Neos治疗
NEOS

股本结构

单位：万股
公告日期 2021-02-09 2020-11-09 2020-08-10 2020-05-11 2020-05-11 2020-03-13
证券总股本 4975.83 4975.67 4975.51 4975.13 4974.40 4974.31
普通股本 4975.83 4975.67 4975.51 4975.13 4974.40 4974.31
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2021-02-05 2020-11-02 2020-06-30 2020-05-04 2020-03-31 2020-03-06
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2021-02-09 4975.83 未披露 定期报告 2021-02-05
2020-11-09 4975.67 未披露 定期报告 2020-11-02
2020-08-10 4975.51 未披露
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From March 31, 2020 to June 30, 2020 Issuance of common stock upon RSU conversion Shares issued for exercise of stock options
2020-06-30
2020-05-11 4975.13 未披露 定期报告 2020-05-04
2020-05-11 4974.40 未披露
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From December 31, 2019 to March 31, 2020 Issuance of common stock upon RSU conversion Shares issued for exercise of stock options
2020-03-31
2020-03-13 4974.31 未披露 定期报告 2020-03-06
2020-03-13 4973.27 未披露
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from December 31, 2018 to December 31, 2019 Issuance of common stock upon RSU conversion Shares issued for exercise of stock options
2019-12-31
2019-11-08 4973.27 未披露 定期报告 2019-11-01
2019-11-08 4976.49 未披露
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from June 30, 2019 to September 30, 2019 Balance as of the beginning of the period Shares issued for exercise of stock options
2019-09-30
2019-08-09 4973.03 未披露
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from March 31, 2019 to June 30,2019 Issuance of common stock upon RSU conversion
2019-06-30
2019-05-10 4972.25 未披露
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From December 31, 2018 to March 31, 2019 Issuance of common stock upon RSU conversion Shares issued for exercise of stock options
2019-03-31
2019-03-18 4971.07 未披露 定期报告 2019-03-11
2019-03-18 4967.63 未披露
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From December 31, 2017 to November 15, 2018 Issuance of common stock, net of issuance costs Issuance of common stock upon RSU conversion Shares issued for exercise of stock options
2018-11-15
2018-11-09 2967.63 未披露 定期报告 2018-11-05
2018-11-09 2967.39 未披露
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From December 31, 2017 to September 30, 2018 Issuance of common stock, net of issuance costs Issuance of common stock upon RSU conversion
2018-09-30
2018-08-09 2967.39 未披露 定期报告 2018-08-03
2018-08-09 2901.48 未披露
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From December 31, 2017 to June 30, 2018 Issuance of common stock upon RSU conversion
2018-06-30
2018-04-30 2899.70 未披露 定期报告 2018-04-17
2018-05-10 2903.08 未披露 定期报告 2018-03-31
2018-03-16 2899.70 未披露
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from December 31, 2016 to December 31, 2017 Issuance of common stock, net of issuance costs Issuance of common stock upon conversion of convertible notes Shares issued from exercise of stock options Purchase of treasury stock
2017-12-31
2017-11-09 2899.70 未披露 定期报告 2017-11-03
2017-11-09 2808.06 未披露
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from December 31, 2016 to September 30, 2017 Issuance of common stock, net of issuance costs
2017-09-30
2017-08-09 2808.06 未披露 定期报告 2017-08-04
2017-08-09 2736.06 未披露
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From December 31, 2016 to June 30, 2017 Issuance of common stock, net of issuance costs
2017-06-30
2017-06-30 2736.06 未披露 定期报告 2017-06-29
2017-05-10 2256.06 未披露
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From December 31, 2016 to March 31, 2017 Issuance of common stock, net of issuance costs
2017-03-31
2017-03-15 2256.06 未披露 定期报告 2017-03-14
2017-03-15 1606.10 未披露
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From December 31, 2015 to December 31, 2016 Purchase of treasury stock
2016-12-31
2016-11-14 1606.10 未披露 定期报告 2016-11-09
2016-08-12 1607.07 未披露
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from December 31, 2015 to June 30, 2016 Proceeds from exercise of options and warrants
2016-06-30
2016-05-16 1604.59 未披露 定期报告 2016-05-13
2016-04-27 1604.81 未披露 定期报告 2016-04-22
2016-05-16 1603.84 未披露
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from December 31, 2015 to March 31, 2016 Proceeds from exercise of options and warrants
2016-03-31
2016-03-18 1603.50 未披露 定期报告 2016-03-15
2016-03-18 1601.60 未披露
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From December 31, 2014 to December 31, 2015 Proceeds from exercise of options and warrants Cancellation of treasury stock Conversion of Redeemable Preferred Stock Cashless exercise of Series C warrants issued with Series C financing Net proceeds from issuance of common stock in IPO Purchase of treasury stock A 1-for-2.4 reverse stock split of our common stock effected on July 10, 2015 The conversion of all of our shares of redeemable convertible preferred stock outstanding as of March 31, 2015 into 8,801,319 shares of common stock, which will occur automatically upon the closing of this offering.
2015-12-31
2015-11-13 1594.25 未披露 定期报告 2015-11-13
2015-11-13 1583.91 未披露
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from December 31, 2014 to September 30, 2015 Proceeds from exercise of options and warrants Cancellation of treasury stock Conversion of Redeemable Preferred Stock Cashless exercise of Series C warrants issued with Series C financing Net proceeds from issuance of common stock in IPO A 1-for-2.4 reverse stock split of our common stock effected on July 10, 2015
2015-09-30
2015-09-04 1583.63 未披露 定期报告 2015-09-01
2015-07-23 1448.87 未披露
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A 1-for-2.4 reverse stock split of our common stock effected on July 10, 2015: The conversion of all of our shares of redeemable convertible preferred stock outstanding as of March 31, 2015 into 8,801,319 shares of common stock, which will occur automatically upon the closing of this offering.
2015-07-23
2015-09-04 88.74 2127.34
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from December 31, 2014 to June 30, 2015 Proceeds from exercise of options and warrants Cancellation of treasury stock A 1-for-2.4 reverse stock split of our common stock effected on July 10, 2015
2015-06-30
2015-07-13 88.74 2112.34
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From December 31, 2014 to March 31, 2015 Cancellation of treasury stock (unaudited) A 1-for-2.4 reverse stock split of our common stock effected on July 10, 2015 The conversion of all of our shares of redeemable convertible preferred stock outstanding as of March 31, 2015 into 8,801,319 shares of common stock, which will occur automatically upon the closing of this offering
2015-03-31
From March 31, 2020 to June 30, 2020 Issuance of common stock upon RSU conversion Shares issued for exercise of stock options
From December 31, 2019 to March 31, 2020 Issuance of common stock upon RSU conversion Shares issued for exercise of stock options
from December 31, 2018 to December 31, 2019 Issuance of common stock upon RSU conversion Shares issued for exercise of stock options
from June 30, 2019 to September 30, 2019 Balance as of the beginning of the period Shares issued for exercise of stock options
from March 31, 2019 to June 30,2019 Issuance of common stock upon RSU conversion
From December 31, 2018 to March 31, 2019 Issuance of common stock upon RSU conversion Shares issued for exercise of stock options
From December 31, 2017 to November 15, 2018 Issuance of common stock, net of issuance costs Issuance of common stock upon RSU conversion Shares issued for exercise of stock options
From December 31, 2017 to September 30, 2018 Issuance of common stock, net of issuance costs Issuance of common stock upon RSU conversion
From December 31, 2017 to June 30, 2018 Issuance of common stock upon RSU conversion
from December 31, 2016 to December 31, 2017 Issuance of common stock, net of issuance costs Issuance of common stock upon conversion of convertible notes Shares issued from exercise of stock options Purchase of treasury stock
from December 31, 2016 to September 30, 2017 Issuance of common stock, net of issuance costs
From December 31, 2016 to June 30, 2017 Issuance of common stock, net of issuance costs
From December 31, 2016 to March 31, 2017 Issuance of common stock, net of issuance costs
From December 31, 2015 to December 31, 2016 Purchase of treasury stock
from December 31, 2015 to June 30, 2016 Proceeds from exercise of options and warrants
from December 31, 2015 to March 31, 2016 Proceeds from exercise of options and warrants
From December 31, 2014 to December 31, 2015 Proceeds from exercise of options and warrants Cancellation of treasury stock Conversion of Redeemable Preferred Stock Cashless exercise of Series C warrants issued with Series C financing Net proceeds from issuance of common stock in IPO Purchase of treasury stock A 1-for-2.4 reverse stock split of our common stock effected on July 10, 2015 The conversion of all of our shares of redeemable convertible preferred stock outstanding as of March 31, 2015 into 8,801,319 shares of common stock, which will occur automatically upon the closing of this offering.
from December 31, 2014 to September 30, 2015 Proceeds from exercise of options and warrants Cancellation of treasury stock Conversion of Redeemable Preferred Stock Cashless exercise of Series C warrants issued with Series C financing Net proceeds from issuance of common stock in IPO A 1-for-2.4 reverse stock split of our common stock effected on July 10, 2015
A 1-for-2.4 reverse stock split of our common stock effected on July 10, 2015: The conversion of all of our shares of redeemable convertible preferred stock outstanding as of March 31, 2015 into 8,801,319 shares of common stock, which will occur automatically upon the closing of this offering.
from December 31, 2014 to June 30, 2015 Proceeds from exercise of options and warrants Cancellation of treasury stock A 1-for-2.4 reverse stock split of our common stock effected on July 10, 2015
From December 31, 2014 to March 31, 2015 Cancellation of treasury stock (unaudited) A 1-for-2.4 reverse stock split of our common stock effected on July 10, 2015 The conversion of all of our shares of redeemable convertible preferred stock outstanding as of March 31, 2015 into 8,801,319 shares of common stock, which will occur automatically upon the closing of this offering
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