股本结构
单位:万股
| 公告日期 | 2025-09-19 | 2025-11-18 | 2025-02-21 | 2025-01-14 | 2024-05-15 | 2024-05-15 |
|---|---|---|---|---|---|---|
| 证券总股本 | 3059.71 | 3049.71 | 3049.71 | 3049.99 | 3029.53 | 3009.53 |
| 普通股本 | 3059.71 | 3049.71 | 3049.71 | 3049.99 | 3029.53 | 3009.53 |
| 优先股 | 未披露 | 0.46 | 未披露 | 0.46 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2025-09-16 | 2025-03-31 | 2025-02-19 | 2024-06-30 | 2024-05-03 | 2024-03-31 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2025-09-19 | 3059.71 | 未披露 | 定期报告 | 2025-09-16 |
| 2025-11-18 | 3049.71 | 0.46 |
更多>>
From January 1, 2025 to March 31, 2025
Common stock forfeited
|
2025-03-31 |
| 2025-02-21 | 3049.71 | 未披露 | 定期报告 | 2025-02-19 |
| 2025-01-14 | 3049.99 | 0.46 |
更多>>
From April 1, 2024 to June 30, 2024
Vesting of restricted stock and other, net of shares withheld for employer taxes
Common stock issued upon exercise of warrants
Common stock issued in extinguishment of senior notes
|
2024-06-30 |
| 2024-05-15 | 3029.53 | 未披露 | 定期报告 | 2024-05-03 |
| 2024-04-29 | 3014.29 | 未披露 | 定期报告 | 2024-04-16 |
| 2024-04-24 | 3029.53 | 未披露 | 定期报告 | 2024-04-12 |
| 2024-05-15 | 3009.53 | 0.46 |
更多>>
From January 1, 2024 to March 31, 2024
Vesting of restricted stock and other, net of shares withheld for employer taxes
|
2024-03-31 |
| 2024-04-24 | 2993.71 | 0.46 |
更多>>
From December 31,2022 to December 31,2023
Common stock issued, net of offering costs
ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
Common stock repurchased and retired
Shares issued for acquisition of a business
|
2023-12-31 |
| 2023-11-09 | 3058.29 | 未披露 | 定期报告 | 2023-11-02 |
| 2023-11-09 | 3058.27 | 0.46 |
更多>>
From July 1, 2023 to September 30, 2023
Common stock issued, net of offering costs
Vesting of restricted stock and other, net of shares withheld for employer taxes
|
2023-09-30 |
| 2023-08-09 | 3057.18 | 未披露 | 定期报告 | 2023-08-02 |
| 2023-07-27 | 2995.38 | 未披露 |
更多>>
Common stock offered 1,818,182 shares by the company
|
2023-07-28 |
| 2023-08-09 | 2848.09 | 0.46 |
更多>>
From April 1, 2023 to June 30, 2023
ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
|
2023-06-30 |
| 2023-05-08 | 2813.56 | 0.46 |
更多>>
From January 1, 2023 to March 31, 2023
Vesting of restricted stock and other, net of shares withheld for employer taxes
Shares issued for the acquisition of a business
Common stock repurchased and retired
Preferred stock issued
|
2023-03-31 |
| 2023-04-18 | 2798.32 | 未披露 | 定期报告 | 2023-03-27 |
| 2023-03-16 | 2881.79 | 未披露 | 定期报告 | 2023-03-01 |
| 2023-03-16 | 2852.38 | 0.45 |
更多>>
From December 31, 2021 to December 31, 2022
ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
Preferred stock issued
Common stock repurchased and retired
Shares issued for acquisitions
|
2022-12-31 |
| 2022-11-04 | 2858.20 | 未披露 | 定期报告 | 2022-10-28 |
| 2022-11-04 | 2830.00 | 0.45 |
更多>>
From July 1, 2022 to September 30, 2022
Stock repurchased and retired
Vesting of restricted stock and other, net of shares withheld for employer taxes
|
2022-09-30 |
| 2022-07-29 | 2829.05 | 0.45 |
更多>>
From April 1, 2022 to June 30, 2022
ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
|
2022-06-30 |
| 2022-04-29 | 2792.82 | 0.45 |
更多>>
From January 1, 2022 to March 31, 2022
Preferred stock issued
Vesting of restricted stock and other, net of shares withheld for employer taxes
Shares issued for the acquisition of FocalPoint
|
2022-03-31 |
| 2022-04-19 | 2777.46 | 未披露 | 定期报告 | 2022-03-28 |
| 2022-02-28 | 2777.16 | 未披露 | 定期报告 | 2022-02-18 |
| 2022-01-21 | 2772.20 | 未披露 | 定期报告 | 2022-01-19 |
| 2022-02-28 | 2759.10 | 0.45 |
更多>>
From December 31, 2020 to December 31, 2021
Preferred stock issued
Common stock issued, net of offering costs
shares withheld for employer taxes
Common stock repurchased and retired
Warrants exercised
|
2021-12-31 |
| 2021-11-09 | 2756.96 | 未披露 | 定期报告 | 2021-11-01 |
| 2021-11-09 | 2755.47 | 0.45 |
更多>>
From July 1, 2021 to September 30, 2021
Preferred stock issued
ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
Common stock repurchased and retired
Warrants exercised
|
2021-09-30 |
| 2021-08-02 | 2758.03 | 0.43 |
更多>>
From April 1, 2021 to June 30, 2021
Preferred stock issued
ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
|
2021-06-30 |
| 2021-05-10 | 2719.49 | 0.40 |
更多>>
From January 1, 2021 to March 31, 2021
Common stock issued, net of offering costs
Vesting of restricted stock and other, net of shares withheld for employer taxes
|
2021-03-31 |
| 2021-03-04 | 2719.11 | 未披露 | 定期报告 | 2021-02-24 |
| 2021-01-15 | 2666.03 | 未披露 |
更多>>
1.Common stock offered by the company 1,228,735 shares of common stock.
2.The number of shares of common stock to be outstanding immediately after the closing of this offering is based on 25,431,575 shares of common stock outstanding as of September 30, 2020.
|
2021-01-15 |
| 2021-03-04 | 2577.78 | 0.40 |
更多>>
From December 31, 2019 to December 31, 2020
ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes
Common stock repurchased and retired
|
2020-12-31 |
| 2020-10-30 | 2543.16 | 0.38 |
更多>>
From July 1, 2020 to September 30, 2020
ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes
Preferred stock issued
Common stock repurchased and retired
|
2020-09-30 |
| 2020-08-03 | 2545.28 | 未披露 | 定期报告 | 2020-07-27 |
| 2020-08-03 | 2586.44 | 0.25 |
更多>>
from April 1, 2020 to June 30, 2020
ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes
Common stock repurchased and retired
|
2020-06-30 |
| 2020-05-11 | 2582.73 | 未披露 | 定期报告 | 2020-05-08 |
| 2020-05-11 | 2598.86 | 0.25 |
更多>>
From December 31, 2019 to March 31, 2020
Preferred stock issued
Vesting of restricted stock, net of shares withheld for employer taxes
Common stock repurchased and retired
|
2020-03-31 |
| 2020-03-10 | 2612.76 | 未披露 | 定期报告 | 2020-02-27 |
| 2020-03-10 | 2697.23 | 0.23 |
更多>>
from December 31, 2018 to December 31, 2019
Preferred stock issued
Common stock issued
ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes
Common stock repurchased and retired
|
2019-12-31 |
| 2019-12-05 | 2693.67 | 未披露 | 定期报告 | 2019-12-04 |
| 2019-11-01 | 2692.79 | 未披露 | 定期报告 | 2019-10-30 |
| 2019-11-01 | 2692.15 | 未披露 |
更多>>
from July 1, 2019 to September 30, 2019
Vesting of restricted stock, net of shares withheld for employer taxes
Common stock repurchased and retired
|
2019-09-30 |
| 2019-09-23 | 2692.15 | 未披露 | 定期报告 | 2019-09-20 |
| 2019-08-09 | 2696.53 | 未披露 | 定期报告 | 2019-07-30 |
| 2019-08-09 | 2691.99 | 未披露 |
更多>>
From April 1, 2019 to June 30, 2019
ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes
Stock repurchased and retired
|
2019-06-30 |
| 2019-05-01 | 2652.59 | 未披露 | 定期报告 | 2019-04-30 |
| 2019-05-01 | 2652.52 | 未披露 |
更多>>
From January 1, 2019 to March 31, 2019
Vesting of restricted stock, net of shares withheld for employer taxes
Stock repurchased and retired
|
2019-03-31 |
| 2019-04-15 | 2657.32 | 未披露 | 定期报告 | 2019-03-25 |
| 2019-03-06 | 2664.60 | 未披露 | 定期报告 | 2019-02-28 |
| 2019-03-06 | 2660.34 | 未披露 |
更多>>
from December 31, 2017 to December 31, 2018
Issuance of common stock for acquisition of GlassRatner Advisory & Capital Group LLC
ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes
Common shares cancelled - resolution of escrow claim
Stock repurchased and retired
|
2018-12-31 |
| 2018-11-06 | 2655.42 | 未披露 | 定期报告 | 2018-11-05 |
| 2018-11-06 | 2652.64 | 未披露 |
更多>>
from January 1, 2018 to September 30, 2018
Vesting of restricted stock, net of shares withheld for employer taxes
Stock repurchased and retired
Issuance of common stock for acquisition of GlassRatner Advisory & Capital Group LLC
Common shares cancelled - resolution of escrow claim
|
2018-09-30 |
| 2018-08-03 | 2612.70 | 未披露 | 定期报告 | 2018-07-30 |
| 2018-08-03 | 2607.02 | 未披露 |
更多>>
from January 1, 2018 to June 30, 2018
Vesting of restricted stock, net of shares withheld for employer taxes
Stock repurchased and retired
|
2018-06-30 |
| 2018-06-20 | 2604.96 | 未披露 | 定期报告 | 2018-06-14 |
| 2018-06-08 | 2599.28 | 未披露 | 定期报告 | 2018-05-31 |
| 2018-05-08 | 2573.76 | 未披露 | 定期报告 | 2018-05-04 |
| 2018-05-08 | 2667.74 | 未披露 |
更多>>
from January 1, 2018 to March 31, 2018
Vesting of restricted stock, net of shares withheld for employer taxes
|
2018-03-31 |
| 2018-04-04 | 2667.74 | 未披露 | 定期报告 | 2018-03-28 |
| 2018-03-14 | 2663.42 | 未披露 | 定期报告 | 2018-03-07 |
| 2018-04-04 | 2663.33 | 未披露 | 定期报告 | 2018-02-28 |
| 2018-03-14 | 2656.95 | 未披露 |
更多>>
from December 31, 2016 to December 31, 2017
Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017
Issuance of common stock for acquisition of Dialectic general partner interests on April 13, 2017
Issuance of common stock for acquisition of FBR & Co. on June 1, 2017
Issuance of common stock and common stock warrants for acquisition of Wunderlich on July 3, 2017
Vesting of restricted stock, net of shares withheld for employer taxes
|
2017-12-31 |
| 2017-11-09 | 2646.76 | 未披露 | 定期报告 | 2017-11-06 |
| 2017-11-09 | 2646.16 | 未披露 |
更多>>
From January 1, 2017 to September 30, 2017
Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017
Issuance of common stock for acquisition of Dialectic general partner interests on April 13, 2017
Issuance of common stock for acquisition of FBR & Co. on June 1, 2017
Issuance of common stock and common stock warrants for acquisition of Wunderlich on July 3, 2017
Vesting of restricted stock, net of shares withheld for employer taxes
|
2017-09-30 |
| 2017-08-08 | 2641.58 | 未披露 | 定期报告 | 2017-08-04 |
| 2017-08-08 | 2437.78 | 未披露 |
更多>>
From January 1, 2017 to June 30, 2017
Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017
Issuance of common stock for acquisition of Dialectic general partner interests on April 13, 2017
Issuance of common stock for acquisition of FBR & Co. on June 1, 2017
Vesting of restricted stock, net of shares withheld for employer taxes
|
2017-06-30 |
| 2017-05-01 | 1946.55 | 未披露 | 定期报告 | 2017-04-27 |
| 2017-05-10 | 1930.70 | 未披露 |
更多>>
From January 1, 2017 to March 31, 2017
Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017
|
2017-03-31 |
| 2017-03-10 | 1930.70 | 未披露 | 定期报告 | 2017-03-10 |
| 2017-03-10 | 1914.03 | 未披露 |
更多>>
From December 31, 2015 to December 31, 2016
Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2016
Vesting of restricted stock, net of shares withheld for employer taxes
Offering of common stock, net of offering expenses
|
2016-12-31 |
| 2016-08-05 | 1904.31 | 未披露 |
更多>>
From January 1, 2016 to June 30, 2016
Issuance of common stock for acquisition of MK Capital, LLC - contigent equity consideration on February 2, 2016
Vesting of restricted stock
Offering of common stock, net of offering expenses
|
2016-06-30 |
| 2016-05-16 | 1903.58 | 未披露 | 定期报告 | 2016-05-11 |
| 2016-05-16 | 1661.48 | 未披露 |
更多>>
from January 1, 2016 to March 31, 2016
Issuance of common stock for acquisition of MK Capital, LLC - contigent equity consideration on February 2, 2016
|
2016-03-31 |
| 2016-03-28 | 1661.48 | 未披露 | 定期报告 | 2016-03-21 |
| 2016-03-28 | 1644.81 | 未披露 |
更多>>
from December 31, 2014 to December 31, 2015
Issuance of common stock for acquisition of MK Capital Advisors, LLC and contigent equity consideration on February 2, 2015
Vesting of restricted stock, net of shares withheld for employer taxes
|
2015-12-31 |
| 2015-11-09 | 1632.15 | 未披露 | 定期报告 | 2015-11-06 |
| 2015-11-09 | 1631.15 | 未披露 |
更多>>
from January 1, 2015 to September 30, 2015
Issuance of common stock for acquisition of MK Capital Advisors, LLC and contigent equity consideration on February 2, 2015
Issuance of common stock
Vesting of Restricted stock
|
2015-09-30 |
| 2015-08-11 | 1631.15 | 未披露 | 定期报告 | 2015-08-05 |
| 2015-08-11 | 1630.52 | 未披露 |
更多>>
From January 1, 2015 to June 30, 2015
Issuance of common stock for acquisition of MK Capital, LLC and contigent equity consideration on February 2, 2015
Issuance of common stock
|
2015-06-30 |
| 2015-05-07 | 1630.19 | 未披露 |
更多>>
from January 1, 2015 to March 31, 2015
Net income for the three months ended March 31, 2015
Issuance of common stock for acquisition of MK Capital, LLC and contigent equity consideration on February 2, 2015
On June 3, 2014, the Company completed a 1 for 20 reverse split of its common stock.
|
2015-03-31 |
From January 1, 2025 to March 31, 2025
Common stock forfeited
From April 1, 2024 to June 30, 2024
Vesting of restricted stock and other, net of shares withheld for employer taxes
Common stock issued upon exercise of warrants
Common stock issued in extinguishment of senior notes
From January 1, 2024 to March 31, 2024
Vesting of restricted stock and other, net of shares withheld for employer taxes
From December 31,2022 to December 31,2023
Common stock issued, net of offering costs
ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
Common stock repurchased and retired
Shares issued for acquisition of a business
From July 1, 2023 to September 30, 2023
Common stock issued, net of offering costs
Vesting of restricted stock and other, net of shares withheld for employer taxes
Common stock offered 1,818,182 shares by the company
From April 1, 2023 to June 30, 2023
ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
From January 1, 2023 to March 31, 2023
Vesting of restricted stock and other, net of shares withheld for employer taxes
Shares issued for the acquisition of a business
Common stock repurchased and retired
Preferred stock issued
From December 31, 2021 to December 31, 2022
ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
Preferred stock issued
Common stock repurchased and retired
Shares issued for acquisitions
From July 1, 2022 to September 30, 2022
Stock repurchased and retired
Vesting of restricted stock and other, net of shares withheld for employer taxes
From April 1, 2022 to June 30, 2022
ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
From January 1, 2022 to March 31, 2022
Preferred stock issued
Vesting of restricted stock and other, net of shares withheld for employer taxes
Shares issued for the acquisition of FocalPoint
From December 31, 2020 to December 31, 2021
Preferred stock issued
Common stock issued, net of offering costs
shares withheld for employer taxes
Common stock repurchased and retired
Warrants exercised
From July 1, 2021 to September 30, 2021
Preferred stock issued
ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
Common stock repurchased and retired
Warrants exercised
From April 1, 2021 to June 30, 2021
Preferred stock issued
ESPP shares issued and vesting of restricted stock and other, net of shares withheld for employer taxes
From January 1, 2021 to March 31, 2021
Common stock issued, net of offering costs
Vesting of restricted stock and other, net of shares withheld for employer taxes
1.Common stock offered by the company 1,228,735 shares of common stock.
2.The number of shares of common stock to be outstanding immediately after the closing of this offering is based on 25,431,575 shares of common stock outstanding as of September 30, 2020.
From December 31, 2019 to December 31, 2020
ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes
Common stock repurchased and retired
From July 1, 2020 to September 30, 2020
ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes
Preferred stock issued
Common stock repurchased and retired
from April 1, 2020 to June 30, 2020
ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes
Common stock repurchased and retired
From December 31, 2019 to March 31, 2020
Preferred stock issued
Vesting of restricted stock, net of shares withheld for employer taxes
Common stock repurchased and retired
from December 31, 2018 to December 31, 2019
Preferred stock issued
Common stock issued
ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes
Common stock repurchased and retired
from July 1, 2019 to September 30, 2019
Vesting of restricted stock, net of shares withheld for employer taxes
Common stock repurchased and retired
From April 1, 2019 to June 30, 2019
ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes
Stock repurchased and retired
From January 1, 2019 to March 31, 2019
Vesting of restricted stock, net of shares withheld for employer taxes
Stock repurchased and retired
from December 31, 2017 to December 31, 2018
Issuance of common stock for acquisition of GlassRatner Advisory & Capital Group LLC
ESPP shares issued and vesting of restricted stock, net of shares withheld for employer taxes
Common shares cancelled - resolution of escrow claim
Stock repurchased and retired
from January 1, 2018 to September 30, 2018
Vesting of restricted stock, net of shares withheld for employer taxes
Stock repurchased and retired
Issuance of common stock for acquisition of GlassRatner Advisory & Capital Group LLC
Common shares cancelled - resolution of escrow claim
from January 1, 2018 to June 30, 2018
Vesting of restricted stock, net of shares withheld for employer taxes
Stock repurchased and retired
from January 1, 2018 to March 31, 2018
Vesting of restricted stock, net of shares withheld for employer taxes
from December 31, 2016 to December 31, 2017
Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017
Issuance of common stock for acquisition of Dialectic general partner interests on April 13, 2017
Issuance of common stock for acquisition of FBR & Co. on June 1, 2017
Issuance of common stock and common stock warrants for acquisition of Wunderlich on July 3, 2017
Vesting of restricted stock, net of shares withheld for employer taxes
From January 1, 2017 to September 30, 2017
Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017
Issuance of common stock for acquisition of Dialectic general partner interests on April 13, 2017
Issuance of common stock for acquisition of FBR & Co. on June 1, 2017
Issuance of common stock and common stock warrants for acquisition of Wunderlich on July 3, 2017
Vesting of restricted stock, net of shares withheld for employer taxes
From January 1, 2017 to June 30, 2017
Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017
Issuance of common stock for acquisition of Dialectic general partner interests on April 13, 2017
Issuance of common stock for acquisition of FBR & Co. on June 1, 2017
Vesting of restricted stock, net of shares withheld for employer taxes
From January 1, 2017 to March 31, 2017
Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2017
From December 31, 2015 to December 31, 2016
Issuance of common stock for acquisition of MK Capital, LLC - contingent equity consideration on February 2, 2016
Vesting of restricted stock, net of shares withheld for employer taxes
Offering of common stock, net of offering expenses
From January 1, 2016 to June 30, 2016
Issuance of common stock for acquisition of MK Capital, LLC - contigent equity consideration on February 2, 2016
Vesting of restricted stock
Offering of common stock, net of offering expenses
from January 1, 2016 to March 31, 2016
Issuance of common stock for acquisition of MK Capital, LLC - contigent equity consideration on February 2, 2016
from December 31, 2014 to December 31, 2015
Issuance of common stock for acquisition of MK Capital Advisors, LLC and contigent equity consideration on February 2, 2015
Vesting of restricted stock, net of shares withheld for employer taxes
from January 1, 2015 to September 30, 2015
Issuance of common stock for acquisition of MK Capital Advisors, LLC and contigent equity consideration on February 2, 2015
Issuance of common stock
Vesting of Restricted stock
From January 1, 2015 to June 30, 2015
Issuance of common stock for acquisition of MK Capital, LLC and contigent equity consideration on February 2, 2015
Issuance of common stock
from January 1, 2015 to March 31, 2015
Net income for the three months ended March 31, 2015
Issuance of common stock for acquisition of MK Capital, LLC and contigent equity consideration on February 2, 2015
On June 3, 2014, the Company completed a 1 for 20 reverse split of its common stock.