股本结构
单位:万股
| 公告日期 | 2018-11-09 | 2018-08-08 | 2018-08-08 | 2018-05-10 | 2018-04-20 | 2018-05-10 |
|---|---|---|---|---|---|---|
| 证券总股本 | 24803.73 | 24798.90 | 24786.32 | 24674.04 | 24673.04 | 24671.74 |
| 普通股本 | 24803.73 | 24798.90 | 24786.32 | 24674.04 | 24673.04 | 24671.74 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2018-09-30 | 2018-08-08 | 2018-06-30 | 2018-05-10 | 2018-04-18 | 2018-03-31 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2018-11-09 | 24803.73 | 未披露 |
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from December 31, 2017 to September 30, 2018
Common stock issued in connection with exercise of stock options
|
2018-09-30 |
| 2018-08-08 | 24798.90 | 未披露 | 定期报告 | 2018-08-08 |
| 2018-08-08 | 24786.32 | 未披露 |
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From December 31, 2017 to June 30, 2018
Common stock issued in connection with exercise of stock options
|
2018-06-30 |
| 2018-05-10 | 24674.04 | 未披露 | 定期报告 | 2018-05-10 |
| 2018-04-20 | 24673.04 | 未披露 | 定期报告 | 2018-04-18 |
| 2018-05-10 | 24671.74 | 未披露 |
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From December 31, 2017 to March 31, 2018
Common stock issued in connection with exercise of stock options
|
2018-03-31 |
| 2018-03-01 | 24666.04 | 未披露 |
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from December 31, 2016 to December 31, 2017
Notes conversions
Debt conversion expense
Common stock issued in connection with exercise of stock options
Common stock issued in registered direct offering, net of issuance costs
|
2017-12-31 |
| 2017-08-09 | 22495.49 | 未披露 |
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From December 31, 2016 to June 30, 2017
Notes conversions
Debt conversion expense
Common stock issued in connection with exercise of stock options
Common stock issued in registered direct offering
|
2017-06-30 |
| 2017-05-10 | 22494.99 | 未披露 | 定期报告 | 2017-05-10 |
| 2017-05-10 | 22494.49 | 未披露 |
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from December 31, 2016 to March 31, 2017
Notes conversions
Debt conversion expense
Common stock issued in connection with exercise of stock options
Common stock issued in registered direct offering
|
2017-03-31 |
| 2017-03-01 | 22311.55 | 未披露 | 定期报告 | 2017-03-01 |
| 2017-03-01 | 20273.79 | 未披露 |
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From December 31, 2015 to December 31, 2016
Shares issued in connection with conversion of Senior Convertible Debentures
Debt conversion expense
Common stock issued in connection with exercise of stock options
Common stock issued in connection with exercise of warrants
Common stock issued in registered direct offering, net of issuance costs
|
2016-12-31 |
| 2016-11-09 | 17995.36 | 未披露 | 定期报告 | 2016-11-07 |
| 2016-10-06 | 17983.61 | 未披露 | 定期报告 | 2016-10-04 |
| 2016-11-09 | 17983.61 | 未披露 |
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From December 31, 2015 to September 30, 2016
Notes conversions including shares issued for accrued interest
Debt conversion expense
Common stock issued in connection with exercise of stock options
Common stock issued in registered direct offering
|
2016-09-30 |
| 2016-08-08 | 17944.70 | 未披露 | 定期报告 | 2016-08-05 |
| 2016-08-08 | 17977.61 | 未披露 |
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From January 1, 2016 to June 30, 2016
Notes conversions including shares issued for accrued interest
Debt conversion expense
Common stock issued in connection with exercise of stock options
Common stock issued in registered direct offering
|
2016-06-30 |
| 2016-05-10 | 17977.61 | 未披露 | 定期报告 | 2016-05-10 |
| 2016-05-10 | 14982.11 | 未披露 |
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From January 1, 2016 to March 31, 2016
Notes conversions including shares issued for accrued interest
Debt conversion expense
|
2016-03-31 |
| 2016-02-25 | 11369.46 | 未披露 |
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from December 31, 2014 to December 31, 2015
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Common stock issued in connection with exercise of stock options
Common stock issued in connection with exercise of warrants
Shares issued in connection with conversion of Senior Convertible Debentures
Stock issues in exchange for certain intellectual property
|
2015-12-31 |
| 2015-11-09 | 11367.33 | 未披露 |
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from December 31, 2014 to September 30, 2015
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Common stock issued in connection with exercise of stock options
Common stock issued in connection with exercise of warrants
Shares issued in connection with conversion of Senior Convertible Debentures
Stock issued in exchange for certain intellectual property
|
2015-09-30 |
| 2015-08-10 | 11246.69 | 未披露 | 定期报告 | 2015-08-10 |
| 2015-08-10 | 10718.82 | 未披露 |
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from December 31, 2014 to June 30, 2015
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Shares issued in connection with conversion of Senior Convertible Debentures
|
2015-06-30 |
| 2015-05-11 | 10004.57 | 未披露 | 定期报告 | 2015-05-08 |
| 2015-04-14 | 9913.16 | 未披露 | 定期报告 | 2015-04-13 |
| 2015-05-11 | 9795.21 | 未披露 |
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From December 31, 2014 to March 31, 2015
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
|
2015-03-31 |
| 2015-03-16 | 9660.98 | 未披露 |
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from December 31, 2013 to November 10, 2014
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Exercise of stock options
|
2014-11-10 |
| 2014-11-10 | 9479.62 | 未披露 |
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from January 1, 2014 to September 30, 2014
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Exercise of stock options
|
2014-09-30 |
| 2014-08-11 | 9479.50 | 未披露 | 定期报告 | 2014-08-11 |
| 2014-08-11 | 9410.93 | 未披露 |
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from January 1, 2014 to June 30, 2014
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Exercise of stock options
|
2014-06-30 |
| 2014-05-12 | 9369.99 | 未披露 | 定期报告 | 2014-05-09 |
| 2014-05-12 | 9406.45 | 未披露 |
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from December 31, 2013 to March 31, 2014
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Exercise of stock options
|
2014-03-31 |
| 2014-03-17 | 9356.77 | 未披露 | 定期报告 | 2014-03-16 |
| 2013-11-12 | 9018.21 | 未披露 |
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from December 31, 2012 to September 30, 2013
Common stock issued via registered direct offering
Cancellation of unregistered shares owned by former controlling shareholder (Callisto)
Common stock issued to former Callisto shareholders
Common stock issued for services rendered
Exercise of stock options
|
2013-09-30 |
| 2013-08-30 | 9018.21 | 未披露 | 定期报告 | 2013-08-30 |
| 2013-08-09 | 9018.21 | 未披露 |
更多>>
From December 31, 2012 to June 30, 2013
Common stock issued via registered direct offering
Cancellation of unregistered shares owned by former controlling shareholder (Callisto)
Common stock issued to former Callisto shareholders
Common stock issued for services rendered
Exercise of stock options
|
2013-06-30 |
| 2013-05-09 | 9018.21 | 未披露 | 定期报告 | 2013-05-08 |
| 2013-05-09 | 7377.97 | 未披露 |
更多>>
from December 31,2012 to March 31,2013
Common stock issued via registered direct offering
Cancellation of unregistered shares owned by former controlling shareholder (Callisto)
Common stock issued to former Callisto shareholders
Common stock issued for services rendered
Exercise of stock options
|
2013-03-31 |
| 2013-03-18 | 7338.83 | 未披露 | 定期报告 | 2013-03-15 |
| 2013-03-18 | 6662.18 | 未披露 |
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from December 31, 2011 to December 31, 2012
Common stock issued via registered direct offering
Common stock issued for services rendered
|
2012-12-31 |
| 2012-11-13 | 6610.61 | 未披露 | 定期报告 | 2012-11-12 |
| 2012-08-09 | 6580.62 | 未披露 |
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from December 31, 2011 to June 30, 2012
Common stock issued via registered direct offering
Common stock issued for services rendered
|
2012-06-30 |
| 2012-06-21 | 6580.61 | 未披露 | 定期报告 | 2012-06-20 |
| 2012-05-10 | 6430.62 | 未披露 | 定期报告 | 2012-05-09 |
| 2012-05-10 | 5430.62 | 未披露 | 定期报告 | 2012-03-31 |
| 2012-03-15 | 5430.62 | 未披露 | 定期报告 | 2012-03-13 |
| 2012-03-15 | 5427.99 | 未披露 |
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from Dec 31,2010 to Dec 31,2011
Common stock issued via registered direct offerings and private placements
Fees and expenses related to financing transactions — paid in units of common stock and warrants
Common stock issued to make whole certain unregistered shares
Exercise of warrant
Common stock issued for services rendered
|
2011-12-31 |
from December 31, 2017 to September 30, 2018
Common stock issued in connection with exercise of stock options
From December 31, 2017 to June 30, 2018
Common stock issued in connection with exercise of stock options
From December 31, 2017 to March 31, 2018
Common stock issued in connection with exercise of stock options
from December 31, 2016 to December 31, 2017
Notes conversions
Debt conversion expense
Common stock issued in connection with exercise of stock options
Common stock issued in registered direct offering, net of issuance costs
From December 31, 2016 to June 30, 2017
Notes conversions
Debt conversion expense
Common stock issued in connection with exercise of stock options
Common stock issued in registered direct offering
from December 31, 2016 to March 31, 2017
Notes conversions
Debt conversion expense
Common stock issued in connection with exercise of stock options
Common stock issued in registered direct offering
From December 31, 2015 to December 31, 2016
Shares issued in connection with conversion of Senior Convertible Debentures
Debt conversion expense
Common stock issued in connection with exercise of stock options
Common stock issued in connection with exercise of warrants
Common stock issued in registered direct offering, net of issuance costs
From December 31, 2015 to September 30, 2016
Notes conversions including shares issued for accrued interest
Debt conversion expense
Common stock issued in connection with exercise of stock options
Common stock issued in registered direct offering
From January 1, 2016 to June 30, 2016
Notes conversions including shares issued for accrued interest
Debt conversion expense
Common stock issued in connection with exercise of stock options
Common stock issued in registered direct offering
From January 1, 2016 to March 31, 2016
Notes conversions including shares issued for accrued interest
Debt conversion expense
from December 31, 2014 to December 31, 2015
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Common stock issued in connection with exercise of stock options
Common stock issued in connection with exercise of warrants
Shares issued in connection with conversion of Senior Convertible Debentures
Stock issues in exchange for certain intellectual property
from December 31, 2014 to September 30, 2015
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Common stock issued in connection with exercise of stock options
Common stock issued in connection with exercise of warrants
Shares issued in connection with conversion of Senior Convertible Debentures
Stock issued in exchange for certain intellectual property
from December 31, 2014 to June 30, 2015
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Shares issued in connection with conversion of Senior Convertible Debentures
From December 31, 2014 to March 31, 2015
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
from December 31, 2013 to November 10, 2014
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Exercise of stock options
from January 1, 2014 to September 30, 2014
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Exercise of stock options
from January 1, 2014 to June 30, 2014
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Exercise of stock options
from December 31, 2013 to March 31, 2014
Common stock issued pursuant to a controlled equity “at-the-market” sales agreement
Exercise of stock options
from December 31, 2012 to September 30, 2013
Common stock issued via registered direct offering
Cancellation of unregistered shares owned by former controlling shareholder (Callisto)
Common stock issued to former Callisto shareholders
Common stock issued for services rendered
Exercise of stock options
From December 31, 2012 to June 30, 2013
Common stock issued via registered direct offering
Cancellation of unregistered shares owned by former controlling shareholder (Callisto)
Common stock issued to former Callisto shareholders
Common stock issued for services rendered
Exercise of stock options
from December 31,2012 to March 31,2013
Common stock issued via registered direct offering
Cancellation of unregistered shares owned by former controlling shareholder (Callisto)
Common stock issued to former Callisto shareholders
Common stock issued for services rendered
Exercise of stock options
from December 31, 2011 to December 31, 2012
Common stock issued via registered direct offering
Common stock issued for services rendered
from December 31, 2011 to June 30, 2012
Common stock issued via registered direct offering
Common stock issued for services rendered
from Dec 31,2010 to Dec 31,2011
Common stock issued via registered direct offerings and private placements
Fees and expenses related to financing transactions — paid in units of common stock and warrants
Common stock issued to make whole certain unregistered shares
Exercise of warrant
Common stock issued for services rendered