股本结构

单位:万股
公告日期 2025-09-19 2025-11-18 2025-02-21 2025-01-14 2024-05-15 2024-05-15
证券总股本 3059.71 3049.71 3049.71 3049.99 3029.53 3009.53
普通股本 3059.71 3049.71 3049.71 3049.99 3029.53 3009.53
优先股 未披露 0.46 未披露 0.46 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2025-09-16 2025-03-31 2025-02-19 2024-06-30 2024-05-03 2024-03-31
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2025-09-19 3059.71 未披露 定期报告 2025-09-16
2025-11-18 3049.71 0.46
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From January 1, 2025 to March 31, 2025 Common stock forfeited
2025-03-31
2025-02-21 3049.71 未披露 定期报告 2025-02-19
2025-01-14 3049.99 0.46
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From April 1, 2024 to June 30, 2024 Vesting of restricted stock and other, net of shares withheld for employer taxes Common stock issued upon exercise of warrants Common stock issued in extinguishment of senior notes
2024-06-30
2024-05-15 3029.53 未披露 定期报告 2024-05-03
2024-04-29 3014.29 未披露 定期报告 2024-04-16
2024-04-24 3029.53 未披露 定期报告 2024-04-12
2024-05-15 3009.53 0.46
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From January 1, 2024 to March 31, 2024 Vesting of restricted stock and other, net of shares withheld for employer taxes
2024-03-31
2024-04-24 2993.71 0.46
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From December 31,2022 to December 31,2023 Common stock issued, net of offering costs ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes Common stock repurchased and retired Shares issued for acquisition of a business
2023-12-31
2023-11-09 3058.29 未披露 定期报告 2023-11-02
2023-11-09 3058.27 0.46
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From July 1, 2023 to September 30, 2023 Common stock issued, net of offering costs Vesting of restricted stock and other, net of shares withheld for employer taxes
2023-09-30
2023-08-09 3057.18 未披露 定期报告 2023-08-02
2023-07-27 2995.38 未披露
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Common stock offered 1,818,182 shares by the company
2023-07-28
2023-08-09 2848.09 0.46
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From April 1, 2023 to June 30, 2023 ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
2023-06-30
2023-05-08 2813.56 0.46
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From January 1, 2023 to March 31, 2023 Vesting of restricted stock and other, net of shares withheld for employer taxes Shares issued for the acquisition of a business Common stock repurchased and retired Preferred stock issued
2023-03-31
2023-04-18 2798.32 未披露 定期报告 2023-03-27
2023-03-16 2881.79 未披露 定期报告 2023-03-01
2023-03-16 2852.38 0.45
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From December 31, 2021 to December 31, 2022 ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes Preferred stock issued Common stock repurchased and retired Shares issued for acquisitions
2022-12-31
2022-11-04 2858.20 未披露 定期报告 2022-10-28
2022-11-04 2830.00 0.45
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From July 1, 2022 to September 30, 2022 Stock repurchased and retired Vesting of restricted stock and other, net of shares withheld for employer taxes
2022-09-30
2022-07-29 2829.05 0.45
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From April 1, 2022 to June 30, 2022 ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
2022-06-30
2022-04-29 2792.82 0.45
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From January 1, 2022 to March 31, 2022 Preferred stock issued Vesting of restricted stock and other, net of shares withheld for employer taxes Shares issued for the acquisition of FocalPoint
2022-03-31
2022-04-19 2777.46 未披露 定期报告 2022-03-28
2022-02-28 2777.16 未披露 定期报告 2022-02-18
2022-01-21 2772.20 未披露 定期报告 2022-01-19
2022-02-28 2759.10 0.45
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From December 31, 2020 to December 31, 2021 Preferred stock issued Common stock issued, net of offering costs shares withheld for employer taxes Common stock repurchased and retired Warrants exercised
2021-12-31
2021-11-09 2756.96 未披露 定期报告 2021-11-01
2021-11-09 2755.47 0.45
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From July 1, 2021 to September 30, 2021 Preferred stock issued ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes Common stock repurchased and retired Warrants exercised
2021-09-30
2021-08-02 2758.03 0.43
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From April 1, 2021 to June 30, 2021 Preferred stock issued ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
2021-06-30
2021-05-10 2719.49 0.40
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From January 1, 2021 to March 31, 2021 Common stock issued, net of offering costs Vesting of restricted stock and other, net of shares withheld for employer taxes
2021-03-31
2021-03-04 2719.11 未披露 定期报告 2021-02-24
2021-01-15 2666.03 未披露
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1.Common stock offered by the company 1,228,735 shares of common stock. 2.The number of shares of common stock to be outstanding immediately after the closing of this offering is based on 25,431,575 shares of common stock outstanding as of September 30, 2020.
2021-01-15
2021-03-04 2577.78 0.40
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From December 31, 2019 to December 31, 2020 ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes Common stock repurchased and retired
2020-12-31
2020-10-30 2543.16 0.38
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From July 1, 2020 to September 30, 2020 ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes Preferred stock issued Common stock repurchased and retired
2020-09-30
2020-08-03 2545.28 未披露 定期报告 2020-07-27
2020-08-03 2586.44 0.25
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from April 1, 2020 to June 30, 2020 ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes Common stock repurchased and retired
2020-06-30
2020-05-11 2582.73 未披露 定期报告 2020-05-08
2020-05-11 2598.86 0.25
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From December 31, 2019 to March 31, 2020 Preferred stock issued Vesting of restricted stock, net of shares withheld for employer taxes Common stock repurchased and retired
2020-03-31
2020-03-10 2612.76 未披露 定期报告 2020-02-27
2020-03-10 2697.23 0.23
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from December 31, 2018 to December 31, 2019 Preferred stock issued Common stock issued ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes Common stock repurchased and retired
2019-12-31
2019-12-05 2693.67 未披露 定期报告 2019-12-04
2019-11-01 2692.79 未披露 定期报告 2019-10-30
2019-11-01 2692.15 未披露
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from July 1, 2019 to September 30, 2019 Vesting of restricted stock, net of shares withheld for employer taxes Common stock repurchased and retired
2019-09-30
2019-09-23 2692.15 未披露 定期报告 2019-09-20
2019-08-09 2696.53 未披露 定期报告 2019-07-30
2019-08-09 2691.99 未披露
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From April 1, 2019 to June 30, 2019 ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes Stock repurchased and retired
2019-06-30
2019-05-01 2652.59 未披露 定期报告 2019-04-30
2019-05-01 2652.52 未披露
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From January 1, 2019 to March 31, 2019 Vesting of restricted stock, net of shares withheld for employer taxes Stock repurchased and retired
2019-03-31
2019-04-15 2657.32 未披露 定期报告 2019-03-25
2019-03-06 2664.60 未披露 定期报告 2019-02-28
2019-03-06 2660.34 未披露
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from December 31, 2017 to December 31, 2018 Issuance of common stock for acquisition of GlassRatner Advisory & Capital Group LLC ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes Common shares cancelled - resolution of escrow claim Stock repurchased and retired
2018-12-31
2018-11-06 2655.42 未披露 定期报告 2018-11-05
2018-11-06 2652.64 未披露
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from January 1, 2018 to September 30, 2018 Vesting of restricted stock, net of shares withheld for employer taxes Stock repurchased and retired Issuance of common stock for acquisition of GlassRatner Advisory & Capital Group LLC Common shares cancelled - resolution of escrow claim
2018-09-30
2018-08-03 2612.70 未披露 定期报告 2018-07-30
2018-08-03 2607.02 未披露
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from January 1, 2018 to June 30, 2018 Vesting of restricted stock, net of shares withheld for employer taxes Stock repurchased and retired
2018-06-30
2018-06-20 2604.96 未披露 定期报告 2018-06-14
2018-06-08 2599.28 未披露 定期报告 2018-05-31
2018-05-08 2573.76 未披露 定期报告 2018-05-04
2018-05-08 2667.74 未披露
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from January 1, 2018 to March 31, 2018 Vesting of restricted stock, net of shares withheld for employer taxes
2018-03-31
2018-04-04 2667.74 未披露 定期报告 2018-03-28
2018-03-14 2663.42 未披露 定期报告 2018-03-07
2018-04-04 2663.33 未披露 定期报告 2018-02-28
2018-03-14 2656.95 未披露
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from December 31, 2016 to December 31, 2017 Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017 Issuance of common stock for acquisition of Dialectic general partner interests on April 13, 2017 Issuance of common stock for acquisition of FBR & Co. on June 1, 2017 Issuance of common stock and common stock warrants for acquisition of Wunderlich on July 3, 2017 Vesting of restricted stock, net of shares withheld for employer taxes
2017-12-31
2017-11-09 2646.76 未披露 定期报告 2017-11-06
2017-11-09 2646.16 未披露
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From January 1, 2017 to September 30, 2017 Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017 Issuance of common stock for acquisition of Dialectic general partner interests on April 13, 2017 Issuance of common stock for acquisition of FBR & Co. on June 1, 2017 Issuance of common stock and common stock warrants for acquisition of Wunderlich on July 3, 2017 Vesting of restricted stock, net of shares withheld for employer taxes
2017-09-30
2017-08-08 2641.58 未披露 定期报告 2017-08-04
2017-08-08 2437.78 未披露
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From January 1, 2017 to June 30, 2017 Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017 Issuance of common stock for acquisition of Dialectic general partner interests on April 13, 2017 Issuance of common stock for acquisition of FBR & Co. on June 1, 2017 Vesting of restricted stock, net of shares withheld for employer taxes
2017-06-30
2017-05-01 1946.55 未披露 定期报告 2017-04-27
2017-05-10 1930.70 未披露
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From January 1, 2017 to March 31, 2017 Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017
2017-03-31
2017-03-10 1930.70 未披露 定期报告 2017-03-10
2017-03-10 1914.03 未披露
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From December 31, 2015 to December 31, 2016 Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2016 Vesting of restricted stock, net of shares withheld for employer taxes Offering of common stock, net of offering expenses
2016-12-31
2016-08-05 1904.31 未披露
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From January 1, 2016 to June 30, 2016 Issuance of common stock for acquisition of MK Capital, LLC - contigent equity consideration on February 2, 2016 Vesting of restricted stock Offering of common stock, net of offering expenses
2016-06-30
2016-05-16 1903.58 未披露 定期报告 2016-05-11
2016-05-16 1661.48 未披露
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from January 1, 2016 to March 31, 2016 Issuance of common stock for acquisition of MK Capital, LLC - contigent equity consideration on February 2, 2016
2016-03-31
2016-03-28 1661.48 未披露 定期报告 2016-03-21
2016-03-28 1644.81 未披露
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from December 31, 2014 to December 31, 2015 Issuance of common stock for acquisition of MK Capital Advisors, LLC and contigent equity consideration on February 2, 2015 Vesting of restricted stock, net of shares withheld for employer taxes
2015-12-31
2015-11-09 1632.15 未披露 定期报告 2015-11-06
2015-11-09 1631.15 未披露
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from January 1, 2015 to September 30, 2015 Issuance of common stock for acquisition of MK Capital Advisors, LLC and contigent equity consideration on February 2, 2015 Issuance of common stock Vesting of Restricted stock
2015-09-30
2015-08-11 1631.15 未披露 定期报告 2015-08-05
2015-08-11 1630.52 未披露
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From January 1, 2015 to June 30, 2015 Issuance of common stock for acquisition of MK Capital, LLC and contigent equity consideration on February 2, 2015 Issuance of common stock
2015-06-30
2015-05-07 1630.19 未披露
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from January 1, 2015 to March 31, 2015 Net income for the three months ended March 31, 2015 Issuance of common stock for acquisition of MK Capital, LLC and contigent equity consideration on February 2, 2015 On June 3, 2014, the Company completed a 1 for 20 reverse split of its common stock.
2015-03-31
From January 1, 2025 to March 31, 2025 Common stock forfeited
From April 1, 2024 to June 30, 2024 Vesting of restricted stock and other, net of shares withheld for employer taxes Common stock issued upon exercise of warrants Common stock issued in extinguishment of senior notes
From January 1, 2024 to March 31, 2024 Vesting of restricted stock and other, net of shares withheld for employer taxes
From December 31,2022 to December 31,2023 Common stock issued, net of offering costs ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes Common stock repurchased and retired Shares issued for acquisition of a business
From July 1, 2023 to September 30, 2023 Common stock issued, net of offering costs Vesting of restricted stock and other, net of shares withheld for employer taxes
Common stock offered 1,818,182 shares by the company
From April 1, 2023 to June 30, 2023 ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
From January 1, 2023 to March 31, 2023 Vesting of restricted stock and other, net of shares withheld for employer taxes Shares issued for the acquisition of a business Common stock repurchased and retired Preferred stock issued
From December 31, 2021 to December 31, 2022 ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes Preferred stock issued Common stock repurchased and retired Shares issued for acquisitions
From July 1, 2022 to September 30, 2022 Stock repurchased and retired Vesting of restricted stock and other, net of shares withheld for employer taxes
From April 1, 2022 to June 30, 2022 ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
From January 1, 2022 to March 31, 2022 Preferred stock issued Vesting of restricted stock and other, net of shares withheld for employer taxes Shares issued for the acquisition of FocalPoint
From December 31, 2020 to December 31, 2021 Preferred stock issued Common stock issued, net of offering costs shares withheld for employer taxes Common stock repurchased and retired Warrants exercised
From July 1, 2021 to September 30, 2021 Preferred stock issued ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes Common stock repurchased and retired Warrants exercised
From April 1, 2021 to June 30, 2021 Preferred stock issued ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
From January 1, 2021 to March 31, 2021 Common stock issued, net of offering costs Vesting of restricted stock and other, net of shares withheld for employer taxes
1.Common stock offered by the company 1,228,735 shares of common stock. 2.The number of shares of common stock to be outstanding immediately after the closing of this offering is based on 25,431,575 shares of common stock outstanding as of September 30, 2020.
From December 31, 2019 to December 31, 2020 ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes Common stock repurchased and retired
From July 1, 2020 to September 30, 2020 ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes Preferred stock issued Common stock repurchased and retired
from April 1, 2020 to June 30, 2020 ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes Common stock repurchased and retired
From December 31, 2019 to March 31, 2020 Preferred stock issued Vesting of restricted stock, net of shares withheld for employer taxes Common stock repurchased and retired
from December 31, 2018 to December 31, 2019 Preferred stock issued Common stock issued ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes Common stock repurchased and retired
from July 1, 2019 to September 30, 2019 Vesting of restricted stock, net of shares withheld for employer taxes Common stock repurchased and retired
From April 1, 2019 to June 30, 2019 ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes Stock repurchased and retired
From January 1, 2019 to March 31, 2019 Vesting of restricted stock, net of shares withheld for employer taxes Stock repurchased and retired
from December 31, 2017 to December 31, 2018 Issuance of common stock for acquisition of GlassRatner Advisory & Capital Group LLC ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes Common shares cancelled - resolution of escrow claim Stock repurchased and retired
from January 1, 2018 to September 30, 2018 Vesting of restricted stock, net of shares withheld for employer taxes Stock repurchased and retired Issuance of common stock for acquisition of GlassRatner Advisory & Capital Group LLC Common shares cancelled - resolution of escrow claim
from January 1, 2018 to June 30, 2018 Vesting of restricted stock, net of shares withheld for employer taxes Stock repurchased and retired
from January 1, 2018 to March 31, 2018 Vesting of restricted stock, net of shares withheld for employer taxes
from December 31, 2016 to December 31, 2017 Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017 Issuance of common stock for acquisition of Dialectic general partner interests on April 13, 2017 Issuance of common stock for acquisition of FBR & Co. on June 1, 2017 Issuance of common stock and common stock warrants for acquisition of Wunderlich on July 3, 2017 Vesting of restricted stock, net of shares withheld for employer taxes
From January 1, 2017 to September 30, 2017 Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017 Issuance of common stock for acquisition of Dialectic general partner interests on April 13, 2017 Issuance of common stock for acquisition of FBR & Co. on June 1, 2017 Issuance of common stock and common stock warrants for acquisition of Wunderlich on July 3, 2017 Vesting of restricted stock, net of shares withheld for employer taxes
From January 1, 2017 to June 30, 2017 Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017 Issuance of common stock for acquisition of Dialectic general partner interests on April 13, 2017 Issuance of common stock for acquisition of FBR & Co. on June 1, 2017 Vesting of restricted stock, net of shares withheld for employer taxes
From January 1, 2017 to March 31, 2017 Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017
From December 31, 2015 to December 31, 2016 Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2016 Vesting of restricted stock, net of shares withheld for employer taxes Offering of common stock, net of offering expenses
From January 1, 2016 to June 30, 2016 Issuance of common stock for acquisition of MK Capital, LLC - contigent equity consideration on February 2, 2016 Vesting of restricted stock Offering of common stock, net of offering expenses
from January 1, 2016 to March 31, 2016 Issuance of common stock for acquisition of MK Capital, LLC - contigent equity consideration on February 2, 2016
from December 31, 2014 to December 31, 2015 Issuance of common stock for acquisition of MK Capital Advisors, LLC and contigent equity consideration on February 2, 2015 Vesting of restricted stock, net of shares withheld for employer taxes
from January 1, 2015 to September 30, 2015 Issuance of common stock for acquisition of MK Capital Advisors, LLC and contigent equity consideration on February 2, 2015 Issuance of common stock Vesting of Restricted stock
From January 1, 2015 to June 30, 2015 Issuance of common stock for acquisition of MK Capital, LLC and contigent equity consideration on February 2, 2015 Issuance of common stock
from January 1, 2015 to March 31, 2015 Net income for the three months ended March 31, 2015 Issuance of common stock for acquisition of MK Capital, LLC and contigent equity consideration on February 2, 2015 On June 3, 2014, the Company completed a 1 for 20 reverse split of its common stock.