股本结构
单位：万股
| 公告日期 | 2024-05-06 | 2024-05-06 | 2024-02-26 | 2024-02-26 | 2023-11-06 | 2023-11-06 |
|---|---|---|---|---|---|---|
| 证券总股本 | 3754.35 | 3750.77 | 3739.68 | 3699.07 | 3689.68 | 3688.22 |
| 普通股本 | 3754.35 | 3750.77 | 3739.68 | 3699.07 | 3689.68 | 3688.22 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2024-05-01 | 2024-03-31 | 2024-02-21 | 2023-12-31 | 2023-11-01 | 2023-09-30 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2024-05-06 | 3754.35 | 未披露 | 定期报告 | 2024-05-01 |
| 2024-05-06 | 3750.77 | 未披露 |
更多>>
From December 31, 2023 to March 31, 2024
Exercise of stock options
Issuance of common stock in connection with vesting of restricted stock units and performance share units
Taxes withheld on net settled vesting of restricted stock units
Issuance of common stock under employee stock purchase plan
|
2024-03-31 |
| 2024-02-26 | 3739.68 | 未披露 | 定期报告 | 2024-02-21 |
| 2024-02-26 | 3699.07 | 未披露 |
更多>>
From December 31, 2022 to December 31, 2023
Exercise of stock options
Taxes withheld on net settled vesting of restricted stock units
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
|
2023-12-31 |
| 2023-11-06 | 3689.68 | 未披露 | 定期报告 | 2023-11-01 |
| 2023-11-06 | 3688.22 | 未披露 |
更多>>
From June 30, 2023 to September 30, 2023
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Taxes withheld on net settled vesting of restricted stock units
|
2023-09-30 |
| 2023-08-07 | 3675.04 | 未披露 | 定期报告 | 2023-08-02 |
| 2023-05-08 | 3662.62 | 未披露 | 定期报告 | 2023-05-02 |
| 2023-04-21 | 3659.40 | 未披露 | 定期报告 | 2023-04-17 |
| 2023-05-08 | 3658.95 | 未披露 |
更多>>
From December 31, 2022 to March 31, 2023
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Exercise of stock options
Taxes withheld on net settled vesting of restricted stock units
|
2023-03-31 |
| 2023-02-27 | 3649.54 | 未披露 | 定期报告 | 2023-02-22 |
| 2023-02-27 | 3623.55 | 未披露 |
更多>>
From December 31, 2021 to December 31, 2022
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Exercise of stock options
Taxes withheld on net settled vesting of restricted stock units
|
2022-12-31 |
| 2022-11-07 | 3614.23 | 未披露 | 定期报告 | 2022-11-01 |
| 2022-11-07 | 3613.36 | 未披露 |
更多>>
From June 30, 2022 to September 30, 2022
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
|
2022-09-30 |
| 2022-08-08 | 3592.71 | 未披露 | 定期报告 | 2022-08-02 |
| 2022-08-08 | 3590.75 | 未披露 |
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From March 31, 2022 to June 30, 2022
Issuance of common stock in connection with vesting of restricted stock units
Exercise of stock options
|
2022-06-30 |
| 2022-05-09 | 3579.19 | 未披露 | 定期报告 | 2022-05-03 |
| 2022-04-29 | 3578.54 | 未披露 | 定期报告 | 2022-04-25 |
| 2022-05-09 | 3572.44 | 未披露 |
更多>>
From December 31, 2021 to March 31, 2022
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Taxes withheld on net settled vesting of restricted stock units
|
2022-03-31 |
| 2022-02-25 | 3565.36 | 未披露 | 定期报告 | 2022-02-18 |
| 2022-02-25 | 3544.45 | 未披露 |
更多>>
From December 31, 2020 to December 31, 2021
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Restricted stock units withheld in net settlement for tax
|
2021-12-31 |
| 2021-11-08 | 3530.45 | 未披露 | 定期报告 | 2021-11-02 |
| 2021-11-08 | 3529.50 | 未披露 |
更多>>
From June 30, 2021 to September 30, 2021
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
|
2021-09-30 |
| 2021-08-09 | 3515.03 | 未披露 | 定期报告 | 2021-08-04 |
| 2021-08-09 | 3512.93 | 未披露 |
更多>>
From March 31, 2021 to June 30, 2021
Exercise of stock options
Issuance of common stock in connection with vesting of restricted stock units
Taxes withheld on net settled vesting of restricted stock units
|
2021-06-30 |
| 2021-05-10 | 3498.31 | 未披露 | 定期报告 | 2021-05-06 |
| 2021-04-29 | 3497.38 | 未披露 | 定期报告 | 2021-04-28 |
| 2021-05-10 | 3492.90 | 未披露 |
更多>>
From December 31, 2020 To March 31, 2021
Exercise of stock options
Unrealized gain on available-for-sale securities
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Taxes withheld on net settled vesting of restricted stock units
|
2021-03-31 |
| 2021-02-26 | 3484.27 | 未披露 | 定期报告 | 2021-02-22 |
| 2021-02-26 | 3468.43 | 未披露 |
更多>>
From December 31, 2019 to December 31, 2020
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Issuance of common stock in connection with public offering, net of issuance costs of $6.1 million
Restricted stock units withheld in net settlement for tax
|
2020-12-31 |
| 2020-11-10 | 3425.98 | 未披露 | 定期报告 | 2020-11-03 |
| 2020-11-10 | 3423.62 | 未披露 |
更多>>
From June 30, 2020 to September 30, 2020
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Restricted stock units withheld in net settlement for tax
|
2020-09-30 |
| 2020-08-12 | 3400.29 | 未披露 | 定期报告 | 2020-08-06 |
| 2020-08-12 | 3394.56 | 未披露 |
更多>>
From March 31, 2020 to June 30, 2020
Exercise of stock options
Issuance of common stock in connection with public offering, net of issuance costs of $6.1 million
Issuance of common stock in connection with vesting of restricted stock units
Restricted stock units withheld in net settlement for tax
|
2020-06-30 |
| 2020-06-19 | 3378.26 | 未披露 |
更多>>
On June 19, 2020, Shockwave Medical, Inc. (the “Company”) issued and sold an aggregate of 1,955,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), pursuant to an underwriting agreement dated June 16, 2020 (the “Underwriting Agreement”), among the Company and Morgan Stanley & Co. LLC and BofA Securities, Inc., as representatives of the several underwriters named therein (the “Underwriters”). The Shares include the full exercise of the Underwriters’ option to purchase an additional 255,000 shares of Common Stock pursuant to the Underwriting Agreement.
|
2020-06-19 |
| 2020-05-13 | 3186.03 | 未披露 | 定期报告 | 2020-05-06 |
| 2020-06-16 | 3186.16 | 未披露 | 定期报告 | 2020-04-30 |
| 2020-04-28 | 3186.22 | 未披露 | 定期报告 | 2020-04-27 |
| 2020-05-13 | 3182.76 | 未披露 |
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From December 31, 2019 to March 31, 2020
Exercise of stock options
Issuance of common stock under employee stock purchase plan
|
2020-03-31 |
| 2020-03-12 | 3176.57 | 未披露 | 定期报告 | 2020-03-05 |
| 2020-03-12 | 3144.68 | 未披露 |
更多>>
From December 31, 2018 to December 31, 2019
Exercise of common stock warrants for cash
Issuance of common stock upon net exercise of warrants
Conversion of preferred stock to common stock upon initial public offering
Issuance of common stock in connection with initial public offering, net of issuance costs of $11.5 million
Issuance of common stock in connection with private placement
Issuance of common stock in connection with public offering, net of issuance costs of $6.8 million
Exercise of stock options
Adjustment for fractional shares resulting from reverse stock split
|
2019-12-31 |
| 2019-11-19 | 3073.77 | 未披露 | 定期报告 | 2019-11-19 |
| 2019-11-08 | 2830.01 | 未披露 | 定期报告 | 2019-10-31 |
| 2019-11-08 | 2825.59 | 未披露 |
更多>>
from June 30, 2019 to September 30, 2019
Exercise of stock options
|
2019-09-30 |
| 2019-08-06 | 2802.69 | 未披露 | 定期报告 | 2019-08-01 |
| 2019-08-06 | 2802.37 | 未披露 |
更多>>
from March 31, 2019 to June 30,2019
Issuance of common stock upon net exercise of warrants
Exercise of stock options
|
2019-06-30 |
| 2019-05-09 | 2801.24 | 未披露 | 定期报告 | 2019-05-01 |
| 2019-05-09 | 2787.09 | 1867.03 | 定期报告 | 2019-03-31 |
| 2019-03-08 | 2690.68 | 未披露 |
更多>>
1.Common stock offered 5,700,000 shares
2.The number of shares of common stock to be outstanding immediately after this offering is based upon 20,618,527 shares (including our convertible preferred stock on an as-converted basis and net exercise of certain outstanding warrants) outstanding as of December 31, 2018
3.A 12.2-for-one reverse stock split of our common stock and convertible preferred stock, which was effected on February 22, 2019
|
2019-03-07 |
| 2019-02-25 | 182.48 | 1867.03 | 定期报告 | 2018-12-31 |
From December 31, 2023 to March 31, 2024
Exercise of stock options
Issuance of common stock in connection with vesting of restricted stock units and performance share units
Taxes withheld on net settled vesting of restricted stock units
Issuance of common stock under employee stock purchase plan
From December 31, 2022 to December 31, 2023
Exercise of stock options
Taxes withheld on net settled vesting of restricted stock units
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
From June 30, 2023 to September 30, 2023
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Taxes withheld on net settled vesting of restricted stock units
From December 31, 2022 to March 31, 2023
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Exercise of stock options
Taxes withheld on net settled vesting of restricted stock units
From December 31, 2021 to December 31, 2022
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Exercise of stock options
Taxes withheld on net settled vesting of restricted stock units
From June 30, 2022 to September 30, 2022
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
From March 31, 2022 to June 30, 2022
Issuance of common stock in connection with vesting of restricted stock units
Exercise of stock options
From December 31, 2021 to March 31, 2022
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Taxes withheld on net settled vesting of restricted stock units
From December 31, 2020 to December 31, 2021
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Restricted stock units withheld in net settlement for tax
From June 30, 2021 to September 30, 2021
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
From March 31, 2021 to June 30, 2021
Exercise of stock options
Issuance of common stock in connection with vesting of restricted stock units
Taxes withheld on net settled vesting of restricted stock units
From December 31, 2020 To March 31, 2021
Exercise of stock options
Unrealized gain on available-for-sale securities
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Taxes withheld on net settled vesting of restricted stock units
From December 31, 2019 to December 31, 2020
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Issuance of common stock in connection with public offering, net of issuance costs of $6.1 million
Restricted stock units withheld in net settlement for tax
From June 30, 2020 to September 30, 2020
Exercise of stock options
Issuance of common stock under employee stock purchase plan
Issuance of common stock in connection with vesting of restricted stock units
Restricted stock units withheld in net settlement for tax
From March 31, 2020 to June 30, 2020
Exercise of stock options
Issuance of common stock in connection with public offering, net of issuance costs of $6.1 million
Issuance of common stock in connection with vesting of restricted stock units
Restricted stock units withheld in net settlement for tax
On June 19, 2020, Shockwave Medical, Inc. (the “Company”) issued and sold an aggregate of 1,955,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), pursuant to an underwriting agreement dated June 16, 2020 (the “Underwriting Agreement”), among the Company and Morgan Stanley & Co. LLC and BofA Securities, Inc., as representatives of the several underwriters named therein (the “Underwriters”). The Shares include the full exercise of the Underwriters’ option to purchase an additional 255,000 shares of Common Stock pursuant to the Underwriting Agreement.
From December 31, 2019 to March 31, 2020
Exercise of stock options
Issuance of common stock under employee stock purchase plan
From December 31, 2018 to December 31, 2019
Exercise of common stock warrants for cash
Issuance of common stock upon net exercise of warrants
Conversion of preferred stock to common stock upon initial public offering
Issuance of common stock in connection with initial public offering, net of issuance costs of $11.5 million
Issuance of common stock in connection with private placement
Issuance of common stock in connection with public offering, net of issuance costs of $6.8 million
Exercise of stock options
Adjustment for fractional shares resulting from reverse stock split
from June 30, 2019 to September 30, 2019
Exercise of stock options
from March 31, 2019 to June 30,2019
Issuance of common stock upon net exercise of warrants
Exercise of stock options
1.Common stock offered 5,700,000 shares
2.The number of shares of common stock to be outstanding immediately after this offering is based upon 20,618,527 shares (including our convertible preferred stock on an as-converted basis and net exercise of certain outstanding warrants) outstanding as of December 31, 2018
3.A 12.2-for-one reverse stock split of our common stock and convertible preferred stock, which was effected on February 22, 2019