董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| E. Behrens | 男 | Independent Director | 51 | 15.37万美元 | 未持股 | 2021-03-19 |
| T. M. Dwyer | 男 | Independent Director | 59 | 17.07万美元 | 未持股 | 2021-03-19 |
| P. M. Friedman | 男 | Independent Director | 65 | 19.57万美元 | 未持股 | 2021-03-19 |
| T. A. Glasser | 女 | Independent Director | 61 | 11.13万美元 | 未持股 | 2021-03-19 |
| R. L. Roth | 男 | Independent Director | 63 | 11.53万美元 | 未持股 | 2021-03-19 |
| W. Ehrhardt | 男 | Independent Director | 77 | 18.07万美元 | 未持股 | 2021-03-19 |
| A. G. Lowenthal | 男 | Director, Chairman and Chief Executive Officer | 75 | 935.42万美元 | 未持股 | 2021-03-19 |
| A. W. Oughtred | 男 | Independent Director | 78 | 17.07万美元 | 未持股 | 2021-03-19 |
| R. S. Lowenthal | 男 | Independent Director | 44 | 730.64万美元 | 未持股 | 2021-03-19 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| A. G. Lowenthal | 男 | Director, Chairman and Chief Executive Officer | 75 | 935.42万美元 | 未持股 | 2021-03-19 |
| Jeffrey Alfano | 男 | Executive Vice President and the Chief Financial Officer | 51 | 190.57万美元 | 未持股 | 2021-03-19 |
董事简历
中英对照 | 中文 | 英文- E. Behrens
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E. Behrens，他于2016年5月被提名加入董事会。2008年以来，他一直任职SEACOR Holdings Inc.（设备和服务支持近海石油和天然气和海上运输行业的全球供应商），并一直担任负责商业开发的高级副总裁（2009年以来）。2012年4月以来，他一直担任Trailer Bridge, Inc.（从属于Jones Act container）的董事会主席。此外，他曾担任Penford Corporation的董事会成员（从2013年到2015年），目前是Continental Insurance Group, Ltd.的董事会成员。他也是SEACOR Holdings公司的多个实体的职员和董事。2006年至2007年，他曾担任Level Global Investors公司（总部位于纽约的对冲基金）的投资组合经理和合伙人。他持有the University of Chicago的学士学位。
E. Behrens joined the Board in 2016. Mr. Behrens is currently the Managing Member of B Capital Advisors LLC, an investment firm. He became a board member of Hornbeck Offshore Services, Inc., a supplier of offshore transport services, in July 2020. He also serves on the board of Harte Hanks, Inc., a global marketing firm. Additionally, he served as a board member of Sidewinder Drilling LLC, a land based oil rig operator, from 2017 to 2018 and SEACOR Marine Holdings Inc., an offshore oil and gas provider, a position he has held since 2017. From 2009 to 2017 Mr. Behrens was a Senior Vice President with SEACOR Holdings Inc., a global provider of equipment and services supporting the offshore oil and gas and marine transportation industries that he initially joined in 2008. From 2012 to 2017 he was Chairman of the Board of Trailer Bridge, Inc., a Jones Act container company. Additionally, he served as a board member of Penford Corporation from 2013 to 2015 a board member of Global Marine Systems from 2014 to 2015 and a board member of Continental Insurance Group, Ltd. from 2016 until 2017. From 2006 to 2007 he was a Portfolio Manager and Partner at Level Global Investors, a New York-based hedge fund. Mr. Behrens has a B.A. degree from the University of Chicago. - E. Behrens，他于2016年5月被提名加入董事会。2008年以来，他一直任职SEACOR Holdings Inc.（设备和服务支持近海石油和天然气和海上运输行业的全球供应商），并一直担任负责商业开发的高级副总裁（2009年以来）。2012年4月以来，他一直担任Trailer Bridge, Inc.（从属于Jones Act container）的董事会主席。此外，他曾担任Penford Corporation的董事会成员（从2013年到2015年），目前是Continental Insurance Group, Ltd.的董事会成员。他也是SEACOR Holdings公司的多个实体的职员和董事。2006年至2007年，他曾担任Level Global Investors公司（总部位于纽约的对冲基金）的投资组合经理和合伙人。他持有the University of Chicago的学士学位。
- E. Behrens joined the Board in 2016. Mr. Behrens is currently the Managing Member of B Capital Advisors LLC, an investment firm. He became a board member of Hornbeck Offshore Services, Inc., a supplier of offshore transport services, in July 2020. He also serves on the board of Harte Hanks, Inc., a global marketing firm. Additionally, he served as a board member of Sidewinder Drilling LLC, a land based oil rig operator, from 2017 to 2018 and SEACOR Marine Holdings Inc., an offshore oil and gas provider, a position he has held since 2017. From 2009 to 2017 Mr. Behrens was a Senior Vice President with SEACOR Holdings Inc., a global provider of equipment and services supporting the offshore oil and gas and marine transportation industries that he initially joined in 2008. From 2012 to 2017 he was Chairman of the Board of Trailer Bridge, Inc., a Jones Act container company. Additionally, he served as a board member of Penford Corporation from 2013 to 2015 a board member of Global Marine Systems from 2014 to 2015 and a board member of Continental Insurance Group, Ltd. from 2016 until 2017. From 2006 to 2007 he was a Portfolio Manager and Partner at Level Global Investors, a New York-based hedge fund. Mr. Behrens has a B.A. degree from the University of Chicago.
- T. M. Dwyer
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T. M. Dwyer，2016年5月他被提名加入董事会。他是Entitle Direct Group, Inc.（产权保险公司）的创始人、前首席执行官和主席。2006年创办Entitle Direct Group, Inc.之前从2002年到2005年，他担任投资银行公司Greenhill & Company的董事总经理，从事保险业。他曾在Donaldson, Lufkin & Jenrette担任相似职位。从1993年到2001年，他担任保险部门董事总经理。从1987年到1993年，他担任Salomon Brothers Inc的副总裁。从1983年到1985年，他是伊利诺斯州Arthur Andersen & Co。的注册会计师。
T. M. Dwyer joined the Board in 2016. He is the founder, former CEO and Chairman of Entitle Direct Group, Inc., a title insurance company. Prior to founding Entitle Direct Group, Inc. in 2006 Mr. Dwyer served as Managing Director at the investment banking firm of Greenhill & Company from 2002 to 2005 specializing in the insurance industry. He previously held a similar position at Donaldson, Lufkin & Jenrette as a Managing Director specializing in the insurance sector from 1993 to 2001. Mr. Dwyer was also a Vice President at Salomon Brothers Inc., an investment bank, from 1987 to 1993 and he was a certified public accountant with Arthur Andersen & Co. in Illinois from 1983 to 1985. Mr. Dwyer has an MBA from the University of Chicago and a Bachelor of Science in Accountancy from the University of Illinois. He is the Chairman of the Compensation Committee and a member of the Audit and Compliance Committees. - T. M. Dwyer，2016年5月他被提名加入董事会。他是Entitle Direct Group, Inc.（产权保险公司）的创始人、前首席执行官和主席。2006年创办Entitle Direct Group, Inc.之前从2002年到2005年，他担任投资银行公司Greenhill & Company的董事总经理，从事保险业。他曾在Donaldson, Lufkin & Jenrette担任相似职位。从1993年到2001年，他担任保险部门董事总经理。从1987年到1993年，他担任Salomon Brothers Inc的副总裁。从1983年到1985年，他是伊利诺斯州Arthur Andersen & Co。的注册会计师。
- T. M. Dwyer joined the Board in 2016. He is the founder, former CEO and Chairman of Entitle Direct Group, Inc., a title insurance company. Prior to founding Entitle Direct Group, Inc. in 2006 Mr. Dwyer served as Managing Director at the investment banking firm of Greenhill & Company from 2002 to 2005 specializing in the insurance industry. He previously held a similar position at Donaldson, Lufkin & Jenrette as a Managing Director specializing in the insurance sector from 1993 to 2001. Mr. Dwyer was also a Vice President at Salomon Brothers Inc., an investment bank, from 1987 to 1993 and he was a certified public accountant with Arthur Andersen & Co. in Illinois from 1983 to 1985. Mr. Dwyer has an MBA from the University of Chicago and a Bachelor of Science in Accountancy from the University of Illinois. He is the Chairman of the Compensation Committee and a member of the Audit and Compliance Committees.
- P. M. Friedman
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P. M. Friedman，他于2015年7月加入董事会。他曾任职Bear Stearns & Co. Inc.27年（1981年至2008年），最近担任固定收益部门的首席运营官。从2009年到2015年，他担任Guggenheim Securities LLC的高级董事总经理兼首席运营官。
P. M. Friedman joined the Board in 2015. Mr. Friedman spent 27 years at Bear Stearns & Co. Inc., a financial services firm, from 1981 to 2008 most recently holding the position of Chief Operating Officer of the Fixed Income Division. From 2008 to 2009 Mr. Friedman was a Managing Director responsible for business development at Mariner Investment Group, LLC, an investment advisory firm. From 2009 to 2015 Mr. Friedman was Senior Managing Director and Chief Operating Officer of Guggenheim Securities LLC, a financial services firm. Mr. Friedman is a Certified Public Accountant, and he is the Lead Director, Chairman of our Compliance Committee and a member of the Compensation and Nominating and Corporate Governance Committees. - P. M. Friedman，他于2015年7月加入董事会。他曾任职Bear Stearns & Co. Inc.27年（1981年至2008年），最近担任固定收益部门的首席运营官。从2009年到2015年，他担任Guggenheim Securities LLC的高级董事总经理兼首席运营官。
- P. M. Friedman joined the Board in 2015. Mr. Friedman spent 27 years at Bear Stearns & Co. Inc., a financial services firm, from 1981 to 2008 most recently holding the position of Chief Operating Officer of the Fixed Income Division. From 2008 to 2009 Mr. Friedman was a Managing Director responsible for business development at Mariner Investment Group, LLC, an investment advisory firm. From 2009 to 2015 Mr. Friedman was Senior Managing Director and Chief Operating Officer of Guggenheim Securities LLC, a financial services firm. Mr. Friedman is a Certified Public Accountant, and he is the Lead Director, Chairman of our Compliance Committee and a member of the Compensation and Nominating and Corporate Governance Committees.
- T. A. Glasser
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T.A.Glasser于2018年5月加入董事会。她是FRG（咨询公司，专门从事风险、数据和分析）的负责人。她曾于2016年至2017年担任独立顾问。Glasser女士于2013年至2016年担任摩根大通（JPMorgan Chase）的董事总经理，为公司办公室启动资本压力测试分析，并作为首席数据官建立了资产管理首席数据办公室。她曾担任the Office of Financial Research US Treasury的副董事，从2011年到2013年支持金融稳定监督委员会（the Financial Stability Oversight Council）的系统风险分析。她成立了农产企业和食品生产公司Bunge Ltd.的首席风险办公室，从2007年到2010年担任首席风险官。Glasser从2002年到2005年管理Credit Suisse First Boston Inc.风险和分析团队，从1987年到1998年和2001年管理Merrill Lynch Pierce Fenner&Smith Inc.（两家金融服务公司）风险和分析团队。她曾领导IBM Corp.（从2002年到2005年）、KPMG LLP（从1999年到2000年）的金融服务团队。Glasser从1984年到1986年担任Rutgers University金融学助理教授，从1986年到1987年担任Bentley College金融学助理教授。她获有Fordham University经济学博士学位和硕士学位，以及Fairleigh Dickinson University理学学士学位。
T. A. Glasser joined the Board in May 2018. She is a Principal with FRG, a consulting firm specializing in risk, data and analytics. She was an independent consultant from 2016 to 2017. Ms. Glasser was a Managing Director at JPMorgan Chase from 2013 to 2016 initiating Capital Stress Testing Analytics for the Corporate Office and, as Chief Data Officer, established the Chief Data Office for Asset Management. She served as Deputy Director of the Office of Financial Research US Treasury, from 2011 to 2013 supporting systemic risk analysis for the Financial Stability Oversight Council. She established the Chief Risk Office for Bunge Ltd., an agribusiness and food production company, serving as the Chief Risk Officer from 2007 to 2010. Ms. Glasser managed teams in risk and analytics at Credit Suisse First Boston Inc. from 2002 to 2005 and at Merrill Lynch Pierce Fenner & Smith Inc., both financial services firms, from 1987 through 1998 and in 2001. She led financial services teams at IBM Corp., from 2002 to 2005 and KPMG LLP, from 1999 through 2000. Ms. Glasser was Assistant Professor of Finance at Rutgers University from 1984 to 1986 and Bentley College from 1986 to 1987. She has a PhD and MA in Economics from Fordham University and a BS from Fairleigh Dickinson University. - T.A.Glasser于2018年5月加入董事会。她是FRG（咨询公司，专门从事风险、数据和分析）的负责人。她曾于2016年至2017年担任独立顾问。Glasser女士于2013年至2016年担任摩根大通（JPMorgan Chase）的董事总经理，为公司办公室启动资本压力测试分析，并作为首席数据官建立了资产管理首席数据办公室。她曾担任the Office of Financial Research US Treasury的副董事，从2011年到2013年支持金融稳定监督委员会（the Financial Stability Oversight Council）的系统风险分析。她成立了农产企业和食品生产公司Bunge Ltd.的首席风险办公室，从2007年到2010年担任首席风险官。Glasser从2002年到2005年管理Credit Suisse First Boston Inc.风险和分析团队，从1987年到1998年和2001年管理Merrill Lynch Pierce Fenner&Smith Inc.（两家金融服务公司）风险和分析团队。她曾领导IBM Corp.（从2002年到2005年）、KPMG LLP（从1999年到2000年）的金融服务团队。Glasser从1984年到1986年担任Rutgers University金融学助理教授，从1986年到1987年担任Bentley College金融学助理教授。她获有Fordham University经济学博士学位和硕士学位，以及Fairleigh Dickinson University理学学士学位。
- T. A. Glasser joined the Board in May 2018. She is a Principal with FRG, a consulting firm specializing in risk, data and analytics. She was an independent consultant from 2016 to 2017. Ms. Glasser was a Managing Director at JPMorgan Chase from 2013 to 2016 initiating Capital Stress Testing Analytics for the Corporate Office and, as Chief Data Officer, established the Chief Data Office for Asset Management. She served as Deputy Director of the Office of Financial Research US Treasury, from 2011 to 2013 supporting systemic risk analysis for the Financial Stability Oversight Council. She established the Chief Risk Office for Bunge Ltd., an agribusiness and food production company, serving as the Chief Risk Officer from 2007 to 2010. Ms. Glasser managed teams in risk and analytics at Credit Suisse First Boston Inc. from 2002 to 2005 and at Merrill Lynch Pierce Fenner & Smith Inc., both financial services firms, from 1987 through 1998 and in 2001. She led financial services teams at IBM Corp., from 2002 to 2005 and KPMG LLP, from 1999 through 2000. Ms. Glasser was Assistant Professor of Finance at Rutgers University from 1984 to 1986 and Bentley College from 1986 to 1987. She has a PhD and MA in Economics from Fordham University and a BS from Fairleigh Dickinson University.
- R. L. Roth
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R.L.Roth于2018年7月加入董事会。Roth先生的职业生涯跨越了三十多年，在此期间，他一直是公司的运营商，交易商，战略顾问和成功的企业家。Roth先生目前是咨询公司RLR Strategic Partners LLC的管理合伙人，自2016年10月起担任该职位。他于2020年10月成为特殊目的收购公司Kingswood AcquisitionCorp.的首席独立董事。在此之前，从2014年5月到2016年9月，Roth先生担任Cetera Financial Group的首席执行官，该公司是美国第二大独立经纪交易商网络，拥有超过9000名财务顾问，为大约200万零售客户提供支持，并拥有超过2000亿美元的顾问和经纪资产。在此之前，Roth从2013年9月到2014年5月担任Realty Capital Securities（一家金融服务公司，从事独立财富管理业务）首席执行官。Roth从2006年1月到2013年9月担任AIG Advisors Group（全国最大的独立经纪交易商网络之一）首席执行官。他的职业生涯始于担任Deloitte&Touche公司的会计师，在那里他成为注册会计师。Roth先生拥有密歇根州立大学（Michigan State University）的本科学位和底特律大学法学院（University of Detroit School of Law）的法学博士学位。他也是哈佛大学（Harvard University）工商管理研究生院所有者/总裁管理课程的毕业生。他是提名和公司治理、薪酬和合规委员会的成员。
R. L. Roth joined the Board in July 2018. Mr. Roth's career has spanned over three decades in which he has been an operator of companies, a dealmaker, a strategic advisor and a successful entrepreneur. Mr. Roth is currently the Managing Partner of RLR Strategic Partners LLC, a consulting company, a position that he has held since October 2016. He became Lead Independent Director of Kingswood Acquisition Corp., a special purpose acquisition company, in October 2020. Prior to that, from May 2014 to September 2016 Mr. Roth served as Chief Executive Officer of Cetera Financial Group, the nation's second largest network of independent broker-dealers, with over 9000 financial advisors supporting approximately two million retail clients and over $200 billion in advisory and brokerage assets. Prior to that, from September of 2013 to May of 2014 Mr. Roth served as the Chief Executive Officer of Realty Capital Securities, a financial services firm engaged in the independent wealth management business. From January 2006 to September 2013 Mr. Roth was Chief Executive Officer of AIG Advisors Group, one of the largest networks of independent broker-dealers in the country. He started his career as an accountant at Deloitte & Touche, where he become a Certified Public Accountant. Mr. Roth has an undergraduate degree from Michigan State University and a J.D. from the University of Detroit School of Law. He is also a graduate of the Owner/President Management Program at Harvard University's Graduate School of Business Administration. He is a member of the Nominating and Corporate Governance, Compensation and Compliance Committees. - R.L.Roth于2018年7月加入董事会。Roth先生的职业生涯跨越了三十多年，在此期间，他一直是公司的运营商，交易商，战略顾问和成功的企业家。Roth先生目前是咨询公司RLR Strategic Partners LLC的管理合伙人，自2016年10月起担任该职位。他于2020年10月成为特殊目的收购公司Kingswood AcquisitionCorp.的首席独立董事。在此之前，从2014年5月到2016年9月，Roth先生担任Cetera Financial Group的首席执行官，该公司是美国第二大独立经纪交易商网络，拥有超过9000名财务顾问，为大约200万零售客户提供支持，并拥有超过2000亿美元的顾问和经纪资产。在此之前，Roth从2013年9月到2014年5月担任Realty Capital Securities（一家金融服务公司，从事独立财富管理业务）首席执行官。Roth从2006年1月到2013年9月担任AIG Advisors Group（全国最大的独立经纪交易商网络之一）首席执行官。他的职业生涯始于担任Deloitte&Touche公司的会计师，在那里他成为注册会计师。Roth先生拥有密歇根州立大学（Michigan State University）的本科学位和底特律大学法学院（University of Detroit School of Law）的法学博士学位。他也是哈佛大学（Harvard University）工商管理研究生院所有者/总裁管理课程的毕业生。他是提名和公司治理、薪酬和合规委员会的成员。
- R. L. Roth joined the Board in July 2018. Mr. Roth's career has spanned over three decades in which he has been an operator of companies, a dealmaker, a strategic advisor and a successful entrepreneur. Mr. Roth is currently the Managing Partner of RLR Strategic Partners LLC, a consulting company, a position that he has held since October 2016. He became Lead Independent Director of Kingswood Acquisition Corp., a special purpose acquisition company, in October 2020. Prior to that, from May 2014 to September 2016 Mr. Roth served as Chief Executive Officer of Cetera Financial Group, the nation's second largest network of independent broker-dealers, with over 9000 financial advisors supporting approximately two million retail clients and over $200 billion in advisory and brokerage assets. Prior to that, from September of 2013 to May of 2014 Mr. Roth served as the Chief Executive Officer of Realty Capital Securities, a financial services firm engaged in the independent wealth management business. From January 2006 to September 2013 Mr. Roth was Chief Executive Officer of AIG Advisors Group, one of the largest networks of independent broker-dealers in the country. He started his career as an accountant at Deloitte & Touche, where he become a Certified Public Accountant. Mr. Roth has an undergraduate degree from Michigan State University and a J.D. from the University of Detroit School of Law. He is also a graduate of the Owner/President Management Program at Harvard University's Graduate School of Business Administration. He is a member of the Nominating and Corporate Governance, Compensation and Compliance Committees.
- W. Ehrhardt
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W. Ehrhardt， 于2008年加入该董事会。现已退休的他，原先是纽约（New York ）Deloitte & Touche LLP的一位审计合伙人，拥有着主要在银行业务和证券和保险行业超过30年的职业经历。他服务过的客户包括The Equitable Companies Inc.、 Marsh & McLennan、First Boston Corporation以及Merrill Lynch。另外，他参加过许多公司范围内的与审计业务、相关质量控制事宜相关的活动；以及曾作为一位合伙人管理3个州的金融服务保证和顾问业务。Ehrhardt先生是一位注册会计师，以及是美国注册会计师协会（AICPA）的一位成员。
W. Ehrhardt joined the Board in 2008. He is a retired senior audit partner formerly with Deloitte & Touche LLP, New York with over 35 years of professional experience primarily in the banking and securities and insurance industries. While in the practice of public accounting, Mr. Ehrhardt supervised the audits of the firm's largest multinational financial services clients. In addition, Mr. Ehrhardt served as Partner in Charge of the Tri-State Financial Services Assurance and Advisory Practice. Mr. Ehrhardt is the former chairman of the Foundation for Free Enterprise and former chairman of the Board of Felician College. He is a graduate of the University of Notre Dame. Mr. Ehrhardt is a Certified Public Accountant. Mr. Ehrhardt is the Chair of the Audit Committee and a member of the Compensation and Compliance Committees. - W. Ehrhardt， 于2008年加入该董事会。现已退休的他，原先是纽约（New York ）Deloitte & Touche LLP的一位审计合伙人，拥有着主要在银行业务和证券和保险行业超过30年的职业经历。他服务过的客户包括The Equitable Companies Inc.、 Marsh & McLennan、First Boston Corporation以及Merrill Lynch。另外，他参加过许多公司范围内的与审计业务、相关质量控制事宜相关的活动；以及曾作为一位合伙人管理3个州的金融服务保证和顾问业务。Ehrhardt先生是一位注册会计师，以及是美国注册会计师协会（AICPA）的一位成员。
- W. Ehrhardt joined the Board in 2008. He is a retired senior audit partner formerly with Deloitte & Touche LLP, New York with over 35 years of professional experience primarily in the banking and securities and insurance industries. While in the practice of public accounting, Mr. Ehrhardt supervised the audits of the firm's largest multinational financial services clients. In addition, Mr. Ehrhardt served as Partner in Charge of the Tri-State Financial Services Assurance and Advisory Practice. Mr. Ehrhardt is the former chairman of the Foundation for Free Enterprise and former chairman of the Board of Felician College. He is a graduate of the University of Notre Dame. Mr. Ehrhardt is a Certified Public Accountant. Mr. Ehrhardt is the Chair of the Audit Committee and a member of the Compensation and Compliance Committees.
- A. G. Lowenthal
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A. G. Lowenthal，于1985年加入该董事会。自1985年以来，担任该公司的董事长和首席执行官。Lowenthal先生自1967年以来就在证券行业工作。
A. G. Lowenthal joined the Board in 1985. Mr. Lowenthal is Chairman of the Board and Chief Executive Officer of the Company, positions he has held since 1985. Mr. Lowenthal has worked in the securities industry since 1967. - A. G. Lowenthal，于1985年加入该董事会。自1985年以来，担任该公司的董事长和首席执行官。Lowenthal先生自1967年以来就在证券行业工作。
- A. G. Lowenthal joined the Board in 1985. Mr. Lowenthal is Chairman of the Board and Chief Executive Officer of the Company, positions he has held since 1985. Mr. Lowenthal has worked in the securities industry since 1967.
- A. W. Oughtred
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A. W. Oughtred，于1979年加入该董事会。现已退休的他，在2009年1月1日-2009年5月31日期间，曾是Borden Ladner Gervais LLP律师事务所的一位顾问，以及在2008年12月31日之前，是该事务所的一位合伙人。Oughtred先生从事的是企业法律事务。
A. W. Oughtred joined the Board in 1979. Mr. Oughtred, now retired, was Counsel from January 1 2009 to May 31 2009 and prior to December 31 2008 a Partner at Borden Ladner Gervais LLP law firm. Mr. Oughtred practiced corporate law. Mr. Oughtred is certified as an Institute of Corporate Directors (Canada) certified director (ICD.D). Mr. Oughtred is Chairman of our Nominating and Corporate Governance Committee and a member of the Compensation and Compliance Committees. - A. W. Oughtred，于1979年加入该董事会。现已退休的他，在2009年1月1日-2009年5月31日期间，曾是Borden Ladner Gervais LLP律师事务所的一位顾问，以及在2008年12月31日之前，是该事务所的一位合伙人。Oughtred先生从事的是企业法律事务。
- A. W. Oughtred joined the Board in 1979. Mr. Oughtred, now retired, was Counsel from January 1 2009 to May 31 2009 and prior to December 31 2008 a Partner at Borden Ladner Gervais LLP law firm. Mr. Oughtred practiced corporate law. Mr. Oughtred is certified as an Institute of Corporate Directors (Canada) certified director (ICD.D). Mr. Oughtred is Chairman of our Nominating and Corporate Governance Committee and a member of the Compensation and Compliance Committees.
- R. S. Lowenthal
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R. S. Lowenthal， 于2013年5月加入该董事会。他于1999年加入该公司并担任该公司的信息技术部门主管。2007年中期，他成为该公司的固定收入纳税业务总经理；以及2012年中期，担负监管本公司公共财务和市政商业部门的职责。目前，他是Oppenheimer股份有限公司的高级总经理和固定收入业务部主管。他目前分别是Oppenheimer股份有限公司管理、风险管理、资产管理投资监管以及新产品委员会的一位成员。Lowentha先生拥有St. Louis市Washington大学的学士学位，以及Columbia大学的工商管理硕士学位。
R. S. Lowenthal joined the Board in May 2013. Mr. Lowenthal joined the Company in 1999 became Managing Director of the Company's Taxable Fixed Income business in 2007 and assumed responsibility for oversight of the Company's Public Finance and Municipal Trading departments in 2012. He is currently a Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business. Mr. Lowenthal is Chairman of the Oppenheimer & Co. Inc. Management Committee and Co-Chairman of its Risk Management Committee and is a member of several other internal committees. Mr. Lowenthal has an undergraduate degree from Washington University in St. Louis and an MBA from Columbia University. - R. S. Lowenthal， 于2013年5月加入该董事会。他于1999年加入该公司并担任该公司的信息技术部门主管。2007年中期，他成为该公司的固定收入纳税业务总经理；以及2012年中期，担负监管本公司公共财务和市政商业部门的职责。目前，他是Oppenheimer股份有限公司的高级总经理和固定收入业务部主管。他目前分别是Oppenheimer股份有限公司管理、风险管理、资产管理投资监管以及新产品委员会的一位成员。Lowentha先生拥有St. Louis市Washington大学的学士学位，以及Columbia大学的工商管理硕士学位。
- R. S. Lowenthal joined the Board in May 2013. Mr. Lowenthal joined the Company in 1999 became Managing Director of the Company's Taxable Fixed Income business in 2007 and assumed responsibility for oversight of the Company's Public Finance and Municipal Trading departments in 2012. He is currently a Senior Managing Director and Head of Oppenheimer & Co. Inc.'s Investment Banking business. Mr. Lowenthal is Chairman of the Oppenheimer & Co. Inc. Management Committee and Co-Chairman of its Risk Management Committee and is a member of several other internal committees. Mr. Lowenthal has an undergraduate degree from Washington University in St. Louis and an MBA from Columbia University.
高管简历
中英对照 | 中文 | 英文- A. G. Lowenthal
A. G. Lowenthal，于1985年加入该董事会。自1985年以来，担任该公司的董事长和首席执行官。Lowenthal先生自1967年以来就在证券行业工作。
A. G. Lowenthal joined the Board in 1985. Mr. Lowenthal is Chairman of the Board and Chief Executive Officer of the Company, positions he has held since 1985. Mr. Lowenthal has worked in the securities industry since 1967.- A. G. Lowenthal，于1985年加入该董事会。自1985年以来，担任该公司的董事长和首席执行官。Lowenthal先生自1967年以来就在证券行业工作。
- A. G. Lowenthal joined the Board in 1985. Mr. Lowenthal is Chairman of the Board and Chief Executive Officer of the Company, positions he has held since 1985. Mr. Lowenthal has worked in the securities industry since 1967.
- Jeffrey Alfano
Jeffrey Alfano，被该公司任命为主要财务人员和总会计师（于2013年3月29日生效）。自2006年4月以来，在Oppenheimer股份有限公司担任副执行总裁和财务总监；自2011年5月以来，是该公司的财务总监。他目前还分别是Oppenheimer管理、风险管理、信用、财务报告、国际、资产管理投资监督和新产品委员会的一位成员。在加入Oppenheimer之前，他曾是Deloitte & Touche LLP的一位审计合伙人，他在该公司的证券行业业务工作了14年，通过该公司的纽约（New York）、东京（Tokyo）、西雅图（Seattle offices）办事处，为客户提供审计和商业咨询服务。他拥有Michigan州立大学的学士学位，以及哥伦比亚大学（Columbia University）的工商管理硕士学位。Alfano先生分别是证券业和金融市场协会（SIFMA）金融管理协会（Financial Management Society）、美国注册会计师协会（American Institute of Certified Public Accountants）、纽约州注册会计师协会（New York State Society of Certified Public Accountants）的一位成员，以及是美国注册会计师协会（AICPA）证券经纪业务和投资银行业务专家小组的一位成员。
Jeffrey Alfano has been Executive Vice President and the Chief Financial Officer of Oppenheimer & Co. Inc. since April 2006 and Chief Financial Officer of Oppenheimer Holdings Inc. since May 2011. Mr. Alfano also serves on several of the firm's committees including the Management, Risk Management, Market, Credit, Liquidity and New Product Committees. Prior to joining Oppenheimer, Mr. Alfano was an audit partner with Deloitte & Touche LLP where he spent 14 years in Deloitte's securities industry practice serving clients by providing audit and business advisory services out of their New York, Tokyo and Seattle offices. Mr. Alfano has an undergraduate degree from Michigan State University and an MBA from Columbia University. Mr. Alfano is a member of the Financial Management Society of the Securities Industry and Financial Markets Association SIFMA, the American Institute of Certified Public Accountants and the New York State Society of Certified Public Accountants. Mr. Alfano served as a member of the AICPA Stockbrokerage and Investment Banking Expert Panel from 2009 to 2017.- Jeffrey Alfano，被该公司任命为主要财务人员和总会计师（于2013年3月29日生效）。自2006年4月以来，在Oppenheimer股份有限公司担任副执行总裁和财务总监；自2011年5月以来，是该公司的财务总监。他目前还分别是Oppenheimer管理、风险管理、信用、财务报告、国际、资产管理投资监督和新产品委员会的一位成员。在加入Oppenheimer之前，他曾是Deloitte & Touche LLP的一位审计合伙人，他在该公司的证券行业业务工作了14年，通过该公司的纽约（New York）、东京（Tokyo）、西雅图（Seattle offices）办事处，为客户提供审计和商业咨询服务。他拥有Michigan州立大学的学士学位，以及哥伦比亚大学（Columbia University）的工商管理硕士学位。Alfano先生分别是证券业和金融市场协会（SIFMA）金融管理协会（Financial Management Society）、美国注册会计师协会（American Institute of Certified Public Accountants）、纽约州注册会计师协会（New York State Society of Certified Public Accountants）的一位成员，以及是美国注册会计师协会（AICPA）证券经纪业务和投资银行业务专家小组的一位成员。
- Jeffrey Alfano has been Executive Vice President and the Chief Financial Officer of Oppenheimer & Co. Inc. since April 2006 and Chief Financial Officer of Oppenheimer Holdings Inc. since May 2011. Mr. Alfano also serves on several of the firm's committees including the Management, Risk Management, Market, Credit, Liquidity and New Product Committees. Prior to joining Oppenheimer, Mr. Alfano was an audit partner with Deloitte & Touche LLP where he spent 14 years in Deloitte's securities industry practice serving clients by providing audit and business advisory services out of their New York, Tokyo and Seattle offices. Mr. Alfano has an undergraduate degree from Michigan State University and an MBA from Columbia University. Mr. Alfano is a member of the Financial Management Society of the Securities Industry and Financial Markets Association SIFMA, the American Institute of Certified Public Accountants and the New York State Society of Certified Public Accountants. Mr. Alfano served as a member of the AICPA Stockbrokerage and Investment Banking Expert Panel from 2009 to 2017.