股本结构

单位:万股
公告日期 2018-11-09 2018-08-08 2018-08-08 2018-05-10 2018-04-20 2018-05-10
证券总股本 24803.73 24798.90 24786.32 24674.04 24673.04 24671.74
普通股本 24803.73 24798.90 24786.32 24674.04 24673.04 24671.74
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2018-09-30 2018-08-08 2018-06-30 2018-05-10 2018-04-18 2018-03-31
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2018-11-09 24803.73 未披露
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from December 31, 2017 to September 30, 2018 Common stock issued in connection with exercise of stock options
2018-09-30
2018-08-08 24798.90 未披露 定期报告 2018-08-08
2018-08-08 24786.32 未披露
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From December 31, 2017 to June 30, 2018 Common stock issued in connection with exercise of stock options
2018-06-30
2018-05-10 24674.04 未披露 定期报告 2018-05-10
2018-04-20 24673.04 未披露 定期报告 2018-04-18
2018-05-10 24671.74 未披露
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From December 31, 2017 to March 31, 2018 Common stock issued in connection with exercise of stock options
2018-03-31
2018-03-01 24666.04 未披露
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from December 31, 2016 to December 31, 2017 Notes conversions Debt conversion expense Common stock issued in connection with exercise of stock options Common stock issued in registered direct offering, net of issuance costs
2017-12-31
2017-08-09 22495.49 未披露
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From December 31, 2016 to June 30, 2017 Notes conversions Debt conversion expense Common stock issued in connection with exercise of stock options Common stock issued in registered direct offering
2017-06-30
2017-05-10 22494.99 未披露 定期报告 2017-05-10
2017-05-10 22494.49 未披露
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from December 31, 2016 to March 31, 2017 Notes conversions Debt conversion expense Common stock issued in connection with exercise of stock options Common stock issued in registered direct offering
2017-03-31
2017-03-01 22311.55 未披露 定期报告 2017-03-01
2017-03-01 20273.79 未披露
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From December 31, 2015 to December 31, 2016 Shares issued in connection with conversion of Senior Convertible Debentures Debt conversion expense Common stock issued in connection with exercise of stock options Common stock issued in connection with exercise of warrants Common stock issued in registered direct offering, net of issuance costs
2016-12-31
2016-11-09 17995.36 未披露 定期报告 2016-11-07
2016-10-06 17983.61 未披露 定期报告 2016-10-04
2016-11-09 17983.61 未披露
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From December 31, 2015 to September 30, 2016 Notes conversions including shares issued for accrued interest Debt conversion expense Common stock issued in connection with exercise of stock options Common stock issued in registered direct offering
2016-09-30
2016-08-08 17944.70 未披露 定期报告 2016-08-05
2016-08-08 17977.61 未披露
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From January 1, 2016 to June 30, 2016 Notes conversions including shares issued for accrued interest Debt conversion expense Common stock issued in connection with exercise of stock options Common stock issued in registered direct offering
2016-06-30
2016-05-10 17977.61 未披露 定期报告 2016-05-10
2016-05-10 14982.11 未披露
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From January 1, 2016 to March 31, 2016 Notes conversions including shares issued for accrued interest Debt conversion expense
2016-03-31
2016-02-25 11369.46 未披露
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from December 31, 2014 to December 31, 2015 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Common stock issued in connection with exercise of stock options Common stock issued in connection with exercise of warrants Shares issued in connection with conversion of Senior Convertible Debentures Stock issues in exchange for certain intellectual property
2015-12-31
2015-11-09 11367.33 未披露
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from December 31, 2014 to September 30, 2015 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Common stock issued in connection with exercise of stock options Common stock issued in connection with exercise of warrants Shares issued in connection with conversion of Senior Convertible Debentures Stock issued in exchange for certain intellectual property
2015-09-30
2015-08-10 11246.69 未披露 定期报告 2015-08-10
2015-08-10 10718.82 未披露
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from December 31, 2014 to June 30, 2015 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Shares issued in connection with conversion of Senior Convertible Debentures
2015-06-30
2015-05-11 10004.57 未披露 定期报告 2015-05-08
2015-04-14 9913.16 未披露 定期报告 2015-04-13
2015-05-11 9795.21 未披露
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From December 31, 2014 to March 31, 2015 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
2015-03-31
2015-03-16 9660.98 未披露
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from December 31, 2013 to November 10, 2014 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Exercise of stock options
2014-11-10
2014-11-10 9479.62 未披露
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from January 1, 2014 to September 30, 2014 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Exercise of stock options
2014-09-30
2014-08-11 9479.50 未披露 定期报告 2014-08-11
2014-08-11 9410.93 未披露
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from January 1, 2014 to June 30, 2014 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Exercise of stock options
2014-06-30
2014-05-12 9369.99 未披露 定期报告 2014-05-09
2014-05-12 9406.45 未披露
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from December 31, 2013 to March 31, 2014 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Exercise of stock options
2014-03-31
2014-03-17 9356.77 未披露 定期报告 2014-03-16
2013-11-12 9018.21 未披露
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from December 31, 2012 to September 30, 2013 Common stock issued via registered direct offering Cancellation of unregistered shares owned by former controlling shareholder (Callisto) Common stock issued to former Callisto shareholders Common stock issued for services rendered Exercise of stock options
2013-09-30
2013-08-30 9018.21 未披露 定期报告 2013-08-30
2013-08-09 9018.21 未披露
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From December 31, 2012 to June 30, 2013 Common stock issued via registered direct offering Cancellation of unregistered shares owned by former controlling shareholder (Callisto) Common stock issued to former Callisto shareholders Common stock issued for services rendered Exercise of stock options
2013-06-30
2013-05-09 9018.21 未披露 定期报告 2013-05-08
2013-05-09 7377.97 未披露
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from December 31,2012 to March 31,2013 Common stock issued via registered direct offering Cancellation of unregistered shares owned by former controlling shareholder (Callisto) Common stock issued to former Callisto shareholders Common stock issued for services rendered Exercise of stock options
2013-03-31
2013-03-18 7338.83 未披露 定期报告 2013-03-15
2013-03-18 6662.18 未披露
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from December 31, 2011 to December 31, 2012 Common stock issued via registered direct offering Common stock issued for services rendered
2012-12-31
2012-11-13 6610.61 未披露 定期报告 2012-11-12
2012-08-09 6580.62 未披露
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from December 31, 2011 to June 30, 2012 Common stock issued via registered direct offering Common stock issued for services rendered
2012-06-30
2012-06-21 6580.61 未披露 定期报告 2012-06-20
2012-05-10 6430.62 未披露 定期报告 2012-05-09
2012-05-10 5430.62 未披露 定期报告 2012-03-31
2012-03-15 5430.62 未披露 定期报告 2012-03-13
2012-03-15 5427.99 未披露
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from Dec 31,2010 to Dec 31,2011 Common stock issued via registered direct offerings and private placements Fees and expenses related to financing transactions — paid in units of common stock and warrants Common stock issued to make whole certain unregistered shares Exercise of warrant Common stock issued for services rendered
2011-12-31
from December 31, 2017 to September 30, 2018 Common stock issued in connection with exercise of stock options
From December 31, 2017 to June 30, 2018 Common stock issued in connection with exercise of stock options
From December 31, 2017 to March 31, 2018 Common stock issued in connection with exercise of stock options
from December 31, 2016 to December 31, 2017 Notes conversions Debt conversion expense Common stock issued in connection with exercise of stock options Common stock issued in registered direct offering, net of issuance costs
From December 31, 2016 to June 30, 2017 Notes conversions Debt conversion expense Common stock issued in connection with exercise of stock options Common stock issued in registered direct offering
from December 31, 2016 to March 31, 2017 Notes conversions Debt conversion expense Common stock issued in connection with exercise of stock options Common stock issued in registered direct offering
From December 31, 2015 to December 31, 2016 Shares issued in connection with conversion of Senior Convertible Debentures Debt conversion expense Common stock issued in connection with exercise of stock options Common stock issued in connection with exercise of warrants Common stock issued in registered direct offering, net of issuance costs
From December 31, 2015 to September 30, 2016 Notes conversions including shares issued for accrued interest Debt conversion expense Common stock issued in connection with exercise of stock options Common stock issued in registered direct offering
From January 1, 2016 to June 30, 2016 Notes conversions including shares issued for accrued interest Debt conversion expense Common stock issued in connection with exercise of stock options Common stock issued in registered direct offering
From January 1, 2016 to March 31, 2016 Notes conversions including shares issued for accrued interest Debt conversion expense
from December 31, 2014 to December 31, 2015 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Common stock issued in connection with exercise of stock options Common stock issued in connection with exercise of warrants Shares issued in connection with conversion of Senior Convertible Debentures Stock issues in exchange for certain intellectual property
from December 31, 2014 to September 30, 2015 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Common stock issued in connection with exercise of stock options Common stock issued in connection with exercise of warrants Shares issued in connection with conversion of Senior Convertible Debentures Stock issued in exchange for certain intellectual property
from December 31, 2014 to June 30, 2015 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Shares issued in connection with conversion of Senior Convertible Debentures
From December 31, 2014 to March 31, 2015 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
from December 31, 2013 to November 10, 2014 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Exercise of stock options
from January 1, 2014 to September 30, 2014 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Exercise of stock options
from January 1, 2014 to June 30, 2014 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Exercise of stock options
from December 31, 2013 to March 31, 2014 Common stock issued pursuant to a controlled equity “at-the-market” sales agreement Exercise of stock options
from December 31, 2012 to September 30, 2013 Common stock issued via registered direct offering Cancellation of unregistered shares owned by former controlling shareholder (Callisto) Common stock issued to former Callisto shareholders Common stock issued for services rendered Exercise of stock options
From December 31, 2012 to June 30, 2013 Common stock issued via registered direct offering Cancellation of unregistered shares owned by former controlling shareholder (Callisto) Common stock issued to former Callisto shareholders Common stock issued for services rendered Exercise of stock options
from December 31,2012 to March 31,2013 Common stock issued via registered direct offering Cancellation of unregistered shares owned by former controlling shareholder (Callisto) Common stock issued to former Callisto shareholders Common stock issued for services rendered Exercise of stock options
from December 31, 2011 to December 31, 2012 Common stock issued via registered direct offering Common stock issued for services rendered
from December 31, 2011 to June 30, 2012 Common stock issued via registered direct offering Common stock issued for services rendered
from Dec 31,2010 to Dec 31,2011 Common stock issued via registered direct offerings and private placements Fees and expenses related to financing transactions — paid in units of common stock and warrants Common stock issued to make whole certain unregistered shares Exercise of warrant Common stock issued for services rendered