股本结构
单位：万股
| 公告日期 | 2025-11-05 | 2025-11-05 | 2025-08-08 | 2025-08-08 | 2025-05-09 | 2025-05-09 |
|---|---|---|---|---|---|---|
| 证券总股本 | 15875.95 | 15521.05 | 15866.56 | 15802.52 | 15875.50 | 15816.87 |
| 普通股本 | 15875.95 | 15521.05 | 15866.56 | 15802.52 | 15875.50 | 15816.87 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2025-10-31 | 2025-09-30 | 2025-08-05 | 2025-06-30 | 2025-05-05 | 2025-03-31 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2025-11-05 | 15875.95 | 未披露 | 定期报告 | 2025-10-31 |
| 2025-11-05 | 15521.05 | 未披露 |
更多>>
From June 30, 2025 to September 30, 2025
Issuance of restricted stock
Forfeiture of restricted stock
Purchase of Treasury Stock
|
2025-09-30 |
| 2025-08-08 | 15866.56 | 未披露 | 定期报告 | 2025-08-05 |
| 2025-08-08 | 15802.52 | 未披露 |
更多>>
From March 31, 2025 to June 30, 2025
Purchase of Treasury Stock
Issuance of restricted stock
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
|
2025-06-30 |
| 2025-05-09 | 15875.50 | 未披露 | 定期报告 | 2025-05-05 |
| 2025-04-30 | 15877.63 | 未披露 | 定期报告 | 2025-04-14 |
| 2025-05-09 | 15816.87 | 未披露 |
更多>>
From January 1, 2025 to March 31, 2025
Purchase of Treasury Stock
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
Issuance of restricted stock
|
2025-03-31 |
| 2025-03-03 | 15707.06 | 未披露 | 定期报告 | 2025-02-25 |
| 2025-03-03 | 15583.63 | 未披露 |
更多>>
From December 31, 2023 to December 31, 2024
Issuance of restricted stock
Issuance of common stock in connection with cashless exercise of warrants
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
Repurchase of common stock
|
2024-12-31 |
| 2024-11-07 | 15566.53 | 未披露 | 定期报告 | 2024-11-04 |
| 2024-11-07 | 15577.73 | 未披露 |
更多>>
From June 30, 2024 to September 30, 2024
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
Issuance of restricted stock
Repurchase of common stock
|
2024-09-30 |
| 2024-08-09 | 15482.31 | 未披露 | 定期报告 | 2024-08-05 |
| 2024-08-09 | 15483.25 | 未披露 |
更多>>
From March 31, 2024 to June 30, 2024
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
|
2024-06-30 |
| 2024-04-29 | 15454.29 | 未披露 | 定期报告 | 2024-04-17 |
| 2024-05-06 | 15456.57 | 未披露 |
更多>>
From January 1, 2024 to March 31, 2024
Issuance of restricted stock
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
|
2024-03-31 |
| 2024-02-29 | 15442.08 | 未披露 | 定期报告 | 2024-02-23 |
| 2024-02-29 | 15142.43 | 未披露 |
更多>>
From December 31,2022 to December 31,2023
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $0.8 million)
|
2023-12-31 |
| 2023-11-06 | 15141.01 | 未披露 | 定期报告 | 2023-11-01 |
| 2023-11-06 | 15144.94 | 未披露 |
更多>>
From June 30, 2023 to September 30, 2023
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
|
2023-09-30 |
| 2023-08-04 | 15097.76 | 未披露 | 定期报告 | 2023-08-02 |
| 2023-08-04 | 15092.80 | 未披露 |
更多>>
From March 31, 2023 to June 30, 2023
Issuance of common stock in public offering (net of offering costs of $0.8 million)
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
Issuance of restricted stock
|
2023-06-30 |
| 2023-05-08 | 14939.60 | 未披露 |
更多>>
From January 1, 2023 to March 31, 2023
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
Issuance of restricted stock
|
2023-03-31 |
| 2023-03-01 | 14636.31 | 未披露 | 定期报告 | 2023-02-17 |
| 2023-03-01 | 14638.54 | 未披露 |
更多>>
From December 31, 2021 to December 31, 2022
Issuance of restricted stock
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
|
2022-12-31 |
| 2022-11-09 | 14534.20 | 未披露 | 定期报告 | 2022-11-04 |
| 2022-11-09 | 14535.78 | 未披露 |
更多>>
From June 30, 2022 to September 30, 2022
Issuance of restricted stock
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
|
2022-09-30 |
| 2022-08-09 | 14527.40 | 未披露 | 定期报告 | 2022-08-02 |
| 2022-08-09 | 14515.67 | 未披露 |
更多>>
From March 31, 2022 to June 30, 2022
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
|
2022-06-30 |
| 2022-05-10 | 14443.54 | 未披露 | 定期报告 | 2022-05-06 |
| 2022-04-29 | 14445.10 | 未披露 | 定期报告 | 2022-04-20 |
| 2022-05-10 | 14454.20 | 未披露 |
更多>>
From January 1, 2022 to March 31, 2022
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
|
2022-03-31 |
| 2022-03-01 | 14281.73 | 未披露 | 定期报告 | 2022-02-23 |
| 2022-03-01 | 14325.07 | 未披露 |
更多>>
From December 31, 2020 to December 31, 2021
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $0.1 million)
|
2021-12-31 |
| 2021-11-08 | 14294.31 | 未披露 |
更多>>
From June 30, 2021 to September 30, 2021
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
|
2021-09-30 |
| 2021-08-06 | 14283.20 | 未披露 | 定期报告 | 2021-07-30 |
| 2021-08-06 | 14283.25 | 未披露 |
更多>>
From March 31, 2021 to June 30, 2021
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
|
2021-06-30 |
| 2021-04-30 | 14146.84 | 未披露 | 定期报告 | 2021-04-20 |
| 2021-05-10 | 14147.94 | 未披露 |
更多>>
From January 1, 2021 To March 31, 2021
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
|
2021-03-31 |
| 2021-03-01 | 14058.62 | 未披露 | 定期报告 | 2021-02-24 |
| 2021-03-01 | 14057.63 | 未披露 |
更多>>
From December 31, 2019 to December 31, 2020
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in offerings (net of offering costs of $29.9 million)
Issuance of common stock in At-the-Market offerings (net of offering costs of $4.0 million)
|
2020-12-31 |
| 2020-12-17 | 13523.86 | 未披露 |
更多>>
1.Common stock offered by the company 6,320,000 Shares.
2.The number of shares of common stock to be outstanding after the offering assumes no exercise of the underwriters’ option to purchase additional shares of common stock and is based on 128,918,552 shares of common stock outstanding as of September 30, 2020.
|
2020-12-17 |
| 2020-11-09 | 13149.02 | 未披露 | 定期报告 | 2020-11-04 |
| 2020-11-09 | 12891.86 | 未披露 |
更多>>
From June 30, 2020 to September 30, 2020
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At the Market offering (net of offering costs of $2,000,000)
|
2020-09-30 |
| 2020-08-10 | 12664.92 | 未披露 |
更多>>
From March 31, 2020 to June 30, 2020
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in public offering (net of offering costs of $10.9 million)
Issuance of common stock in At-the-Market offerings (net of offering costs of $1.4 million)
|
2020-06-30 |
| 2020-05-19 | 11866.80 | 未披露 |
更多>>
1.Common stock offered by us 8,500,000 Shares
2.The number of shares of common stock to be outstanding after the offering assumes no exercise of the underwriters’ option to purchase additional shares of common stock and is based on 110,167,984 shares of common stock outstanding as of March 31, 2020
|
2020-05-19 |
| 2020-05-11 | 11374.80 | 未披露 | 定期报告 | 2020-05-07 |
| 2020-05-11 | 11016.80 | 未披露 |
更多>>
From January 1, 2020 to March 31, 2020
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
|
2020-03-31 |
| 2020-03-02 | 10940.12 | 未披露 | 定期报告 | 2020-02-21 |
| 2020-03-02 | 10938.39 | 未披露 |
更多>>
from December 31, 2018 to December 31, 2019
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in offerings (net of offering costs of $0.2 million)
Issuance of common stock in At-the-Market offerings (net of offering costs of $2.0 million)
Shares issued in connection with in-licensing agreements
|
2019-12-31 |
| 2019-11-12 | 9956.14 | 未披露 | 定期报告 | 2019-11-05 |
| 2019-11-12 | 9662.89 | 未披露 |
更多>>
from June 30, 2019 to September 30, 2019
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $0.4 million)
Shares issued in connection with in-licensing agreements
|
2019-09-30 |
| 2019-08-30 | 9484.29 | 未披露 | 定期报告 | 2019-08-23 |
| 2019-08-09 | 9475.52 | 未披露 | 定期报告 | 2019-08-02 |
| 2019-08-09 | 9336.39 | 未披露 |
更多>>
from March 31, 2019 to June 30, 2019
Issuance of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $0.5 million)
|
2019-06-30 |
| 2019-05-10 | 9083.53 | 未披露 | 定期报告 | 2019-05-03 |
| 2019-04-30 | 8939.98 | 未披露 | 定期报告 | 2019-04-18 |
| 2019-05-10 | 8854.09 | 未披露 |
更多>>
from January 1, 2019 to March 31, 2019
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in public offering (net of offering costs of $0.2 million)
|
2019-03-31 |
| 2019-03-01 | 8387.05 | 未披露 |
更多>>
from December 31, 2017 to December 31, 2018
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $2.0 million)
Shares issued in connection with in-licensing agreements
|
2018-12-31 |
| 2018-11-09 | 8289.73 | 未披露 | 定期报告 | 2018-11-05 |
| 2018-11-09 | 8293.20 | 未披露 |
更多>>
from January 1, 2018 to September 30, 2018
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $2.0 million)
Shares issued in connection with in-licensing agreements
|
2018-09-30 |
| 2018-08-09 | 8281.86 | 未披露 | 定期报告 | 2018-08-03 |
| 2018-08-09 | 8249.81 | 未披露 |
更多>>
from January 1, 2018 to June 30, 2018
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $1.9 million)
Shares issued in connection with in-licensing agreements
|
2018-06-30 |
| 2018-05-10 | 7801.01 | 未披露 | 定期报告 | 2018-05-01 |
| 2018-04-30 | 7766.61 | 未披露 | 定期报告 | 2018-04-18 |
| 2018-05-10 | 7709.34 | 未披露 |
更多>>
from January 1, 2018 to March 31, 2018
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offering (net of offering costs of $0.9 million)
|
2018-03-31 |
| 2018-03-15 | 7557.98 | 未披露 | 定期报告 | 2018-03-01 |
| 2018-03-15 | 7314.04 | 未披露 |
更多>>
from December 31, 2016 to December 31, 2017
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in public offering (net of offering costs of $3.6 million)
Issuance of common stock in At-the-Market offering (net of offering costs of $1.1 million)
|
2017-12-31 |
| 2017-11-09 | 7065.23 | 未披露 |
更多>>
From January 1, 2017 To September 30, 2017
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in public offering (net of offering costs of $3.6 million)
Issuance of common stock in At-the-Market offerings (net of offering costs of $1.1 million)
|
2017-09-30 |
| 2017-08-09 | 6883.59 | 未披露 | 定期报告 | 2017-08-01 |
| 2017-08-09 | 6808.59 | 未披露 |
更多>>
From January 1, 2017 to June 30, 2017
Issuance of common stock in connection with exercise of warrants
Forfeiture of restricted stock
Issuance of restricted stock
Issuance of common stock in public offering (net of offering costs of $3.6 million)
Issuance of common stock in At-the-Market offerings (net of offering costs of $0.6 million)
|
2017-06-30 |
| 2017-04-28 | 6681.65 | 未披露 | 定期报告 | 2017-04-18 |
| 2017-05-10 | 6677.51 | 未披露 |
更多>>
from January 1, 2017 to March 31, 2017
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in public offering (net of offering costs of $3,589,875)
Issuance of common stock in At-the-Market offering (net of offering costs of $554,067)
|
2017-03-31 |
| 2017-03-16 | 5690.85 | 未披露 | 定期报告 | 2017-03-01 |
| 2017-03-16 | 5677.91 | 未披露 |
更多>>
From December 31, 2015 to December 31, 2016
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with conversion of notes payable
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offering (net of offering costs of $108,185)
|
2016-12-31 |
| 2016-11-09 | 5473.11 | 未披露 | 定期报告 | 2016-11-01 |
| 2016-11-09 | 5472.46 | 未披露 |
更多>>
From January 1,2016 to September 30, 2016
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with conversion of notes payable
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offering (net of offering costs of $122,497)
|
2016-09-30 |
| 2016-08-09 | 5445.66 | 未披露 |
更多>>
from January 1, 2016 to June 30, 2016
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with conversion of notes payable
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At the Market offering (net of offering costs of $122,497)
|
2016-06-30 |
| 2016-05-10 | 5433.91 | 未披露 | 定期报告 | 2016-05-05 |
| 2016-04-29 | 5412.43 | 未披露 | 定期报告 | 2016-04-19 |
| 2016-05-10 | 5407.74 | 未披露 |
更多>>
from January 1, 2016 to March 31, 2016
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
|
2016-03-31 |
| 2016-03-15 | 5409.51 | 未披露 | 定期报告 | 2016-03-01 |
| 2016-03-15 | 5405.38 | 未披露 |
更多>>
From December 31, 2014 to December 31, 2015
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of common stock in connection with conversion of notes payable
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock to related party for cash
Issuance of common stock in At-the-Market offering (net of offering costs of $1,310,591)
|
2015-12-31 |
| 2015-11-09 | 5251.97 | 未披露 | 定期报告 | 2015-11-06 |
| 2015-11-09 | 5251.69 | 未披露 |
更多>>
from January 1, 2015 to September 30, 2015
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock to related party for cash
Issuance of common stock in At the Market offering (net of offering costs of $1,262,569)
|
2015-09-30 |
| 2015-08-10 | 5254.73 | 未披露 | 定期报告 | 2015-08-04 |
| 2015-08-10 | 5165.66 | 未披露 |
更多>>
from January 1, 2015 to June 30, 2015
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock to affiliate for cash
Issuance of common stock in At the Market offering (net of offering costs of $965,188)
|
2015-06-30 |
| 2015-05-11 | 5063.42 | 未披露 | 定期报告 | 2015-05-08 |
| 2015-04-24 | 4775.96 | 未披露 | 定期报告 | 2015-04-13 |
| 2015-05-11 | 4743.06 | 未披露 |
更多>>
From January 1, 2015 to March 31, 2015
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock to affiliate for cash
Issuance of common stock in At the Market offering (net of offering costs of $611,663)
|
2015-03-31 |
| 2015-03-16 | 4654.39 | 未披露 | 定期报告 | 2015-03-12 |
| 2015-03-16 | 4493.29 | 未披露 |
更多>>
from December 31, 2013 to December 31, 2014
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in public offering (net of offering costs of $1,344,440)
Issuance of common stock in At the Market offering (net of offering costs of $1,101,572)
Common stock issued in connection with in-licensing agreements
|
2014-12-31 |
| 2014-11-14 | 4396.44 | 未披露 | 定期报告 | 2014-11-13 |
| 2014-11-14 | 4143.97 | 未披露 |
更多>>
from January 1, 2014 to September 30, 2014
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Issuance of common stock in public offering (net of offering costs of $1,344,440)
Issuance of common stock in At the Market offering (net of offering costs of $565,191)
Common stock issued in connection with in-licensing agreements
|
2014-09-30 |
| 2014-07-24 | 3812.07 | 未披露 |
更多>>
from January 1, 2014 to June 30, 2014
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
Issuance of common stock in public offering (net of offering costs of $1,344,440)
Common stock issued in connection with in-licensing agreement
|
2014-06-30 |
| 2014-04-23 | 3762.44 | 未披露 | 定期报告 | 2014-04-09 |
| 2014-05-14 | 3748.42 | 未披露 |
更多>>
from January 1, 2014 to March 31, 2014
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
Issuance of common stock in public offering (net of offering costs of $1,344,440)
|
2014-03-31 |
| 2014-03-07 | 3437.39 | 未披露 | 定期报告 | 2014-03-01 |
| 2014-03-07 | 3429.49 | 未披露 |
更多>>
from December 31, 2012 to December 31, 2013
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of restricted stock
Issuance of common stock in public offering (net of offering costs of $2,664,970)
Surrender of common stock for tax withholding
|
2013-12-31 |
| 2013-11-14 | 3349.89 | 未披露 | 定期报告 | 2013-11-01 |
| 2013-11-14 | 3340.06 | 未披露 |
更多>>
from January 1, 2013 to September 30, 2013
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of restricted stock
Issuance of common stock in public offering(net of offering costs of $2,664,970)
|
2013-09-30 |
| 2013-08-09 | 3327.69 | 未披露 | 定期报告 | 2013-07-29 |
| 2013-08-09 | 2672.19 | 未披露 |
更多>>
from January 1, 2013 to June 30, 2013
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of restricted stock
|
2013-06-30 |
| 2013-05-14 | 2632.27 | 未披露 |
更多>>
from January 1, 2013 to March 31, 2013
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
|
2013-03-31 |
| 2013-03-21 | 2582.07 | 未披露 |
更多>>
from December 31, 2011 to December 31, 2012
Preferred stock issued at $20.00 per share, net of expenses
Conversion of preferred stock to common stock in conjunction with reverse stock split
Issuance of restricted stock
Non-controlling interest subsidiary shares exchanged for shares in TG Therapeutics, Inc.
|
2012-12-31 |
From June 30, 2025 to September 30, 2025
Issuance of restricted stock
Forfeiture of restricted stock
Purchase of Treasury Stock
From March 31, 2025 to June 30, 2025
Purchase of Treasury Stock
Issuance of restricted stock
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
From January 1, 2025 to March 31, 2025
Purchase of Treasury Stock
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
Issuance of restricted stock
From December 31, 2023 to December 31, 2024
Issuance of restricted stock
Issuance of common stock in connection with cashless exercise of warrants
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
Repurchase of common stock
From June 30, 2024 to September 30, 2024
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
Issuance of restricted stock
Repurchase of common stock
From March 31, 2024 to June 30, 2024
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
From January 1, 2024 to March 31, 2024
Issuance of restricted stock
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
From December 31,2022 to December 31,2023
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $0.8 million)
From June 30, 2023 to September 30, 2023
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
From March 31, 2023 to June 30, 2023
Issuance of common stock in public offering (net of offering costs of $0.8 million)
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
Issuance of restricted stock
From January 1, 2023 to March 31, 2023
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
Issuance of restricted stock
From December 31, 2021 to December 31, 2022
Issuance of restricted stock
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
From June 30, 2022 to September 30, 2022
Issuance of restricted stock
Issuance of common stock in connection with exercise of options
Forfeiture of restricted stock
From March 31, 2022 to June 30, 2022
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
From January 1, 2022 to March 31, 2022
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
From December 31, 2020 to December 31, 2021
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $0.1 million)
From June 30, 2021 to September 30, 2021
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
From March 31, 2021 to June 30, 2021
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
From January 1, 2021 To March 31, 2021
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
From December 31, 2019 to December 31, 2020
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in offerings (net of offering costs of $29.9 million)
Issuance of common stock in At-the-Market offerings (net of offering costs of $4.0 million)
1.Common stock offered by the company 6,320,000 Shares.
2.The number of shares of common stock to be outstanding after the offering assumes no exercise of the underwriters’ option to purchase additional shares of common stock and is based on 128,918,552 shares of common stock outstanding as of September 30, 2020.
From June 30, 2020 to September 30, 2020
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At the Market offering (net of offering costs of $2,000,000)
From March 31, 2020 to June 30, 2020
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in public offering (net of offering costs of $10.9 million)
Issuance of common stock in At-the-Market offerings (net of offering costs of $1.4 million)
1.Common stock offered by us 8,500,000 Shares
2.The number of shares of common stock to be outstanding after the offering assumes no exercise of the underwriters’ option to purchase additional shares of common stock and is based on 110,167,984 shares of common stock outstanding as of March 31, 2020
From January 1, 2020 to March 31, 2020
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
from December 31, 2018 to December 31, 2019
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in offerings (net of offering costs of $0.2 million)
Issuance of common stock in At-the-Market offerings (net of offering costs of $2.0 million)
Shares issued in connection with in-licensing agreements
from June 30, 2019 to September 30, 2019
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $0.4 million)
Shares issued in connection with in-licensing agreements
from March 31, 2019 to June 30, 2019
Issuance of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $0.5 million)
from January 1, 2019 to March 31, 2019
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in public offering (net of offering costs of $0.2 million)
from December 31, 2017 to December 31, 2018
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $2.0 million)
Shares issued in connection with in-licensing agreements
from January 1, 2018 to September 30, 2018
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $2.0 million)
Shares issued in connection with in-licensing agreements
from January 1, 2018 to June 30, 2018
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offerings (net of offering costs of $1.9 million)
Shares issued in connection with in-licensing agreements
from January 1, 2018 to March 31, 2018
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offering (net of offering costs of $0.9 million)
from December 31, 2016 to December 31, 2017
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in public offering (net of offering costs of $3.6 million)
Issuance of common stock in At-the-Market offering (net of offering costs of $1.1 million)
From January 1, 2017 To September 30, 2017
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in public offering (net of offering costs of $3.6 million)
Issuance of common stock in At-the-Market offerings (net of offering costs of $1.1 million)
From January 1, 2017 to June 30, 2017
Issuance of common stock in connection with exercise of warrants
Forfeiture of restricted stock
Issuance of restricted stock
Issuance of common stock in public offering (net of offering costs of $3.6 million)
Issuance of common stock in At-the-Market offerings (net of offering costs of $0.6 million)
from January 1, 2017 to March 31, 2017
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in public offering (net of offering costs of $3,589,875)
Issuance of common stock in At-the-Market offering (net of offering costs of $554,067)
From December 31, 2015 to December 31, 2016
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with conversion of notes payable
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offering (net of offering costs of $108,185)
From January 1,2016 to September 30, 2016
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with conversion of notes payable
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At-the-Market offering (net of offering costs of $122,497)
from January 1, 2016 to June 30, 2016
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with conversion of notes payable
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in At the Market offering (net of offering costs of $122,497)
from January 1, 2016 to March 31, 2016
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
From December 31, 2014 to December 31, 2015
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of common stock in connection with conversion of notes payable
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock to related party for cash
Issuance of common stock in At-the-Market offering (net of offering costs of $1,310,591)
from January 1, 2015 to September 30, 2015
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock to related party for cash
Issuance of common stock in At the Market offering (net of offering costs of $1,262,569)
from January 1, 2015 to June 30, 2015
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock to affiliate for cash
Issuance of common stock in At the Market offering (net of offering costs of $965,188)
From January 1, 2015 to March 31, 2015
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock to affiliate for cash
Issuance of common stock in At the Market offering (net of offering costs of $611,663)
from December 31, 2013 to December 31, 2014
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Forfeiture of restricted stock
Issuance of common stock in public offering (net of offering costs of $1,344,440)
Issuance of common stock in At the Market offering (net of offering costs of $1,101,572)
Common stock issued in connection with in-licensing agreements
from January 1, 2014 to September 30, 2014
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with exercise of options
Issuance of restricted stock
Issuance of common stock in public offering (net of offering costs of $1,344,440)
Issuance of common stock in At the Market offering (net of offering costs of $565,191)
Common stock issued in connection with in-licensing agreements
from January 1, 2014 to June 30, 2014
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
Issuance of common stock in public offering (net of offering costs of $1,344,440)
Common stock issued in connection with in-licensing agreement
from January 1, 2014 to March 31, 2014
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
Issuance of common stock in public offering (net of offering costs of $1,344,440)
from December 31, 2012 to December 31, 2013
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of restricted stock
Issuance of common stock in public offering (net of offering costs of $2,664,970)
Surrender of common stock for tax withholding
from January 1, 2013 to September 30, 2013
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of restricted stock
Issuance of common stock in public offering(net of offering costs of $2,664,970)
from January 1, 2013 to June 30, 2013
Issuance of common stock in connection with exercise of warrants
Issuance of common stock in connection with cashless exercise of warrants
Issuance of restricted stock
from January 1, 2013 to March 31, 2013
Issuance of common stock in connection with exercise of warrants
Issuance of restricted stock
from December 31, 2011 to December 31, 2012
Preferred stock issued at $20.00 per share, net of expenses
Conversion of preferred stock to common stock in conjunction with reverse stock split
Issuance of restricted stock
Non-controlling interest subsidiary shares exchanged for shares in TG Therapeutics, Inc.