risk Officer |
| 2026-01-20 | SAPERSTEIN ANDREW M |
|
28.05 | 186.60 | 是 | Co-President |
| 2026-01-20 | YESHAYA SHARON |
|
13.53 | 185.77 | 是 | Chief Financial Officer |
| 2026-01-20 | James Erika H |
|
1.18 | 0.00 | 是 | -- |
| 2026-01-16 | PICK EDWARD |
|
61.05 | 0.00 | 是 | Chairman and CEO |
| 2026-01-16 | PICK EDWARD |
|
61.86 | 191.23 | 是 | Chairman and CEO |
| 2026-01-16 | CRAWLEY MANDELL |
|
8.26 | 0.00 | 是 | Chief Client Officer |
| 2026-01-16 | CRAWLEY MANDELL |
|
7.66 | 191.23 | 是 | Chief Client Officer |
| 2026-01-16 | GROSSMAN ERIC F |
|
22.52 | 0.00 | 是 | Chief Legal/Admin Officer |
| 2026-01-16 | GROSSMAN ERIC F |
|
20.43 | 191.23 | 是 | Chief Legal/Admin Officer |
| 2026-01-16 | Pizzi Michael A. |
|
16.01 | 0.00 | 是 | Head Technology & Operations |
| 2026-01-16 | Pizzi Michael A. |
|
14.79 | 191.23 | 是 | Head Technology & Operations |
| 2026-01-16 | SAPERSTEIN ANDREW M |
|
33.81 | 0.00 | 是 | Co-President |
| 2026-01-16 | SAPERSTEIN ANDREW M |
|
31.08 | 191.23 | 是 | Co-President |
| 2026-01-16 | SIMKOWITZ DANIEL A |
|
42.57 | 0.00 | 是 | Co-President |
| 2026-01-16 | SIMKOWITZ DANIEL A |
|
39.03 | 191.23 | 是 | Co-President |
| 2026-01-16 | SMITH CHARLES A |
|
14.50 | 0.00 | 是 | Chief Risk Officer |
| 2026-01-16 | SMITH CHARLES A |
|
12.76 | 191.23 | 是 | Chief Risk Officer |
| 2026-01-16 | YESHAYA SHARON |
|
16.73 | 0.00 | 是 | Chief Financial Officer |
| 2026-01-16 | YESHAYA SHARON |
|
15.11 | 191.23 | 是 | Chief Financial Officer |
| 2026-01-16 | Worster Victoria |
|
1.35 | 0.00 | 是 | Chief Accounting Officer |
| 2026-01-16 | Worster Victoria |
|
1.32 | 191.23 | 是 | Chief Accounting Officer |
| 2025-12-01 | GLOCER THOMAS H |
|
12.14 | 168.76 | 是 | -- |
| 2025-12-01 | GOOD LYNN J |
|
0.19 | 168.76 | 是 | -- |
| 2025-12-01 | NALLY DENNIS M |
|
4.51 | 168.76 | 是 | -- |
| 2025-12-01 | Peterson Douglas L. |
|
1.01 | 168.76 | 是 | -- |
| 2025-12-01 | TRAQUINA PERRY M |
|
8.87 | 168.76 | 是 | -- |
| 2025-11-07 | Leibowitz Shelley B |
|
4.69 | 0.00 | 是 | -- |
| 2025-10-31 | PICK EDWARD |
|
57.50 | 164.34 | 是 | Chairman and CEO |
| 2025-10-31 | PICK EDWARD |
|
57.49 | 0.00 | 是 | Chairman and CEO |
| 2025-10-29 | SIMKOWITZ DANIEL A |
|
38.38 | 0.00 | 是 | Co-President |
| 2025-08-01 | GOOD LYNN J |
|
0.17 | 0.00 | 是 | -- |
| 2025-07-17 | GROSSMAN ERIC F |
|
18.64 | 141.12 | 是 | Chief Legal/Admin Officer |
| 2025-07-17 | Pizzi Michael A. |
|
13.64 | 140.62 | 是 | Head Technology & Operations |
| 2025-07-17 | Pizzi Michael A. |
|
13.57 | 0.00 | 是 | Head Technology & Operations |
| 2025-07-17 | SIMKOWITZ DANIEL A |
|
39.91 | 141.13 | 是 | Co-President |
| 2025-07-17 | SIMKOWITZ DANIEL A |
|
39.15 | 0.00 | 是 | Co-President |
| 2025-07-17 | SMITH CHARLES A |
|
11.92 | 140.30 | 是 | Chief Risk Officer |
| 2025-06-01 | GLOCER THOMAS H |
|
11.84 | 0.00 | 是 | -- |
| 2025-06-01 | GLOCER THOMAS H |
|
11.93 | 127.58 | 是 | -- |
| 2025-06-01 | WILKINS RAYFORD JR |
|
7.59 | 0.00 | 是 | -- |
| 2025-06-01 | TRAQUINA PERRY M |
|
8.65 | 0.00 | 是 | -- |
| 2025-06-01 | TRAQUINA PERRY M |
|
8.71 | 127.58 | 是 | -- |
| 2025-06-01 | Miscik Judith A |
|
6.43 | 0.00 | 是 | -- |
| 2025-06-01 | Herz Robert H |
|
9.94 | 0.00 | 是 | -- |
| 2025-06-01 | Peterson Douglas L. |
|
0.97 | 0.00 | 是 | -- |
| 2025-06-01 | Leibowitz Shelley B |
|
4.86 | 0.00 | 是 | -- |
| 2025-06-01 | NALLY DENNIS M |
|
4.44 | 0.00 | 是 | -- |
| 2025-06-01 | James Erika H |
|
1.23 | 0.00 | 是 | -- |
| 2025-06-01 | SCHAPIRO MARY L |
|
3.92 | 0.00 | 是 | -- |
| 2025-06-01 | SCHAPIRO MARY L |
|
3.96 | 127.58 | 是 | -- |
| 2025-06-01 | BUTLER MEGAN |
|
0.49 | 0.00 | 是 | -- |
| 2025-06-01 | BUTLER MEGAN |
|
0.46 | 127.58 | 是 | -- |
| 2025-05-12 | SIMKOWITZ DANIEL A |
|
42.59 | 127.37 | 是 | Co-President |
| 2025-05-02 | SAPERSTEIN ANDREW M |
|
33.58 | 120.00 | 是 | Co-President |
| 2025-05-02 | Herz Robert H |
|
9.68 | 119.32 | 是 | -- |
| 2025-04-29 | GROSSMAN ERIC F |
|
19.74 | 0.00 | 是 | Chief Legal/Admin Officer |
| 2025-04-15 | GROSSMAN ERIC F |
|
19.93 | 111.65 | 是 | Chief Legal/Admin Officer |
| 2025-04-14 | YESHAYA SHARON |
|
14.01 | 0.00 | 是 | Chief Financial Officer |
| 2025-04-14 | YESHAYA SHARON |
|
12.78 | 0.00 | 是 | Chief Financial Officer |
| 2025-02-21 | SAPERSTEIN ANDREW M |
|
42.46 | 0.00 | 是 | Co-President |
| 2025-02-21 | SAPERSTEIN ANDREW M |
|
37.58 | 134.34 | 是 | Co-President |
| 2025-02-21 | Pizzi Michael A. |
|
16.94 | 0.00 | 是 | Head Technology & Operations |
| 2025-02-21 | Pizzi Michael A. |
|
15.38 | 134.34 | 是 | Head Technology & Operations |
| 2025-02-21 | GROSSMAN ERIC F |
|
24.29 | 0.00 | 是 | Chief Legal/Admin Officer |
| 2025-02-21 | GROSSMAN ERIC F |
|
22.02 | 134.34 | 是 | Chief Legal/Admin Officer |
| 2025-02-21 | CRAWLEY MANDELL |
|
7.10 | 0.00 | 是 | Chief Client Officer |
| 2025-02-21 | CRAWLEY MANDELL |
|
6.31 | 134.34 | 是 | Chief Client Officer |
| 2025-02-21 | PICK EDWARD |
|
73.97 | 0.00 | 是 | Chairman and CEO |
| 2025-02-21 | PICK EDWARD |
|
67.08 | 134.34 | 是 | Chairman and CEO |
| 2025-02-21 | YESHAYA SHARON |
|
15.57 | 0.00 | 是 | Chief Financial Officer |
| 2025-02-21 | YESHAYA SHARON |
|
14.02 | 134.34 | 是 | Chief Financial Officer |
| 2025-02-21 | SIMKOWITZ DANIEL A |
|
49.08 | 0.00 | 是 | Co-President |
| 2025-02-21 | SIMKOWITZ DANIEL A |
|
45.49 | 134.34 | 是 | Co-President |
| 2025-01-22 | CRAWLEY MANDELL |
|
5.52 | 138.06 | 是 | Chief Client Officer |
| 2025-01-21 | YESHAYA SHARON |
|
12.77 | 0.00 | 是 | Chief Financial Officer |
| 2025-01-21 | YESHAYA SHARON |
|
12.69 | 0.00 | 是 | Chief Financial Officer |
| 2025-01-21 | SIMKOWITZ DANIEL A |
|
43.82 | 136.22 | 是 | Co-President |
| 2025-01-21 | SIMKOWITZ DANIEL A |
|
42.37 | 137.20 | 是 | Co-President |
| 2025-01-21 | SAPERSTEIN ANDREW M |
|
33.90 | 136.07 | 是 | Co-President |
| 2025-01-21 | SAPERSTEIN ANDREW M |
|
32.71 | 136.99 | 是 | Co-President |
| 2025-01-21 | SAPERSTEIN ANDREW M |
|
32.70 | 137.61 | 是 | Co-President |
| 2025-01-21 | Pizzi Michael A. |
|
13.63 | 0.00 | 是 | Head Technology & Operations |
| 2025-01-21 | Pizzi Michael A. |
|
13.78 | 136.92 | 是 | Head Technology & Operations |
| 2025-01-21 | AKRAM RAJA |
|
8.14 | 136.01 | 是 | Deputy Chief Financial Officer |
| 2025-01-21 | GROSSMAN ERIC F |
|
19.74 | 136.20 | 是 | Chief Legal/Admin Officer |
| 2025-01-17 | YESHAYA SHARON |
|
15.44 | 0.00 | 是 | Chief Financial Officer |
| 2025-01-17 | YESHAYA SHARON |
|
14.10 | 135.81 | 是 | Chief Financial Officer |
| 2025-01-17 | SIMKOWITZ DANIEL A |
|
49.92 | 0.00 | 是 | Co-President |
| 2025-01-17 | SIMKOWITZ DANIEL A |
|
46.04 | 135.81 | 是 | Co-President |
| 2025-01-17 | Smith Charles Aubrey III |
|
15.80 | 0.00 | 是 | Chief Risk Officer |
| 2025-01-17 | Smith Charles Aubrey III |
|
13.78 | 135.81 | 是 | Chief Risk Officer |
| 2025-01-17 | SAPERSTEIN ANDREW M |
|
38.49 | 0.00 | 是 | Co-President |
| 2025-01-17 | SAPERSTEIN ANDREW M |
|
35.78 | 135.81 | 是 | Co-President |
| 2025-01-17 | Pizzi Michael A. |
|
17.40 | 0.00 | 是 | Head Technology & Operations |
| 2025-01-17 | Pizzi Michael A. |
|
15.62 | 135.81 | 是 | Head Technology & Operations |
| 2025-01-17 | GROSSMAN ERIC F |
|
24.63 | 0.00 | 是 | Chief Legal/Admin Officer |
| 2025-01-17 | GROSSMAN ERIC F |
|
22.36 | 135.81 | 是 | Chief Legal/Admin Officer |
| 2025-01-17 | CRAWLEY MANDELL |
|
6.59 | 0.00 | 是 | Chief Client Officer |
| 2025-01-17 | CRAWLEY MANDELL |
|
6.36 | 135.81 | 是 | Chief Client Officer |
| 2025-01-17 | PICK EDWARD |
|
84.24 | 0.00 | 是 | Chairman and CEO |
| 2025-01-17 | PICK EDWARD |
|
80.24 | 135.81 | 是 | Chairman and CEO |
| 2025-01-17 | PICK EDWARD |
|
62.04 | 136.31 | 是 | Chairman and CEO |
| 2025-01-17 | PICK EDWARD |
|
61.33 | 0.00 | 是 | Chairman and CEO |
| 2025-01-17 | AKRAM RAJA |
|
9.89 | 135.81 | 是 | Deputy Chief Financial Officer |
| 2025-01-17 | AKRAM RAJA |
|
11.19 | 0.00 | 是 | Deputy Chief Financial Officer |
| 2024-12-31 | LUCZO STEPHEN J |
|
1.73 | 0.00 | 是 | -- |
| 2024-12-01 | TRAQUINA PERRY M |
|
8.32 | 132.04 | 是 | -- |
| 2024-12-01 | SCHAPIRO MARY L |
|
3.66 | 132.04 | 是 | -- |
| 2024-12-01 | GLOCER THOMAS H |
|
11.48 | 132.04 | 是 | -- |
| 2024-12-01 | LUCZO STEPHEN J |
|
1.84 | 132.04 | 是 | -- |
| 2024-08-13 | GROSSMAN ERIC F |
|
20.00 | 0.00 | 是 | Chief Legal/Admin Officer |
| 2024-07-26 | CRAWLEY MANDELL |
|
4.32 | 105.25 | 是 | Chief Human Resources Officer |
| 2024-07-24 | GORMAN JAMES P |
|
40.64 | 0.00 | 是 | Executive Chairman |
| 2024-07-18 | AKRAM RAJA |
|
8.71 | 106.37 | 是 | Deputy Chief Financial Officer |
| 2024-07-17 | PICK EDWARD N |
|
80.14 | 106.12 | 是 | Chief Executive Officer |
| 2024-07-17 | Herz Robert H |
|
9.60 | 106.62 | 是 | -- |
| 2024-07-17 | Herz Robert H |
|
9.59 | 106.63 | 是 | -- |
| 2024-07-17 | SIMKOWITZ DANIEL A |
|
44.25 | 106.54 | 是 | Co-President |
| 2024-06-01 | LUCZO STEPHEN J |
|
1.72 | 0.00 | 是 | -- |
| 2024-06-01 | LUCZO STEPHEN J |
|
1.77 | 97.19 | 是 | -- |
| 2024-06-01 | Miscik Judith A |
|
6.11 | 0.00 | 是 | -- |
| 2024-06-01 | BUTLER MEGAN |
|
0.27 | 0.00 | 是 | -- |
| 2024-06-01 | GLOCER THOMAS H |
|
11.12 | 0.00 | 是 | -- |
| 2024-06-01 | GLOCER THOMAS H |
|
11.23 | 97.19 | 是 | -- |
| 2024-06-01 | Leibowitz Shelley B |
|
4.62 | 0.00 | 是 | -- |
| 2024-06-01 | WILKINS RAYFORD JR |
|
7.25 | 0.00 | 是 | -- |
| 2024-06-01 | NALLY DENNIS M |
|
4.15 | 0.00 | 是 | -- |
| 2024-06-01 | TRAQUINA PERRY M |
|
8.06 | 0.00 | 是 | -- |
| 2024-06-01 | TRAQUINA PERRY M |
|
8.13 | 97.19 | 是 | -- |
| 2024-06-01 | SCHAPIRO MARY L |
|
3.57 | 0.00 | 是 | -- |
| 2024-06-01 | Herz Robert H |
|
9.69 | 0.00 | 是 | -- |
| 2024-06-01 | James Erika H |
|
0.99 | 0.00 | 是 | -- |
| 2024-05-14 | SIMKOWITZ DANIEL A |
|
47.97 | 0.00 | 是 | Co-President |
| 2024-05-14 | CRAWLEY MANDELL |
|
4.63 | 99.61 | 是 | Chief Human Resources Officer |
| 2024-04-18 | GORMAN JAMES P |
|
41.49 | 90.21 | 是 | Executive Chairman |
| 2024-04-17 | Smith Charles Aubrey III |
|
12.62 | 90.09 | 是 | Chief Risk Officer |