股本结构

单位:万股
公告日期 2019-11-07 2019-08-09 2019-08-09 2019-05-08 2019-03-25 2019-03-15
证券总股本 3443.59 3443.59 3441.80 3441.35 3442.33 3440.33
普通股本 3443.59 3443.59 3441.80 3441.35 3442.33 3440.33
优先股 4.52 未披露 4.50 4.48 4.46 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2019-09-30 2019-08-09 2019-06-30 2019-03-31 2019-03-13 2018-12-31
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2019-11-07 3443.59 4.52
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from June 30, 2019 to September 30, 2019 Common stock issued
2019-09-30
2019-08-09 3443.59 未披露 定期报告 2019-08-09
2019-08-09 3441.80 4.50
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From March 31, 2019 to June 30, 2019 Common stock issued
2019-06-30
2019-05-08 3441.35 4.48
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From December 31, 2018 to March 31, 2019 Common stock issued Restricted stock forfeited for tax payment
2019-03-31
2019-03-25 3442.33 4.46 定期报告 2019-03-13
2019-02-11 3442.33 4.44 定期报告 2019-02-01
2019-03-15 3440.33 4.44
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from December 31, 2017 to December 31, 2018 Common stock issued Stock Grant to Horsemen Options and Option Matching Rights exercised Restricted stock forfeited for tax payment
2018-12-31
2018-11-14 3271.75 4.44 定期报告 2018-11-14
2018-11-07 3271.75 未披露 定期报告 2018-11-07
2018-11-07 3271.70 4.40 定期报告 2018-09-30
2018-09-21 3271.75 4.43 定期报告 2018-09-14
2018-08-07 3273.53 未披露 定期报告 2018-08-07
2018-08-07 3273.50 4.40 定期报告 2018-06-30
2018-05-08 3273.53 未披露 定期报告 2018-05-08
2018-05-08 3273.50 4.40 定期报告 2018-03-31
2018-03-19 3276.29 未披露 定期报告 2018-03-15
2018-03-19 3256.00 4.40
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from December 31, 2016 to December 31, 2017 Options exercised Stock issued for legal settlement Restricted stock forfeited for tax payment Kien Huat note conversion
2017-12-31
2017-11-01 3117.77 未披露 定期报告 2017-10-31
2017-11-01 3117.80 4.40 定期报告 2017-09-30
2017-09-19 3117.69 4.43 定期报告 2017-09-11
2017-08-01 3117.69 未披露 定期报告 2017-07-31
2017-08-01 3117.70 4.40 定期报告 2017-06-30
2017-05-04 3117.69 未披露 定期报告 2017-04-30
2017-05-04 3117.70 4.40 定期报告 2017-03-31
2017-03-13 3118.72 未披露 定期报告 2017-03-10
2017-03-13 3115.60 4.40
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from December 31, 2015 to December 31, 2016 Kien Huat note conversion Common stock issued from exercise of rights offering
2016-12-31
2016-11-04 3113.92 未披露 定期报告 2016-10-31
2016-11-04 3113.90 4.40 定期报告 2016-09-30
2016-09-20 3113.92 未披露 定期报告 2016-09-09
2016-08-02 3112.90 未披露 定期报告 2016-07-28
2016-08-02 3112.90 4.40 定期报告 2016-06-30
2016-05-04 3103.07 未披露 定期报告 2016-04-28
2016-05-04 3103.10 4.40 定期报告 2016-03-31
2016-03-10 3103.18 未披露
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On January 4, 2016, we commenced a rights offering (the “January 2016 Rights Offering”) of transferable subscription rights to holders of record of our common stock and Series B Preferred Stock as of January 4, 2016 to purchase up to 20,138,888 shares of our common stock at $14.40 per share.
2016-03-03
2016-03-10 956.10 4.40
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from December 31, 2014 to December 31, 2015 Redemption of Series E Preferred Shares Declared and paid dividends on preferred stock Common stock issued from exercise of rights offering Stock issuance Options exercised Warrants exercised A one-for-five reverse stock split effective as of December 23, 2015
2015-12-31
2016-03-10 952.50 未披露
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a one-for-five reverse stock split effective as of December 23, 2015
2015-12-23
2015-11-09 4762.49 未披露 定期报告 2015-10-28
2015-11-09 4762.50 4.40 定期报告 2015-09-30
2015-09-23 4762.49 159.55 定期报告 2015-09-11
2015-08-05 4709.99 未披露 定期报告 2015-07-29
2015-08-05 4710.00 7.10 定期报告 2015-06-30
2015-05-06 4668.32 未披露 定期报告 2015-04-30
2015-05-06 4668.30 7.10 定期报告 2015-03-31
2015-03-10 4668.32 未披露
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The January 2015 Rights Offering closed on February 6, 2015. The Company issued a total of 7,042,254 shares of common stock at $7.10 per share.
2015-03-06
2015-03-10 3950.60 7.10
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from December 31, 2013 to December 31, 2014 Declared and paid dividends on preferred stock Common stock issued from exercise of rights offering Stock issuance Options exercised
2014-12-31
2014-11-10 3939.56 未披露 定期报告 2014-11-05
2014-11-10 3937.20 7.10 定期报告 2014-09-30
2014-09-29 3937.25 162.21 定期报告 2014-09-19
2014-07-31 3937.25 未披露 定期报告 2014-07-18
2014-08-14 3937.20 162.20 定期报告 2014-06-30
2014-05-19 3692.50 162.20 定期报告 2014-03-31
2014-03-18 3689.50 未披露 定期报告 2014-03-13
2014-02-11 3654.40 未披露 定期报告 2014-02-07
2014-03-18 3649.50 162.20
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from December 31, 2012 to December 31, 2013 Redemption of Series E Preferred Shares Declared and paid dividends on preferred stock Common stock issued from exercise of rights offering Options exercised
2013-12-31
2013-12-11 3649.48 未披露 定期报告 2013-12-10
2013-11-04 3625.36 未披露 定期报告 2013-11-01
2013-11-04 3618.10 162.20 定期报告 2013-09-30
2013-08-13 3618.10 未披露 定期报告 2013-08-09
2013-08-13 3618.10 162.20 定期报告 2013-06-30
2013-05-14 3379.97 未披露 定期报告 2013-05-10
2013-05-14 3014.90 177.50 定期报告 2013-03-31
2013-03-21 3014.88 未披露 定期报告 2013-03-18
2013-03-21 3007.30 177.50
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from December 31, 2011 to December 31, 2012 Declared and paid dividends on preferred stock Stock issuance costs
2012-12-31
2012-11-13 3002.33 未披露 定期报告 2012-11-08
2012-11-13 3002.30 177.50 定期报告 2012-09-30
2012-08-14 3002.33 未披露 定期报告 2012-08-10
2012-08-14 3002.30 177.50 定期报告 2012-06-30
2012-05-15 3002.33 未披露 定期报告 2012-05-10
2012-05-15 3002.30 177.50 定期报告 2012-03-31
2012-03-19 2993.09 未披露 定期报告 2012-03-12
2012-03-19 2993.10 177.50
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from December 31, 2010 to December 31, 2011 Declared and paid dividends on preferred stock Common stock issued from exercise of rights offering Stock-based compensation
2011-12-31
2011-08-12 8959.23 未披露 定期报告 2011-08-09
2011-08-12 8959.20 177.50 定期报告 2011-06-30
2011-05-13 6970.55 177.50 定期报告 2011-03-31
2011-03-18 6957.68 未披露 定期报告 2011-03-15
2011-03-18 6947.90 177.50
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from December 31, 2009 to December 31, 2010 Declared and paid dividends on preferred stock Common stock issued from exercise of stock options Common stock issued from exercise of warrants Common stock issued from exercise of Option Matching Rights
2010-12-31
2010-05-17 6947.93 未披露 定期报告 2010-05-14
2010-05-17 6947.90 177.50 定期报告 2010-03-31
2010-03-25 6947.93 未披露 定期报告 2010-03-22
2010-03-25 6913.40 177.50
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from December 31, 2008 to December 31, 2009 Declared and paid dividends on preferred stock Issuance of Common Stock Common stock issued from exercise of stock options Common stock issued from exercise of warrants Common stock issued from exercise of Option Matching Rights
2009-12-31
2009-03-13 3403.80 未披露 定期报告 2009-03-12
2009-03-13 3391.30 177.50
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from December 31, 2007 to December 31, 2008 Declared and paid dividends on preferred stock Issuance of common stock Common stock issued from exercise of stock options
2008-12-31
2008-03-17 2969.96 未披露 定期报告 2008-03-11
2008-03-17 2958.20 177.50
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from December 31, 2006 to December 31, 2007 Declared and paid dividends on preferred stock Common stock issued from exercise of stock options Stock-based compensation
2007-12-31
2007-03-14 2942.99 未披露 定期报告 2007-03-07
2007-03-14 2942.80 177.50
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from December 31, 2005 to December 31, 2006 Declared and paid dividends on preferred stock Common stock issued from exercise of stock options Stock based compensation
2006-12-31
2006-03-30 2626.00 未披露 定期报告 2006-03-29
2006-03-30 2631.20 177.50
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from December 31, 2004 to December 31, 2005 Declared and paid dividends on preferred stock Common stock issued from exercise of stock options Stock based compensation
2005-12-31
2005-03-03 2609.23 未披露 定期报告 2005-03-01
2005-03-03 2608.00 177.50
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from December 31, 2003 to December 31, 2004 Declared and paid preferred dividends Stock based compensation Common stock issued through private placement sales Common stock issued from exercise of stock options Common stock converted to long term debt Excess of market over carrying value of property and equipment purchased from a related party Common stock issued for development costs In June 2001, we consummated a one-for-ten reverse split of our outstanding common stock, such that each ten shares of common stock subsequently represented one outstanding share of common stock. No scrip or fractional shares were issued in connection with the reverse split.
2004-12-31
2004-03-30 2589.85 未披露 定期报告 2004-03-22
2004-03-30 598.70 177.50
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from December 31, 2002 to December 31, 2003 Declared and paid Preferred dividends Stock based compensation Common stock issued from exercise of stock options and warrants Common stock issued in settlement of liabilities Common stock issued for payment of interest Common stock issued thru private placement sales Common stock issued for investment CDL Common stock issued for deferred development cost
2003-12-31
2003-02-19 492.81 未披露 定期报告 2003-02-14
2003-02-19 489.80 177.50
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from December 31, 2001 to December 31, 2002 Preferred stock converted to debt Preferred stock converted to common stock Preferred stock issued in settlement of debt & to acquire additional interest in Catskill Development LLC
2002-12-31
2002-04-01 480.43 4.53
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In February 2002, Bryanston converted its shares of Series C Preferred Stock into common shares and received 324,389 shares of common stock
2002-04-01
2002-04-01 262.90 95.70
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from December 31, 2000 to December 31, 2001 Preferred stock dividend payable in common stock Common stock issued from exercise of stock options Preferred stock converted to common stock In June 2001, shareholder approval was received to amend the Company's Certificate of Incorporation, which provided for a 1 for 10 reverse split of the Company's common stock
2001-12-31
2001-04-02 2074.83 95.88 定期报告 2001-03-23
2001-04-02 2074.80 95.80
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from December 31, 1999 to December 31, 2000 Preferred stock issued in private placement Preferred stock converted to common stock Common stock issued from exercise of options Preferred stock dividend payable in common stock Common stock issued in settlement of certain liabilities
2000-12-31
2000-03-23 1703.34 96.07 定期报告 2000-03-20
2000-03-23 1680.30 95.60
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from December 31, 1998 to December 31, 1999 Common stock issued in settlement of preferred stock dividend payable Common stock issued from exercise of warrants
1999-12-31
1999-03-31 1678.82 95.67 定期报告 1999-03-29
1999-03-31 1518.30 95.60
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from December 31, 1997 to December 31, 1998 Preferred stock issued in settlement of due to affiliate Common stock issued in settlement of preferred stock dividend payable
1998-12-31
1998-03-26 1440.62 82.15 定期报告 1998-03-25
1998-03-26 1440.60 82.10
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from December 31, 1996 to December 31, 1997 Common stock issued in settlement of notes payable and accrued interest Common stock issued in settlement of certain accounts payable and accrued expenses Preferred stock issued in settlement of due to affiliate
1997-12-31
1997-03-31 1404.98 73.82 定期报告 1997-03-25
1997-03-31 1347.80 73.80
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from December 31, 1995 to December 31, 1996 Common stock issued for payment of long-term debt Issuance of subscribed common stock Issuance of common stock on converted long-term debt Preferred stock issued in settlement of long-term debt Preferred stock issued in settlement of due to affiliate Preferred stock issued in settlement of debt conversation fee
1996-12-31
1997-03-31 1235.40 未披露
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from December 31, 1994 to December 31, 1995 Conversion of preferred stock to common stock Common stock issued pursuant to acquisition Exercise of put option
1995-12-31
from June 30, 2019 to September 30, 2019 Common stock issued
From March 31, 2019 to June 30, 2019 Common stock issued
From December 31, 2018 to March 31, 2019 Common stock issued Restricted stock forfeited for tax payment
from December 31, 2017 to December 31, 2018 Common stock issued Stock Grant to Horsemen Options and Option Matching Rights exercised Restricted stock forfeited for tax payment
from December 31, 2016 to December 31, 2017 Options exercised Stock issued for legal settlement Restricted stock forfeited for tax payment Kien Huat note conversion
from December 31, 2015 to December 31, 2016 Kien Huat note conversion Common stock issued from exercise of rights offering
On January 4, 2016, we commenced a rights offering (the “January 2016 Rights Offering”) of transferable subscription rights to holders of record of our common stock and Series B Preferred Stock as of January 4, 2016 to purchase up to 20,138,888 shares of our common stock at $14.40 per share.
from December 31, 2014 to December 31, 2015 Redemption of Series E Preferred Shares Declared and paid dividends on preferred stock Common stock issued from exercise of rights offering Stock issuance Options exercised Warrants exercised A one-for-five reverse stock split effective as of December 23, 2015
a one-for-five reverse stock split effective as of December 23, 2015
The January 2015 Rights Offering closed on February 6, 2015. The Company issued a total of 7,042,254 shares of common stock at $7.10 per share.
from December 31, 2013 to December 31, 2014 Declared and paid dividends on preferred stock Common stock issued from exercise of rights offering Stock issuance Options exercised
from December 31, 2012 to December 31, 2013 Redemption of Series E Preferred Shares Declared and paid dividends on preferred stock Common stock issued from exercise of rights offering Options exercised
from December 31, 2011 to December 31, 2012 Declared and paid dividends on preferred stock Stock issuance costs
from December 31, 2010 to December 31, 2011 Declared and paid dividends on preferred stock Common stock issued from exercise of rights offering Stock-based compensation
from December 31, 2009 to December 31, 2010 Declared and paid dividends on preferred stock Common stock issued from exercise of stock options Common stock issued from exercise of warrants Common stock issued from exercise of Option Matching Rights
from December 31, 2008 to December 31, 2009 Declared and paid dividends on preferred stock Issuance of Common Stock Common stock issued from exercise of stock options Common stock issued from exercise of warrants Common stock issued from exercise of Option Matching Rights
from December 31, 2007 to December 31, 2008 Declared and paid dividends on preferred stock Issuance of common stock Common stock issued from exercise of stock options
from December 31, 2006 to December 31, 2007 Declared and paid dividends on preferred stock Common stock issued from exercise of stock options Stock-based compensation
from December 31, 2005 to December 31, 2006 Declared and paid dividends on preferred stock Common stock issued from exercise of stock options Stock based compensation
from December 31, 2004 to December 31, 2005 Declared and paid dividends on preferred stock Common stock issued from exercise of stock options Stock based compensation
from December 31, 2003 to December 31, 2004 Declared and paid preferred dividends Stock based compensation Common stock issued through private placement sales Common stock issued from exercise of stock options Common stock converted to long term debt Excess of market over carrying value of property and equipment purchased from a related party Common stock issued for development costs In June 2001, we consummated a one-for-ten reverse split of our outstanding common stock, such that each ten shares of common stock subsequently represented one outstanding share of common stock. No scrip or fractional shares were issued in connection with the reverse split.
from December 31, 2002 to December 31, 2003 Declared and paid Preferred dividends Stock based compensation Common stock issued from exercise of stock options and warrants Common stock issued in settlement of liabilities Common stock issued for payment of interest Common stock issued thru private placement sales Common stock issued for investment CDL Common stock issued for deferred development cost
from December 31, 2001 to December 31, 2002 Preferred stock converted to debt Preferred stock converted to common stock Preferred stock issued in settlement of debt & to acquire additional interest in Catskill Development LLC
In February 2002, Bryanston converted its shares of Series C Preferred Stock into common shares and received 324,389 shares of common stock
from December 31, 2000 to December 31, 2001 Preferred stock dividend payable in common stock Common stock issued from exercise of stock options Preferred stock converted to common stock In June 2001, shareholder approval was received to amend the Company's Certificate of Incorporation, which provided for a 1 for 10 reverse split of the Company's common stock
from December 31, 1999 to December 31, 2000 Preferred stock issued in private placement Preferred stock converted to common stock Common stock issued from exercise of options Preferred stock dividend payable in common stock Common stock issued in settlement of certain liabilities
from December 31, 1998 to December 31, 1999 Common stock issued in settlement of preferred stock dividend payable Common stock issued from exercise of warrants
from December 31, 1997 to December 31, 1998 Preferred stock issued in settlement of due to affiliate Common stock issued in settlement of preferred stock dividend payable
from December 31, 1996 to December 31, 1997 Common stock issued in settlement of notes payable and accrued interest Common stock issued in settlement of certain accounts payable and accrued expenses Preferred stock issued in settlement of due to affiliate
from December 31, 1995 to December 31, 1996 Common stock issued for payment of long-term debt Issuance of subscribed common stock Issuance of common stock on converted long-term debt Preferred stock issued in settlement of long-term debt Preferred stock issued in settlement of due to affiliate Preferred stock issued in settlement of debt conversation fee
from December 31, 1994 to December 31, 1995 Conversion of preferred stock to common stock Common stock issued pursuant to acquisition Exercise of put option