股本结构

单位:万股
公告日期 2025-10-28 2025-07-17 2025-04-29 2025-01-31 2024-10-29 2024-07-18
证券总股本 191879.21 193585.32 195925.39 197508.92 199927.00 202457.92
普通股本 191879.21 193585.32 195925.39 197508.92 199927.00 202457.92
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2025-09-30 2025-06-30 2025-03-31 2024-12-31 2024-09-30 2024-06-30
注释:中概股证券总股本=普通股股本/ 存托凭证比例 ,当前存托凭证比例为:1

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2025-10-28 191879.21 未披露 定期报告 2025-09-30
2025-07-17 193585.32 未披露 定期报告 2025-06-30
2025-04-29 195925.39 未披露 定期报告 2025-03-31
2025-01-31 197508.92 未披露
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From December 31, 2023 to December 31, 2024 Shares acquired to be canceled Other share purchases Equity-based compensation plans, exercise of options and employee transactions Other movements
2024-12-31
2024-10-29 199927.00 未披露 定期报告 2024-09-30
2024-07-18 202457.92 未披露 定期报告 2024-06-30
2024-04-23 204040.64 未披露 定期报告 2024-03-31
2024-01-31 204403.40 未披露
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From December 31 ,2022 to December 31 ,2023 Shares acquired to be canceled Other share purchases Exercise of options and employee transactions Equity-based compensation Shares delivered to Sandoz employees as a result of the Sandoz spin-off
2023-12-31
2023-10-24 205546.05 未披露 定期报告 2023-09-30
2023-07-18 206826.36 未披露 定期报告 2023-06-30
2023-04-25 209740.00 未披露 定期报告 2023-03-31
2023-02-01 211960.91 未披露
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From December 31 ,2021 to December 31 ,2022 Shares acquired to be canceled Other share purchases Exercise of options and employee transactions Equity-based compensation Shares delivered to Alcon employees as a result of the Alcon spin-off
2022-12-31
2022-10-25 215098.04 未披露 定期报告 2022-09-30
2022-07-19 218278.86 未披露 定期报告 2022-06-30
2022-04-26 221258.49 未披露 定期报告 2022-03-31
2022-02-02 223493.99 未披露
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From January 1, 2021 to December 31, 2021 Shares acquired to be canceled Other share purchases Exercise of options and employee transactions
2021-12-31
2021-10-26 223709.15 未披露 定期报告 2021-09-30
2021-07-21 223673.90 未披露
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From January 1, 2021 to June 30, 2021 Shares acquired to be canceled Other share purchases Exercise of options and employee transactions Equity-based compensation Shares delivered to Alcon employees as a result of the Alcon spin-off
2021-06-30
2021-04-27 224508.88 未披露 定期报告 2021-03-31
2021-01-26 225682.20 未披露
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From January 1, 2020 to December 31, 2020 Other share purchases Exercise of options and employee transactions Shares acquired to be canceled Equity-based compensation Shares delivered to Alcon employees as a result of the Alcon spin-off
2020-12-31
2020-10-27 227450.62 未披露
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From January 1, 2020 to September 30, 2020 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation Shares delivered to Alcon employees as a result of the Alcon spin-off
2020-09-30
2020-07-21 228897.96 未披露 定期报告 2020-06-30
2020-04-28 228867.82 未披露
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From January 1, 2020 to March 31, 2020 Other share purchases Exercise of options and employee transactions Equity-based compensation Shares delivered to Alcon employees as a result of the Alcon spin-off
2020-03-31
2020-01-29 226500.85 未披露
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From January 1, 2019 to December 31, 2019 Shares canceled for capital reduction Shares acquired to be canceled Other share purchases Exercise of options and employee transactions Equity-based compensation Shares delivered to Alcon employees
2019-12-31
2019-10-22 226460.81 未披露
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From January 1, 2019 to September 30, 2019 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
2019-09-30
2019-07-18 229176.54 未披露
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From January 1, 2019 to June 30, 2019 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
2019-06-30
2019-04-24 232282.79 未披露
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From January 1, 2019 to March 31, 2019 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
2019-03-31
2019-01-30 231117.14 未披露
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From January 1, 2018 to December 31, 2018 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Other share sales Equity-based compensation
2018-12-31
2018-10-18 230997.27 未披露
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From January 1, 2018 to September 30, 2018 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
2018-09-30
2018-07-18 232174.03 未披露
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From January 1, 2018 to June 30, 2018 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
2018-06-30
2018-04-19 233080.34 未披露
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From January 1, 2018 to March 31, 2018 Other share purchases Exercise of options and employee transactions Equity-based compensation
2018-03-31
2018-01-24 231745.65 未披露
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From January 1, 2017 to December 31, 2017 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
2017-12-31
2017-10-24 232733.98 未披露
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From January 1, 2017 to September 30, 2017 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
2017-09-30
2017-07-18 242230.00 未披露 定期报告 2017-06-30
2017-01-25 237405.90 未披露
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From January 1, 2016 to December 31,2016 Shares acquired to be canceled Other share purchases Exercise of options and employee transactions Equity-based compensation
2016-12-31
2016-10-25 237551.74 未披露
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From January 1, 2016 to September 30,2016 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
2016-09-30
2016-07-19 238120.00 未披露
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From January 1, 2016 to June 30,2016 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
2016-06-30
2016-04-21 238127.65 未披露
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From December 31, 2015 to March 31,2016 Shares acquired to be cancelled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
2016-03-31
2016-01-27 237389.48 未披露
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from December 31, 2014 to December 31, 2015 Shares acquired to be held in Group Treasury Shares acquired to be canceled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
2015-12-31
2015-10-27 239586.54 未披露
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from December 31, 2014 to September 30,2015 Shares acquired to be held in Group Treasury Shares acquired to be cancelled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
2015-09-30
2015-07-21 241517.28 未披露
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from December 31, 2014 to June 30,2015 Shares acquired to be held in Group Treasury Shares acquired to be cancelled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
2015-06-30
2015-04-23 242034.64 未披露
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from December 31, 2014 to March 31,2015 Shares acquired to be held in Group Treasury Shares acquired to be cancelled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
2015-03-31
2015-01-27 239862.63 未披露
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from December 31, 2013 to December 31, 2014 Shares acquired to be held in Group Treasury Shares acquired to be cancelled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
2014-12-31
2014-10-28 241871.66 未披露
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from January 1,2014 to September 30,2014 Shares acquired to be held in Group Treasury Shares acquired to be cancelled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
2014-09-30
2014-01-29 242608.43 未披露
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from December 31,2012 to December 31,2013 Purchase of treasury shares Increase in equity from exercise of options and employee transactions Equity-based compensation
2013-12-31
2013-07-17 244741.55 未披露
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from January 1,2013 to June 30,2013 Shares acquired to be held in Group Treasury Equity-based compensation Other treasury share movements
2013-06-30
2013-01-23 242062.02 未披露
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from December 31, 2011 to December 31, 2012 Sale of treasury shares, net Reduction of share capital Equity-based compensation
2012-12-31
2012-04-24 242230.00 未披露 定期报告 2012-03-31
2012-01-25 240669.39 未披露
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from December 31, 2010 to December 31, 2011 Purchase of treasury shares, net Equity-based compensation Fair value of Novartis shares used to acquire outstanding non-controlling interests in Alcon, Inc.
2011-12-31
2011-07-19 242650.00 未披露 定期报告 2011-06-30
2011-04-19 228600.00 未披露 定期报告 2011-03-31
2011-01-27 228940.00 未披露
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from December 31, 2009 to December 31, 2010 Sale of treasury shares, net Equity-based compensation
2010-12-31
2010-10-21 228960.00 未披露 定期报告 2010-09-30
2010-07-15 228750.00 未披露 定期报告 2010-06-30
2010-01-26 227435.34 未披露
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from December 31, 2008 to DECEMBER 31, 2009 Sale of treasury shares, net Reduction of share capital Equity-based compensation
2009-12-31
2009-01-28 226485.28 未披露
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from December 31, 2007 to DECEMBER 31, 2008 Reduction of share capital
2008-12-31
2008-01-28 226445.33 未披露
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from December 31, 2006 to DECEMBER 31, 2007 Acquisition of treasury shares, net
2007-12-31
2007-01-31 234823.15 未披露
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from December 31, 2005 to DECEMBER 31, 2006 Sales of treasury shares, net Reduction in share capital Transfers
2006-12-31
2006-01-30 233591.65 未披露
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from December 31, 2004 to DECEMBER 31, 2005 Acquisition of treasury shares, net Reduction in share capital Transfers
2005-12-31
2005-01-28 242681.01 未披露
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from December 31, 2003 to DECEMBER 31, 2004 Acquisition of treasury shares, net Transfer to share premium Reduction in share capital
2004-12-31
2004-01-30 246776.87 未披露
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from December 31, 2002 to DECEMBER 31, 2003 Acquisition of treasury shares, net Redemption of call options on Novartis shares Redemption of put options on Novartis shares Reduction in share capital
2003-12-31
2003-02-24 247497.06 未披露
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from December 31, 2001 to DECEMBER 31, 2002 Acquisition of treasury shares, net Reduction in share capital
2002-12-31
2002-03-18 254818.03 未披露
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from December 31, 2000 to DECEMBER 31, 2001 Acquisition of treasury shares, net Issue of call options on Novartis shares Issue of put options on Novartis shares A 40-for-1 share split of the shares was affected on May 7, 2001 simultaneously with an ADS-to-share ratio change from 40-for-1 to 1-for-1.
2001-12-31
2001-04-11 6516.69 未披露
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from JANUARY 1, 2000 to DECEMBER 31, 2000 Transfer Acquisition of treasury shares, net
2000-12-31
From December 31, 2023 to December 31, 2024 Shares acquired to be canceled Other share purchases Equity-based compensation plans, exercise of options and employee transactions Other movements
From December 31 ,2022 to December 31 ,2023 Shares acquired to be canceled Other share purchases Exercise of options and employee transactions Equity-based compensation Shares delivered to Sandoz employees as a result of the Sandoz spin-off
From December 31 ,2021 to December 31 ,2022 Shares acquired to be canceled Other share purchases Exercise of options and employee transactions Equity-based compensation Shares delivered to Alcon employees as a result of the Alcon spin-off
From January 1, 2021 to December 31, 2021 Shares acquired to be canceled Other share purchases Exercise of options and employee transactions
From January 1, 2021 to June 30, 2021 Shares acquired to be canceled Other share purchases Exercise of options and employee transactions Equity-based compensation Shares delivered to Alcon employees as a result of the Alcon spin-off
From January 1, 2020 to December 31, 2020 Other share purchases Exercise of options and employee transactions Shares acquired to be canceled Equity-based compensation Shares delivered to Alcon employees as a result of the Alcon spin-off
From January 1, 2020 to September 30, 2020 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation Shares delivered to Alcon employees as a result of the Alcon spin-off
From January 1, 2020 to March 31, 2020 Other share purchases Exercise of options and employee transactions Equity-based compensation Shares delivered to Alcon employees as a result of the Alcon spin-off
From January 1, 2019 to December 31, 2019 Shares canceled for capital reduction Shares acquired to be canceled Other share purchases Exercise of options and employee transactions Equity-based compensation Shares delivered to Alcon employees
From January 1, 2019 to September 30, 2019 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
From January 1, 2019 to June 30, 2019 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
From January 1, 2019 to March 31, 2019 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
From January 1, 2018 to December 31, 2018 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Other share sales Equity-based compensation
From January 1, 2018 to September 30, 2018 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
From January 1, 2018 to June 30, 2018 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
From January 1, 2018 to March 31, 2018 Other share purchases Exercise of options and employee transactions Equity-based compensation
From January 1, 2017 to December 31, 2017 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
From January 1, 2017 to September 30, 2017 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
From January 1, 2016 to December 31,2016 Shares acquired to be canceled Other share purchases Exercise of options and employee transactions Equity-based compensation
From January 1, 2016 to September 30,2016 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
From January 1, 2016 to June 30,2016 Shares acquired to be cancelled Other share purchases Exercise of options and employee transactions Equity-based compensation
From December 31, 2015 to March 31,2016 Shares acquired to be cancelled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
from December 31, 2014 to December 31, 2015 Shares acquired to be held in Group Treasury Shares acquired to be canceled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
from December 31, 2014 to September 30,2015 Shares acquired to be held in Group Treasury Shares acquired to be cancelled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
from December 31, 2014 to June 30,2015 Shares acquired to be held in Group Treasury Shares acquired to be cancelled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
from December 31, 2014 to March 31,2015 Shares acquired to be held in Group Treasury Shares acquired to be cancelled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
from December 31, 2013 to December 31, 2014 Shares acquired to be held in Group Treasury Shares acquired to be cancelled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
from January 1,2014 to September 30,2014 Shares acquired to be held in Group Treasury Shares acquired to be cancelled Other share purchases Increase in equity from exercise of options and employee transactions Equity-based compensation
from December 31,2012 to December 31,2013 Purchase of treasury shares Increase in equity from exercise of options and employee transactions Equity-based compensation
from January 1,2013 to June 30,2013 Shares acquired to be held in Group Treasury Equity-based compensation Other treasury share movements
from December 31, 2011 to December 31, 2012 Sale of treasury shares, net Reduction of share capital Equity-based compensation
from December 31, 2010 to December 31, 2011 Purchase of treasury shares, net Equity-based compensation Fair value of Novartis shares used to acquire outstanding non-controlling interests in Alcon, Inc.
from December 31, 2009 to December 31, 2010 Sale of treasury shares, net Equity-based compensation
from December 31, 2008 to DECEMBER 31, 2009 Sale of treasury shares, net Reduction of share capital Equity-based compensation
from December 31, 2007 to DECEMBER 31, 2008 Reduction of share capital
from December 31, 2006 to DECEMBER 31, 2007 Acquisition of treasury shares, net
from December 31, 2005 to DECEMBER 31, 2006 Sales of treasury shares, net Reduction in share capital Transfers
from December 31, 2004 to DECEMBER 31, 2005 Acquisition of treasury shares, net Reduction in share capital Transfers
from December 31, 2003 to DECEMBER 31, 2004 Acquisition of treasury shares, net Transfer to share premium Reduction in share capital
from December 31, 2002 to DECEMBER 31, 2003 Acquisition of treasury shares, net Redemption of call options on Novartis shares Redemption of put options on Novartis shares Reduction in share capital
from December 31, 2001 to DECEMBER 31, 2002 Acquisition of treasury shares, net Reduction in share capital
from December 31, 2000 to DECEMBER 31, 2001 Acquisition of treasury shares, net Issue of call options on Novartis shares Issue of put options on Novartis shares A 40-for-1 share split of the shares was affected on May 7, 2001 simultaneously with an ADS-to-share ratio change from 40-for-1 to 1-for-1.
from JANUARY 1, 2000 to DECEMBER 31, 2000 Transfer Acquisition of treasury shares, net