股本结构
单位:万股
| 公告日期 | 2021-08-13 | 2021-05-07 | 2021-05-07 | 2021-03-15 | 2021-03-15 | 2020-11-06 |
|---|---|---|---|---|---|---|
| 证券总股本 | 2242.36 | 2232.22 | 2232.02 | 2231.92 | 2219.13 | 2217.70 |
| 普通股本 | 2242.36 | 2232.22 | 2232.02 | 2231.92 | 2219.13 | 2217.70 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 146.72 | 146.72 | 146.72 | 146.72 | 146.72 | 146.72 |
| 变动日期 | 2021-06-30 | 2021-05-06 | 2021-03-31 | 2021-03-11 | 2020-12-31 | 2020-09-30 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2021-08-13 | 2242.36 | 未披露 |
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From March 31, 2021 to June 30, 2021
Issuance of restricted stock, net
Common stock options exercised
|
2021-06-30 |
| 2021-05-07 | 2232.22 | 未披露 | 定期报告 | 2021-05-06 |
| 2021-05-07 | 2232.02 | 未披露 |
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From December 31, 2020 To March 31, 2021
Issuance of restricted stock, net
Common stock options exercised
|
2021-03-31 |
| 2021-03-15 | 2231.92 | 未披露 | 定期报告 | 2021-03-11 |
| 2021-03-15 | 2219.13 | 未披露 |
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from December 31, 2019 to December 31, 2020
Issuance of restricted stock, net
Restricted stock exchanged for common stock
Common stock options exercised
|
2020-12-31 |
| 2020-11-06 | 2217.70 | 未披露 |
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From June 30, 2020 to September 30, 2020
Restricted stock forfeited
Restricted stock exchanged for common stock
Common stock based compensation expense
|
2020-09-30 |
| 2020-08-10 | 2215.76 | 未披露 | 定期报告 | 2020-08-06 |
| 2020-08-10 | 2215.99 | 未披露 |
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From March 31, 2020 to June 30, 2020
Issuance of restricted stock, net
|
2020-06-30 |
| 2020-05-04 | 2213.44 | 未披露 | 定期报告 | 2020-05-01 |
| 2020-05-04 | 2213.65 | 未披露 |
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From December 31, 2019 to March 31, 2020
Issuance of restricted stock, net
Common stock options exercised
|
2020-03-31 |
| 2020-04-15 | 2215.29 | 未披露 | 定期报告 | 2020-03-25 |
| 2020-03-09 | 2215.38 | 146.72 | 定期报告 | 2020-03-04 |
| 2020-03-09 | 2210.64 | 146.72 |
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From December 31, 2018 To December 31, 2019
Exchange Series A Non-Voting Preferred Stock to Non-Voting Common Stock
Issuance of restricted stock, net
Common stock options exercised
|
2019-12-31 |
| 2019-11-01 | 2203.80 | 未披露 | 定期报告 | 2019-10-31 |
| 2019-11-01 | 2352.08 | 未披露 |
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from June 30, 2019 to September 30, 2019
Issuance of restricted stock, net
Common stock options exercised
|
2019-09-30 |
| 2019-08-02 | 2205.14 | 未披露 | 定期报告 | 2019-07-31 |
| 2019-08-02 | 2351.49 | 未披露 |
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from March 31, 2019 to June 30, 2019
Exchange Series A Non-Voting Preferred Stock to Series A Non-Voting Common Stock
Common stock options exercised
|
2019-06-30 |
| 2019-05-03 | 2201.78 | 146.72 |
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From December 31, 2018 To March 31, 2019
Issuance of restricted stock, net
|
2019-03-31 |
| 2019-04-15 | 2201.92 | 146.72 | 定期报告 | 2019-03-25 |
| 2019-03-11 | 2201.92 | 未披露 | 定期报告 | 2019-03-07 |
| 2019-03-11 | 2191.62 | 146.72 |
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From December 31, 2017 To December 31, 2018
Exchange of common stock for Series A Non-Voting Preferred Stock
Issuance of restricted stock, net
Common stock options exercised
|
2018-12-31 |
| 2018-11-02 | 2191.62 | 未披露 | 定期报告 | 2018-10-31 |
| 2018-11-02 | 2191.80 | 146.72 |
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From December 31, 2017 To September 30, 2018
Exchange of common stock for Series A Non-Voting Preferred Stock
Issuance of restricted stock, net
Common stock options exercised
|
2018-09-30 |
| 2018-08-03 | 2337.84 | 未披露 |
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From December 31, 2017 To June 30, 2018
Issuance of restricted stock, net
Common stock options exercised
|
2018-06-30 |
| 2018-05-04 | 2332.02 | 未披露 | 定期报告 | 2018-05-02 |
| 2018-05-04 | 2331.27 | 未披露 |
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From December 31, 2017 To March 31, 2018
Issuance of restricted stock, net
Common stock options exercised
|
2018-03-31 |
| 2018-04-13 | 2331.39 | 未披露 | 定期报告 | 2018-03-29 |
| 2018-03-02 | 2330.59 | 未披露 | 定期报告 | 2018-02-28 |
| 2018-03-02 | 2323.25 | 未披露 |
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From December 31, 2016 To December 31, 2017
Issuance of restricted stock, net
Common stock options exercised
|
2017-12-31 |
| 2017-11-03 | 2318.96 | 未披露 | 定期报告 | 2017-11-01 |
| 2017-11-03 | 2318.87 | 未披露 |
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from December 31, 2016 to September 30, 2017
Issuance of restricted stock, net
Common stock options exercised
|
2017-09-30 |
| 2017-08-07 | 2319.39 | 未披露 |
更多>>
From December 31, 2016 to June 30, 2017
Issuance of restricted stock, net
Common stock options exercised
|
2017-06-30 |
| 2017-05-05 | 2317.64 | 未披露 | 定期报告 | 2017-05-03 |
| 2017-05-05 | 2317.28 | 未披露 |
更多>>
from December 31, 2016 to March 31, 2017
Issuance of restricted stock, net
Common stock options exercised
|
2017-03-31 |
| 2017-03-10 | 2316.68 | 未披露 | 定期报告 | 2017-03-08 |
| 2017-03-10 | 2300.47 | 未披露 |
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from December 31, 2015 to December 31, 2016
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
|
2016-12-31 |
| 2016-11-04 | 2299.86 | 未披露 |
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From December 31, 2015 to September 30, 2016
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
|
2016-09-30 |
| 2016-08-05 | 2299.66 | 未披露 | 定期报告 | 2016-08-03 |
| 2016-08-05 | 2298.45 | 未披露 |
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from December 31, 2015 to June 30, 2016
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
|
2016-06-30 |
| 2016-05-06 | 2295.45 | 未披露 | 定期报告 | 2016-05-04 |
| 2016-04-15 | 2294.43 | 未披露 | 定期报告 | 2016-04-01 |
| 2016-05-06 | 2293.94 | 未披露 |
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from December 31, 2015 to March 31, 2016
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
|
2016-03-31 |
| 2016-03-14 | 2291.23 | 未披露 | 定期报告 | 2016-03-09 |
| 2016-03-14 | 2282.03 | 未披露 |
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From December 31, 2014 to December 31, 2015
Exchange of Series B Preferred Stock for common stock
Exchange of Series C Preferred Stock for common stock
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Dividends on preferred stock exchanged for common stock
Inducement for exchange of preferred stock for common stock
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
|
2015-12-31 |
| 2015-11-06 | 2280.92 | 未披露 | 定期报告 | 2015-11-04 |
| 2015-11-06 | 2281.11 | 未披露 |
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from December 31, 2014 to September 30, 2015
Exchange of Series B Preferred Stock for common stock
Exchange of Series C Preferred Stock for common stock
Dividends on preferred stock exchanged for common stock
Inducement for exchange of preferred stock for common stock
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Common stock options exercised
|
2015-09-30 |
| 2015-08-07 | 1978.08 | 未披露 | 定期报告 | 2015-08-05 |
| 2015-08-07 | 1978.01 | 14.72 |
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from December 31, 2014 to June 30, 2015
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
|
2015-06-30 |
| 2015-05-08 | 1977.57 | 未披露 | 定期报告 | 2015-05-06 |
| 2015-05-08 | 1975.68 | 14.72 |
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from December 31, 2014 to March 31, 2015
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Common stock options exercised
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
|
2015-03-31 |
| 2015-03-13 | 1975.91 | 未披露 | 定期报告 | 2015-03-11 |
| 2015-03-13 | 1946.26 | 14.13 |
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From December 31,2013 to December 31,2014
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
|
2014-12-31 |
| 2014-11-07 | 1943.50 | 未披露 | 定期报告 | 2014-11-05 |
| 2014-11-07 | 1932.06 | 14.13 |
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from December 31, 2013 to September 30, 2014
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Issuance of restricted stock, net
Cancelled restricted stock
Common stock options exercised
|
2014-09-30 |
| 2014-08-08 | 1926.77 | 未披露 | 定期报告 | 2014-08-06 |
| 2014-08-08 | 1926.47 | 13.56 |
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From December 31, 2013 to June 30, 2014
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Common stock options exercised
|
2014-06-30 |
| 2014-05-09 | 1924.60 | 未披露 | 定期报告 | 2014-05-07 |
| 2014-04-15 | 1913.52 | 212.89 |
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At April 1, 2014 ,2,105,262 shares of common stock convertible into Series B Preferred Stock
|
2014-04-01 |
| 2014-05-09 | 1921.88 | 13.56 |
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from December 31, 2013 to March 31, 2014
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Common stock options exercised
|
2014-03-31 |
| 2014-03-14 | 1913.52 | 13.02 |
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From December 31,2012 to December 31,2013
Issuance of common stock
Issuance of restricted stock, net
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Common stock options exercised
|
2013-12-31 |
| 2013-11-14 | 1899.35 | 未披露 | 定期报告 | 2013-11-05 |
| 2013-11-14 | 1897.91 | 13.02 |
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from January 1, 2013 to September 30, 2013
Series C Preferred Stock issued as a stock dividend on Series B and Series C Preferred Stock
Common stock options exercised
Issuance of common stock
|
2013-09-30 |
| 2013-08-13 | 1890.59 | 12.48 |
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from January 1, 2013 to June 30, 2013
Issuance of common stock
Common stock options exercised
|
2013-06-30 |
| 2013-05-15 | 1890.57 | 12.48 |
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From January 1, 2013 to March 31, 2013
Issuance of common stock
Common stock options exercised
|
2013-03-31 |
| 2013-03-20 | 1667.74 | 12.48 |
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from December 31, 2011 to December 31, 2012
Conversion of Series A Preferred Stock conversion to common stock
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Sale of Common stock
Series A Preferred Stock dividend
|
2012-12-31 |
| 2012-11-13 | 1667.07 | 12.01 |
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from January 1, 2012 to September 30, 2012
Conversion of Series A cumulative preferred stock common stock
Series C noncumulative preferred stock issued as a stock dividend on Series B noncumulative preferred stock
Sale of Common Stock
Series A cumulative preferred stock dividend
Stock options exercised
|
2012-09-30 |
| 2012-08-14 | 1665.83 | 11.20 |
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from Jan 1,2012 to June 30,2012
Series A cumulative preferred stock conversion to common stock
Sale of Common Stock
Series A cumulative preferred stock dividend
Stock options exercised
|
2012-06-30 |
| 2012-05-07 | 1665.55 | 未披露 | 定期报告 | 2012-05-03 |
| 2012-05-07 | 1245.42 | 11.20 |
更多>>
Series A Cumulative Preferred Stock conversion to common stock
Series A Cumulative Preferred Stock Dividend
|
2012-03-31 |
| 2012-02-27 | 1245.40 | 未披露 | 定期报告 | 2012-02-17 |
| 2011-11-17 | 1227.30 | 12.30 |
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from December 31, 2010 to September 30, 2011
Series A conversion to common stock
Net proceeds from Series B issuance
|
2011-09-30 |
| 2011-08-15 | 1227.30 | 未披露 | 定期报告 | 2011-08-12 |
| 2010-11-12 | 1043.47 | 12.66 |
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from December 31, 2009 to September 30, 2010
Issuances of cumulative preferred stock
|
2010-09-30 |
| 2010-08-16 | 1043.47 | 10.91 |
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from December 31, 2009 to June 30, 2010
Issuances of cumulative preferred stock
|
2010-06-30 |
| 2010-05-12 | 1043.47 | 8.85 |
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Issuances of cumulative preferred stock
|
2010-03-31 |
| 2010-04-01 | 1043.47 | 0.81 |
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From December 31,2008 to December 31,2009
Issuances of Series A Cumulative Preferred Stock
|
2009-12-31 |
| 2009-03-17 | 1043.47 | 未披露 |
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From December 31,2007 to December 31,2008
Exercise of stock options, net
Stock buyback
|
2008-12-31 |
| 2008-03-14 | 1049.20 | 未披露 |
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From December 31,2006 to December 31,2007
Exercise of stock options, net
Stock buyback
|
2007-12-31 |
| 2007-03-15 | 1033.54 | 未披露 | 定期报告 | 2007-03-08 |
| 2007-03-15 | 1030.84 | 未披露 |
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From December 31,2005 to December 31,2006
Exercise of stock options, net
Exercise of warrants
|
2006-12-31 |
| 2006-03-16 | 1021.72 | 未披露 | 定期报告 | 2006-03-10 |
| 2006-03-16 | 1017.60 | 未披露 |
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From December 31,2004 to December 31,2005
Exercise of stock options
Exercise of warrants
|
2005-12-31 |
| 2005-03-16 | 1009.04 | 未披露 | 定期报告 | 2005-03-09 |
| 2005-03-16 | 1008.44 | 未披露 |
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From December 31,2003 to December 31,2004
Exercise of stock options
|
2004-12-31 |
| 2004-03-30 | 1008.12 | 未披露 |
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From December 31,2002 to December 31,2003
Exercise of stock options
Issuance of common stock in public offering, net of offering expenses
|
2003-12-31 |
| 2003-03-31 | 639.99 | 未披露 |
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From December 31,2001 to December 31,2002
Exercise of stock options
|
2002-12-31 |
| 2002-04-01 | 635.59 | 未披露 | 定期报告 | 2002-03-15 |
| 2002-04-01 | 634.48 | 未披露 |
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From December 31,2000 to December 31,2001
Exercise of stock options
|
2001-12-31 |
| 2001-04-02 | 633.20 | 未披露 |
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From December 31,1999 to December 31,2000
Exercise of 250 stock options
Issuance of 2,611,608 shares of common stock,net of offering expenses
All financial information included herein has been restated as if the holding company reorganization was effective for all periods presented. Additionally, the number of common shares outstanding gives retroactive effect to a two-for-one stock split of the Bank's outstanding shares that became effective on April 14, 2000, and a 1.25 for 1.00 stock split that became effective May 21, 1999.
|
2000-12-31 |
From March 31, 2021 to June 30, 2021
Issuance of restricted stock, net
Common stock options exercised
From December 31, 2020 To March 31, 2021
Issuance of restricted stock, net
Common stock options exercised
from December 31, 2019 to December 31, 2020
Issuance of restricted stock, net
Restricted stock exchanged for common stock
Common stock options exercised
From June 30, 2020 to September 30, 2020
Restricted stock forfeited
Restricted stock exchanged for common stock
Common stock based compensation expense
From March 31, 2020 to June 30, 2020
Issuance of restricted stock, net
From December 31, 2019 to March 31, 2020
Issuance of restricted stock, net
Common stock options exercised
From December 31, 2018 To December 31, 2019
Exchange Series A Non-Voting Preferred Stock to Non-Voting Common Stock
Issuance of restricted stock, net
Common stock options exercised
from June 30, 2019 to September 30, 2019
Issuance of restricted stock, net
Common stock options exercised
from March 31, 2019 to June 30, 2019
Exchange Series A Non-Voting Preferred Stock to Series A Non-Voting Common Stock
Common stock options exercised
From December 31, 2018 To March 31, 2019
Issuance of restricted stock, net
From December 31, 2017 To December 31, 2018
Exchange of common stock for Series A Non-Voting Preferred Stock
Issuance of restricted stock, net
Common stock options exercised
From December 31, 2017 To September 30, 2018
Exchange of common stock for Series A Non-Voting Preferred Stock
Issuance of restricted stock, net
Common stock options exercised
From December 31, 2017 To June 30, 2018
Issuance of restricted stock, net
Common stock options exercised
From December 31, 2017 To March 31, 2018
Issuance of restricted stock, net
Common stock options exercised
From December 31, 2016 To December 31, 2017
Issuance of restricted stock, net
Common stock options exercised
from December 31, 2016 to September 30, 2017
Issuance of restricted stock, net
Common stock options exercised
From December 31, 2016 to June 30, 2017
Issuance of restricted stock, net
Common stock options exercised
from December 31, 2016 to March 31, 2017
Issuance of restricted stock, net
Common stock options exercised
from December 31, 2015 to December 31, 2016
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
From December 31, 2015 to September 30, 2016
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
from December 31, 2015 to June 30, 2016
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
from December 31, 2015 to March 31, 2016
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
From December 31, 2014 to December 31, 2015
Exchange of Series B Preferred Stock for common stock
Exchange of Series C Preferred Stock for common stock
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Dividends on preferred stock exchanged for common stock
Inducement for exchange of preferred stock for common stock
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
from December 31, 2014 to September 30, 2015
Exchange of Series B Preferred Stock for common stock
Exchange of Series C Preferred Stock for common stock
Dividends on preferred stock exchanged for common stock
Inducement for exchange of preferred stock for common stock
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Common stock options exercised
from December 31, 2014 to June 30, 2015
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
from December 31, 2014 to March 31, 2015
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Common stock options exercised
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
From December 31,2013 to December 31,2014
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Issuance of restricted stock, net
Tax effect from vesting of restricted stock
Common stock options exercised
from December 31, 2013 to September 30, 2014
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Issuance of restricted stock, net
Cancelled restricted stock
Common stock options exercised
From December 31, 2013 to June 30, 2014
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Common stock options exercised
At April 1, 2014 ,2,105,262 shares of common stock convertible into Series B Preferred Stock
from December 31, 2013 to March 31, 2014
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Common stock options exercised
From December 31,2012 to December 31,2013
Issuance of common stock
Issuance of restricted stock, net
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Common stock options exercised
from January 1, 2013 to September 30, 2013
Series C Preferred Stock issued as a stock dividend on Series B and Series C Preferred Stock
Common stock options exercised
Issuance of common stock
from January 1, 2013 to June 30, 2013
Issuance of common stock
Common stock options exercised
From January 1, 2013 to March 31, 2013
Issuance of common stock
Common stock options exercised
from December 31, 2011 to December 31, 2012
Conversion of Series A Preferred Stock conversion to common stock
Series C Preferred Stock issued as a stock dividend on Series B Preferred Stock
Sale of Common stock
Series A Preferred Stock dividend
from January 1, 2012 to September 30, 2012
Conversion of Series A cumulative preferred stock common stock
Series C noncumulative preferred stock issued as a stock dividend on Series B noncumulative preferred stock
Sale of Common Stock
Series A cumulative preferred stock dividend
Stock options exercised
from Jan 1,2012 to June 30,2012
Series A cumulative preferred stock conversion to common stock
Sale of Common Stock
Series A cumulative preferred stock dividend
Stock options exercised
Series A Cumulative Preferred Stock conversion to common stock
Series A Cumulative Preferred Stock Dividend
from December 31, 2010 to September 30, 2011
Series A conversion to common stock
Net proceeds from Series B issuance
from December 31, 2009 to September 30, 2010
Issuances of cumulative preferred stock
from December 31, 2009 to June 30, 2010
Issuances of cumulative preferred stock
Issuances of cumulative preferred stock
From December 31,2008 to December 31,2009
Issuances of Series A Cumulative Preferred Stock
From December 31,2007 to December 31,2008
Exercise of stock options, net
Stock buyback
From December 31,2006 to December 31,2007
Exercise of stock options, net
Stock buyback
From December 31,2005 to December 31,2006
Exercise of stock options, net
Exercise of warrants
From December 31,2004 to December 31,2005
Exercise of stock options
Exercise of warrants
From December 31,2003 to December 31,2004
Exercise of stock options
From December 31,2002 to December 31,2003
Exercise of stock options
Issuance of common stock in public offering, net of offering expenses
From December 31,2001 to December 31,2002
Exercise of stock options
From December 31,2000 to December 31,2001
Exercise of stock options
From December 31,1999 to December 31,2000
Exercise of 250 stock options
Issuance of 2,611,608 shares of common stock,net of offering expenses
All financial information included herein has been restated as if the holding company reorganization was effective for all periods presented. Additionally, the number of common shares outstanding gives retroactive effect to a two-for-one stock split of the Bank's outstanding shares that became effective on April 14, 2000, and a 1.25 for 1.00 stock split that became effective May 21, 1999.