主要股东
注：以下部分股东代表特定权益共同体，直接或间接持有上市公司股份
| 序号 | 股东名称 | 是否机构 | 持股数(股) | 持股比例 | 持股变动数(股) | 持股数变动比例 | 投票权比例 |
|---|---|---|---|---|---|---|---|
| 1 | 贝莱德机构信托公司 | 是 | 237.45万 | 12.31% |
|
|
-- |
| 2 | Van Berkom & Associates Inc. | 是 | 183.18万 | 9.50% |
|
|
-- |
| 3 | Sean M. O'Connor | 否 | 128.54万 | 6.61% |
|
|
-- |
内部人交易
| 日期 | 股东名称 | 变动股数(万股) | 交易后持股数量(万股) | 交易价格 | 是否直接持有 | 内部人类型 |
|---|---|---|---|---|---|---|
| 2025-12-17 | Rotsztain Diego |
|
2.00 | 96.17 | 是 | Chief Governance/Legal Officer |
| 2025-12-17 | Rotsztain Diego |
|
1.75 | 94.91 | 是 | Chief Governance/Legal Officer |
| 2025-12-16 | RADZIWILL JOHN |
|
10.16 | 97.25 | 是 | Chairman of the Board |
| 2025-12-15 | Schroeder Aaron |
|
3.67 | 0.00 | 是 | Chief Accounting Officer |
| 2025-12-15 | Dunaway William J |
|
17.61 | 0.00 | 是 | Chief Financial Officer |
| 2025-12-15 | Dunaway William J |
|
16.88 | 97.43 | 是 | Chief Financial Officer |
| 2025-12-15 | Lyon Charles M |
|
13.53 | 0.00 | 是 | President |
| 2025-12-15 | Smith Philip Andrew |
|
34.12 | 0.00 | 是 | Chief Executive Officer |
| 2025-12-15 | Smith Philip Andrew |
|
35.24 | 0.00 | 是 | Chief Executive Officer |
| 2025-12-15 | Smith Philip Andrew |
|
34.53 | 97.43 | 是 | Chief Executive Officer |
| 2025-12-15 | Maurer Mark Lowry |
|
9.03 | 0.00 | 是 | Chief Risk Officer |
| 2025-12-15 | Rotsztain Diego |
|
2.75 | 0.00 | 是 | Chief Governance/Legal Officer |
| 2025-12-15 | Rotsztain Diego |
|
2.14 | 97.43 | 是 | Chief Governance/Legal Officer |
| 2025-12-15 | Perkins Abigail H |
|
4.83 | 0.00 | 是 | Chief Information Officer |
| 2025-12-15 | Davison Stuart |
|
1.16 | 0.00 | 是 | Chief Operating Officer |
| 2025-12-15 | Davison Stuart |
|
1.58 | 0.00 | 是 | Chief Operating Officer |
| 2025-12-15 | Davison Stuart |
|
1.44 | 97.43 | 是 | Chief Operating Officer |
| 2025-12-15 | OCONNOR SEAN MICHAEL |
|
86.91 | 0.00 | 是 | Executive Vice-Chairman-Board |
| 2025-12-15 | OCONNOR SEAN MICHAEL |
|
85.41 | 0.00 | 是 | Executive Vice-Chairman-Board |
| 2025-12-11 | Thamodaran Dhamu R. |
|
3.37 | 0.00 | 是 | -- |
| 2025-11-03 | FOWLER JOHN MOORE |
|
11.48 | 91.20 | 是 | -- |
| 2025-10-31 | RADZIWILL JOHN |
|
10.06 | 0.00 | 是 | Chairman of the Board |
| 2025-10-31 | Thamodaran Dhamu R. |
|
3.67 | 0.00 | 是 | -- |
| 2025-10-31 | FOWLER JOHN MOORE |
|
11.59 | 0.00 | 是 | -- |
| 2025-10-31 | KASS STEVEN A |
|
3.55 | 0.00 | 是 | -- |
| 2025-08-01 | FOWLER JOHN MOORE |
|
11.57 | 96.00 | 是 | -- |
| 2025-07-31 | FOWLER JOHN MOORE |
|
11.69 | 0.00 | 是 | -- |
| 2025-07-31 | Thamodaran Dhamu R. |
|
3.66 | 0.00 | 是 | -- |
| 2025-07-31 | RADZIWILL JOHN |
|
10.04 | 0.00 | 是 | Chairman of the Board |
| 2025-07-31 | KASS STEVEN A |
|
3.54 | 0.00 | 是 | -- |
| 2025-06-16 | Perkins Abigail H |
|
4.39 | 86.22 | 是 | Chief Information Officer |
| 2025-06-16 | Perkins Abigail H |
|
5.44 | 27.58 | 是 | Chief Information Officer |
| 2025-06-12 | RADZIWILL JOHN |
|
10.02 | 85.00 | 是 | Chairman of the Board |
| 2025-06-12 | Perkins Abigail H |
|
4.72 | 27.58 | 是 | Chief Information Officer |
| 2025-06-12 | Perkins Abigail H |
|
3.11 | 85.04 | 是 | Chief Information Officer |
| 2025-06-12 | Perkins Abigail H |
|
4.77 | 27.58 | 是 | Chief Information Officer |
| 2025-06-12 | Perkins Abigail H |
|
3.76 | 84.25 | 是 | Chief Information Officer |
| 2025-06-10 | Smith Philip Andrew |
|
32.78 | 83.68 | 是 | Chief Executive Officer |
| 2025-05-19 | Lyon Charles M |
|
12.19 | 0.00 | 是 | President |
| 2025-05-15 | FOWLER JOHN MOORE |
|
11.67 | 87.75 | 是 | -- |
| 2025-05-14 | Lyon Charles M |
|
13.91 | 20.00 | 是 | President |
| 2025-05-14 | Lyon Charles M |
|
12.21 | 87.92 | 是 | President |
| 2025-05-14 | Lyon Charles M |
|
13.51 | 20.00 | 是 | President |
| 2025-05-14 | Lyon Charles M |
|
12.21 | 86.92 | 是 | President |
| 2025-05-05 | Smith Philip Andrew |
|
33.53 | 93.26 | 是 | Chief Executive Officer |
| 2025-04-30 | Thamodaran Dhamu R. |
|
3.65 | 0.00 | 是 | -- |
| 2025-04-30 | FOWLER JOHN MOORE |
|
11.79 | 0.00 | 是 | -- |
| 2025-04-30 | KASS STEVEN A |
|
3.53 | 0.00 | 是 | -- |
| 2025-04-30 | Cooper Diane L. |
|
2.35 | 0.00 | 是 | -- |
| 2025-04-29 | OCONNOR SEAN MICHAEL |
|
102.31 | 89.63 | 是 | Executive Vice-Chairman-Board |
| 2025-04-29 | OCONNOR SEAN MICHAEL |
|
101.97 | 90.57 | 是 | Executive Vice-Chairman-Board |
| 2025-04-17 | Smith Philip Andrew |
|
38.33 | 20.00 | 是 | Chief Executive Officer |
| 2025-04-17 | Smith Philip Andrew |
|
34.27 | 80.30 | 是 | Chief Executive Officer |
| 2025-04-15 | Smith Philip Andrew |
|
34.72 | 20.00 | 是 | Chief Executive Officer |
| 2025-04-15 | Smith Philip Andrew |
|
34.27 | 80.07 | 是 | Chief Executive Officer |
| 2025-04-04 | Smith Philip Andrew |
|
34.27 | 69.56 | 是 | Chief Executive Officer |
| 2025-04-01 | Smith Philip Andrew |
|
39.67 | 20.00 | 是 | Chief Executive Officer |
| 2025-04-01 | Smith Philip Andrew |
|
35.17 | 75.95 | 是 | Chief Executive Officer |
| 2025-03-31 | OCONNOR SEAN MICHAEL |
|
105.72 | 0.00 | 是 | Executive Vice-Chairman-Board |
| 2025-03-05 | KASS STEVEN A |
|
2.34 | 0.00 | 是 | -- |
| 2025-03-05 | RADZIWILL JOHN |
|
6.58 | 0.00 | 是 | Chairman of the Board |
| 2025-03-05 | Cooper Diane L. |
|
1.56 | 0.00 | 是 | -- |
| 2025-03-05 | PARTHEMORE ERIC |
|
1.99 | 0.00 | 是 | -- |
| 2025-03-05 | Thamodaran Dhamu R. |
|
2.42 | 0.00 | 是 | -- |
| 2025-03-05 | FOWLER JOHN MOORE |
|
7.85 | 0.00 | 是 | -- |
| 2025-03-05 | BEXIGA ANNABELLE G |
|
1.09 | 0.00 | 是 | -- |
| 2025-02-26 | FOWLER JOHN MOORE |
|
7.75 | 120.02 | 是 | -- |
| 2025-02-18 | Stevens Glenn Henry |
|
7.80 | 117.82 | 是 | Retired Officer |
| 2025-01-31 | KASS STEVEN A |
|
2.24 | 0.00 | 是 | -- |
| 2025-01-31 | FOWLER JOHN MOORE |
|
8.15 | 0.00 | 是 | -- |
| 2025-01-31 | RADZIWILL JOHN |
|
6.48 | 0.00 | 是 | Chairman of the Board |
| 2025-01-31 | Thamodaran Dhamu R. |
|
2.32 | 0.00 | 是 | -- |
| 2024-12-13 | Schroeder Aaron |
|
2.43 | 0.00 | 是 | Chief Accounting Officer |
| 2024-12-13 | Schroeder Aaron |
|
2.38 | 99.21 | 是 | Chief Accounting Officer |
| 2024-12-13 | Dunaway William J |
|
11.25 | 0.00 | 是 | Chief Financial Officer |
| 2024-12-13 | Dunaway William J |
|
11.81 | 0.00 | 是 | Chief Financial Officer |
| 2024-12-13 | Dunaway William J |
|
11.30 | 99.21 | 是 | Chief Financial Officer |
| 2024-12-13 | Perkins Abigail H |
|
2.42 | 0.00 | 是 | Chief Information Officer |
| 2024-12-13 | Perkins Abigail H |
|
2.00 | 95.90 | 是 | Chief Information Officer |
| 2024-12-13 | Davison Stuart |
|
0.57 | 0.00 | 是 | Chief Operating Officer |
| 2024-12-13 | Davison Stuart |
|
0.51 | 99.21 | 是 | Chief Operating Officer |
| 2024-12-13 | Smith Philip Andrew |
|
22.88 | 0.00 | 是 | Chief Executive Officer |
| 2024-12-13 | Smith Philip Andrew |
|
23.78 | 0.00 | 是 | Chief Executive Officer |
| 2024-12-13 | Smith Philip Andrew |
|
23.45 | 99.21 | 是 | Chief Executive Officer |
| 2024-12-13 | Lyon Charles M |
|
7.20 | 0.00 | 是 | President |
| 2024-12-13 | Lyon Charles M |
|
7.15 | 0.00 | 是 | President |
| 2024-12-13 | Lyon Charles M |
|
7.14 | 0.00 | 是 | President |
| 2024-12-13 | Rotsztain Diego |
|
2.17 | 0.00 | 是 | Chief Governance/Legal Officer |
| 2024-12-13 | Rotsztain Diego |
|
1.89 | 99.21 | 是 | Chief Governance/Legal Officer |
| 2024-12-13 | Rotsztain Diego |
|
1.44 | 97.75 | 是 | Chief Governance/Legal Officer |
| 2024-12-13 | OCONNOR SEAN MICHAEL |
|
50.48 | 0.00 | 是 | Executive Vice-Chairman-Board |
| 2024-12-12 | Maurer Mark Lowry |
|
5.54 | 0.00 | 是 | Chief Risk Officer |
| 2024-12-12 | Maurer Mark Lowry |
|
4.84 | 101.60 | 是 | Chief Risk Officer |
| 2024-12-04 | OCONNOR SEAN MICHAEL |
|
50.65 | 0.00 | 是 | CEO/President |
| 2024-12-04 | OCONNOR SEAN MICHAEL |
|
49.15 | 0.00 | 是 | CEO/President |
| 2024-11-22 | FOWLER JOHN MOORE |
|
8.14 | 100.14 | 是 | -- |
| 2024-11-22 | Rotsztain Diego |
|
1.85 | 101.10 | 是 | Chief Governance/Legal Officer |
| 2024-11-22 | Rotsztain Diego |
|
1.62 | 102.50 | 是 | Chief Governance/Legal Officer |
| 2024-11-07 | Smith Philip Andrew |
|
21.84 | 97.58 | 是 | Subsidiary CEO |
| 2024-11-06 | OCONNOR SEAN MICHAEL |
|
50.70 | 98.42 | 是 | CEO/President |
| 2024-10-31 | KASS STEVEN A |
|
2.23 | 0.00 | 是 | -- |
| 2024-10-31 | FOWLER JOHN MOORE |
|
8.32 | 0.00 | 是 | -- |
| 2024-10-31 | RADZIWILL JOHN |
|
6.46 | 0.00 | 是 | Chairman of the Board |
| 2024-10-31 | Thamodaran Dhamu R. |
|
2.31 | 0.00 | 是 | -- |
| 2024-09-03 | FOWLER JOHN MOORE |
|
8.30 | 81.66 | 是 | -- |
| 2024-08-07 | Smith Philip Andrew |
|
22.19 | 75.89 | 是 | Subsidiary CEO |
| 2024-07-31 | Thamodaran Dhamu R. |
|
2.30 | 0.00 | 是 | -- |
| 2024-07-31 | KASS STEVEN A |
|
2.21 | 0.00 | 是 | -- |
| 2024-07-31 | FOWLER JOHN MOORE |
|
8.36 | 0.00 | 是 | -- |
| 2024-07-31 | RADZIWILL JOHN |
|
6.44 | 0.00 | 是 | Chairman of the Board |
| 2024-07-15 | Nguyen Xuong |
|
6.89 | 30.00 | 是 | Retired Officer |
| 2024-07-15 | Nguyen Xuong |
|
6.08 | 80.00 | 是 | Retired Officer |
| 2024-06-14 | Stevens Glenn Henry |
|
9.30 | 0.00 | 是 | Head-Retail & Foreign Exchange |
| 2024-06-13 | Rotsztain Diego |
|
2.31 | 70.63 | 是 | Chief Governance/Legal Officer |
| 2024-06-10 | Rotsztain Diego |
|
2.96 | 72.03 | 是 | Chief Governance/Legal Officer |
| 2024-06-07 | Nguyen Xuong |
|
6.08 | 75.04 | 是 | Chief Operating Officer |
| 2024-06-03 | FOWLER JOHN MOORE |
|
8.35 | 75.34 | 是 | -- |
| 2024-05-17 | Lyon Charles M |
|
6.16 | 74.02 | 是 | Subsidiary President and CEO |
| 2024-05-17 | Lyon Charles M |
|
6.72 | 30.00 | 是 | Subsidiary President and CEO |
| 2024-05-17 | Lyon Charles M |
|
6.16 | 75.54 | 是 | Subsidiary President and CEO |
| 2024-05-17 | Lyon Charles M |
|
6.56 | 30.00 | 是 | Subsidiary President and CEO |
| 2024-05-15 | Smith Philip Andrew |
|
22.59 | 75.18 | 是 | Subsidiary CEO |
| 2024-05-09 | Nguyen Xuong |
|
8.77 | 30.00 | 是 | Chief Operating Officer |
| 2024-05-09 | Nguyen Xuong |
|
8.08 | 80.00 | 是 | Chief Operating Officer |
| 2024-05-03 | PARTHEMORE ERIC |
|
1.89 | 74.67 | 是 | -- |
| 2024-04-30 | Thamodaran Dhamu R. |
|
2.29 | 0.00 | 是 | -- |
| 2024-04-30 | RADZIWILL JOHN |
|
6.42 | 0.00 | 是 | Chairman of the Board |
| 2024-04-30 | FOWLER JOHN MOORE |
|
8.41 | 0.00 | 是 | -- |
| 2024-04-30 | KASS STEVEN A |
|
2.19 | 0.00 | 是 | -- |
| 2024-03-21 | Smith Philip Andrew |
|
23.39 | 69.73 | 是 | Subsidiary CEO |
| 2024-03-12 | Lyon Charles M |
|
6.83 | 30.00 | 是 | Subsidiary President and CEO |
| 2024-03-12 | Lyon Charles M |
|
6.16 | 67.52 | 是 | Subsidiary President and CEO |
| 2024-03-08 | Lyon Charles M |
|
7.19 | 30.00 | 是 | Subsidiary President and CEO |
| 2024-03-08 | Lyon Charles M |
|
6.16 | 68.53 | 是 | Subsidiary President and CEO |
| 2024-03-08 | Lyon Charles M |
|
6.94 | 30.00 | 是 | Subsidiary President and CEO |
| 2024-03-08 | Lyon Charles M |
|
6.16 | 68.11 | 是 | Subsidiary President and CEO |
| 2024-03-06 | Lyon Charles M |
|
7.07 | 30.00 | 是 | Subsidiary President and CEO |
| 2024-03-06 | Lyon Charles M |
|
6.16 | 68.22 | 是 | Subsidiary President and CEO |
| 2024-03-06 | Lyon Charles M |
|
6.86 | 30.00 | 是 | Subsidiary President and CEO |
| 2024-03-06 | Lyon Charles M |
|
6.16 | 68.59 | 是 | Subsidiary President and CEO |
| 2024-03-04 | Lyon Charles M |
|
6.64 | 30.00 | 是 | Subsidiary President and CEO |
| 2024-03-04 | Lyon Charles M |
|
6.16 | 68.62 | 是 | Subsidiary President and CEO |
| 2024-03-04 | Lyon Charles M |
|
7.67 | 30.00 | 是 | Subsidiary President and CEO |
| 2024-03-04 | Lyon Charles M |
|
6.16 | 68.68 | 是 | Subsidiary President and CEO |
| 2024-03-01 | FOWLER JOHN MOORE |
|
8.39 | 68.94 | 是 | -- |
| 2024-02-27 | Thamodaran Dhamu R. |
|
2.27 | 0.00 | 是 | -- |
| 2024-02-27 | PARTHEMORE ERIC |
|
2.11 | 0.00 | 是 | -- |
| 2024-02-27 | RADZIWILL JOHN |
|
6.40 | 0.00 | 是 | Chairman of the Board |
| 2024-02-27 | FOWLER JOHN MOORE |
|
8.45 | 0.00 | 是 | -- |
| 2024-02-27 | BEXIGA ANNABELLE G |
|
0.99 | 0.00 | 是 | -- |
| 2024-02-27 | KASS STEVEN A |
|
2.18 | 0.00 | 是 | -- |
| 2024-02-27 | Cooper Diane L. |
|
1.45 | 0.00 | 是 | -- |
| 2024-01-31 | FOWLER JOHN MOORE |
|
8.27 | 0.00 | 是 | -- |
| 2024-01-31 | RADZIWILL JOHN |
|
6.22 | 0.00 | 是 | Chairman of the Board |
| 2024-01-31 | KASS STEVEN A |
|
2.00 | 0.00 | 是 | -- |
| 2024-01-31 | Thamodaran Dhamu R. |
|
2.09 | 0.00 | 是 | -- |
| 2023-12-22 | PARTHEMORE ERIC |
|
1.93 | 71.34 | 是 | -- |