董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Steven M. Looney | 男 | Director | 75 | 12.65万美元 | 0.25 | 2025-09-25 |
| Charles S. Whitman III | 男 | Director | 83 | 12.00万美元 | 0.30 | 2025-09-25 |
| G. Cabell Williams | 男 | Director | 71 | 12.00万美元 | 4.99 | 2025-09-25 |
| Christian L. Oberbeck | 男 | Director,Chairman,President and Chief Executive Officer | 65 | 未披露 | 159.83 | 2025-09-25 |
| Henri J. Steenkamp | 男 | Director,Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary | 49 | 未披露 | 0.95 | 2025-09-25 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Christian L. Oberbeck | 男 | Director,Chairman,President and Chief Executive Officer | 65 | 未披露 | 159.83 | 2025-09-25 |
| Henri J. Steenkamp | 男 | Director,Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary | 49 | 未披露 | 0.95 | 2025-09-25 |
董事简历
中英对照 | 中文 | 英文- Steven M. Looney
-
Steven M. Looney，他是咨询公司Peale Davies & Co. Inc.的总经理， 该公司提供金融处理与信息技术外包服务。他是注册会计师和律师。他还是保健、制造和技术服务产业多家公司包括WH Industries Inc.的顾问和董事。2000至2005年，他担任私人信息技术职员与外包公司PCCI, Inc.的高级副总裁和首席财务官；1992至2000年，就职于WH Industries担任首席财务官和首席行政官。他还是非营利组织Excellent Education for Everyone的董事。他以优异成绩毕业于华盛顿大学（University of Washington）获得会计学学士学位，在华盛顿大学法学院（University of Washington School of Law）获得法学博士学位，他还是法律评论成员。他作为董事的资格包括担任Peale Davies & Co. Inc.的总经理WH Industries的首席财务官和首席行政官以及金融、会计和法律专业知识。
Steven M. Looney,is a Managing Director of Peale Davies & Co. Inc., a strategic advisory firm specializing in change management and revenue enhancement for middle-market enterprises, and is a CPA and an attorney. Mr. Looney has served as a consultant and director to numerous companies in the healthcare, manufacturing and services industries. Between 2000 and 2005, he served as Senior Vice President and Chief Financial Officer of PCCI, Inc., a private IT staffing and outsourcing firm. Between 1992 and 2000, Mr. Looney worked at WH Industries as Chief Financial and Administrative Officer. Mr. Looney is a trustee of Excellent Education for Everyone, a nonprofit organization and founder of its affiliate, TradePrep, and a director and chair of the audit committee of ICG Loan Funding Ltd., a manager of and investor in collateralized loan portfolios in Europe and the United States. Mr. Looney graduated summa cum laude from the University of Washington with a B.A. degree in accounting and received a J.D. from the University of Washington School of Law where he was a member of the law review. - Steven M. Looney，他是咨询公司Peale Davies & Co. Inc.的总经理， 该公司提供金融处理与信息技术外包服务。他是注册会计师和律师。他还是保健、制造和技术服务产业多家公司包括WH Industries Inc.的顾问和董事。2000至2005年，他担任私人信息技术职员与外包公司PCCI, Inc.的高级副总裁和首席财务官；1992至2000年，就职于WH Industries担任首席财务官和首席行政官。他还是非营利组织Excellent Education for Everyone的董事。他以优异成绩毕业于华盛顿大学（University of Washington）获得会计学学士学位，在华盛顿大学法学院（University of Washington School of Law）获得法学博士学位，他还是法律评论成员。他作为董事的资格包括担任Peale Davies & Co. Inc.的总经理WH Industries的首席财务官和首席行政官以及金融、会计和法律专业知识。
- Steven M. Looney,is a Managing Director of Peale Davies & Co. Inc., a strategic advisory firm specializing in change management and revenue enhancement for middle-market enterprises, and is a CPA and an attorney. Mr. Looney has served as a consultant and director to numerous companies in the healthcare, manufacturing and services industries. Between 2000 and 2005, he served as Senior Vice President and Chief Financial Officer of PCCI, Inc., a private IT staffing and outsourcing firm. Between 1992 and 2000, Mr. Looney worked at WH Industries as Chief Financial and Administrative Officer. Mr. Looney is a trustee of Excellent Education for Everyone, a nonprofit organization and founder of its affiliate, TradePrep, and a director and chair of the audit committee of ICG Loan Funding Ltd., a manager of and investor in collateralized loan portfolios in Europe and the United States. Mr. Looney graduated summa cum laude from the University of Washington with a B.A. degree in accounting and received a J.D. from the University of Washington School of Law where he was a member of the law review.
- Charles S. Whitman III
-
Charles S. Whitman III，他是Davis Polk & Wardwell LLP已退休的高级顾问。他担任了28年的Davis Polk事务部合伙人，代表许多有金融事务的客户，包括上架登记、金融机构的证券合规、国外资产私有化、合并与收购。1971至1973年，他担任SEC连续3任主席的执行助理。他毕业于哈佛大学（Harvard College），在哈佛大学法学院以优异成绩获得法学学士学位。他还在英国剑桥大学（Cambridge University）获得法学硕士学位。他担任了28年的AT&T, Exxon Mobil, General Motors和BP的董事，以及Davis Polk事务部合伙人。
Charles S. Whitman III,is senior counsel (retired) at Davis Polk & Wardwell LLP. Mr. Whitman was a partner in Davis Polk's Corporate Department for 28 years, representing clients in a broad range of corporate finance matters, including shelf registrations, securities compliance for financial institutions, foreign asset privatizations, and mergers and acquisitions. From 1971 to 1973, Mr. Whitman served as Executive Assistant to three successive Chairmen of the SEC. Mr. Whitman graduated from Harvard College and graduated magna cum laude from Harvard Law School with a LL.B. Mr. Whitman also received an LL.M. from Cambridge University in England. - Charles S. Whitman III，他是Davis Polk & Wardwell LLP已退休的高级顾问。他担任了28年的Davis Polk事务部合伙人，代表许多有金融事务的客户，包括上架登记、金融机构的证券合规、国外资产私有化、合并与收购。1971至1973年，他担任SEC连续3任主席的执行助理。他毕业于哈佛大学（Harvard College），在哈佛大学法学院以优异成绩获得法学学士学位。他还在英国剑桥大学（Cambridge University）获得法学硕士学位。他担任了28年的AT&T, Exxon Mobil, General Motors和BP的董事，以及Davis Polk事务部合伙人。
- Charles S. Whitman III,is senior counsel (retired) at Davis Polk & Wardwell LLP. Mr. Whitman was a partner in Davis Polk's Corporate Department for 28 years, representing clients in a broad range of corporate finance matters, including shelf registrations, securities compliance for financial institutions, foreign asset privatizations, and mergers and acquisitions. From 1971 to 1973, Mr. Whitman served as Executive Assistant to three successive Chairmen of the SEC. Mr. Whitman graduated from Harvard College and graduated magna cum laude from Harvard Law School with a LL.B. Mr. Whitman also received an LL.M. from Cambridge University in England.
- G. Cabell Williams
-
G. Cabell Williams，2004年起，他担任位于马里兰州切维切斯私募股权合资公司Williams and Gallagher的总经理。他还是Farragut Capital Partners的高级经理和董事，该公司是马里兰州切维切斯的夹层基金；2011年起，他担任位于弗吉尼亚州费尔卡斯克郡的投资公司Farragut Capital Partners的合伙人。2004年，他结束了23年的Allied Capital Corporation职业生涯，该公司是位于华盛顿的商业发展公司，于2010年被Ares Capital Corporation收购。他在Allied担任多职，包括总裁、首席运营官、1998年与附属公司合并后担任总经理。1991至2004年，他领导或共同管理公司私募股权部门。1999年前的9年时间，他领导Allied的夹层投资活动。他担任了15年的Allied投资委员会成员，负责审查批准公司所有投资。1991年前，他经营Allied的少数小型商业投资公司。他还成立了不动产投资机构Allied Capital Commercial Corporation。他曾担任多家上市与私营公司的董事成员。他就读于The Landon School， 毕业于摩尔西斯堡高中（Mercersburg Academy）和罗林斯学院（Rollins College），在后者获得工商管理学士学位。他获得董事资格包括在Allied Capital管理投资活动中工作了28年，担任包括总裁、首席运营官和总经理。
G. Cabell Williams,has served as the Managing General Partner of Williams and Gallagher, a private equity partnership located in Chevy Chase, Maryland since 2004. From March 2011 to December 2024, Mr. Williams was a Partner, Senior Manager and Director of Farragut Capital Partners, which is a Mezzanine Fund based out of Chevy Chase, Maryland. In 2004, Mr. Williams concluded a 23-year career at Allied Capital Corporation, a business development company based in Washington, DC, which was acquired by Ares Capital Corporation in 2010. While at Allied, Mr. Williams held a variety of positions, including President, CIO and finally Managing Director following Allied's merger with its affiliates in 1998. From 1991 to 2004, Mr. Williams either led or co-managed the firm's Private Equity Group. For the nine years prior to 1999, Mr. Williams led Allied's Mezzanine investment activities. For 15 years, Mr. Williams served on Allied's Investment Committee where he was responsible for reviewing and approving all of the firm's investments. Prior to 1991, Mr. Williams ran Allied's Minority Small Business Investment Company. He also founded Allied Capital Commercial Corporation, a real estate investment vehicle. Mr. Williams has served on the board of directors of various public and private companies. Mr. Williams attended The Landon School, and graduated from Mercersburg Academy and Rollins College, receiving a B.S. in Business Administration from the latter. - G. Cabell Williams，2004年起，他担任位于马里兰州切维切斯私募股权合资公司Williams and Gallagher的总经理。他还是Farragut Capital Partners的高级经理和董事，该公司是马里兰州切维切斯的夹层基金；2011年起，他担任位于弗吉尼亚州费尔卡斯克郡的投资公司Farragut Capital Partners的合伙人。2004年，他结束了23年的Allied Capital Corporation职业生涯，该公司是位于华盛顿的商业发展公司，于2010年被Ares Capital Corporation收购。他在Allied担任多职，包括总裁、首席运营官、1998年与附属公司合并后担任总经理。1991至2004年，他领导或共同管理公司私募股权部门。1999年前的9年时间，他领导Allied的夹层投资活动。他担任了15年的Allied投资委员会成员，负责审查批准公司所有投资。1991年前，他经营Allied的少数小型商业投资公司。他还成立了不动产投资机构Allied Capital Commercial Corporation。他曾担任多家上市与私营公司的董事成员。他就读于The Landon School， 毕业于摩尔西斯堡高中（Mercersburg Academy）和罗林斯学院（Rollins College），在后者获得工商管理学士学位。他获得董事资格包括在Allied Capital管理投资活动中工作了28年，担任包括总裁、首席运营官和总经理。
- G. Cabell Williams,has served as the Managing General Partner of Williams and Gallagher, a private equity partnership located in Chevy Chase, Maryland since 2004. From March 2011 to December 2024, Mr. Williams was a Partner, Senior Manager and Director of Farragut Capital Partners, which is a Mezzanine Fund based out of Chevy Chase, Maryland. In 2004, Mr. Williams concluded a 23-year career at Allied Capital Corporation, a business development company based in Washington, DC, which was acquired by Ares Capital Corporation in 2010. While at Allied, Mr. Williams held a variety of positions, including President, CIO and finally Managing Director following Allied's merger with its affiliates in 1998. From 1991 to 2004, Mr. Williams either led or co-managed the firm's Private Equity Group. For the nine years prior to 1999, Mr. Williams led Allied's Mezzanine investment activities. For 15 years, Mr. Williams served on Allied's Investment Committee where he was responsible for reviewing and approving all of the firm's investments. Prior to 1991, Mr. Williams ran Allied's Minority Small Business Investment Company. He also founded Allied Capital Commercial Corporation, a real estate investment vehicle. Mr. Williams has served on the board of directors of various public and private companies. Mr. Williams attended The Landon School, and graduated from Mercersburg Academy and Rollins College, receiving a B.S. in Business Administration from the latter.
- Christian L. Oberbeck
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Christian L. Oberbeck，他在杠杆金融领域有超过26年的经验，从不良债权到私募股权，曾参与开创、结构化、谈判、完善、管理和监督这些方面的投资。他是中型市场私募股权投资公司Saratoga Partners的总经理，1995年起，担任其投资委员会成员。他还是Saratoga Investment Advisors, LLC的管理成员、公司投资顾问和首席执行官。2014年2月前，他担任Saratoga Investment Corp.总裁。
Christian L. Oberbeck,is the Founder and Managing Member of Saratoga Investment Advisors, LLC, the Company's investment adviser, and has served as the Chairman of the Board, Chief Executive Officer, and President of the Company since 2010. Mr. Oberbeck is also the Managing Partner of Saratoga Partners, a middle-market private equity investment firm. Prior to assuming full management responsibility for Saratoga Partners in 2008, Mr. Oberbeck had co-managed Saratoga Partners since 1995. Mr. Oberbeck joined Dillon Read and Saratoga Partners from Castle Harlan, Inc., a corporate buyout firm which he had joined at its founding in 1987 and was a Managing Director, leading successful investments in manufacturing and financial services companies. Prior to that, he worked in the Corporate Development Group of Arthur Young and in corporate finance at Blyth Eastman Paine Webber. Mr. Oberbeck has been a director of numerous middle-market companies. Mr. Oberbeck graduated from Brown University in 1982 with a BS in Physics and a BA in Mathematics. In 1985, he earned an MBA from Columbia University. - Christian L. Oberbeck，他在杠杆金融领域有超过26年的经验，从不良债权到私募股权，曾参与开创、结构化、谈判、完善、管理和监督这些方面的投资。他是中型市场私募股权投资公司Saratoga Partners的总经理，1995年起，担任其投资委员会成员。他还是Saratoga Investment Advisors, LLC的管理成员、公司投资顾问和首席执行官。2014年2月前，他担任Saratoga Investment Corp.总裁。
- Christian L. Oberbeck,is the Founder and Managing Member of Saratoga Investment Advisors, LLC, the Company's investment adviser, and has served as the Chairman of the Board, Chief Executive Officer, and President of the Company since 2010. Mr. Oberbeck is also the Managing Partner of Saratoga Partners, a middle-market private equity investment firm. Prior to assuming full management responsibility for Saratoga Partners in 2008, Mr. Oberbeck had co-managed Saratoga Partners since 1995. Mr. Oberbeck joined Dillon Read and Saratoga Partners from Castle Harlan, Inc., a corporate buyout firm which he had joined at its founding in 1987 and was a Managing Director, leading successful investments in manufacturing and financial services companies. Prior to that, he worked in the Corporate Development Group of Arthur Young and in corporate finance at Blyth Eastman Paine Webber. Mr. Oberbeck has been a director of numerous middle-market companies. Mr. Oberbeck graduated from Brown University in 1982 with a BS in Physics and a BA in Mathematics. In 1985, he earned an MBA from Columbia University.
- Henri J. Steenkamp
-
Henri J. Steenkamp，自2014年起担任公司首席财务官、首席合规官、财务主管和秘书，以及公司的投资顾问Saratoga investment Advisors。Steenkamp先生自2020年起担任本公司董事。他从2011年4月起担任MF Global Holdings Ltd.（大宗商品和衍生品经纪商）的首席财务官。在此之前，他曾担任MF Global的首席会计官和全球总监四年。他于2006年加入MF Global（当时的Man Financial），担任外部报告和会计政策副总裁。2011年10月MF Global申请破产保护后，他继续担任首席财务官至2013年1月。在加入MF Global之前，Steenkamp先生在PricewaterhouseCoopers（“PwC”）工作了八年，包括在其纽约办事处的交易服务部门工作四年，在全球范围内管理各种融资交易。他还专注于美国证券交易委员会的注册和上市公司的备案流程，包括技术会计。他在南非的普华永道工作了四年，在那里他担任美国证券交易委员会注册者的审计师，并协助南非公司在美国上市。他是一名特许会计师，拥有金融荣誉学位。
Henri J. Steenkamp,has served as the Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary of the Company and the Company's investment adviser, Saratoga Investment Advisors, since 2014. Mr. Steenkamp has also served as a director of the Company since 2020. Mr. Steenkamp has served as the Chief Financial Officer of MF Global Holdings Ltd., a broker in commodities and derivatives, from April 2011. Prior to that, Mr. Steenkamp held the position of Chief Accounting Officer and Global Controller at MF Global for four years. He joined MF Global, then Man Financial, in 2006 as Vice President of External Reporting and Accounting Policy. After MF Global filed for bankruptcy protection in October 2011, he continued to serve as Chief Financial Officer through January 2013. Before joining MF Global, Mr. Steenkamp spent eight years with PricewaterhouseCoopers ("PwC"), including four years in Transaction Services in its New York office, managing a variety of capital-raising transactions on a global basis. His focus was also on the SEC registration and public company filing process, including technical accounting. He spent four years with PwC in South Africa, where he served as an auditor primarily for SEC registrants and assisted South African companies as they went public in the United States Mr. Steenkamp is a chartered accountant and holds an honors degree in Finance. - Henri J. Steenkamp，自2014年起担任公司首席财务官、首席合规官、财务主管和秘书，以及公司的投资顾问Saratoga investment Advisors。Steenkamp先生自2020年起担任本公司董事。他从2011年4月起担任MF Global Holdings Ltd.（大宗商品和衍生品经纪商）的首席财务官。在此之前，他曾担任MF Global的首席会计官和全球总监四年。他于2006年加入MF Global（当时的Man Financial），担任外部报告和会计政策副总裁。2011年10月MF Global申请破产保护后，他继续担任首席财务官至2013年1月。在加入MF Global之前，Steenkamp先生在PricewaterhouseCoopers（“PwC”）工作了八年，包括在其纽约办事处的交易服务部门工作四年，在全球范围内管理各种融资交易。他还专注于美国证券交易委员会的注册和上市公司的备案流程，包括技术会计。他在南非的普华永道工作了四年，在那里他担任美国证券交易委员会注册者的审计师，并协助南非公司在美国上市。他是一名特许会计师，拥有金融荣誉学位。
- Henri J. Steenkamp,has served as the Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary of the Company and the Company's investment adviser, Saratoga Investment Advisors, since 2014. Mr. Steenkamp has also served as a director of the Company since 2020. Mr. Steenkamp has served as the Chief Financial Officer of MF Global Holdings Ltd., a broker in commodities and derivatives, from April 2011. Prior to that, Mr. Steenkamp held the position of Chief Accounting Officer and Global Controller at MF Global for four years. He joined MF Global, then Man Financial, in 2006 as Vice President of External Reporting and Accounting Policy. After MF Global filed for bankruptcy protection in October 2011, he continued to serve as Chief Financial Officer through January 2013. Before joining MF Global, Mr. Steenkamp spent eight years with PricewaterhouseCoopers ("PwC"), including four years in Transaction Services in its New York office, managing a variety of capital-raising transactions on a global basis. His focus was also on the SEC registration and public company filing process, including technical accounting. He spent four years with PwC in South Africa, where he served as an auditor primarily for SEC registrants and assisted South African companies as they went public in the United States Mr. Steenkamp is a chartered accountant and holds an honors degree in Finance.
高管简历
中英对照 | 中文 | 英文- Christian L. Oberbeck
Christian L. Oberbeck，他在杠杆金融领域有超过26年的经验，从不良债权到私募股权，曾参与开创、结构化、谈判、完善、管理和监督这些方面的投资。他是中型市场私募股权投资公司Saratoga Partners的总经理，1995年起，担任其投资委员会成员。他还是Saratoga Investment Advisors, LLC的管理成员、公司投资顾问和首席执行官。2014年2月前，他担任Saratoga Investment Corp.总裁。
Christian L. Oberbeck,is the Founder and Managing Member of Saratoga Investment Advisors, LLC, the Company's investment adviser, and has served as the Chairman of the Board, Chief Executive Officer, and President of the Company since 2010. Mr. Oberbeck is also the Managing Partner of Saratoga Partners, a middle-market private equity investment firm. Prior to assuming full management responsibility for Saratoga Partners in 2008, Mr. Oberbeck had co-managed Saratoga Partners since 1995. Mr. Oberbeck joined Dillon Read and Saratoga Partners from Castle Harlan, Inc., a corporate buyout firm which he had joined at its founding in 1987 and was a Managing Director, leading successful investments in manufacturing and financial services companies. Prior to that, he worked in the Corporate Development Group of Arthur Young and in corporate finance at Blyth Eastman Paine Webber. Mr. Oberbeck has been a director of numerous middle-market companies. Mr. Oberbeck graduated from Brown University in 1982 with a BS in Physics and a BA in Mathematics. In 1985, he earned an MBA from Columbia University.- Christian L. Oberbeck，他在杠杆金融领域有超过26年的经验，从不良债权到私募股权，曾参与开创、结构化、谈判、完善、管理和监督这些方面的投资。他是中型市场私募股权投资公司Saratoga Partners的总经理，1995年起，担任其投资委员会成员。他还是Saratoga Investment Advisors, LLC的管理成员、公司投资顾问和首席执行官。2014年2月前，他担任Saratoga Investment Corp.总裁。
- Christian L. Oberbeck,is the Founder and Managing Member of Saratoga Investment Advisors, LLC, the Company's investment adviser, and has served as the Chairman of the Board, Chief Executive Officer, and President of the Company since 2010. Mr. Oberbeck is also the Managing Partner of Saratoga Partners, a middle-market private equity investment firm. Prior to assuming full management responsibility for Saratoga Partners in 2008, Mr. Oberbeck had co-managed Saratoga Partners since 1995. Mr. Oberbeck joined Dillon Read and Saratoga Partners from Castle Harlan, Inc., a corporate buyout firm which he had joined at its founding in 1987 and was a Managing Director, leading successful investments in manufacturing and financial services companies. Prior to that, he worked in the Corporate Development Group of Arthur Young and in corporate finance at Blyth Eastman Paine Webber. Mr. Oberbeck has been a director of numerous middle-market companies. Mr. Oberbeck graduated from Brown University in 1982 with a BS in Physics and a BA in Mathematics. In 1985, he earned an MBA from Columbia University.
- Henri J. Steenkamp
Henri J. Steenkamp，自2014年起担任公司首席财务官、首席合规官、财务主管和秘书，以及公司的投资顾问Saratoga investment Advisors。Steenkamp先生自2020年起担任本公司董事。他从2011年4月起担任MF Global Holdings Ltd.（大宗商品和衍生品经纪商）的首席财务官。在此之前，他曾担任MF Global的首席会计官和全球总监四年。他于2006年加入MF Global（当时的Man Financial），担任外部报告和会计政策副总裁。2011年10月MF Global申请破产保护后，他继续担任首席财务官至2013年1月。在加入MF Global之前，Steenkamp先生在PricewaterhouseCoopers（“PwC”）工作了八年，包括在其纽约办事处的交易服务部门工作四年，在全球范围内管理各种融资交易。他还专注于美国证券交易委员会的注册和上市公司的备案流程，包括技术会计。他在南非的普华永道工作了四年，在那里他担任美国证券交易委员会注册者的审计师，并协助南非公司在美国上市。他是一名特许会计师，拥有金融荣誉学位。
Henri J. Steenkamp,has served as the Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary of the Company and the Company's investment adviser, Saratoga Investment Advisors, since 2014. Mr. Steenkamp has also served as a director of the Company since 2020. Mr. Steenkamp has served as the Chief Financial Officer of MF Global Holdings Ltd., a broker in commodities and derivatives, from April 2011. Prior to that, Mr. Steenkamp held the position of Chief Accounting Officer and Global Controller at MF Global for four years. He joined MF Global, then Man Financial, in 2006 as Vice President of External Reporting and Accounting Policy. After MF Global filed for bankruptcy protection in October 2011, he continued to serve as Chief Financial Officer through January 2013. Before joining MF Global, Mr. Steenkamp spent eight years with PricewaterhouseCoopers ("PwC"), including four years in Transaction Services in its New York office, managing a variety of capital-raising transactions on a global basis. His focus was also on the SEC registration and public company filing process, including technical accounting. He spent four years with PwC in South Africa, where he served as an auditor primarily for SEC registrants and assisted South African companies as they went public in the United States Mr. Steenkamp is a chartered accountant and holds an honors degree in Finance.- Henri J. Steenkamp，自2014年起担任公司首席财务官、首席合规官、财务主管和秘书，以及公司的投资顾问Saratoga investment Advisors。Steenkamp先生自2020年起担任本公司董事。他从2011年4月起担任MF Global Holdings Ltd.（大宗商品和衍生品经纪商）的首席财务官。在此之前，他曾担任MF Global的首席会计官和全球总监四年。他于2006年加入MF Global（当时的Man Financial），担任外部报告和会计政策副总裁。2011年10月MF Global申请破产保护后，他继续担任首席财务官至2013年1月。在加入MF Global之前，Steenkamp先生在PricewaterhouseCoopers（“PwC”）工作了八年，包括在其纽约办事处的交易服务部门工作四年，在全球范围内管理各种融资交易。他还专注于美国证券交易委员会的注册和上市公司的备案流程，包括技术会计。他在南非的普华永道工作了四年，在那里他担任美国证券交易委员会注册者的审计师，并协助南非公司在美国上市。他是一名特许会计师，拥有金融荣誉学位。
- Henri J. Steenkamp,has served as the Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary of the Company and the Company's investment adviser, Saratoga Investment Advisors, since 2014. Mr. Steenkamp has also served as a director of the Company since 2020. Mr. Steenkamp has served as the Chief Financial Officer of MF Global Holdings Ltd., a broker in commodities and derivatives, from April 2011. Prior to that, Mr. Steenkamp held the position of Chief Accounting Officer and Global Controller at MF Global for four years. He joined MF Global, then Man Financial, in 2006 as Vice President of External Reporting and Accounting Policy. After MF Global filed for bankruptcy protection in October 2011, he continued to serve as Chief Financial Officer through January 2013. Before joining MF Global, Mr. Steenkamp spent eight years with PricewaterhouseCoopers ("PwC"), including four years in Transaction Services in its New York office, managing a variety of capital-raising transactions on a global basis. His focus was also on the SEC registration and public company filing process, including technical accounting. He spent four years with PwC in South Africa, where he served as an auditor primarily for SEC registrants and assisted South African companies as they went public in the United States Mr. Steenkamp is a chartered accountant and holds an honors degree in Finance.