董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Richard J. Salute | 男 | Director | 77 | 16.30万美元 | 1.25 | 2023-05-01 |
| Peter Downs | 男 | Director; Chief Lending Officer | 58 | 117.50万美元 | 3.53 | 2023-05-01 |
| Gregory Zink | 男 | Director | 66 | 16.30万美元 | 1.26 | 2023-05-01 |
| Fernando Perez Hickman | 男 | Director | 55 | 16.30万美元 | 未持股 | 2023-05-01 |
| Halli Razon Feingold | 女 | Director; Chief Administrative Officer and Senior Vice President, Human Resources | 34 | 未披露 | 未持股 | 2023-05-01 |
| Salvatore F. Mulia | 男 | Director | 75 | 16.30万美元 | 6.88 | 2023-05-01 |
| Barry Sloane | 男 | Chairman and Chief Executive Officer and President | 63 | 170.00万美元 | 112.72 | 2023-05-01 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Peter Downs | 男 | Director; Chief Lending Officer | 58 | 117.50万美元 | 3.53 | 2023-05-01 |
| Halli Razon Feingold | 女 | Director; Chief Administrative Officer and Senior Vice President, Human Resources | 34 | 未披露 | 未持股 | 2023-05-01 |
| Nicholas Leger | 男 | Chief Accounting Officer and Executive Vice President | 42 | 75.00万美元 | 未持股 | 2023-05-01 |
| Nicolas Young | 男 | Chief Risk Officer | 46 | 80.00万美元 | 未持股 | 2023-05-01 |
| Barry Sloane | 男 | Chairman and Chief Executive Officer and President | 63 | 170.00万美元 | 112.72 | 2023-05-01 |
| Michael A. Schwartz | 男 | Chief Legal Officer, Chief Compliance Officer and Corporate Secretary | 62 | 95.00万美元 | 1.82 | 2023-05-01 |
董事简历
中英对照 | 中文 | 英文- Richard J. Salute
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Richard J. Salute，他曾一直担任Newtekone, Inc.的首席财务官（Newtekone, Inc.创立以来），也曾担任董事（从Newtekone, Inc.创立到2015年1月）。2014年3月以来，他一直担任HCFP公司的合伙人兼首席财务官。2015年4月以来，他曾一直担任NewTek Business Services公司（Nasdaq：NEWT）、Walker Innovation公司（OTCQB：WLKR）的独立董事。从2004年到2013年2月，他曾担任CohnResnick公司（一个领先的会计事务所）的合伙人，以及资本市场和证券交易委员会实践董事，也曾担任其顾问（从2013年4月到2014年2月）。此前29年间，他一直担任Arthur Andersen公司的合伙人，负责管理私人公司和上市公司的复杂审计。任职Arthur Andersen公司期间，他为公司在纽约创立了几个业务部门，包括技术实践和企业集团。他是美国注册会计师协会（the American Institute of Certified Public Accountants），以及纽约注册公共会计师协会（the New York State Society of Certified Public Accountants）的成员。他拥有任职企业型创业公司和跨国公司的丰富经验。Salute先生毕业于阿德尔菲大学，是美国注册会计师协会和纽约州注册会计师协会的成员。自2015年5月起，Salute先生还担任Walker Innovation Inc.的董事。
Richard J. Salute,served as Capital Markets and SEC Practice Director at J.H. Cohn and CohnReznick LLP from 2004 to 2014. Prior to that, he spent 29 years, from 1972 to 2001, at Arthur Andersen managing complex audits for public and private companies. During his tenure, he was responsible for providing clients with strategic planning services as well as consulting on corporate finance, mergers and acquisitions, and process evaluation. His clients included large multinational companies and entrepreneurial start-ups. In addition to his client responsibilities, he started three business lines for Arthur Anderson: the Enterprise Group (New York Metropolitan area), the Technology Practice (New York office) and the Bankruptcy and Corporate Recovery Practice (nationwide). More recently, Mr. Salute served as Chief Financial Officer of PAVmed Inc. from June 2014 to September 2015. Mr. Salute also served as a director of Walker Innovation Inc. from 2015 through 2018. Mr. Salute is a graduate of Adelphi University and a member of the American Institute of Certified Public Accountants and the New York State Society of Certified Public Accountants.Mr. Salute has more than 39 years of audit, accounting, and tax experience. - Richard J. Salute，他曾一直担任Newtekone, Inc.的首席财务官（Newtekone, Inc.创立以来），也曾担任董事（从Newtekone, Inc.创立到2015年1月）。2014年3月以来，他一直担任HCFP公司的合伙人兼首席财务官。2015年4月以来，他曾一直担任NewTek Business Services公司（Nasdaq：NEWT）、Walker Innovation公司（OTCQB：WLKR）的独立董事。从2004年到2013年2月，他曾担任CohnResnick公司（一个领先的会计事务所）的合伙人，以及资本市场和证券交易委员会实践董事，也曾担任其顾问（从2013年4月到2014年2月）。此前29年间，他一直担任Arthur Andersen公司的合伙人，负责管理私人公司和上市公司的复杂审计。任职Arthur Andersen公司期间，他为公司在纽约创立了几个业务部门，包括技术实践和企业集团。他是美国注册会计师协会（the American Institute of Certified Public Accountants），以及纽约注册公共会计师协会（the New York State Society of Certified Public Accountants）的成员。他拥有任职企业型创业公司和跨国公司的丰富经验。Salute先生毕业于阿德尔菲大学，是美国注册会计师协会和纽约州注册会计师协会的成员。自2015年5月起，Salute先生还担任Walker Innovation Inc.的董事。
- Richard J. Salute,served as Capital Markets and SEC Practice Director at J.H. Cohn and CohnReznick LLP from 2004 to 2014. Prior to that, he spent 29 years, from 1972 to 2001, at Arthur Andersen managing complex audits for public and private companies. During his tenure, he was responsible for providing clients with strategic planning services as well as consulting on corporate finance, mergers and acquisitions, and process evaluation. His clients included large multinational companies and entrepreneurial start-ups. In addition to his client responsibilities, he started three business lines for Arthur Anderson: the Enterprise Group (New York Metropolitan area), the Technology Practice (New York office) and the Bankruptcy and Corporate Recovery Practice (nationwide). More recently, Mr. Salute served as Chief Financial Officer of PAVmed Inc. from June 2014 to September 2015. Mr. Salute also served as a director of Walker Innovation Inc. from 2015 through 2018. Mr. Salute is a graduate of Adelphi University and a member of the American Institute of Certified Public Accountants and the New York State Society of Certified Public Accountants.Mr. Salute has more than 39 years of audit, accounting, and tax experience.
- Peter Downs
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Peter Downs是公司的首席贷款官，被任命为董事。2014年11月与Newtek Business Services, Inc.兼并入Newtek Business Services Corp.，被选为为BDC“BDC Conversion” 。2003年，Downs先生于加入公司，一直是Newtek Small Business Finance, LLC “NSBF”的总裁和NSBF风险委员会成员。自成立之初起，他曾主要负责公司的贷款政策和程序、组合及营销。2003年加入Newtek之前，Downs先生在银行业担任16年的各种小企业贷款的职务。1990年至2001年，他受雇于欧洲美国银行（“EAB”），在那里他担任过各种职务，包括为小企业贷款的新业务发展主任和零售小企业贷款的集团管理人，它涵盖了银行小企业的承销和服务贷款组合。随着EAB被花旗银行收购，Downs先生应邀运营纽约银行的SBA贷款组合，并最终被命名SBA贷款的国家主任，协调在全国所有花旗银行市场银行的SBA承销和销售工作。除了他的银行经验，他曾参与了多个非营利性小企业咨询委员会，并一直是政府保证贷款人（NAGGL）区域技术问题委员会的国家协会的成员。
Peter Downs,is the Company's Chief Lending Officer. Mr. Downs joined the Company in 2003 and has been the President of Newtek Small Business Finance, LLC ("NSBF"), the Company's wholly owned subsidiary, and a member of the NSBF board of directors. Mr. Downs became Chief Lending Officer of Newtek Bank in January 2023. He has had primary responsibility for the development of the Company's lending policies and procedures, portfolio and marketing, from its inception. Prior to joining the Company in 2003, Mr. Downs spent sixteen years in various small business lending roles within the banking industry. From 1990 to 2001, he was employed with European American Bank ("EAB"), where he held various positions including New Business Development Officer for Small Business Lending and Group Manager of Retail Small Business Lending which encompassed the underwriting and servicing of the bank's small business loan portfolio. Subsequent to EAB's acquisition by Citibank, Mr. Downs ran the bank's U.S. Small Business Administration ("SBA") lending portfolio in New York, and eventually was named the National Director of SBA lending, after which he was responsible for coordinating the bank's SBA underwriting and sales efforts in all Citibank markets across the country. - Peter Downs是公司的首席贷款官，被任命为董事。2014年11月与Newtek Business Services, Inc.兼并入Newtek Business Services Corp.，被选为为BDC“BDC Conversion” 。2003年，Downs先生于加入公司，一直是Newtek Small Business Finance, LLC “NSBF”的总裁和NSBF风险委员会成员。自成立之初起，他曾主要负责公司的贷款政策和程序、组合及营销。2003年加入Newtek之前，Downs先生在银行业担任16年的各种小企业贷款的职务。1990年至2001年，他受雇于欧洲美国银行（“EAB”），在那里他担任过各种职务，包括为小企业贷款的新业务发展主任和零售小企业贷款的集团管理人，它涵盖了银行小企业的承销和服务贷款组合。随着EAB被花旗银行收购，Downs先生应邀运营纽约银行的SBA贷款组合，并最终被命名SBA贷款的国家主任，协调在全国所有花旗银行市场银行的SBA承销和销售工作。除了他的银行经验，他曾参与了多个非营利性小企业咨询委员会，并一直是政府保证贷款人（NAGGL）区域技术问题委员会的国家协会的成员。
- Peter Downs,is the Company's Chief Lending Officer. Mr. Downs joined the Company in 2003 and has been the President of Newtek Small Business Finance, LLC ("NSBF"), the Company's wholly owned subsidiary, and a member of the NSBF board of directors. Mr. Downs became Chief Lending Officer of Newtek Bank in January 2023. He has had primary responsibility for the development of the Company's lending policies and procedures, portfolio and marketing, from its inception. Prior to joining the Company in 2003, Mr. Downs spent sixteen years in various small business lending roles within the banking industry. From 1990 to 2001, he was employed with European American Bank ("EAB"), where he held various positions including New Business Development Officer for Small Business Lending and Group Manager of Retail Small Business Lending which encompassed the underwriting and servicing of the bank's small business loan portfolio. Subsequent to EAB's acquisition by Citibank, Mr. Downs ran the bank's U.S. Small Business Administration ("SBA") lending portfolio in New York, and eventually was named the National Director of SBA lending, after which he was responsible for coordinating the bank's SBA underwriting and sales efforts in all Citibank markets across the country.
- Gregory Zink
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Gregory Zink，从1998年至今，Zink先生一直担任The Lowell Group，LLC的负责人，该公司是一家管理咨询公司，为初创企业、中小型企业提供战略、运营、营销和财务咨询援助。此外，自1988年以来，Zink先生一直担任Nautilus Group Japan Ltd（一家商业健身设备的国际经销商）的首席财务官首席执行官和董事。Zink先生从2000年到2005年担任该公司的执行Vice President。Zink先生此前还受雇于Touche Ross/Deloitte Consulting，AT&T，是通用电气财务管理计划的毕业生。Zink先生就读于宾夕法尼亚州立大学（Pennsylvania State University），并拥有宾夕法尼亚大学沃顿商学院（Wharton School of Business at the University of Pennsylvania）工商管理硕士学位。
Gregory Zink,has served as an independent director of the Company since 2017. Mr. Zink is a Partner at Newport LLC, a national strategic advisory firm that specializes in helping owners and CEOs of privately held, growth stage companies accelerate growth and significantly improve the value of their businesses. From 1998 to 2021, Mr. Zink was the principal of the Lowell Group, LLC, a management consulting firm which provided strategic, operational, marketing and financial consulting assistance to start-up, small and medium size businesses. From 2018 to 2022, Mr. Zink was a managing director of ExigoAsia Pacific, LLC. a manufacturer of commercial fitness equipment. From 1988 through 2019, Mr. Zink served as the Chief Executive Officer, Chief Financial Officer and Director of NGJ Brand Solutions, a distributor of commercial fitness equipment and health and wellness solutions provider in Japan. Mr. Zink was also previously employed by Newtek as an Executive Vice President from 2000-2005, Touche Ross/Deloitte Consulting, AT&T, and is a graduate of the General Electric Financial Management Program. Mr. Zink has an MBA from the Wharton School of the University of Pennsylvania. - Gregory Zink，从1998年至今，Zink先生一直担任The Lowell Group，LLC的负责人，该公司是一家管理咨询公司，为初创企业、中小型企业提供战略、运营、营销和财务咨询援助。此外，自1988年以来，Zink先生一直担任Nautilus Group Japan Ltd（一家商业健身设备的国际经销商）的首席财务官首席执行官和董事。Zink先生从2000年到2005年担任该公司的执行Vice President。Zink先生此前还受雇于Touche Ross/Deloitte Consulting，AT&T，是通用电气财务管理计划的毕业生。Zink先生就读于宾夕法尼亚州立大学（Pennsylvania State University），并拥有宾夕法尼亚大学沃顿商学院（Wharton School of Business at the University of Pennsylvania）工商管理硕士学位。
- Gregory Zink,has served as an independent director of the Company since 2017. Mr. Zink is a Partner at Newport LLC, a national strategic advisory firm that specializes in helping owners and CEOs of privately held, growth stage companies accelerate growth and significantly improve the value of their businesses. From 1998 to 2021, Mr. Zink was the principal of the Lowell Group, LLC, a management consulting firm which provided strategic, operational, marketing and financial consulting assistance to start-up, small and medium size businesses. From 2018 to 2022, Mr. Zink was a managing director of ExigoAsia Pacific, LLC. a manufacturer of commercial fitness equipment. From 1988 through 2019, Mr. Zink served as the Chief Executive Officer, Chief Financial Officer and Director of NGJ Brand Solutions, a distributor of commercial fitness equipment and health and wellness solutions provider in Japan. Mr. Zink was also previously employed by Newtek as an Executive Vice President from 2000-2005, Touche Ross/Deloitte Consulting, AT&T, and is a graduate of the General Electric Financial Management Program. Mr. Zink has an MBA from the Wharton School of the University of Pennsylvania.
- Fernando Perez Hickman
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Fernando Perez Hickman是总部位于马德里的欧洲私募股权公司Azora Capital及其位于佛罗里达州迈阿密的美国附属公司Azora Exan的管理合伙人。Perez-Hickman先生自2007年起担任IBERIABANK的副董事长、公司战略总监和规划集团委员会成员，直至该银行于2020年7月与第一地平线银行合并。在IBERIABANK，他负责公司战略和并购，监督消费者和零售银行部门，向首席执行官汇报。2007年至2017年，Perez-Hickman先生担任Sabadell United Bank董事会执行主席和Santander Private Banking International董事总经理。
Fernando Perez Hickman,is a Managing Partner at Azora Capital, a Madrid-based European based private equity firm, and its U.S. affiliate Azora Exan, based in Miami, Florida. Mr. Perez-Hickman served as Vice Chairman, Director of Corporate Strategy and member of IBERIABANK's Planning Group Committee from 2007 until its merger with First Horizon Bank in July 2020. At IBERIABANK, he was responsible for corporate strategy and mergers and acquisitions, supervising the Consumer and Retail Banking Division, reporting to the CEO. From 2007 to 2017, Mr. Perez-Hickman served as Executive Chairman of the Board of Sabadell United Bank and Managing Director of Santander Private Banking International. - Fernando Perez Hickman是总部位于马德里的欧洲私募股权公司Azora Capital及其位于佛罗里达州迈阿密的美国附属公司Azora Exan的管理合伙人。Perez-Hickman先生自2007年起担任IBERIABANK的副董事长、公司战略总监和规划集团委员会成员，直至该银行于2020年7月与第一地平线银行合并。在IBERIABANK，他负责公司战略和并购，监督消费者和零售银行部门，向首席执行官汇报。2007年至2017年，Perez-Hickman先生担任Sabadell United Bank董事会执行主席和Santander Private Banking International董事总经理。
- Fernando Perez Hickman,is a Managing Partner at Azora Capital, a Madrid-based European based private equity firm, and its U.S. affiliate Azora Exan, based in Miami, Florida. Mr. Perez-Hickman served as Vice Chairman, Director of Corporate Strategy and member of IBERIABANK's Planning Group Committee from 2007 until its merger with First Horizon Bank in July 2020. At IBERIABANK, he was responsible for corporate strategy and mergers and acquisitions, supervising the Consumer and Retail Banking Division, reporting to the CEO. From 2007 to 2017, Mr. Perez-Hickman served as Executive Chairman of the Board of Sabadell United Bank and Managing Director of Santander Private Banking International.
- Halli Razon Feingold
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Halli Razon Feingold，自2016年7月起担任公司首席行政官，自2019年7月起担任公司人力资源高级副总裁。Razon-Feingold女士在公司的任期超过十年，她目前的主要职责集中在为公司及其所有子公司管理执行部门和人力资源的所有领域。Razon-Feingold女士拥有纽约市立大学巴鲁克学院工业/组织心理学硕士学位和霍夫斯特拉大学心理学学士学位。
Halli Razon Feingold,has served as the Company's Chief Administrative Officer since July 2016 and as Senior Vice President of Human Resources for the Company since July 2019. Mrs. Razon-Feingold's tenure at the Company spans over ten years, with her current principal responsibilities centered on managing the Executive department and all areas of Human Resources for the Company and all of its subsidiaries. Mrs. Razon-Feingold holds a master's degree in Industrial/Organizational Psychology from CUNY Baruch College and a bachelor's degree in Psychology from Hofstra University. - Halli Razon Feingold，自2016年7月起担任公司首席行政官，自2019年7月起担任公司人力资源高级副总裁。Razon-Feingold女士在公司的任期超过十年，她目前的主要职责集中在为公司及其所有子公司管理执行部门和人力资源的所有领域。Razon-Feingold女士拥有纽约市立大学巴鲁克学院工业/组织心理学硕士学位和霍夫斯特拉大学心理学学士学位。
- Halli Razon Feingold,has served as the Company's Chief Administrative Officer since July 2016 and as Senior Vice President of Human Resources for the Company since July 2019. Mrs. Razon-Feingold's tenure at the Company spans over ten years, with her current principal responsibilities centered on managing the Executive department and all areas of Human Resources for the Company and all of its subsidiaries. Mrs. Razon-Feingold holds a master's degree in Industrial/Organizational Psychology from CUNY Baruch College and a bachelor's degree in Psychology from Hofstra University.
- Salvatore F. Mulia
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Salvatore F. Mulia，自2003年2月起在美国康州韦斯特波特的RTM金融服务公司担任财务顾问，着重于租赁和贷款咨询服务。从2001年2月至2003年2月，他是位于康涅狄格州谢尔顿的Pitney Bowes资本公司的执行副总裁，从事为企业客户提供金融服务。在此之前，他在通用电气（General Electric）的金融服务事业部通用电气资本公司（GECC）中担任高级管理职位，并从1980年至1993年负责开发金融服务领域的新产品和新业务方案。在GECC的任职期间，他是GEVEST、GECC的投资银行业务单位的负责人，在那里他领导企业联合组织，以及发展收购团队——收购的租赁公司共有30亿美元的合并资产，包括泛美租赁公司（TransAmerica Leasing）、大通曼哈顿租赁公司（Chase Manhattan）的子公司以及LeaseAmerica。
Salvatore F. Mulia,prior to his retirement in 2017, was a financial advisor and principal at RTM Financial Services, Westport, CT, a firm he founded with his wife. RTM was involved in advising small business with an emphasis on leasing and lending advisory services since February 2003. From February 2001 to February 2003, Mr. Mulia was Executive Vice President of Pitney Bowes Capital Corp, Shelton, CT which was engaged in providing financial services to business customers. From 1980 to 1993, Mr. Mulia held senior management positions within General Electric's Financial Services Division, GE Capital Corporation ("GECC"), and was responsible for developing new products and business initiatives in financial services. In addition, during his tenure at GECC, Mr. Mulia was a principal in GEVEST, GECC's investment banking unit, where he headed syndication and led acquisition teams which acquired leasing companies including TransAmerica Leasing, Chase Manhattan's leasing subsidiary and LeaseAmerica. - Salvatore F. Mulia，自2003年2月起在美国康州韦斯特波特的RTM金融服务公司担任财务顾问，着重于租赁和贷款咨询服务。从2001年2月至2003年2月，他是位于康涅狄格州谢尔顿的Pitney Bowes资本公司的执行副总裁，从事为企业客户提供金融服务。在此之前，他在通用电气（General Electric）的金融服务事业部通用电气资本公司（GECC）中担任高级管理职位，并从1980年至1993年负责开发金融服务领域的新产品和新业务方案。在GECC的任职期间，他是GEVEST、GECC的投资银行业务单位的负责人，在那里他领导企业联合组织，以及发展收购团队——收购的租赁公司共有30亿美元的合并资产，包括泛美租赁公司（TransAmerica Leasing）、大通曼哈顿租赁公司（Chase Manhattan）的子公司以及LeaseAmerica。
- Salvatore F. Mulia,prior to his retirement in 2017, was a financial advisor and principal at RTM Financial Services, Westport, CT, a firm he founded with his wife. RTM was involved in advising small business with an emphasis on leasing and lending advisory services since February 2003. From February 2001 to February 2003, Mr. Mulia was Executive Vice President of Pitney Bowes Capital Corp, Shelton, CT which was engaged in providing financial services to business customers. From 1980 to 1993, Mr. Mulia held senior management positions within General Electric's Financial Services Division, GE Capital Corporation ("GECC"), and was responsible for developing new products and business initiatives in financial services. In addition, during his tenure at GECC, Mr. Mulia was a principal in GEVEST, GECC's investment banking unit, where he headed syndication and led acquisition teams which acquired leasing companies including TransAmerica Leasing, Chase Manhattan's leasing subsidiary and LeaseAmerica.
- Barry Sloane
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Barry Sloane，公司的董事会主席、首席执行官兼总裁，并任公司赞助的各认证资本企业的执行官超过五年之久。从1993年9月至1995年7月，他是美邦公司（Smith Barney）的董事总经理；期间，他执导商业和住宅不动产证券股单位，且他是机构抵押贷款和资产支持证券销售的全国销售经理。从1991年4月至1993年9月，他是Aegis Capital Markets的创始人和总裁；该公司从事消费贷款发放和证券化业务，最终以Aegis Consumer Funding的名义上市。从1988年10月至1991年3月，他是Donaldson, Lufkin and Jenrette的高级副总裁，在那里他负责指导抵押贷款支持证券的销售。从1982年8月至1988年9月，他是贝尔斯登（ Bear Stearns, L.F。 ）、Rothschild, E.F. Hutton 和Paine Webber的资深的抵押担保业务员和交易商。
Barry Sloane,has served as Newtekone, Inc. Chairman and Chief Executive Officer since 1999, as Newtekone, Inc. President since 2008 and Chief Executive Officer of Newtek Bank, N.A. since January 2023. Mr. Sloane founded the Company in 1998 and is an executive officer of each of the Company's subsidiaries. From September 1993 through July 1995, Mr. Sloane was a Managing Director of Smith Barney, Inc. While there, he directed the Commercial and Residential Real Estate Securitization Unit, and he was national sales manager for institutional mortgage and asset backed securities sales. From April 1991 through September 1993, Mr. Sloane was founder and President of Aegis Capital Markets, a consumer loan origination and securitization business which was eventually taken public with the name of "Aegis Consumer Funding." From October 1988 through March 1991, Mr. Sloane was Senior Vice President of Donaldson, Lufkin and Jenrette, where he was responsible for directing sales of mortgage-backed securities. From August 1982 to September 1988, Mr. Sloane was a senior mortgage security salesman and trader for Bear Stearns, L.F. Rothschild, E.F. Hutton and Paine Webber. - Barry Sloane，公司的董事会主席、首席执行官兼总裁，并任公司赞助的各认证资本企业的执行官超过五年之久。从1993年9月至1995年7月，他是美邦公司（Smith Barney）的董事总经理；期间，他执导商业和住宅不动产证券股单位，且他是机构抵押贷款和资产支持证券销售的全国销售经理。从1991年4月至1993年9月，他是Aegis Capital Markets的创始人和总裁；该公司从事消费贷款发放和证券化业务，最终以Aegis Consumer Funding的名义上市。从1988年10月至1991年3月，他是Donaldson, Lufkin and Jenrette的高级副总裁，在那里他负责指导抵押贷款支持证券的销售。从1982年8月至1988年9月，他是贝尔斯登（ Bear Stearns, L.F。 ）、Rothschild, E.F. Hutton 和Paine Webber的资深的抵押担保业务员和交易商。
- Barry Sloane,has served as Newtekone, Inc. Chairman and Chief Executive Officer since 1999, as Newtekone, Inc. President since 2008 and Chief Executive Officer of Newtek Bank, N.A. since January 2023. Mr. Sloane founded the Company in 1998 and is an executive officer of each of the Company's subsidiaries. From September 1993 through July 1995, Mr. Sloane was a Managing Director of Smith Barney, Inc. While there, he directed the Commercial and Residential Real Estate Securitization Unit, and he was national sales manager for institutional mortgage and asset backed securities sales. From April 1991 through September 1993, Mr. Sloane was founder and President of Aegis Capital Markets, a consumer loan origination and securitization business which was eventually taken public with the name of "Aegis Consumer Funding." From October 1988 through March 1991, Mr. Sloane was Senior Vice President of Donaldson, Lufkin and Jenrette, where he was responsible for directing sales of mortgage-backed securities. From August 1982 to September 1988, Mr. Sloane was a senior mortgage security salesman and trader for Bear Stearns, L.F. Rothschild, E.F. Hutton and Paine Webber.
高管简历
中英对照 | 中文 | 英文- Peter Downs
Peter Downs是公司的首席贷款官，被任命为董事。2014年11月与Newtek Business Services, Inc.兼并入Newtek Business Services Corp.，被选为为BDC“BDC Conversion” 。2003年，Downs先生于加入公司，一直是Newtek Small Business Finance, LLC “NSBF”的总裁和NSBF风险委员会成员。自成立之初起，他曾主要负责公司的贷款政策和程序、组合及营销。2003年加入Newtek之前，Downs先生在银行业担任16年的各种小企业贷款的职务。1990年至2001年，他受雇于欧洲美国银行（“EAB”），在那里他担任过各种职务，包括为小企业贷款的新业务发展主任和零售小企业贷款的集团管理人，它涵盖了银行小企业的承销和服务贷款组合。随着EAB被花旗银行收购，Downs先生应邀运营纽约银行的SBA贷款组合，并最终被命名SBA贷款的国家主任，协调在全国所有花旗银行市场银行的SBA承销和销售工作。除了他的银行经验，他曾参与了多个非营利性小企业咨询委员会，并一直是政府保证贷款人（NAGGL）区域技术问题委员会的国家协会的成员。
Peter Downs,is the Company's Chief Lending Officer. Mr. Downs joined the Company in 2003 and has been the President of Newtek Small Business Finance, LLC ("NSBF"), the Company's wholly owned subsidiary, and a member of the NSBF board of directors. Mr. Downs became Chief Lending Officer of Newtek Bank in January 2023. He has had primary responsibility for the development of the Company's lending policies and procedures, portfolio and marketing, from its inception. Prior to joining the Company in 2003, Mr. Downs spent sixteen years in various small business lending roles within the banking industry. From 1990 to 2001, he was employed with European American Bank ("EAB"), where he held various positions including New Business Development Officer for Small Business Lending and Group Manager of Retail Small Business Lending which encompassed the underwriting and servicing of the bank's small business loan portfolio. Subsequent to EAB's acquisition by Citibank, Mr. Downs ran the bank's U.S. Small Business Administration ("SBA") lending portfolio in New York, and eventually was named the National Director of SBA lending, after which he was responsible for coordinating the bank's SBA underwriting and sales efforts in all Citibank markets across the country.- Peter Downs是公司的首席贷款官，被任命为董事。2014年11月与Newtek Business Services, Inc.兼并入Newtek Business Services Corp.，被选为为BDC“BDC Conversion” 。2003年，Downs先生于加入公司，一直是Newtek Small Business Finance, LLC “NSBF”的总裁和NSBF风险委员会成员。自成立之初起，他曾主要负责公司的贷款政策和程序、组合及营销。2003年加入Newtek之前，Downs先生在银行业担任16年的各种小企业贷款的职务。1990年至2001年，他受雇于欧洲美国银行（“EAB”），在那里他担任过各种职务，包括为小企业贷款的新业务发展主任和零售小企业贷款的集团管理人，它涵盖了银行小企业的承销和服务贷款组合。随着EAB被花旗银行收购，Downs先生应邀运营纽约银行的SBA贷款组合，并最终被命名SBA贷款的国家主任，协调在全国所有花旗银行市场银行的SBA承销和销售工作。除了他的银行经验，他曾参与了多个非营利性小企业咨询委员会，并一直是政府保证贷款人（NAGGL）区域技术问题委员会的国家协会的成员。
- Peter Downs,is the Company's Chief Lending Officer. Mr. Downs joined the Company in 2003 and has been the President of Newtek Small Business Finance, LLC ("NSBF"), the Company's wholly owned subsidiary, and a member of the NSBF board of directors. Mr. Downs became Chief Lending Officer of Newtek Bank in January 2023. He has had primary responsibility for the development of the Company's lending policies and procedures, portfolio and marketing, from its inception. Prior to joining the Company in 2003, Mr. Downs spent sixteen years in various small business lending roles within the banking industry. From 1990 to 2001, he was employed with European American Bank ("EAB"), where he held various positions including New Business Development Officer for Small Business Lending and Group Manager of Retail Small Business Lending which encompassed the underwriting and servicing of the bank's small business loan portfolio. Subsequent to EAB's acquisition by Citibank, Mr. Downs ran the bank's U.S. Small Business Administration ("SBA") lending portfolio in New York, and eventually was named the National Director of SBA lending, after which he was responsible for coordinating the bank's SBA underwriting and sales efforts in all Citibank markets across the country.
- Halli Razon Feingold
Halli Razon Feingold，自2016年7月起担任公司首席行政官，自2019年7月起担任公司人力资源高级副总裁。Razon-Feingold女士在公司的任期超过十年，她目前的主要职责集中在为公司及其所有子公司管理执行部门和人力资源的所有领域。Razon-Feingold女士拥有纽约市立大学巴鲁克学院工业/组织心理学硕士学位和霍夫斯特拉大学心理学学士学位。
Halli Razon Feingold,has served as the Company's Chief Administrative Officer since July 2016 and as Senior Vice President of Human Resources for the Company since July 2019. Mrs. Razon-Feingold's tenure at the Company spans over ten years, with her current principal responsibilities centered on managing the Executive department and all areas of Human Resources for the Company and all of its subsidiaries. Mrs. Razon-Feingold holds a master's degree in Industrial/Organizational Psychology from CUNY Baruch College and a bachelor's degree in Psychology from Hofstra University.- Halli Razon Feingold，自2016年7月起担任公司首席行政官，自2019年7月起担任公司人力资源高级副总裁。Razon-Feingold女士在公司的任期超过十年，她目前的主要职责集中在为公司及其所有子公司管理执行部门和人力资源的所有领域。Razon-Feingold女士拥有纽约市立大学巴鲁克学院工业/组织心理学硕士学位和霍夫斯特拉大学心理学学士学位。
- Halli Razon Feingold,has served as the Company's Chief Administrative Officer since July 2016 and as Senior Vice President of Human Resources for the Company since July 2019. Mrs. Razon-Feingold's tenure at the Company spans over ten years, with her current principal responsibilities centered on managing the Executive department and all areas of Human Resources for the Company and all of its subsidiaries. Mrs. Razon-Feingold holds a master's degree in Industrial/Organizational Psychology from CUNY Baruch College and a bachelor's degree in Psychology from Hofstra University.
- Nicholas Leger
Nicholas Leger，被任命为公司首席会计官，自2021年2月5日起生效。Leger先生，自2015年11月起担任Newtek Small Business Finance，LLC（“NSBF”）的财务副总裁兼财务总监，该公司的合并子公司根据联邦第7（a）节贷款计划作为国家许可的SBA贷款人运营，主要负责财务报告以及制定和实施NSBF的会计政策和做法。Leger先生此前曾于2005年至2015年在第一数据公司担任财务规划和报告部门的经理和高级会计师，此前曾于2004年至2005年在普华永道（“PWC”）担任公共会计部门的高级助理，并于2001年至2004年在RSM担任高级助理，主要从事公共和私营实体的审计工作。Leger先生于2002年毕业于本特利大学，获得会计学学士学位。
Nicholas Leger,was appointed the Company's Chief Accounting Officer effective as of February 5, 2021. Mr. Leger, has, since November 2015, served as Vice President of Finance and Controller of Newtek Small Business Finance, LLC ("NSBF"), the Company's consolidated subsidiary that operates as a nationally licensed SBA lender under the federal Section 7(a) loan program, with principal responsibility for financial reporting and the development and implementation of NSBF's accounting policies and practices. Mr. Leger previously worked at First Data Corp. as a Manager and Senior Accountant, in the Financial Planning and Reporting department, from 2005 to 2015, and previously worked in public accounting as a Senior Associate for PricewaterhouseCoopers ("PWC") from 2004 to 2005 and with RSM from 2001 to 2004, primarily in the audit of public and private entities. Mr. Leger graduated from Bentley University in 2002 with a bachelor's degree in Accounting.- Nicholas Leger，被任命为公司首席会计官，自2021年2月5日起生效。Leger先生，自2015年11月起担任Newtek Small Business Finance，LLC（“NSBF”）的财务副总裁兼财务总监，该公司的合并子公司根据联邦第7（a）节贷款计划作为国家许可的SBA贷款人运营，主要负责财务报告以及制定和实施NSBF的会计政策和做法。Leger先生此前曾于2005年至2015年在第一数据公司担任财务规划和报告部门的经理和高级会计师，此前曾于2004年至2005年在普华永道（“PWC”）担任公共会计部门的高级助理，并于2001年至2004年在RSM担任高级助理，主要从事公共和私营实体的审计工作。Leger先生于2002年毕业于本特利大学，获得会计学学士学位。
- Nicholas Leger,was appointed the Company's Chief Accounting Officer effective as of February 5, 2021. Mr. Leger, has, since November 2015, served as Vice President of Finance and Controller of Newtek Small Business Finance, LLC ("NSBF"), the Company's consolidated subsidiary that operates as a nationally licensed SBA lender under the federal Section 7(a) loan program, with principal responsibility for financial reporting and the development and implementation of NSBF's accounting policies and practices. Mr. Leger previously worked at First Data Corp. as a Manager and Senior Accountant, in the Financial Planning and Reporting department, from 2005 to 2015, and previously worked in public accounting as a Senior Associate for PricewaterhouseCoopers ("PWC") from 2004 to 2005 and with RSM from 2001 to 2004, primarily in the audit of public and private entities. Mr. Leger graduated from Bentley University in 2002 with a bachelor's degree in Accounting.
- Nicolas Young
Nicolas Young，于2023年1月6日被任命为公司子公司Newtek Bank的总裁兼首席运营官。自2021年8月2日至2023年1月，Young先生担任公司首席风险官。Young先生此前曾担任IBERIABANK的执行副总裁兼首席信贷官，并曾担任佛罗里达州迈阿密Sabadell的执行副总裁兼首席风险官。Young先生在信贷和风险管理方面拥有超过20年的经验。Young先生是乌拉圭蒙得维的亚人，拥有乌拉圭东部大学经济学学士学位。
Nicolas Young,was appointed President and Chief Operating Officer of the Company's subsidiary Newtek Bank on January 6, 2023. From August 2, 2021 until January 2023, Mr. Young was the Company's Chief Risk Officer. Mr. Young previously served as Executive Vice President & Chief Credit Officer for IBERIABANK, and was EVP & Chief Risk Officer of Sabadell in Miami, Florida. Mr. Young has over 20 years' experience in credit and risk management. Mr. Young is a native of Montevideo, Uruguay and holds a Bachelor of Economics from Universidad ORT Uruguay.- Nicolas Young，于2023年1月6日被任命为公司子公司Newtek Bank的总裁兼首席运营官。自2021年8月2日至2023年1月，Young先生担任公司首席风险官。Young先生此前曾担任IBERIABANK的执行副总裁兼首席信贷官，并曾担任佛罗里达州迈阿密Sabadell的执行副总裁兼首席风险官。Young先生在信贷和风险管理方面拥有超过20年的经验。Young先生是乌拉圭蒙得维的亚人，拥有乌拉圭东部大学经济学学士学位。
- Nicolas Young,was appointed President and Chief Operating Officer of the Company's subsidiary Newtek Bank on January 6, 2023. From August 2, 2021 until January 2023, Mr. Young was the Company's Chief Risk Officer. Mr. Young previously served as Executive Vice President & Chief Credit Officer for IBERIABANK, and was EVP & Chief Risk Officer of Sabadell in Miami, Florida. Mr. Young has over 20 years' experience in credit and risk management. Mr. Young is a native of Montevideo, Uruguay and holds a Bachelor of Economics from Universidad ORT Uruguay.
- Barry Sloane
Barry Sloane，公司的董事会主席、首席执行官兼总裁，并任公司赞助的各认证资本企业的执行官超过五年之久。从1993年9月至1995年7月，他是美邦公司（Smith Barney）的董事总经理；期间，他执导商业和住宅不动产证券股单位，且他是机构抵押贷款和资产支持证券销售的全国销售经理。从1991年4月至1993年9月，他是Aegis Capital Markets的创始人和总裁；该公司从事消费贷款发放和证券化业务，最终以Aegis Consumer Funding的名义上市。从1988年10月至1991年3月，他是Donaldson, Lufkin and Jenrette的高级副总裁，在那里他负责指导抵押贷款支持证券的销售。从1982年8月至1988年9月，他是贝尔斯登（ Bear Stearns, L.F。 ）、Rothschild, E.F. Hutton 和Paine Webber的资深的抵押担保业务员和交易商。
Barry Sloane,has served as Newtekone, Inc. Chairman and Chief Executive Officer since 1999, as Newtekone, Inc. President since 2008 and Chief Executive Officer of Newtek Bank, N.A. since January 2023. Mr. Sloane founded the Company in 1998 and is an executive officer of each of the Company's subsidiaries. From September 1993 through July 1995, Mr. Sloane was a Managing Director of Smith Barney, Inc. While there, he directed the Commercial and Residential Real Estate Securitization Unit, and he was national sales manager for institutional mortgage and asset backed securities sales. From April 1991 through September 1993, Mr. Sloane was founder and President of Aegis Capital Markets, a consumer loan origination and securitization business which was eventually taken public with the name of "Aegis Consumer Funding." From October 1988 through March 1991, Mr. Sloane was Senior Vice President of Donaldson, Lufkin and Jenrette, where he was responsible for directing sales of mortgage-backed securities. From August 1982 to September 1988, Mr. Sloane was a senior mortgage security salesman and trader for Bear Stearns, L.F. Rothschild, E.F. Hutton and Paine Webber.- Barry Sloane，公司的董事会主席、首席执行官兼总裁，并任公司赞助的各认证资本企业的执行官超过五年之久。从1993年9月至1995年7月，他是美邦公司（Smith Barney）的董事总经理；期间，他执导商业和住宅不动产证券股单位，且他是机构抵押贷款和资产支持证券销售的全国销售经理。从1991年4月至1993年9月，他是Aegis Capital Markets的创始人和总裁；该公司从事消费贷款发放和证券化业务，最终以Aegis Consumer Funding的名义上市。从1988年10月至1991年3月，他是Donaldson, Lufkin and Jenrette的高级副总裁，在那里他负责指导抵押贷款支持证券的销售。从1982年8月至1988年9月，他是贝尔斯登（ Bear Stearns, L.F。 ）、Rothschild, E.F. Hutton 和Paine Webber的资深的抵押担保业务员和交易商。
- Barry Sloane,has served as Newtekone, Inc. Chairman and Chief Executive Officer since 1999, as Newtekone, Inc. President since 2008 and Chief Executive Officer of Newtek Bank, N.A. since January 2023. Mr. Sloane founded the Company in 1998 and is an executive officer of each of the Company's subsidiaries. From September 1993 through July 1995, Mr. Sloane was a Managing Director of Smith Barney, Inc. While there, he directed the Commercial and Residential Real Estate Securitization Unit, and he was national sales manager for institutional mortgage and asset backed securities sales. From April 1991 through September 1993, Mr. Sloane was founder and President of Aegis Capital Markets, a consumer loan origination and securitization business which was eventually taken public with the name of "Aegis Consumer Funding." From October 1988 through March 1991, Mr. Sloane was Senior Vice President of Donaldson, Lufkin and Jenrette, where he was responsible for directing sales of mortgage-backed securities. From August 1982 to September 1988, Mr. Sloane was a senior mortgage security salesman and trader for Bear Stearns, L.F. Rothschild, E.F. Hutton and Paine Webber.
- Michael A. Schwartz
Michael A. Schwartz，他曾担任Newtekone, Inc.的首席法律顾问，以及公司秘书（2015年1月1日以来）。此前，他曾担任公司的高级顾问（2013年11月以来）。加入公司之前，他曾从事私人实践22年，专注于复杂的诉讼，涉及证券、并购、公司治理、商法、不公平的就业行为、消费者保护和反垄断领域。他此前曾任职公司董事会（从2005年到2009年）。
Michael A. Schwartz,has served as Chief Legal Officer and Corporate Secretary since January 2015. In October 2015, Mr. Schwartz was appointed the Company's Chief Compliance Officer. Beginning in November 2013, Mr. Schwartz was Senior Counsel to the Company. Prior to joining the Company, Mr. Schwartz spent twenty-two years in private practice specializing in complex litigation in the fields of securities, mergers and acquisitions, corporate governance, commercial law, unfair employment practices, consumer protection and antitrust. Mr. Schwartz served on the Company's Board of Directors from 2005 through 2009.- Michael A. Schwartz，他曾担任Newtekone, Inc.的首席法律顾问，以及公司秘书（2015年1月1日以来）。此前，他曾担任公司的高级顾问（2013年11月以来）。加入公司之前，他曾从事私人实践22年，专注于复杂的诉讼，涉及证券、并购、公司治理、商法、不公平的就业行为、消费者保护和反垄断领域。他此前曾任职公司董事会（从2005年到2009年）。
- Michael A. Schwartz,has served as Chief Legal Officer and Corporate Secretary since January 2015. In October 2015, Mr. Schwartz was appointed the Company's Chief Compliance Officer. Beginning in November 2013, Mr. Schwartz was Senior Counsel to the Company. Prior to joining the Company, Mr. Schwartz spent twenty-two years in private practice specializing in complex litigation in the fields of securities, mergers and acquisitions, corporate governance, commercial law, unfair employment practices, consumer protection and antitrust. Mr. Schwartz served on the Company's Board of Directors from 2005 through 2009.