股本结构
单位:万股
| 公告日期 | 2019-11-07 | 2019-08-09 | 2019-08-09 | 2019-05-08 | 2019-03-25 | 2019-03-15 |
|---|---|---|---|---|---|---|
| 证券总股本 | 3443.59 | 3443.59 | 3441.80 | 3441.35 | 3442.33 | 3440.33 |
| 普通股本 | 3443.59 | 3443.59 | 3441.80 | 3441.35 | 3442.33 | 3440.33 |
| 优先股 | 4.52 | 未披露 | 4.50 | 4.48 | 4.46 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2019-09-30 | 2019-08-09 | 2019-06-30 | 2019-03-31 | 2019-03-13 | 2018-12-31 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2019-11-07 | 3443.59 | 4.52 |
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from June 30, 2019 to September 30, 2019
Common stock issued
|
2019-09-30 |
| 2019-08-09 | 3443.59 | 未披露 | 定期报告 | 2019-08-09 |
| 2019-08-09 | 3441.80 | 4.50 |
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From March 31, 2019 to June 30, 2019
Common stock issued
|
2019-06-30 |
| 2019-05-08 | 3441.35 | 4.48 |
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From December 31, 2018 to March 31, 2019
Common stock issued
Restricted stock forfeited for tax payment
|
2019-03-31 |
| 2019-03-25 | 3442.33 | 4.46 | 定期报告 | 2019-03-13 |
| 2019-02-11 | 3442.33 | 4.44 | 定期报告 | 2019-02-01 |
| 2019-03-15 | 3440.33 | 4.44 |
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from December 31, 2017 to December 31, 2018
Common stock issued
Stock Grant to Horsemen
Options and Option Matching Rights exercised
Restricted stock forfeited for tax payment
|
2018-12-31 |
| 2018-11-14 | 3271.75 | 4.44 | 定期报告 | 2018-11-14 |
| 2018-11-07 | 3271.75 | 未披露 | 定期报告 | 2018-11-07 |
| 2018-11-07 | 3271.70 | 4.40 | 定期报告 | 2018-09-30 |
| 2018-09-21 | 3271.75 | 4.43 | 定期报告 | 2018-09-14 |
| 2018-08-07 | 3273.53 | 未披露 | 定期报告 | 2018-08-07 |
| 2018-08-07 | 3273.50 | 4.40 | 定期报告 | 2018-06-30 |
| 2018-05-08 | 3273.53 | 未披露 | 定期报告 | 2018-05-08 |
| 2018-05-08 | 3273.50 | 4.40 | 定期报告 | 2018-03-31 |
| 2018-03-19 | 3276.29 | 未披露 | 定期报告 | 2018-03-15 |
| 2018-03-19 | 3256.00 | 4.40 |
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from December 31, 2016 to December 31, 2017
Options exercised
Stock issued for legal settlement
Restricted stock forfeited for tax payment
Kien Huat note conversion
|
2017-12-31 |
| 2017-11-01 | 3117.77 | 未披露 | 定期报告 | 2017-10-31 |
| 2017-11-01 | 3117.80 | 4.40 | 定期报告 | 2017-09-30 |
| 2017-09-19 | 3117.69 | 4.43 | 定期报告 | 2017-09-11 |
| 2017-08-01 | 3117.69 | 未披露 | 定期报告 | 2017-07-31 |
| 2017-08-01 | 3117.70 | 4.40 | 定期报告 | 2017-06-30 |
| 2017-05-04 | 3117.69 | 未披露 | 定期报告 | 2017-04-30 |
| 2017-05-04 | 3117.70 | 4.40 | 定期报告 | 2017-03-31 |
| 2017-03-13 | 3118.72 | 未披露 | 定期报告 | 2017-03-10 |
| 2017-03-13 | 3115.60 | 4.40 |
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from December 31, 2015 to December 31, 2016
Kien Huat note conversion
Common stock issued from exercise of rights offering
|
2016-12-31 |
| 2016-11-04 | 3113.92 | 未披露 | 定期报告 | 2016-10-31 |
| 2016-11-04 | 3113.90 | 4.40 | 定期报告 | 2016-09-30 |
| 2016-09-20 | 3113.92 | 未披露 | 定期报告 | 2016-09-09 |
| 2016-08-02 | 3112.90 | 未披露 | 定期报告 | 2016-07-28 |
| 2016-08-02 | 3112.90 | 4.40 | 定期报告 | 2016-06-30 |
| 2016-05-04 | 3103.07 | 未披露 | 定期报告 | 2016-04-28 |
| 2016-05-04 | 3103.10 | 4.40 | 定期报告 | 2016-03-31 |
| 2016-03-10 | 3103.18 | 未披露 |
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On January 4, 2016, we commenced a rights offering (the “January 2016 Rights Offering”) of transferable subscription rights to holders of record of our common stock and Series B Preferred Stock as of January 4, 2016 to purchase up to 20,138,888 shares of our common stock at $14.40 per share.
|
2016-03-03 |
| 2016-03-10 | 956.10 | 4.40 |
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from December 31, 2014 to December 31, 2015
Redemption of Series E Preferred Shares
Declared and paid dividends on preferred stock
Common stock issued from exercise of rights offering
Stock issuance
Options exercised
Warrants exercised
A one-for-five reverse stock split effective as of December 23, 2015
|
2015-12-31 |
| 2016-03-10 | 952.50 | 未披露 |
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a one-for-five reverse stock split effective as of December 23, 2015
|
2015-12-23 |
| 2015-11-09 | 4762.49 | 未披露 | 定期报告 | 2015-10-28 |
| 2015-11-09 | 4762.50 | 4.40 | 定期报告 | 2015-09-30 |
| 2015-09-23 | 4762.49 | 159.55 | 定期报告 | 2015-09-11 |
| 2015-08-05 | 4709.99 | 未披露 | 定期报告 | 2015-07-29 |
| 2015-08-05 | 4710.00 | 7.10 | 定期报告 | 2015-06-30 |
| 2015-05-06 | 4668.32 | 未披露 | 定期报告 | 2015-04-30 |
| 2015-05-06 | 4668.30 | 7.10 | 定期报告 | 2015-03-31 |
| 2015-03-10 | 4668.32 | 未披露 |
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The January 2015 Rights Offering closed on February 6, 2015. The Company issued a total of 7,042,254 shares of common stock at $7.10 per share.
|
2015-03-06 |
| 2015-03-10 | 3950.60 | 7.10 |
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from December 31, 2013 to December 31, 2014
Declared and paid dividends on preferred stock
Common stock issued from exercise of rights offering
Stock issuance
Options exercised
|
2014-12-31 |
| 2014-11-10 | 3939.56 | 未披露 | 定期报告 | 2014-11-05 |
| 2014-11-10 | 3937.20 | 7.10 | 定期报告 | 2014-09-30 |
| 2014-09-29 | 3937.25 | 162.21 | 定期报告 | 2014-09-19 |
| 2014-07-31 | 3937.25 | 未披露 | 定期报告 | 2014-07-18 |
| 2014-08-14 | 3937.20 | 162.20 | 定期报告 | 2014-06-30 |
| 2014-05-19 | 3692.50 | 162.20 | 定期报告 | 2014-03-31 |
| 2014-03-18 | 3689.50 | 未披露 | 定期报告 | 2014-03-13 |
| 2014-02-11 | 3654.40 | 未披露 | 定期报告 | 2014-02-07 |
| 2014-03-18 | 3649.50 | 162.20 |
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from December 31, 2012 to December 31, 2013
Redemption of Series E Preferred Shares
Declared and paid dividends on preferred stock
Common stock issued from exercise of rights offering
Options exercised
|
2013-12-31 |
| 2013-12-11 | 3649.48 | 未披露 | 定期报告 | 2013-12-10 |
| 2013-11-04 | 3625.36 | 未披露 | 定期报告 | 2013-11-01 |
| 2013-11-04 | 3618.10 | 162.20 | 定期报告 | 2013-09-30 |
| 2013-08-13 | 3618.10 | 未披露 | 定期报告 | 2013-08-09 |
| 2013-08-13 | 3618.10 | 162.20 | 定期报告 | 2013-06-30 |
| 2013-05-14 | 3379.97 | 未披露 | 定期报告 | 2013-05-10 |
| 2013-05-14 | 3014.90 | 177.50 | 定期报告 | 2013-03-31 |
| 2013-03-21 | 3014.88 | 未披露 | 定期报告 | 2013-03-18 |
| 2013-03-21 | 3007.30 | 177.50 |
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from December 31, 2011 to December 31, 2012
Declared and paid dividends on preferred stock
Stock issuance costs
|
2012-12-31 |
| 2012-11-13 | 3002.33 | 未披露 | 定期报告 | 2012-11-08 |
| 2012-11-13 | 3002.30 | 177.50 | 定期报告 | 2012-09-30 |
| 2012-08-14 | 3002.33 | 未披露 | 定期报告 | 2012-08-10 |
| 2012-08-14 | 3002.30 | 177.50 | 定期报告 | 2012-06-30 |
| 2012-05-15 | 3002.33 | 未披露 | 定期报告 | 2012-05-10 |
| 2012-05-15 | 3002.30 | 177.50 | 定期报告 | 2012-03-31 |
| 2012-03-19 | 2993.09 | 未披露 | 定期报告 | 2012-03-12 |
| 2012-03-19 | 2993.10 | 177.50 |
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from December 31, 2010 to December 31, 2011
Declared and paid dividends on preferred stock
Common stock issued from exercise of rights offering
Stock-based compensation
|
2011-12-31 |
| 2011-08-12 | 8959.23 | 未披露 | 定期报告 | 2011-08-09 |
| 2011-08-12 | 8959.20 | 177.50 | 定期报告 | 2011-06-30 |
| 2011-05-13 | 6970.55 | 177.50 | 定期报告 | 2011-03-31 |
| 2011-03-18 | 6957.68 | 未披露 | 定期报告 | 2011-03-15 |
| 2011-03-18 | 6947.90 | 177.50 |
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from December 31, 2009 to December 31, 2010
Declared and paid dividends on preferred stock
Common stock issued from exercise of stock options
Common stock issued from exercise of warrants
Common stock issued from exercise of Option Matching Rights
|
2010-12-31 |
| 2010-05-17 | 6947.93 | 未披露 | 定期报告 | 2010-05-14 |
| 2010-05-17 | 6947.90 | 177.50 | 定期报告 | 2010-03-31 |
| 2010-03-25 | 6947.93 | 未披露 | 定期报告 | 2010-03-22 |
| 2010-03-25 | 6913.40 | 177.50 |
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from December 31, 2008 to December 31, 2009
Declared and paid dividends on preferred stock
Issuance of Common Stock
Common stock issued from exercise of stock options
Common stock issued from exercise of warrants
Common stock issued from exercise of Option Matching Rights
|
2009-12-31 |
| 2009-03-13 | 3403.80 | 未披露 | 定期报告 | 2009-03-12 |
| 2009-03-13 | 3391.30 | 177.50 |
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from December 31, 2007 to December 31, 2008
Declared and paid dividends on preferred stock
Issuance of common stock
Common stock issued from exercise of stock options
|
2008-12-31 |
| 2008-03-17 | 2969.96 | 未披露 | 定期报告 | 2008-03-11 |
| 2008-03-17 | 2958.20 | 177.50 |
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from December 31, 2006 to December 31, 2007
Declared and paid dividends on preferred stock
Common stock issued from exercise of stock options
Stock-based compensation
|
2007-12-31 |
| 2007-03-14 | 2942.99 | 未披露 | 定期报告 | 2007-03-07 |
| 2007-03-14 | 2942.80 | 177.50 |
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from December 31, 2005 to December 31, 2006
Declared and paid dividends on preferred stock
Common stock issued from exercise of stock options
Stock based compensation
|
2006-12-31 |
| 2006-03-30 | 2626.00 | 未披露 | 定期报告 | 2006-03-29 |
| 2006-03-30 | 2631.20 | 177.50 |
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from December 31, 2004 to December 31, 2005
Declared and paid dividends on preferred stock
Common stock issued from exercise of stock options
Stock based compensation
|
2005-12-31 |
| 2005-03-03 | 2609.23 | 未披露 | 定期报告 | 2005-03-01 |
| 2005-03-03 | 2608.00 | 177.50 |
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from December 31, 2003 to December 31, 2004
Declared and paid preferred dividends
Stock based compensation
Common stock issued through private placement sales
Common stock issued from exercise of stock options
Common stock converted to long term debt
Excess of market over carrying value of property and equipment purchased from a related party
Common stock issued for development costs
In June 2001, we consummated a one-for-ten reverse split of our outstanding common stock, such that each ten shares of common stock subsequently represented one outstanding share of common stock. No scrip or fractional shares were issued in connection with the reverse split.
|
2004-12-31 |
| 2004-03-30 | 2589.85 | 未披露 | 定期报告 | 2004-03-22 |
| 2004-03-30 | 598.70 | 177.50 |
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from December 31, 2002 to December 31, 2003
Declared and paid Preferred dividends
Stock based compensation
Common stock issued from exercise of stock options and warrants
Common stock issued in settlement of liabilities
Common stock issued for payment of interest
Common stock issued thru private placement sales
Common stock issued for investment CDL
Common stock issued for deferred development cost
|
2003-12-31 |
| 2003-02-19 | 492.81 | 未披露 | 定期报告 | 2003-02-14 |
| 2003-02-19 | 489.80 | 177.50 |
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from December 31, 2001 to December 31, 2002
Preferred stock converted to debt
Preferred stock converted to common stock
Preferred stock issued in settlement of debt & to acquire additional interest in Catskill Development LLC
|
2002-12-31 |
| 2002-04-01 | 480.43 | 4.53 |
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In February 2002, Bryanston converted its shares of Series C Preferred Stock into common shares and received 324,389 shares of common stock
|
2002-04-01 |
| 2002-04-01 | 262.90 | 95.70 |
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from December 31, 2000 to December 31, 2001
Preferred stock dividend payable in common stock
Common stock issued from exercise of stock options
Preferred stock converted to common stock
In June 2001, shareholder approval was received to amend the Company's Certificate of Incorporation, which provided for a 1 for 10 reverse split of the Company's common stock
|
2001-12-31 |
| 2001-04-02 | 2074.83 | 95.88 | 定期报告 | 2001-03-23 |
| 2001-04-02 | 2074.80 | 95.80 |
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from December 31, 1999 to December 31, 2000
Preferred stock issued in private placement
Preferred stock converted to common stock
Common stock issued from exercise of options
Preferred stock dividend payable in common stock
Common stock issued in settlement of certain liabilities
|
2000-12-31 |
| 2000-03-23 | 1703.34 | 96.07 | 定期报告 | 2000-03-20 |
| 2000-03-23 | 1680.30 | 95.60 |
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from December 31, 1998 to December 31, 1999
Common stock issued in settlement of preferred stock dividend payable
Common stock issued from exercise of warrants
|
1999-12-31 |
| 1999-03-31 | 1678.82 | 95.67 | 定期报告 | 1999-03-29 |
| 1999-03-31 | 1518.30 | 95.60 |
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from December 31, 1997 to December 31, 1998
Preferred stock issued in settlement of due to affiliate
Common stock issued in settlement of preferred stock dividend payable
|
1998-12-31 |
| 1998-03-26 | 1440.62 | 82.15 | 定期报告 | 1998-03-25 |
| 1998-03-26 | 1440.60 | 82.10 |
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from December 31, 1996 to December 31, 1997
Common stock issued in settlement of notes payable and accrued interest
Common stock issued in settlement of certain accounts payable and accrued expenses
Preferred stock issued in settlement of due to affiliate
|
1997-12-31 |
| 1997-03-31 | 1404.98 | 73.82 | 定期报告 | 1997-03-25 |
| 1997-03-31 | 1347.80 | 73.80 |
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from December 31, 1995 to December 31, 1996
Common stock issued for payment of long-term debt
Issuance of subscribed common stock
Issuance of common stock on converted long-term debt
Preferred stock issued in settlement of long-term debt
Preferred stock issued in settlement of due to affiliate
Preferred stock issued in settlement of debt conversation fee
|
1996-12-31 |
| 1997-03-31 | 1235.40 | 未披露 |
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from December 31, 1994 to December 31, 1995
Conversion of preferred stock to common stock
Common stock issued pursuant to acquisition
Exercise of put option
|
1995-12-31 |
from June 30, 2019 to September 30, 2019
Common stock issued
From March 31, 2019 to June 30, 2019
Common stock issued
From December 31, 2018 to March 31, 2019
Common stock issued
Restricted stock forfeited for tax payment
from December 31, 2017 to December 31, 2018
Common stock issued
Stock Grant to Horsemen
Options and Option Matching Rights exercised
Restricted stock forfeited for tax payment
from December 31, 2016 to December 31, 2017
Options exercised
Stock issued for legal settlement
Restricted stock forfeited for tax payment
Kien Huat note conversion
from December 31, 2015 to December 31, 2016
Kien Huat note conversion
Common stock issued from exercise of rights offering
On January 4, 2016, we commenced a rights offering (the “January 2016 Rights Offering”) of transferable subscription rights to holders of record of our common stock and Series B Preferred Stock as of January 4, 2016 to purchase up to 20,138,888 shares of our common stock at $14.40 per share.
from December 31, 2014 to December 31, 2015
Redemption of Series E Preferred Shares
Declared and paid dividends on preferred stock
Common stock issued from exercise of rights offering
Stock issuance
Options exercised
Warrants exercised
A one-for-five reverse stock split effective as of December 23, 2015
a one-for-five reverse stock split effective as of December 23, 2015
The January 2015 Rights Offering closed on February 6, 2015. The Company issued a total of 7,042,254 shares of common stock at $7.10 per share.
from December 31, 2013 to December 31, 2014
Declared and paid dividends on preferred stock
Common stock issued from exercise of rights offering
Stock issuance
Options exercised
from December 31, 2012 to December 31, 2013
Redemption of Series E Preferred Shares
Declared and paid dividends on preferred stock
Common stock issued from exercise of rights offering
Options exercised
from December 31, 2011 to December 31, 2012
Declared and paid dividends on preferred stock
Stock issuance costs
from December 31, 2010 to December 31, 2011
Declared and paid dividends on preferred stock
Common stock issued from exercise of rights offering
Stock-based compensation
from December 31, 2009 to December 31, 2010
Declared and paid dividends on preferred stock
Common stock issued from exercise of stock options
Common stock issued from exercise of warrants
Common stock issued from exercise of Option Matching Rights
from December 31, 2008 to December 31, 2009
Declared and paid dividends on preferred stock
Issuance of Common Stock
Common stock issued from exercise of stock options
Common stock issued from exercise of warrants
Common stock issued from exercise of Option Matching Rights
from December 31, 2007 to December 31, 2008
Declared and paid dividends on preferred stock
Issuance of common stock
Common stock issued from exercise of stock options
from December 31, 2006 to December 31, 2007
Declared and paid dividends on preferred stock
Common stock issued from exercise of stock options
Stock-based compensation
from December 31, 2005 to December 31, 2006
Declared and paid dividends on preferred stock
Common stock issued from exercise of stock options
Stock based compensation
from December 31, 2004 to December 31, 2005
Declared and paid dividends on preferred stock
Common stock issued from exercise of stock options
Stock based compensation
from December 31, 2003 to December 31, 2004
Declared and paid preferred dividends
Stock based compensation
Common stock issued through private placement sales
Common stock issued from exercise of stock options
Common stock converted to long term debt
Excess of market over carrying value of property and equipment purchased from a related party
Common stock issued for development costs
In June 2001, we consummated a one-for-ten reverse split of our outstanding common stock, such that each ten shares of common stock subsequently represented one outstanding share of common stock. No scrip or fractional shares were issued in connection with the reverse split.
from December 31, 2002 to December 31, 2003
Declared and paid Preferred dividends
Stock based compensation
Common stock issued from exercise of stock options and warrants
Common stock issued in settlement of liabilities
Common stock issued for payment of interest
Common stock issued thru private placement sales
Common stock issued for investment CDL
Common stock issued for deferred development cost
from December 31, 2001 to December 31, 2002
Preferred stock converted to debt
Preferred stock converted to common stock
Preferred stock issued in settlement of debt & to acquire additional interest in Catskill Development LLC
In February 2002, Bryanston converted its shares of Series C Preferred Stock into common shares and received 324,389 shares of common stock
from December 31, 2000 to December 31, 2001
Preferred stock dividend payable in common stock
Common stock issued from exercise of stock options
Preferred stock converted to common stock
In June 2001, shareholder approval was received to amend the Company's Certificate of Incorporation, which provided for a 1 for 10 reverse split of the Company's common stock
from December 31, 1999 to December 31, 2000
Preferred stock issued in private placement
Preferred stock converted to common stock
Common stock issued from exercise of options
Preferred stock dividend payable in common stock
Common stock issued in settlement of certain liabilities
from December 31, 1998 to December 31, 1999
Common stock issued in settlement of preferred stock dividend payable
Common stock issued from exercise of warrants
from December 31, 1997 to December 31, 1998
Preferred stock issued in settlement of due to affiliate
Common stock issued in settlement of preferred stock dividend payable
from December 31, 1996 to December 31, 1997
Common stock issued in settlement of notes payable and accrued interest
Common stock issued in settlement of certain accounts payable and accrued expenses
Preferred stock issued in settlement of due to affiliate
from December 31, 1995 to December 31, 1996
Common stock issued for payment of long-term debt
Issuance of subscribed common stock
Issuance of common stock on converted long-term debt
Preferred stock issued in settlement of long-term debt
Preferred stock issued in settlement of due to affiliate
Preferred stock issued in settlement of debt conversation fee
from December 31, 1994 to December 31, 1995
Conversion of preferred stock to common stock
Common stock issued pursuant to acquisition
Exercise of put option