Oaktree Strategic(OCSI) 股东研究_F10

主要股东

注：以下部分股东代表特定权益共同体，直接或间接持有上市公司股份

序号	股东名称	是否机构	持股数(股)	持股比例	持股变动数(股)	持股数变动比例	投票权比例
1	Oaktree Capital Management, L.p.	是	802.52万	27.20%	-34.34万	-4.10%	--
2	Leonard M. Tannenbaum	否	764.41万	25.90%	-34.34万	-4.30%	--
3	John B. Frank	否	5.74万	0.19%	新增	新增	0.1947%
4	Richard W. Cohen	否	5.57万	0.19%	新增	新增	0.1892%
5	Richard G. Ruben	否	3.07万	0.10%	新增	新增	0.1041%
6	Craig Jacobson	否	2.91万	0.10%	新增	新增	0.0989%
7	Bruce Zimmerman	否	1.53万	0.05%	新增	新增	0.0518%
8	Mathew Pendo	否	0.97万	0.03%	新增	新增	0.0327%
9	Edgar Lee	否	0.60万	0.02%	新增	新增	0.0204%
10	Mel Carlisle	否	0.30万	0.01%	新增	新增	0.0102%

序号	股东名称	是否机构	持股数(股)	持股比例	持股变动数(股)	持股数变动比例	投票权比例
1	橡树资本管理有限公司	是	836.86万	28.40%	新增	新增	--
2	Leonard M. Tannenbaum	否	798.75万	27.10%	新增	新增	--

主力进出\报告期	2021-03-18	2021-02-24	2021-02-17	2021-02-16	2021-02-12	2021-02-11
机构数量(家)	59	59	59	61	61	59
累计持有数量(万股)	1126.53	1126.14	1130.54	1055.75	1071.85	1067.81
累计市值(亿)	0.97	0.93	0.95	0.88	0.89	0.89
持仓比例(%)	38.23%	38.22%	38.37%	35.83%	36.37%	36.24%
净交易量(万股)	67.98	68.68	72.97	-4.95	10.07	16.84

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Punch & Associates Investment Management, Inc.	36.05万股	0.03	-19.86	-35.52
Private Management Group Inc	118.51万股	0.10	5.47	4.84
Howard Capital Management	54.96万股	0.05	-17.50	-24.15
Kennedy Capital Management, Inc.	105.26万股	0.09	-35.84	-25.40
Relative Value Partners Group, Llc	75.58万股	0.06	12.31	19.46
Morgan Stanley	45.17万股	0.04	0.27	0.61
Ares Management Llc	49.42万股	0.04	27.62	126.75
Claret Asset Management Corp	26.02万股	0.02	-	不足0.01
Arrowstreet Capital, Limited Partnership	9.58万股	0.0081	6.49	210.15
Lindbrook Capital, Llc	142.20万股	0.12	12.13	9.33
West Family Investments, Inc.	27.75万股	0.02	0.05	0.17
Russell Investments Group, Ltd.	10.13万股	0.0086	10.13	不足0.01
Blue Zone Wealth Advisors, Llc	22.40万股	0.02	1.76	8.50
Advisors Asset Management, Inc.	20.77万股	0.02	-1.47	-6.59
Wells Fargo & Company	10.00万股	0.0085	0.83	9.07
Springhouse Capital Management, Lp	55.40万股	0.05	-3.76	-6.35
Tcw Group Inc	17.99万股	0.02	-	不足0.01
Ubs Group Ag	13.66万股	0.01	-12.31	-47.40
Rivernorth Capital Management, Llc	98.09万股	0.08	98.09	不足0.01
Legal & General Group Plc	21.61万股	0.02	1.44	7.15

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Private Management Group Inc	118.51万股	0.10	5.47	4.84
Relative Value Partners Group, Llc	75.58万股	0.06	12.31	19.46
Tcw Group Inc	17.99万股	0.02	-	不足0.01
Wells Fargo & Company	10.00万股	0.0085	0.83	9.07
Lindbrook Capital, Llc	142.20万股	0.12	12.13	9.33
Morgan Stanley	45.17万股	0.04	0.27	0.61
Arrowstreet Capital, Limited Partnership	9.58万股	0.0082	6.49	210.15
Ares Management Llc	49.42万股	0.04	27.62	126.75
Claret Asset Management Corp	26.02万股	0.02	-	不足0.01
Russell Investments Group, Ltd.	10.13万股	0.0086	10.13	不足0.01
Springhouse Capital Management, Lp	55.40万股	0.05	-3.76	-6.35
West Family Investments, Inc.	27.75万股	0.02	0.05	0.17
Blue Zone Wealth Advisors, Llc	22.40万股	0.02	1.76	8.50
Kennedy Capital Management, Inc.	105.26万股	0.09	-35.84	-25.40
Rivernorth Capital Management, Llc	98.09万股	0.08	98.09	不足0.01
Howard Capital Management	54.96万股	0.05	-17.50	-24.15
Punch & Associates Investment Management, Inc.	36.05万股	0.03	-19.86	-35.52
Legal & General Group Plc	21.61万股	0.02	1.44	7.15
Advisors Asset Management, Inc.	20.77万股	0.02	-1.47	-6.59
Ubs Group Ag	13.66万股	0.01	-12.31	-47.40

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Advisors Asset Management, Inc.	20.77万股	0.02	-1.47	-6.59
Howard Capital Management	54.96万股	0.05	-17.50	-24.15
Ares Management Llc	49.42万股	0.04	27.62	126.75
West Family Investments, Inc.	27.75万股	0.02	0.05	0.17
Punch & Associates Investment Management, Inc.	36.05万股	0.03	-19.86	-35.52
Legal & General Group Plc	21.61万股	0.02	1.44	7.15
Russell Investments Group, Ltd.	10.13万股	0.0084	10.13	不足0.01
Wells Fargo & Company	10.00万股	0.0083	0.83	9.07
Lindbrook Capital, Llc	142.20万股	0.12	12.13	9.33
Kennedy Capital Management, Inc.	105.26万股	0.09	-35.84	-25.40
Springhouse Capital Management, Lp	55.40万股	0.05	-3.76	-6.35
Oaktree Capital Management Lp	39.20万股	0.03	-	不足0.01
Claret Asset Management Corp	26.02万股	0.02	-	不足0.01
Rivernorth Capital Management, Llc	98.09万股	0.08	98.09	不足0.01
Blue Zone Wealth Advisors, Llc	22.40万股	0.02	1.76	8.50
Private Management Group Inc	118.51万股	0.10	5.47	4.84
Relative Value Partners Group, Llc	75.58万股	0.06	12.31	19.46
Morgan Stanley	45.17万股	0.04	0.27	0.61
Tcw Group Inc	17.99万股	0.01	-	不足0.01
Ubs Group Ag	13.66万股	0.01	-12.31	-47.40

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Springhouse Capital Management, Lp	55.40万股	0.05	-3.76	-6.35
West Family Investments, Inc.	27.75万股	0.02	0.05	0.17
Advisors Asset Management, Inc.	20.77万股	0.02	-1.47	-6.59
Russell Investments Group, Ltd.	10.13万股	0.0083	10.13	不足0.01
Wells Fargo & Company	10.00万股	0.0082	0.83	9.07
Rivernorth Capital Management, Llc	98.09万股	0.08	98.09	不足0.01
Howard Capital Management	54.96万股	0.04	-17.50	-24.15
Oaktree Capital Management Lp	39.20万股	0.03	-	不足0.01
Claret Asset Management Corp	26.02万股	0.02	-	不足0.01
Morgan Stanley	45.17万股	0.04	0.27	0.61
Punch & Associates Investment Management, Inc.	36.05万股	0.03	-19.86	-35.52
Legal & General Group Plc	21.61万股	0.02	1.44	7.15
Kennedy Capital Management, Inc.	105.26万股	0.09	-35.84	-25.40
Relative Value Partners Group, Llc	75.58万股	0.06	12.31	19.46
Blue Zone Wealth Advisors, Llc	22.40万股	0.02	1.76	8.50
Private Management Group Inc	118.51万股	0.10	5.47	4.84
Ares Management Llc	49.42万股	0.04	27.62	126.75
Tcw Group Inc	17.99万股	0.01	-	不足0.01
Lindbrook Capital, Llc	142.20万股	0.12	12.13	9.33
Ubs Group Ag	13.66万股	0.01	-12.31	-47.40

机构或基金名称	持有数量	持股市值(亿美元)	持股变动(万股)	变动比例(%)
Wells Fargo & Company	10.00万股	0.0083	0.83	9.07
Hightower Advisors, Llc	7.89万股	0.0065	0.17	2.18
Lindbrook Capital, Llc	142.20万股	0.12	12.13	9.33
Tcw Group Inc	17.99万股	0.01	-	不足0.01
Russell Investments Group, Ltd.	10.13万股	0.0084	10.13	不足0.01
California Public Employees Retirement System	4.62万股	0.0038	-0.10	-2.12
Blue Zone Wealth Advisors, Llc	22.40万股	0.02	1.76	8.50
Samalin Investment Counsel, Llc	4.78万股	0.0040	-0.02	-0.39
Howard Capital Management	54.96万股	0.05	-17.50	-24.15
Janney Montgomery Scott Llc	4.39万股	0.0036	4.39	不足0.01
Private Management Group Inc	118.51万股	0.10	5.47	4.84
Claret Asset Management Corp	26.02万股	0.02	-	不足0.01