董事介绍
注:董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| David C. Brown | 男 | Chief Executive Officer and Chairman | 45 | 785.89万美元 | 未持股 | 2018-02-09 |
| Milton R. Berlinski | 男 | Director | 61 | 4.50万美元 | 未持股 | 2018-02-09 |
| Alex Binderow | 男 | Director | 36 | 未披露 | 未持股 | 2018-02-09 |
| Lawrence Davanzo | 男 | Director | 64 | 12.50万美元 | 未持股 | 2018-02-09 |
| James B. Hawkes | 男 | Director | 76 | 9.71万美元 | 未持股 | 2018-02-09 |
| Alan Rappaport | 男 | Director | 64 | 9.71万美元 | 未持股 | 2018-02-09 |
| Karin Hirtler Garvey | 女 | Director | 61 | 12.50万美元 | 未持股 | 2018-02-09 |
| Robert J. Hurst | 男 | Director | 72 | 未披露 | 未持股 | 2018-02-09 |
| Richard M. DeMartini | 男 | Director | 65 | 未披露 | 未持股 | 2018-02-09 |
高管介绍
注:高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| David C. Brown | 男 | Chief Executive Officer and Chairman | 45 | 785.89万美元 | 未持股 | 2018-02-09 |
| Michael D. Policarpo | 男 | Chief Operating Officer | 43 | 358.89万美元 | 未持股 | 2018-02-09 |
| Kelly S. Cliff | 男 | President, Investment Franchises | 48 | 401.76万美元 | 未持股 | 2018-02-09 |
| Terence F. Sullivan | 男 | Chief Financial Officer and Head of Strategy | 44 | 未披露 | 未持股 | 2018-02-09 |
| Nina Gupta | 女 | Chief Legal Officer | 43 | 未披露 | 未持股 | 2018-02-09 |
董事简历
中英对照 |  中文 |  英文- David C. Brown
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DavidC.Brown自2013年8月被KeyCorp收购以来一直担任我们的首席执行官,自2014年4月以来一直担任我们的董事会主席。他在我们的董事会成立时加入董事会。Brown先生担任VCM的董事长兼首席执行官,负责公司战略的制定、执行和监督。他也是VCM投资委员会主席和Victory Funds的受托人。Brown先生于2004年加入公司,担任过多个高级职位,包括现任首席运营官。在加入Victory之前,Brown先生曾在Gartmore Global Investments,Inc.任职5年,担任多个高级管理职位,包括Gartmore Emerging Managers,LLC的首席财务官和首席运营官。加入Gartmore公司之前,他曾任职Ernst&Young LLP,担任Assurance&Advisory Business Services Unit(专注于投资管理业务)的经理。Brown先生目前还担任Cerebellum Capital的董事。他此前曾担任俄亥俄州Cuyahoga县BlueCoats,Inc.的成员,此前曾任职Summa Health Systems of Ohio Investment Committee,以及Jumpstart of Ohio的董事会。Brown先生持有Ursinus College的政治学文学学士学位,重点是会计,以及Case Western Reserve University的工商管理硕士学位。他是一名注册会计师。
David C. Brown has served as our Chief Executive Officer since our acquisition from KeyCorp in August 2013 and Chairman of our board of directors since April 2014. He joined our board of directors upon its formation. Mr. Brown serves as Chairman and Chief Executive Officer of VCM, responsible for the development, execution and oversight of firm strategy. He is also Chairman of the VCM investment committee and a trustee for the Victory Funds. Mr. Brown joined the firm in 2004 and has held multiple senior level positions including Chief Operating Officer prior to his current role. Before joining Victory, Mr. Brown spent five years at Gartmore Global Investments, Inc. in a number of senior management positions including Chief Financial Officer and Chief Operating Officer of Gartmore Emerging Managers, LLC. Prior to joining Gartmore, he worked for Ernst & Young LLP as a manager in the Assurance & Advisory Business Services unit focusing on investment management businesses. Mr. Brown also currently serves as a director of Cerebellum Capital. He previously was a member of the Bluecoats, Inc. of Cuyahoga County, OH, and previously served on the Summa Health Systems of Ohio Investment Committee and on the board of directors for JumpStart of Ohio. Mr. Brown holds a Bachelor of Arts degree in political science with an emphasis on accounting from Ursinus College and a Master of Business Administration from Case Western Reserve University. He is a Certified Public Accountant. - DavidC.Brown自2013年8月被KeyCorp收购以来一直担任我们的首席执行官,自2014年4月以来一直担任我们的董事会主席。他在我们的董事会成立时加入董事会。Brown先生担任VCM的董事长兼首席执行官,负责公司战略的制定、执行和监督。他也是VCM投资委员会主席和Victory Funds的受托人。Brown先生于2004年加入公司,担任过多个高级职位,包括现任首席运营官。在加入Victory之前,Brown先生曾在Gartmore Global Investments,Inc.任职5年,担任多个高级管理职位,包括Gartmore Emerging Managers,LLC的首席财务官和首席运营官。加入Gartmore公司之前,他曾任职Ernst&Young LLP,担任Assurance&Advisory Business Services Unit(专注于投资管理业务)的经理。Brown先生目前还担任Cerebellum Capital的董事。他此前曾担任俄亥俄州Cuyahoga县BlueCoats,Inc.的成员,此前曾任职Summa Health Systems of Ohio Investment Committee,以及Jumpstart of Ohio的董事会。Brown先生持有Ursinus College的政治学文学学士学位,重点是会计,以及Case Western Reserve University的工商管理硕士学位。他是一名注册会计师。
- David C. Brown has served as our Chief Executive Officer since our acquisition from KeyCorp in August 2013 and Chairman of our board of directors since April 2014. He joined our board of directors upon its formation. Mr. Brown serves as Chairman and Chief Executive Officer of VCM, responsible for the development, execution and oversight of firm strategy. He is also Chairman of the VCM investment committee and a trustee for the Victory Funds. Mr. Brown joined the firm in 2004 and has held multiple senior level positions including Chief Operating Officer prior to his current role. Before joining Victory, Mr. Brown spent five years at Gartmore Global Investments, Inc. in a number of senior management positions including Chief Financial Officer and Chief Operating Officer of Gartmore Emerging Managers, LLC. Prior to joining Gartmore, he worked for Ernst & Young LLP as a manager in the Assurance & Advisory Business Services unit focusing on investment management businesses. Mr. Brown also currently serves as a director of Cerebellum Capital. He previously was a member of the Bluecoats, Inc. of Cuyahoga County, OH, and previously served on the Summa Health Systems of Ohio Investment Committee and on the board of directors for JumpStart of Ohio. Mr. Brown holds a Bachelor of Arts degree in political science with an emphasis on accounting from Ursinus College and a Master of Business Administration from Case Western Reserve University. He is a Certified Public Accountant.
- Milton R. Berlinski
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MiltonR.Berlinski在2013年8月被KeyCorp收购时加入了我们的董事会。Berlinski先生在高盛(Goldman,Sachs&Co.)或高盛(Goldman Sachs)结束了26年的职业生涯后,于2013年6月共同创立了Reverence Capital,担任合伙人兼董事总经理。他于1986年加入高盛,担任投资银行部门的Vice President,也是高盛金融机构业务的创始人之一。他于1996年成为合伙人兼董事总经理,负责金融机构的咨询、主要投资和商业银行业务。他于1999年被任命为公司的战略和企业发展集团的主管,并于2001年担任Firm Wide Strategy的额外责任。Berlinski先生还担任运营委员会和薪酬委员会的成员。Berlinski从2005年到2012年担任Financial Sponsors Group全球主管,也是Financial Institutions Group创始成员。Berlinski先生是阿鲁巴成长基金(Aruba Growth Fund)的创始合伙人,这是一家由阿鲁巴当地公司和机构资助和投资的私募股权基金。Berlinski先生在宾夕法尼亚大学沃顿商学院(Wharton School of Finance at the University of Pennsylvania)获得金融学工商管理硕士学位,并在加州州立大学(California State University)获得工程学文学学士学位。
Milton R. Berlinski joined our board of directors at the time of our acquisition from KeyCorp in August 2013. Mr. Berlinski co-founded Reverence Capital in June 2013 after concluding a 26-year career at Goldman, Sachs & Co., or Goldman Sachs, as a Partner and Managing Director. He joined Goldman Sachs in 1986 as Vice President of the investment banking division and as one of the founders of Goldman Sachs' Financial Institutions business. He became a Partner and Managing Director in 1996 responsible for Advisory, Principal Investing and Merchant Banking for financial institutions. In 1999 he was named head of the firm's Strategy and Corporate Development Group, and in 2001 he assumed additional responsibility as head of Firm Wide Strategy. Mr. Berlinski also served as a member of the Operating Committee and Compensation Committee. Mr. Berlinski also served as Global Head of the Financial Sponsors Group from 2005 until 2012 and was a founding member of the Financial Institutions Group. Mr. Berlinski is a founding partner of the Aruba Growth Fund, a private equity fund funded by and invested in local companies and institutions in Aruba. Mr. Berlinski received a Master of Business Administration in finance from The Wharton School of Finance at the University of Pennsylvania and a Bachelor of Arts in engineering from California State University. - MiltonR.Berlinski在2013年8月被KeyCorp收购时加入了我们的董事会。Berlinski先生在高盛(Goldman,Sachs&Co.)或高盛(Goldman Sachs)结束了26年的职业生涯后,于2013年6月共同创立了Reverence Capital,担任合伙人兼董事总经理。他于1986年加入高盛,担任投资银行部门的Vice President,也是高盛金融机构业务的创始人之一。他于1996年成为合伙人兼董事总经理,负责金融机构的咨询、主要投资和商业银行业务。他于1999年被任命为公司的战略和企业发展集团的主管,并于2001年担任Firm Wide Strategy的额外责任。Berlinski先生还担任运营委员会和薪酬委员会的成员。Berlinski从2005年到2012年担任Financial Sponsors Group全球主管,也是Financial Institutions Group创始成员。Berlinski先生是阿鲁巴成长基金(Aruba Growth Fund)的创始合伙人,这是一家由阿鲁巴当地公司和机构资助和投资的私募股权基金。Berlinski先生在宾夕法尼亚大学沃顿商学院(Wharton School of Finance at the University of Pennsylvania)获得金融学工商管理硕士学位,并在加州州立大学(California State University)获得工程学文学学士学位。
- Milton R. Berlinski joined our board of directors at the time of our acquisition from KeyCorp in August 2013. Mr. Berlinski co-founded Reverence Capital in June 2013 after concluding a 26-year career at Goldman, Sachs & Co., or Goldman Sachs, as a Partner and Managing Director. He joined Goldman Sachs in 1986 as Vice President of the investment banking division and as one of the founders of Goldman Sachs' Financial Institutions business. He became a Partner and Managing Director in 1996 responsible for Advisory, Principal Investing and Merchant Banking for financial institutions. In 1999 he was named head of the firm's Strategy and Corporate Development Group, and in 2001 he assumed additional responsibility as head of Firm Wide Strategy. Mr. Berlinski also served as a member of the Operating Committee and Compensation Committee. Mr. Berlinski also served as Global Head of the Financial Sponsors Group from 2005 until 2012 and was a founding member of the Financial Institutions Group. Mr. Berlinski is a founding partner of the Aruba Growth Fund, a private equity fund funded by and invested in local companies and institutions in Aruba. Mr. Berlinski received a Master of Business Administration in finance from The Wharton School of Finance at the University of Pennsylvania and a Bachelor of Arts in engineering from California State University.
- Alex Binderow
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Alex Binderow在2013年8月被KeyCorp收购时加入了我们的董事会。Binderow先生于2005年加入Crestview。在Crestview,Binderow先生是金融服务团队的合伙人和领导者,专门从事资产和财富管理投资。加入Crestview公司之前,他曾任职Bear,Stearns&Co.,担任公司的收购财务集团的多种职务,其中包括杠杆收购、战略再融资和跨多种行业的并购融资。Binderow先生目前是某些Crestview投资组合公司的董事,之前曾在Munder(一家注册投资公司)的董事会任职,直到Munder被收购。Binderow先生在埃默里大学(Emory University)戈伊苏埃塔商学院(Goizueta Business School)以优异成绩获得工商管理学士学位,主修金融与组织&管理。Binderow先生在我们董事会任职的资格包括他在并购、投资、杠杆金融、资本市场和资产管理方面的深入知识和经验。
Alex Binderow joined our board of directors at the time of our acquisition from KeyCorp in August 2013. Mr. Binderow joined Crestview in 2005. At Crestview, Mr. Binderow is a partner and a leader on the financial services team, specializing in asset and wealth management investments. Prior to joining Crestview, he worked at Bear, Stearns & Co. in the company's acquisition finance group on a range of assignments, which included leveraged buyouts, strategic refinancings and M&A financings across various industries. Mr. Binderow is currently a director of certain Crestview portfolio companies and previously served on the board of directors of Munder, a registered investment company, until the Munder Acquisition. Mr. Binderow received his Bachelor of Business Administration, with high distinction, from Emory University's Goizueta Business School with majors in finance and organization & management. Mr. Binderow's qualifications to serve on our board of directors include his in-depth knowledge and experience in mergers and acquisitions, investing, leveraged finance, capital markets and asset management. - Alex Binderow在2013年8月被KeyCorp收购时加入了我们的董事会。Binderow先生于2005年加入Crestview。在Crestview,Binderow先生是金融服务团队的合伙人和领导者,专门从事资产和财富管理投资。加入Crestview公司之前,他曾任职Bear,Stearns&Co.,担任公司的收购财务集团的多种职务,其中包括杠杆收购、战略再融资和跨多种行业的并购融资。Binderow先生目前是某些Crestview投资组合公司的董事,之前曾在Munder(一家注册投资公司)的董事会任职,直到Munder被收购。Binderow先生在埃默里大学(Emory University)戈伊苏埃塔商学院(Goizueta Business School)以优异成绩获得工商管理学士学位,主修金融与组织&管理。Binderow先生在我们董事会任职的资格包括他在并购、投资、杠杆金融、资本市场和资产管理方面的深入知识和经验。
- Alex Binderow joined our board of directors at the time of our acquisition from KeyCorp in August 2013. Mr. Binderow joined Crestview in 2005. At Crestview, Mr. Binderow is a partner and a leader on the financial services team, specializing in asset and wealth management investments. Prior to joining Crestview, he worked at Bear, Stearns & Co. in the company's acquisition finance group on a range of assignments, which included leveraged buyouts, strategic refinancings and M&A financings across various industries. Mr. Binderow is currently a director of certain Crestview portfolio companies and previously served on the board of directors of Munder, a registered investment company, until the Munder Acquisition. Mr. Binderow received his Bachelor of Business Administration, with high distinction, from Emory University's Goizueta Business School with majors in finance and organization & management. Mr. Binderow's qualifications to serve on our board of directors include his in-depth knowledge and experience in mergers and acquisitions, investing, leveraged finance, capital markets and asset management.
- Lawrence Davanzo
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Lawrence Davanzo于2014年10月加入我们的董事会。Davanzo先生最近担任Wilshire Associates Incorporated的总裁,监督该公司的资产管理领域,并担任Wilshire及其执行委员会的董事Vice Chairman of the Board,直到2012年退休。他于1978年首次加入Wilshire公司,并于2004年10月重新加入。任职Wilshire公司期间,他曾创立Wilshire公司的养老金咨询业务,并建立公司的基金管理集团。由于金融中介机构的AUM超过700亿美元,基金管理成为该公司收入增长的主要来源。他也曾担任公司的共同基金综合体的总裁。在Davanzo先生的职业生涯中,他还创立了Asset Strategy Consulting,并从1991年2月到2000年2月担任其常务董事。Davanzo先生在威斯康星大学麦迪逊分校(University of Wisconsin-Madison)获得金融硕士学位和文学学士学位。Davanzo先生在我们董事会任职的资格包括通过他在Wilshire Associates的广泛职业生涯以及管理和运营自己的投资咨询公司,在超过40年的资产管理经验的组合中获得的知识和经验。
Lawrence Davanzo joined our board of directors in October 2014. Mr. Davanzo most recently served as President of Wilshire Associates Incorporated, overseeing the asset management areas of the firm, and as Vice Chairman of the board of directors of Wilshire and on its executive committee until his retirement in 2012. He first joined Wilshire in 1978 and rejoined in October 2004. During his tenure at Wilshire, he founded Wilshire's Pension Consulting business and built the firm's Funds Management Group. With over $70 billion in AUM for financial intermediaries, Funds Management became the firm's primary source of revenue growth. He also served as President of the firm's mutual fund complexes. During Mr. Davanzo's career, he also founded Asset Strategy Consulting and served as its managing director from February 1991 to February 2000. Mr. Davanzo earned both his Master of Finance and Bachelor of Arts degrees at the University of Wisconsin-Madison. Mr. Davanzo's qualifications to serve on our board of directors include the knowledge and experience gained in the combination of more than 40 years of asset management experience through his extensive career at Wilshire Associates and also managing and running his own investment consulting firm. - Lawrence Davanzo于2014年10月加入我们的董事会。Davanzo先生最近担任Wilshire Associates Incorporated的总裁,监督该公司的资产管理领域,并担任Wilshire及其执行委员会的董事Vice Chairman of the Board,直到2012年退休。他于1978年首次加入Wilshire公司,并于2004年10月重新加入。任职Wilshire公司期间,他曾创立Wilshire公司的养老金咨询业务,并建立公司的基金管理集团。由于金融中介机构的AUM超过700亿美元,基金管理成为该公司收入增长的主要来源。他也曾担任公司的共同基金综合体的总裁。在Davanzo先生的职业生涯中,他还创立了Asset Strategy Consulting,并从1991年2月到2000年2月担任其常务董事。Davanzo先生在威斯康星大学麦迪逊分校(University of Wisconsin-Madison)获得金融硕士学位和文学学士学位。Davanzo先生在我们董事会任职的资格包括通过他在Wilshire Associates的广泛职业生涯以及管理和运营自己的投资咨询公司,在超过40年的资产管理经验的组合中获得的知识和经验。
- Lawrence Davanzo joined our board of directors in October 2014. Mr. Davanzo most recently served as President of Wilshire Associates Incorporated, overseeing the asset management areas of the firm, and as Vice Chairman of the board of directors of Wilshire and on its executive committee until his retirement in 2012. He first joined Wilshire in 1978 and rejoined in October 2004. During his tenure at Wilshire, he founded Wilshire's Pension Consulting business and built the firm's Funds Management Group. With over $70 billion in AUM for financial intermediaries, Funds Management became the firm's primary source of revenue growth. He also served as President of the firm's mutual fund complexes. During Mr. Davanzo's career, he also founded Asset Strategy Consulting and served as its managing director from February 1991 to February 2000. Mr. Davanzo earned both his Master of Finance and Bachelor of Arts degrees at the University of Wisconsin-Madison. Mr. Davanzo's qualifications to serve on our board of directors include the knowledge and experience gained in the combination of more than 40 years of asset management experience through his extensive career at Wilshire Associates and also managing and running his own investment consulting firm.
- James B. Hawkes
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JamesB.Hawkes在2013年8月被KeyCorp收购时加入了我们的董事会。Hawkes先生还担任伊顿万斯(Eaton Vance)的名誉主席。在Eaton Vance的37年职业生涯中,Hawkes先生担任过许多高级执行职务,包括董事长,总裁兼首席执行官,首席投资官和投资研究总监。Hawkes先生还担任中央公园集团(Central Park Group)的管理委员会成员,这是一家另类投资咨询公司,并在其他私人公司董事会任职。他是Peabody Essex Museum和Winterthur Museum的受托人。Hawkes先生在哈佛商学院(Harvard Business School)获得工商管理硕士学位,并在俄克拉荷马大学(University of Oklahoma)获得航空航天工程理学学士学位。他还获得特许金融分析师称号。Hawkes先生在我们董事会任职的资格包括他在伊顿万斯(Eaton Vance)37年的职业生涯中担任众多高级执行职位的多年经验所获得和发展的广泛的业务,财务,投资和领导技能。特别是,作为Eaton Vance的前首席执行官,Hawkes先生拥有管理和领导金融服务行业公司的丰富经验。
James B. Hawkes joined our board of directors at the time of our acquisition from KeyCorp in August 2013. Mr. Hawkes also serves as Chairman Emeritus of Eaton Vance. In his 37-year career at Eaton Vance, Mr. Hawkes served in numerous senior executive roles, including Chairman, President and Chief Executive Officer, Chief Investment Officer and Director of Investment Research. Mr. Hawkes also serves on the board of managers of Central Park Group, an alternative investment advisory firm, and on other private company boards. He is a trustee of the Peabody Essex Museum and Winterthur Museum. Mr. Hawkes earned a Master of Business Administration from Harvard Business School and a Bachelor of Science in aerospace engineering from the University of Oklahoma. He also earned the Chartered Financial Analyst designation. Mr. Hawkes' qualifications to serve on our board of directors include his extensive business, finance, investment and leadership skills gained and developed through years of experience in the numerous senior executive roles held during his 37-year career at Eaton Vance. In particular, as former Chief Executive Officer of Eaton Vance, Mr. Hawkes has substantial experience managing and leading a firm in the financial services industry. - JamesB.Hawkes在2013年8月被KeyCorp收购时加入了我们的董事会。Hawkes先生还担任伊顿万斯(Eaton Vance)的名誉主席。在Eaton Vance的37年职业生涯中,Hawkes先生担任过许多高级执行职务,包括董事长,总裁兼首席执行官,首席投资官和投资研究总监。Hawkes先生还担任中央公园集团(Central Park Group)的管理委员会成员,这是一家另类投资咨询公司,并在其他私人公司董事会任职。他是Peabody Essex Museum和Winterthur Museum的受托人。Hawkes先生在哈佛商学院(Harvard Business School)获得工商管理硕士学位,并在俄克拉荷马大学(University of Oklahoma)获得航空航天工程理学学士学位。他还获得特许金融分析师称号。Hawkes先生在我们董事会任职的资格包括他在伊顿万斯(Eaton Vance)37年的职业生涯中担任众多高级执行职位的多年经验所获得和发展的广泛的业务,财务,投资和领导技能。特别是,作为Eaton Vance的前首席执行官,Hawkes先生拥有管理和领导金融服务行业公司的丰富经验。
- James B. Hawkes joined our board of directors at the time of our acquisition from KeyCorp in August 2013. Mr. Hawkes also serves as Chairman Emeritus of Eaton Vance. In his 37-year career at Eaton Vance, Mr. Hawkes served in numerous senior executive roles, including Chairman, President and Chief Executive Officer, Chief Investment Officer and Director of Investment Research. Mr. Hawkes also serves on the board of managers of Central Park Group, an alternative investment advisory firm, and on other private company boards. He is a trustee of the Peabody Essex Museum and Winterthur Museum. Mr. Hawkes earned a Master of Business Administration from Harvard Business School and a Bachelor of Science in aerospace engineering from the University of Oklahoma. He also earned the Chartered Financial Analyst designation. Mr. Hawkes' qualifications to serve on our board of directors include his extensive business, finance, investment and leadership skills gained and developed through years of experience in the numerous senior executive roles held during his 37-year career at Eaton Vance. In particular, as former Chief Executive Officer of Eaton Vance, Mr. Hawkes has substantial experience managing and leading a firm in the financial services industry.
- Alan Rappaport
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Alan Rappaport,自2011年起担任纽约大学斯特恩商学院兼职教授;自2013年起担任斯坦福大学商学院讲师;自2013年起担任资产管理公司Victory CapitalHoldings,Inc.董事。曾任圆桌会议投资伙伴顾问董事(前副主席)(2009年至2018年);纽约大学Langone医疗中心监督员董事会成员(2015年至2016年);美国自然历史博物馆受托人(2005年至2015年);纽约大学Langone医疗中心受托人(2007年至2015年);美国信托基金(前美国银行私人银行)副董事长(前董事长兼总裁),U.S.Trust的前身实体)(2001年至2008年)。
Alan Rappaport Director, Victory Capital Holdings, Inc., an asset management firm (since 2013). Formerly, Adjunct Professor, New York University Stern School of Biness (2011 2020); Lecturer, Stanford University Graduate School of Biness (2013 2020); Advisory Director (formerly Vice Chairman), Roundtable Investment Partners (2009 2018); Member of Board of Overseers, NYU Langone Medical Center (2015 2016); Trtee, American Meum of Natural History (2005 2015); Trtee, NYU Langone Medical Center (2007 2015); and Vice Chairman (formerly, Chairman and President), U.S. Trt (formerly, Private Bank of Bank of America, the predecessor entity of U.S. Trt) (2001 2008). - Alan Rappaport,自2011年起担任纽约大学斯特恩商学院兼职教授;自2013年起担任斯坦福大学商学院讲师;自2013年起担任资产管理公司Victory CapitalHoldings,Inc.董事。曾任圆桌会议投资伙伴顾问董事(前副主席)(2009年至2018年);纽约大学Langone医疗中心监督员董事会成员(2015年至2016年);美国自然历史博物馆受托人(2005年至2015年);纽约大学Langone医疗中心受托人(2007年至2015年);美国信托基金(前美国银行私人银行)副董事长(前董事长兼总裁),U.S.Trust的前身实体)(2001年至2008年)。
- Alan Rappaport Director, Victory Capital Holdings, Inc., an asset management firm (since 2013). Formerly, Adjunct Professor, New York University Stern School of Biness (2011 2020); Lecturer, Stanford University Graduate School of Biness (2013 2020); Advisory Director (formerly Vice Chairman), Roundtable Investment Partners (2009 2018); Member of Board of Overseers, NYU Langone Medical Center (2015 2016); Trtee, American Meum of Natural History (2005 2015); Trtee, NYU Langone Medical Center (2007 2015); and Vice Chairman (formerly, Chairman and President), U.S. Trt (formerly, Private Bank of Bank of America, the predecessor entity of U.S. Trt) (2001 2008).
- Karin Hirtler Garvey
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Karin Hirtler Garvey, 2005年8月,她担任董事职务。2012年2月1日,她被任命为董事会主席。2009年5月至2011年11月,她在Ally Financial担任首席风险执行官。她曾是位于新泽西的一家房地产开发公司负责人。在那之前,她是Bank of America (前NationsBank)的首席运营官,负责全球市场。1995年9月,她加入Bank of America,并担任多个高级管理职位,直到2005年3月。2004年4月至9月,在她担任首席运营官,负责全球市场之前,她在Trust and Credit Banking Products担任总裁职位。2001年6月至2004年3月,她在财富和投资管理部担任首席财政官/首席运营官。她是注册公共会计师。她也是Medley Capital Corporation(国营贸易公司)董事会成员,也是2家私营企业(美国联邦储蓄银行和西方世界保险公司)的董事。
Karin Hirtler Garvey,is not an "interested person" of the Company as defined in the 1940 Act. Ms. Hirtler-Garvey serves as a Director of USAA Federal Savings Bank, a privately held consumer bank, where she formerly served as the Compensation Committee Chair from June 2018 to December 2019, and also serves as the Risk Committee Chair since January 2010 and as a member of the Finance and Audit, Risk, and Nominating and Corporate Governance Committees. She also serves as a Director of ProSight Global Holdings Inc., a privately held specialty insurance company, since August 2021 where she chairs the Audit Committee and serves as a member of the Risk Committee. She also serves as a Director of VA Capital Management, a privately held annuities firm, since August 2018, and a Director of Victory Capital Holdings, a publicly traded asset management firm, since October 2014, where she chairs the Audit Committee. Ms. Hirtler-Garvey served as a Director of StarStone, a specialty insurance company, from December 2019 to November 2020, Western World Insurance Group from December 2006 to June 2019, and chaired the Audit Committee from December 2009 to June 2019, and also served as a Member of its Compensation Committee and Pension Committee from April 2011 to September 2014. From August 2017 to August 2018, she served as a Director of Validus Holdings Ltd., the publicly-traded parent company of Western World. Ms. Hirtler-Garvey also served on the board of ARO Liquidation Inc., the successor company to Aeropostale, Inc., where she served as the Chairman of the Board of Directors from February 2012 to May 2016. Ms. Hirtler-Garvey served on the board of Aeropostale from August 2005 to April 2018 where she was the lead independent director and served as a member of the Nominating and Corporate Governance Committee and Chairperson of the Audit Committee. From May 2009 to December 2011, Ms. Hirtler-Garvey was the Chief Risk Executive for Ally Financial Inc. From June 2008 to June 2009, Ms. Hirtler-Garvey also served as a Director for Residential Capital LLC, a subsidiary of GMAC. From March 2005 to December 2008, Ms. Hirtler-Garvey was a principal in a start-up real estate development venture based in New Jersey. From 1995 to 2005, Ms. Hirtler-Garvey held various senior level management positions at Bank of America, including Chief Operating Officer, Global Markets, President of Trust and Credit Banking Products, and Chief Financial Officer/Chief Operating Officer for the Wealth and Investment Management division. Ms. Hirtler-Garvey is a C.P.A. - Karin Hirtler Garvey, 2005年8月,她担任董事职务。2012年2月1日,她被任命为董事会主席。2009年5月至2011年11月,她在Ally Financial担任首席风险执行官。她曾是位于新泽西的一家房地产开发公司负责人。在那之前,她是Bank of America (前NationsBank)的首席运营官,负责全球市场。1995年9月,她加入Bank of America,并担任多个高级管理职位,直到2005年3月。2004年4月至9月,在她担任首席运营官,负责全球市场之前,她在Trust and Credit Banking Products担任总裁职位。2001年6月至2004年3月,她在财富和投资管理部担任首席财政官/首席运营官。她是注册公共会计师。她也是Medley Capital Corporation(国营贸易公司)董事会成员,也是2家私营企业(美国联邦储蓄银行和西方世界保险公司)的董事。
- Karin Hirtler Garvey,is not an "interested person" of the Company as defined in the 1940 Act. Ms. Hirtler-Garvey serves as a Director of USAA Federal Savings Bank, a privately held consumer bank, where she formerly served as the Compensation Committee Chair from June 2018 to December 2019, and also serves as the Risk Committee Chair since January 2010 and as a member of the Finance and Audit, Risk, and Nominating and Corporate Governance Committees. She also serves as a Director of ProSight Global Holdings Inc., a privately held specialty insurance company, since August 2021 where she chairs the Audit Committee and serves as a member of the Risk Committee. She also serves as a Director of VA Capital Management, a privately held annuities firm, since August 2018, and a Director of Victory Capital Holdings, a publicly traded asset management firm, since October 2014, where she chairs the Audit Committee. Ms. Hirtler-Garvey served as a Director of StarStone, a specialty insurance company, from December 2019 to November 2020, Western World Insurance Group from December 2006 to June 2019, and chaired the Audit Committee from December 2009 to June 2019, and also served as a Member of its Compensation Committee and Pension Committee from April 2011 to September 2014. From August 2017 to August 2018, she served as a Director of Validus Holdings Ltd., the publicly-traded parent company of Western World. Ms. Hirtler-Garvey also served on the board of ARO Liquidation Inc., the successor company to Aeropostale, Inc., where she served as the Chairman of the Board of Directors from February 2012 to May 2016. Ms. Hirtler-Garvey served on the board of Aeropostale from August 2005 to April 2018 where she was the lead independent director and served as a member of the Nominating and Corporate Governance Committee and Chairperson of the Audit Committee. From May 2009 to December 2011, Ms. Hirtler-Garvey was the Chief Risk Executive for Ally Financial Inc. From June 2008 to June 2009, Ms. Hirtler-Garvey also served as a Director for Residential Capital LLC, a subsidiary of GMAC. From March 2005 to December 2008, Ms. Hirtler-Garvey was a principal in a start-up real estate development venture based in New Jersey. From 1995 to 2005, Ms. Hirtler-Garvey held various senior level management positions at Bank of America, including Chief Operating Officer, Global Markets, President of Trust and Credit Banking Products, and Chief Financial Officer/Chief Operating Officer for the Wealth and Investment Management division. Ms. Hirtler-Garvey is a C.P.A.
- Robert J. Hurst
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Robert J. Hurst自2005年以来一直担任Crestview合伙公司(私人股权投资公司)董事总经理。1990~1999年担任高盛集团有限公司(一家国际投资银行和证券公司)的副主席,投资银行业的首席或联席主管。2006至2009年曾担任巴黎新控股有限公司董事,1998~2003年担任高盛集团公司和Constellation Energy的董事。他是董事会行政、财务、提名、治理委员会的委员。
Robert J. Hurst joined our board of directors in October 2016. Mr. Hurst joined Crestview in 2005 and is Vice Chairman of Crestview and a member of its investment committee. He retired as Vice Chairman of Goldman Sachs in June 2004. At Goldman Sachs, Mr. Hurst spent 30 years in a variety of leadership positions, including head of the investment banking division from 1990 to 1999. Following Goldman Sachs' initial public offering, Mr. Hurst became Vice Chairman and a member of the board of directors and focused on firm-wide matters in addition to having client responsibilities. He is currently a director of VF Corporation and has served on the board of directors of six other public companies. He has been active in the nonprofit sector and currently serves as Chairman of the board of directors of the Aspen Music Festival and School, Chairman of the National Cybersecurity Center, former Chairman of the board of directors and currently Chairman of the executive committee of the Whitney Museum of American Art, a trustee and member of the executive committee of The Aspen Institute, Chairman emeritus of the Jewish Museum and a former member of the board of overseers of The Wharton School. He is a member of the Council on Foreign Relations. Mr. Hurst was also founding Chief Executive Officer of the 9/11 United Services Group, the coordinating arm for 13 social service agencies involved in relief activities, including the Red Cross. Mr. Hurst received a Master of Business Administration from The Wharton School at the University of Pennsylvania and a Bachelor of Arts from Clark University. He also did additional graduate work as a Public Finance Fellow at the University of Pennsylvania. Mr. Hurst's qualifications to serve on our board of directors include his 30 years of operating and leadership experience at Goldman Sachs and as a partner in a private equity firm. - Robert J. Hurst自2005年以来一直担任Crestview合伙公司(私人股权投资公司)董事总经理。1990~1999年担任高盛集团有限公司(一家国际投资银行和证券公司)的副主席,投资银行业的首席或联席主管。2006至2009年曾担任巴黎新控股有限公司董事,1998~2003年担任高盛集团公司和Constellation Energy的董事。他是董事会行政、财务、提名、治理委员会的委员。
- Robert J. Hurst joined our board of directors in October 2016. Mr. Hurst joined Crestview in 2005 and is Vice Chairman of Crestview and a member of its investment committee. He retired as Vice Chairman of Goldman Sachs in June 2004. At Goldman Sachs, Mr. Hurst spent 30 years in a variety of leadership positions, including head of the investment banking division from 1990 to 1999. Following Goldman Sachs' initial public offering, Mr. Hurst became Vice Chairman and a member of the board of directors and focused on firm-wide matters in addition to having client responsibilities. He is currently a director of VF Corporation and has served on the board of directors of six other public companies. He has been active in the nonprofit sector and currently serves as Chairman of the board of directors of the Aspen Music Festival and School, Chairman of the National Cybersecurity Center, former Chairman of the board of directors and currently Chairman of the executive committee of the Whitney Museum of American Art, a trustee and member of the executive committee of The Aspen Institute, Chairman emeritus of the Jewish Museum and a former member of the board of overseers of The Wharton School. He is a member of the Council on Foreign Relations. Mr. Hurst was also founding Chief Executive Officer of the 9/11 United Services Group, the coordinating arm for 13 social service agencies involved in relief activities, including the Red Cross. Mr. Hurst received a Master of Business Administration from The Wharton School at the University of Pennsylvania and a Bachelor of Arts from Clark University. He also did additional graduate work as a Public Finance Fellow at the University of Pennsylvania. Mr. Hurst's qualifications to serve on our board of directors include his 30 years of operating and leadership experience at Goldman Sachs and as a partner in a private equity firm.
- Richard M. DeMartini
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Richard M. DeMartini,自2009年成立起担任董事会成员。于2005年加入Crestview Partners,于2006年成为Crestview的董事总经理。目前担任Münde资本控股有限责任公司(Münder资本管理公司的母公司,一家注册投资顾问公司),胜利资本控股公司(胜利资本管理公司的母公司,英国的注册投资咨询公司)和马丁可利公司(在英国注册的投资咨询公司,是Crestview的投资组合公司)的董事。 现任Partners Capital的董事。 于2004年12月作为美国银行的资产管理集团的总裁退休。自2001年加入起,他也是美国银行风险与资本委员会和工作委员会的成员。在2001年加入美国银行之前担任Morgan Stanley Dean Witter的国际私人客户集团主席及行政总裁。他也是Morgan Stanley Dean Witter管理委员会成员。 他在Morgan Stanley Dean Witter工作超过26年,担任的角色包括个人资产管理公司总裁、Dean Witter & Company的总裁、Discover Card的主席。自从1975年加盟添惠起,他一直是投资界的一员。曾担任The NASDAQ Stock Market公司的董事和National Association of Securities Dealers公司的董事局副主席。从圣地亚哥州立大学获得市场营销理学学士学位。
Richard M. DeMartini joined our board of directors at the time of our acquisition from KeyCorp in August 2013. Mr. DeMartini joined Crestview as a partner in 2005. He leads Crestview's financial services strategy. Prior to Crestview, Mr. DeMartini served as President of the Bank of America Asset Management Group from March 2001 until December 2004. At Bank of America, Mr. DeMartini was responsible for all wealth and asset management activities and oversaw approximately $400 billion in AUM. He was also a member of Bank of America's operating committee. Prior to working at Bank of America, Mr. DeMartini served as Chairman and Chief Executive Officer of the international private client group at Morgan Stanley Dean Witter. His 26-year career at Morgan Stanley included roles as President of individual asset management, Co-President of Dean Witter & Company, Inc. and Chairman of Discover Card. He was also a member of the Morgan Stanley management committee. He also currently serves as a director of Partners Capital and as a trustee and President of the Whitney Museum of American Art. Mr. DeMartini has served as Chairman of the board of directors of the NASDAQ Stock Market, Vice Chairman of the board of directors of the National Association of Securities Dealers, Inc. and a director of Capital Bank Financial Corp. Mr. DeMartini received a Bachelor of Arts from San Diego State University. Mr. DeMartini's qualifications to serve on our board of directors include his in-depth knowledge and operating experience in financial services, particularly in the asset and wealth management sectors, having held senior executive positions at major institutions. In addition, Mr. DeMartini has significant experience as a director on the boards of public and private companies. He provides the board of directors with a valuable perspective on global investment management and capital markets and has extensive experience in assessing value, strategy and risks related to potential acquisitions. - Richard M. DeMartini,自2009年成立起担任董事会成员。于2005年加入Crestview Partners,于2006年成为Crestview的董事总经理。目前担任Münde资本控股有限责任公司(Münder资本管理公司的母公司,一家注册投资顾问公司),胜利资本控股公司(胜利资本管理公司的母公司,英国的注册投资咨询公司)和马丁可利公司(在英国注册的投资咨询公司,是Crestview的投资组合公司)的董事。 现任Partners Capital的董事。 于2004年12月作为美国银行的资产管理集团的总裁退休。自2001年加入起,他也是美国银行风险与资本委员会和工作委员会的成员。在2001年加入美国银行之前担任Morgan Stanley Dean Witter的国际私人客户集团主席及行政总裁。他也是Morgan Stanley Dean Witter管理委员会成员。 他在Morgan Stanley Dean Witter工作超过26年,担任的角色包括个人资产管理公司总裁、Dean Witter & Company的总裁、Discover Card的主席。自从1975年加盟添惠起,他一直是投资界的一员。曾担任The NASDAQ Stock Market公司的董事和National Association of Securities Dealers公司的董事局副主席。从圣地亚哥州立大学获得市场营销理学学士学位。
- Richard M. DeMartini joined our board of directors at the time of our acquisition from KeyCorp in August 2013. Mr. DeMartini joined Crestview as a partner in 2005. He leads Crestview's financial services strategy. Prior to Crestview, Mr. DeMartini served as President of the Bank of America Asset Management Group from March 2001 until December 2004. At Bank of America, Mr. DeMartini was responsible for all wealth and asset management activities and oversaw approximately $400 billion in AUM. He was also a member of Bank of America's operating committee. Prior to working at Bank of America, Mr. DeMartini served as Chairman and Chief Executive Officer of the international private client group at Morgan Stanley Dean Witter. His 26-year career at Morgan Stanley included roles as President of individual asset management, Co-President of Dean Witter & Company, Inc. and Chairman of Discover Card. He was also a member of the Morgan Stanley management committee. He also currently serves as a director of Partners Capital and as a trustee and President of the Whitney Museum of American Art. Mr. DeMartini has served as Chairman of the board of directors of the NASDAQ Stock Market, Vice Chairman of the board of directors of the National Association of Securities Dealers, Inc. and a director of Capital Bank Financial Corp. Mr. DeMartini received a Bachelor of Arts from San Diego State University. Mr. DeMartini's qualifications to serve on our board of directors include his in-depth knowledge and operating experience in financial services, particularly in the asset and wealth management sectors, having held senior executive positions at major institutions. In addition, Mr. DeMartini has significant experience as a director on the boards of public and private companies. He provides the board of directors with a valuable perspective on global investment management and capital markets and has extensive experience in assessing value, strategy and risks related to potential acquisitions.
高管简历
中英对照 |  中文 |  英文- David C. Brown
DavidC.Brown自2013年8月被KeyCorp收购以来一直担任我们的首席执行官,自2014年4月以来一直担任我们的董事会主席。他在我们的董事会成立时加入董事会。Brown先生担任VCM的董事长兼首席执行官,负责公司战略的制定、执行和监督。他也是VCM投资委员会主席和Victory Funds的受托人。Brown先生于2004年加入公司,担任过多个高级职位,包括现任首席运营官。在加入Victory之前,Brown先生曾在Gartmore Global Investments,Inc.任职5年,担任多个高级管理职位,包括Gartmore Emerging Managers,LLC的首席财务官和首席运营官。加入Gartmore公司之前,他曾任职Ernst&Young LLP,担任Assurance&Advisory Business Services Unit(专注于投资管理业务)的经理。Brown先生目前还担任Cerebellum Capital的董事。他此前曾担任俄亥俄州Cuyahoga县BlueCoats,Inc.的成员,此前曾任职Summa Health Systems of Ohio Investment Committee,以及Jumpstart of Ohio的董事会。Brown先生持有Ursinus College的政治学文学学士学位,重点是会计,以及Case Western Reserve University的工商管理硕士学位。他是一名注册会计师。
David C. Brown has served as our Chief Executive Officer since our acquisition from KeyCorp in August 2013 and Chairman of our board of directors since April 2014. He joined our board of directors upon its formation. Mr. Brown serves as Chairman and Chief Executive Officer of VCM, responsible for the development, execution and oversight of firm strategy. He is also Chairman of the VCM investment committee and a trustee for the Victory Funds. Mr. Brown joined the firm in 2004 and has held multiple senior level positions including Chief Operating Officer prior to his current role. Before joining Victory, Mr. Brown spent five years at Gartmore Global Investments, Inc. in a number of senior management positions including Chief Financial Officer and Chief Operating Officer of Gartmore Emerging Managers, LLC. Prior to joining Gartmore, he worked for Ernst & Young LLP as a manager in the Assurance & Advisory Business Services unit focusing on investment management businesses. Mr. Brown also currently serves as a director of Cerebellum Capital. He previously was a member of the Bluecoats, Inc. of Cuyahoga County, OH, and previously served on the Summa Health Systems of Ohio Investment Committee and on the board of directors for JumpStart of Ohio. Mr. Brown holds a Bachelor of Arts degree in political science with an emphasis on accounting from Ursinus College and a Master of Business Administration from Case Western Reserve University. He is a Certified Public Accountant.- DavidC.Brown自2013年8月被KeyCorp收购以来一直担任我们的首席执行官,自2014年4月以来一直担任我们的董事会主席。他在我们的董事会成立时加入董事会。Brown先生担任VCM的董事长兼首席执行官,负责公司战略的制定、执行和监督。他也是VCM投资委员会主席和Victory Funds的受托人。Brown先生于2004年加入公司,担任过多个高级职位,包括现任首席运营官。在加入Victory之前,Brown先生曾在Gartmore Global Investments,Inc.任职5年,担任多个高级管理职位,包括Gartmore Emerging Managers,LLC的首席财务官和首席运营官。加入Gartmore公司之前,他曾任职Ernst&Young LLP,担任Assurance&Advisory Business Services Unit(专注于投资管理业务)的经理。Brown先生目前还担任Cerebellum Capital的董事。他此前曾担任俄亥俄州Cuyahoga县BlueCoats,Inc.的成员,此前曾任职Summa Health Systems of Ohio Investment Committee,以及Jumpstart of Ohio的董事会。Brown先生持有Ursinus College的政治学文学学士学位,重点是会计,以及Case Western Reserve University的工商管理硕士学位。他是一名注册会计师。
- David C. Brown has served as our Chief Executive Officer since our acquisition from KeyCorp in August 2013 and Chairman of our board of directors since April 2014. He joined our board of directors upon its formation. Mr. Brown serves as Chairman and Chief Executive Officer of VCM, responsible for the development, execution and oversight of firm strategy. He is also Chairman of the VCM investment committee and a trustee for the Victory Funds. Mr. Brown joined the firm in 2004 and has held multiple senior level positions including Chief Operating Officer prior to his current role. Before joining Victory, Mr. Brown spent five years at Gartmore Global Investments, Inc. in a number of senior management positions including Chief Financial Officer and Chief Operating Officer of Gartmore Emerging Managers, LLC. Prior to joining Gartmore, he worked for Ernst & Young LLP as a manager in the Assurance & Advisory Business Services unit focusing on investment management businesses. Mr. Brown also currently serves as a director of Cerebellum Capital. He previously was a member of the Bluecoats, Inc. of Cuyahoga County, OH, and previously served on the Summa Health Systems of Ohio Investment Committee and on the board of directors for JumpStart of Ohio. Mr. Brown holds a Bachelor of Arts degree in political science with an emphasis on accounting from Ursinus College and a Master of Business Administration from Case Western Reserve University. He is a Certified Public Accountant.
- Michael D. Policarpo
自2016年2月以来,MichaelD.Policarpo一直担任我们的首席运营官,负责业务平台的日常运营,包括所有运营和管理职能,对无机增长资源的支持,评估和执行以及业务平台集成。此外,Policarpo先生负责收购整合。Policarpo先生于2005年加入公司,并于2013年8月被KeyCorp收购后至2017年7月1日担任我们的首席财务官。加入Victory公司之前,他曾担任Gartmore Global Investments公司的财务Vice President,在那里他负责Gartmore公司的高级管理团队的战略规划。他在Gartmore的五年中还担任过其他几个职位,包括Advisor Services的首席财务官和公司财务总监。任职Gartmore公司之前,他曾任职Ernst&Young LLP,担任Assurance&Advisory Business Services Unit的高级会计师,专注于投资管理公司、注册投资公司和经纪交易商。Policarpo先生持有利哈伊大学(Lehigh University)会计与财务理学学士学位。他是一名注册会计师,持有Series72427和99证券执照。
Michael D. Policarpo has served as our Chief Operating Officer since February 2016 responsible for the day to day operations of the business platform, including all operations and administration functions, support in inorganic growth sourcing, evaluation and execution and business platform integration. In addition, Mr. Policarpo is responsible for acquisition integration. Mr. Policarpo joined the firm in 2005 and served as our Chief Financial Officer from our acquisition from KeyCorp in August 2013 until July 1 2017 among various other roles. Prior to joining Victory, he served as Vice President of Finance for Gartmore Global Investments, Inc. where he was responsible for strategic planning in conjunction with Gartmore's senior management teams. He held several other positions during his five years at Gartmore, including Chief Financial Officer of Advisor Services and corporate controller. Prior to his tenure with Gartmore, he worked for Ernst & Young LLP as a senior accountant in the Assurance & Advisory Business Services unit with a focus on investment management companies, registered investment companies and broker-dealers. Mr. Policarpo holds a Bachelor of Science degree in accounting and finance from Lehigh University. He is a Certified Public Accountant and holds Series 7 24 27 and 99 securities licenses.- 自2016年2月以来,MichaelD.Policarpo一直担任我们的首席运营官,负责业务平台的日常运营,包括所有运营和管理职能,对无机增长资源的支持,评估和执行以及业务平台集成。此外,Policarpo先生负责收购整合。Policarpo先生于2005年加入公司,并于2013年8月被KeyCorp收购后至2017年7月1日担任我们的首席财务官。加入Victory公司之前,他曾担任Gartmore Global Investments公司的财务Vice President,在那里他负责Gartmore公司的高级管理团队的战略规划。他在Gartmore的五年中还担任过其他几个职位,包括Advisor Services的首席财务官和公司财务总监。任职Gartmore公司之前,他曾任职Ernst&Young LLP,担任Assurance&Advisory Business Services Unit的高级会计师,专注于投资管理公司、注册投资公司和经纪交易商。Policarpo先生持有利哈伊大学(Lehigh University)会计与财务理学学士学位。他是一名注册会计师,持有Series72427和99证券执照。
- Michael D. Policarpo has served as our Chief Operating Officer since February 2016 responsible for the day to day operations of the business platform, including all operations and administration functions, support in inorganic growth sourcing, evaluation and execution and business platform integration. In addition, Mr. Policarpo is responsible for acquisition integration. Mr. Policarpo joined the firm in 2005 and served as our Chief Financial Officer from our acquisition from KeyCorp in August 2013 until July 1 2017 among various other roles. Prior to joining Victory, he served as Vice President of Finance for Gartmore Global Investments, Inc. where he was responsible for strategic planning in conjunction with Gartmore's senior management teams. He held several other positions during his five years at Gartmore, including Chief Financial Officer of Advisor Services and corporate controller. Prior to his tenure with Gartmore, he worked for Ernst & Young LLP as a senior accountant in the Assurance & Advisory Business Services unit with a focus on investment management companies, registered investment companies and broker-dealers. Mr. Policarpo holds a Bachelor of Science degree in accounting and finance from Lehigh University. He is a Certified Public Accountant and holds Series 7 24 27 and 99 securities licenses.
- Kelly S. Cliff
KellyS.Cliff自2015年11月起担任我们的投资特许经营总裁,并于2015年11月至2018年1月担任我们的董事会成员。在担任我们的投资特许经营总裁期间,他担任我们特许经营的战略资源,专注于阿尔法生成,风险管理和投资管理能力与客户需求保持一致的最佳实践。他还负责提供我们现有特许经营权的战术分析,以及评估潜在的新特许经营权的能力,作为我们收购战略的一部分。Cliff先生监管支持我们特许经营的集中投资功能,包括交易,定量分析和风险管理。他也是VCM投资委员会的成员。在2014年加入Victory之前,Cliff先生在Callan Associates工作了22年,最近担任公共市场首席投资官和全球经理研究组的联合负责人。此前,他曾担任Callan公司的信托咨询集团的首席投资官。Cliff先生毕业于太平洋大学(University of the Pacific),获得工商管理理学学士学位,并获得特许金融分析师称号和特许另类投资分析师称号。
Kelly S. Cliff has served as our President, Investment Franchises since November 2015 and was on our board of directors from November 2015 until January 2018. In his role as our President, Investment Franchises, he serves as a strategic resource for our Franchises, focusing on best practices in alpha generation, risk management and alignment of investment management capabilities with client needs. He is also responsible for providing tactical analysis of our existing Franchises as well as evaluating the capabilities of potential new franchises as part of our acquisition strategy. Mr. Cliff oversees the centralized investment functions that support our Franchises, including trading, quantitative analysis and risk management. He is also a member of the VCM investment committee. Prior to joining Victory in 2014 Mr. Cliff spent 22 years with Callan Associates, most recently serving as the Chief Investment Officer of public markets and co-lead of the Global Manager Research Group. Previously, he was Chief Investment Officer of Callan's Trust Advisory Group. Mr. Cliff graduated from the University of the Pacific with a Bachelor of Science in Business Administration and has earned the Chartered Financial Analyst designation and the Chartered Alternative Investment Analyst designation.- KellyS.Cliff自2015年11月起担任我们的投资特许经营总裁,并于2015年11月至2018年1月担任我们的董事会成员。在担任我们的投资特许经营总裁期间,他担任我们特许经营的战略资源,专注于阿尔法生成,风险管理和投资管理能力与客户需求保持一致的最佳实践。他还负责提供我们现有特许经营权的战术分析,以及评估潜在的新特许经营权的能力,作为我们收购战略的一部分。Cliff先生监管支持我们特许经营的集中投资功能,包括交易,定量分析和风险管理。他也是VCM投资委员会的成员。在2014年加入Victory之前,Cliff先生在Callan Associates工作了22年,最近担任公共市场首席投资官和全球经理研究组的联合负责人。此前,他曾担任Callan公司的信托咨询集团的首席投资官。Cliff先生毕业于太平洋大学(University of the Pacific),获得工商管理理学学士学位,并获得特许金融分析师称号和特许另类投资分析师称号。
- Kelly S. Cliff has served as our President, Investment Franchises since November 2015 and was on our board of directors from November 2015 until January 2018. In his role as our President, Investment Franchises, he serves as a strategic resource for our Franchises, focusing on best practices in alpha generation, risk management and alignment of investment management capabilities with client needs. He is also responsible for providing tactical analysis of our existing Franchises as well as evaluating the capabilities of potential new franchises as part of our acquisition strategy. Mr. Cliff oversees the centralized investment functions that support our Franchises, including trading, quantitative analysis and risk management. He is also a member of the VCM investment committee. Prior to joining Victory in 2014 Mr. Cliff spent 22 years with Callan Associates, most recently serving as the Chief Investment Officer of public markets and co-lead of the Global Manager Research Group. Previously, he was Chief Investment Officer of Callan's Trust Advisory Group. Mr. Cliff graduated from the University of the Pacific with a Bachelor of Science in Business Administration and has earned the Chartered Financial Analyst designation and the Chartered Alternative Investment Analyst designation.
- Terence F. Sullivan
TerenceF.Sullivan自2017年7月起担任我们的首席财务官兼战略主管。他负责公司的所有财务、会计、财政和企业发展活动。在加入Victory之前,沙利文曾是摩根士丹利金融机构集团的一名投资银行家。沙利文于2003年加入摩根士丹利,自2013年起担任资产管理部门全球主管,2008年至2013年担任资产管理部门北美主管,负责就并购、资本市场交易和其他战略举措向投资管理公司提供咨询,在他任职期间为超过1000亿美元的交易价值提供建议。在加入摩根士丹利之前,Sullivan先生是Putnam Lovell NBF(一家专注于金融机构部门的投资银行精品店)的合伙人。在他的投资银行职业生涯之前,Sullivan先生是毕马威咨询公司(KPMG Consulting)金融服务实践的管理顾问,在那里他为银行,投资经理和金融技术公司从事战略咨询和业务流程改进工作。Sullivan先生拥有哥伦比亚商学院(Columbia Business School)工商管理硕士学位和维拉诺瓦大学(Villanova University)金融专业工商管理理学学士学位。
Terence F. Sullivan has served as our Chief Financial Officer and Head of Strategy since July 2017. He is responsible for all finance, accounting, treasury and corporate development activity for the firm. Before joining Victory, Mr. Sullivan was an investment banker at Morgan Stanley in their Financial Institutions Group. Mr. Sullivan joined Morgan Stanley in 2003 and served as Global Head of the Asset Management Sector since 2013 and North American Head of the Asset Management Sector from 2008 to 2013 responsible for advising investment management firms on mergers and acquisitions, capital markets transactions and other strategic initiatives, advising on over $100 billion in transaction values during his tenure. Prior to joining Morgan Stanley, Mr. Sullivan was an associate at Putnam Lovell NBF, an investment banking boutique focused on the financial institutions sector. Before his investment banking career, Mr. Sullivan was a management consultant in the Financial Services Practice at KPMG Consulting where he worked on strategic advisory and business process improvement engagements for banks, investment managers and financial technology firms. Mr. Sullivan holds a Master of Business Administration degree from Columbia Business School and a Bachelor of Science degree in Business Administration with a concentration in Finance from Villanova University.- TerenceF.Sullivan自2017年7月起担任我们的首席财务官兼战略主管。他负责公司的所有财务、会计、财政和企业发展活动。在加入Victory之前,沙利文曾是摩根士丹利金融机构集团的一名投资银行家。沙利文于2003年加入摩根士丹利,自2013年起担任资产管理部门全球主管,2008年至2013年担任资产管理部门北美主管,负责就并购、资本市场交易和其他战略举措向投资管理公司提供咨询,在他任职期间为超过1000亿美元的交易价值提供建议。在加入摩根士丹利之前,Sullivan先生是Putnam Lovell NBF(一家专注于金融机构部门的投资银行精品店)的合伙人。在他的投资银行职业生涯之前,Sullivan先生是毕马威咨询公司(KPMG Consulting)金融服务实践的管理顾问,在那里他为银行,投资经理和金融技术公司从事战略咨询和业务流程改进工作。Sullivan先生拥有哥伦比亚商学院(Columbia Business School)工商管理硕士学位和维拉诺瓦大学(Villanova University)金融专业工商管理理学学士学位。
- Terence F. Sullivan has served as our Chief Financial Officer and Head of Strategy since July 2017. He is responsible for all finance, accounting, treasury and corporate development activity for the firm. Before joining Victory, Mr. Sullivan was an investment banker at Morgan Stanley in their Financial Institutions Group. Mr. Sullivan joined Morgan Stanley in 2003 and served as Global Head of the Asset Management Sector since 2013 and North American Head of the Asset Management Sector from 2008 to 2013 responsible for advising investment management firms on mergers and acquisitions, capital markets transactions and other strategic initiatives, advising on over $100 billion in transaction values during his tenure. Prior to joining Morgan Stanley, Mr. Sullivan was an associate at Putnam Lovell NBF, an investment banking boutique focused on the financial institutions sector. Before his investment banking career, Mr. Sullivan was a management consultant in the Financial Services Practice at KPMG Consulting where he worked on strategic advisory and business process improvement engagements for banks, investment managers and financial technology firms. Mr. Sullivan holds a Master of Business Administration degree from Columbia Business School and a Bachelor of Science degree in Business Administration with a concentration in Finance from Villanova University.
- Nina Gupta
Nina Gupta自2016年7月起担任我们的首席法务官兼秘书。此前,Gupta女士从2013年4月起担任RS Investments的总法律顾问兼秘书,直到RS Investments于2016年7月被Victory收购。加入RS Investments之前,她曾任职BlackRock Inc.,在那里她曾担任BlackRock Institutional Trust Company的副总法律顾问,负责为公司事务、交易对手交易、交易文档和监管问题提供法律咨询,涉及多种不同的基金结构和账户。此前,她曾担任Shearman&Sterling LLP(位于纽约州纽约和加利福尼亚州门洛帕克)的律师事务所的合伙人,在那里她的实践专注于一般公司、结构性金融和银行事务。Gupta女士于1996年获得伦敦大学(University of London)法律学位,并于1997年获得剑桥大学(University of Cambridge)法学硕士学位。
Nina Gupta has served as our Chief Legal Officer and Secretary since July 2016. Previously, Ms. Gupta was General Counsel and Secretary of RS Investments from April 2013 until RS Investments was acquired by Victory in July 2016. Prior to joining RS Investments, Ms. Gupta worked at BlackRock Inc., where she was Deputy General Counsel of BlackRock Institutional Trust Company, responsible for providing legal advice in connection with corporate matters, counterparty trading, transactional documentation and regulatory issues in connection with a variety of different fund structures and accounts. Previously, Ms. Gupta was an associate at the law firm of Shearman & Sterling LLP in New York, NY and Menlo Park, CA, where her practice focused on general corporate, structured finance and banking matters. Ms. Gupta earned a law degree from the University of London in 1996 and a Masters in Law from the University of Cambridge in 1997.- Nina Gupta自2016年7月起担任我们的首席法务官兼秘书。此前,Gupta女士从2013年4月起担任RS Investments的总法律顾问兼秘书,直到RS Investments于2016年7月被Victory收购。加入RS Investments之前,她曾任职BlackRock Inc.,在那里她曾担任BlackRock Institutional Trust Company的副总法律顾问,负责为公司事务、交易对手交易、交易文档和监管问题提供法律咨询,涉及多种不同的基金结构和账户。此前,她曾担任Shearman&Sterling LLP(位于纽约州纽约和加利福尼亚州门洛帕克)的律师事务所的合伙人,在那里她的实践专注于一般公司、结构性金融和银行事务。Gupta女士于1996年获得伦敦大学(University of London)法律学位,并于1997年获得剑桥大学(University of Cambridge)法学硕士学位。
- Nina Gupta has served as our Chief Legal Officer and Secretary since July 2016. Previously, Ms. Gupta was General Counsel and Secretary of RS Investments from April 2013 until RS Investments was acquired by Victory in July 2016. Prior to joining RS Investments, Ms. Gupta worked at BlackRock Inc., where she was Deputy General Counsel of BlackRock Institutional Trust Company, responsible for providing legal advice in connection with corporate matters, counterparty trading, transactional documentation and regulatory issues in connection with a variety of different fund structures and accounts. Previously, Ms. Gupta was an associate at the law firm of Shearman & Sterling LLP in New York, NY and Menlo Park, CA, where her practice focused on general corporate, structured finance and banking matters. Ms. Gupta earned a law degree from the University of London in 1996 and a Masters in Law from the University of Cambridge in 1997.